401k Plan data: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN plan

CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN
Plan identification number	001

CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS, PC has sponsored the creation of one or more 401k plans.

Company Name: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS, PC

Employer identification number (EIN): 042841826

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 SUSAN PARENT
001 2013-01-01 KRISTIN QUITERIO
001 2012-01-01 SUSAN PARENT SUSAN PARENT 2013-10-15
001 2011-01-01 SUSAN PARENT

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	SUSAN PARENT
001	2013-01-01	KRISTIN QUITERIO
001	2012-01-01	SUSAN PARENT	SUSAN PARENT	2013-10-15
001	2011-01-01	SUSAN PARENT

Plan Statistics for CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 10
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 11
Number of participants with account balances 2014-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 10
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 12
Number of participants with account balances 2013-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 9
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 11
Number of participants with account balances 2012-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 11
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 2
Total of all active and inactive participants 2011-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 13
Number of participants with account balances 2011-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2014: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	10
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	11
Number of participants with account balances	2014-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	10
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	12
Number of participants with account balances	2013-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	9
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	11
Number of participants with account balances	2012-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	11
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	2
Total of all active and inactive participants	2011-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	13
Number of participants with account balances	2011-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$670,650
Expenses. Total of all expenses incurred	2014-12-31	$315
Benefits paid (including direct rollovers)	2014-12-31	$215
Total plan assets at end of year	2014-12-31	$5,775,500
Total plan assets at beginning of year	2014-12-31	$5,105,165
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$112,602
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$384,034
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$670,335
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$5,775,500
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$5,105,165
Total contributions received or receivable from employer(s)	2014-12-31	$174,014
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$100
2013 : CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$897,425
Expenses. Total of all expenses incurred	2013-12-31	$3,167
Benefits paid (including direct rollovers)	2013-12-31	$3,067
Total plan assets at end of year	2013-12-31	$5,105,165
Total plan assets at beginning of year	2013-12-31	$4,210,907
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$116,320
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$611,121
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$894,258
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$5,105,165
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,210,907
Assets. Value of participant loans	2013-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$169,984
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$100
2012 : CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$497,375
Expenses. Total of all expenses incurred	2012-12-31	$41,785
Benefits paid (including direct rollovers)	2012-12-31	$41,720
Total plan assets at end of year	2012-12-31	$4,210,907
Total plan assets at beginning of year	2012-12-31	$3,755,317
Value of fidelity bond covering the plan	2012-12-31	$250,000
Total contributions received or receivable from participants	2012-12-31	$98,303
Other income received	2012-12-31	$225,218
Net income (gross income less expenses)	2012-12-31	$455,590
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,210,907
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,755,317
Assets. Value of participant loans	2012-12-31	$1,488
Total contributions received or receivable from employer(s)	2012-12-31	$173,854
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$65
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$6,795
Expenses. Total of all expenses incurred	2011-12-31	$9
Total plan assets at end of year	2011-12-31	$3,755,317
Total plan assets at beginning of year	2011-12-31	$3,748,531
Value of fidelity bond covering the plan	2011-12-31	$250,000
Total contributions received or receivable from participants	2011-12-31	$83,280
Other income received	2011-12-31	$-248,092
Net income (gross income less expenses)	2011-12-31	$6,786
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,755,317
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,748,531
Assets. Value of participant loans	2011-12-31	$3,405
Total contributions received or receivable from employer(s)	2011-12-31	$171,607
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$9
2010 : CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$452,862
Expenses. Total of all expenses incurred	2010-12-31	$155,949
Benefits paid (including direct rollovers)	2010-12-31	$155,949
Total plan assets at end of year	2010-12-31	$3,748,531
Total plan assets at beginning of year	2010-12-31	$3,451,618
Total contributions received or receivable from participants	2010-12-31	$106,090
Contributions received from other sources (not participants or employers)	2010-12-31	$38,066
Other income received	2010-12-31	$308,706
Net income (gross income less expenses)	2010-12-31	$296,913
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,748,531
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,451,618
Assets. Value of participant loans	2010-12-31	$4,947
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN

2014: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS., P.C. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CARDIAC SURGICAL ASSOCIATES OF WESTERN MASS, PC
Employer identification number (EIN):	042841826
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)