CAPEWAY ROOFING SYSTEMS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CAPEWAY ROOFING SYSTEMS, INC. RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2015 : CAPEWAY ROOFING SYSTEMS, INC. RETIREMENT PLAN 2015 401k financial data |
|---|
| Total transfer of assets from this plan | 2015-12-23 | $3,382,201 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-23 | $13,000 |
| Total income from all sources (including contributions) | 2015-12-23 | $387,242 |
| Total of all expenses incurred | 2015-12-23 | $718,105 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-23 | $690,002 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-23 | $416,017 |
| Value of total assets at end of year | 2015-12-23 | $0 |
| Value of total assets at beginning of year | 2015-12-23 | $3,726,064 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-23 | $28,103 |
| Total interest from all sources | 2015-12-23 | $22,367 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-23 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2015-12-23 | $0 |
| Administrative expenses professional fees incurred | 2015-12-23 | $2,901 |
| Was this plan covered by a fidelity bond | 2015-12-23 | Yes |
| Value of fidelity bond cover | 2015-12-23 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-23 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-23 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-23 | $13,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-23 | No |
| Value of net income/loss | 2015-12-23 | $-330,863 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-23 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-23 | $3,713,064 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-23 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-23 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-23 | No |
| Value of interest in pooled separate accounts at end of year | 2015-12-23 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-23 | $1,337,141 |
| Interest earned on other investments | 2015-12-23 | $22,367 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-23 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-23 | $2,358,613 |
| Net investment gain/loss from pooled separate accounts | 2015-12-23 | $-51,142 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-23 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-23 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-23 | No |
| Contributions received in cash from employer | 2015-12-23 | $416,017 |
| Employer contributions (assets) at end of year | 2015-12-23 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-23 | $30,310 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-23 | $690,002 |
| Contract administrator fees | 2015-12-23 | $25,202 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-23 | Yes |
| Did the plan have assets held for investment | 2015-12-23 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-23 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-23 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-23 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-23 | Disclaimer |
| Accountancy firm name | 2015-12-23 | YKSM, LTD. |
| Accountancy firm EIN | 2015-12-23 | 050514919 |
| 2014 : CAPEWAY ROOFING SYSTEMS, INC. RETIREMENT PLAN 2014 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $13,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $14,000 |
| Total income from all sources (including contributions) | 2014-12-31 | $655,170 |
| Total of all expenses incurred | 2014-12-31 | $312,469 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $279,421 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $543,214 |
| Value of total assets at end of year | 2014-12-31 | $3,726,064 |
| Value of total assets at beginning of year | 2014-12-31 | $3,384,363 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $33,048 |
| Total interest from all sources | 2014-12-31 | $33,427 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $0 |
| Administrative expenses professional fees incurred | 2014-12-31 | $13,895 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $13,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $14,000 |
| Administrative expenses (other) incurred | 2014-12-31 | $1,400 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $342,701 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $3,713,064 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,370,363 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $1,337,141 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $1,246,663 |
| Interest earned on other investments | 2014-12-31 | $33,427 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $2,358,613 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $2,094,033 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $78,529 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $543,214 |
| Employer contributions (assets) at end of year | 2014-12-31 | $30,310 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $43,667 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $279,421 |
| Contract administrator fees | 2014-12-31 | $17,753 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | YKSM, LTD. |
| Accountancy firm EIN | 2014-12-31 | 050514919 |
| 2013 : CAPEWAY ROOFING SYSTEMS, INC. RETIREMENT PLAN 2013 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $14,000 |
| Total income from all sources (including contributions) | 2013-12-31 | $719,991 |
| Total of all expenses incurred | 2013-12-31 | $136,016 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $105,188 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $538,164 |
| Value of total assets at end of year | 2013-12-31 | $3,384,363 |
| Value of total assets at beginning of year | 2013-12-31 | $2,786,388 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $30,828 |
| Total interest from all sources | 2013-12-31 | $36,701 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $14,000 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $340,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $14,000 |
| Administrative expenses (other) incurred | 2013-12-31 | $800 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $583,975 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,370,363 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,786,388 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $1,246,663 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $1,020,456 |
| Interest earned on other investments | 2013-12-31 | $36,701 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $2,094,033 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,741,657 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $145,126 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $538,164 |
| Employer contributions (assets) at end of year | 2013-12-31 | $43,667 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $24,275 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $105,188 |
| Contract administrator fees | 2013-12-31 | $16,028 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | YKSM, LTD. |
| Accountancy firm EIN | 2013-12-31 | 050514919 |
| 2010 : CAPEWAY ROOFING SYSTEMS, INC. RETIREMENT PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $435,378 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $174,266 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $174,266 |
| Total plan assets at end of year | 2010-12-31 | $2,147,729 |
| Total plan assets at beginning of year | 2010-12-31 | $1,886,617 |
| Value of fidelity bond covering the plan | 2010-12-31 | $277,000 |
| Other income received | 2010-12-31 | $88,457 |
| Net income (gross income less expenses) | 2010-12-31 | $261,112 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $2,147,729 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,886,617 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $346,921 |
| 2015: CAPEWAY ROOFING SYSTEMS, INC. RETIREMENT PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | Yes |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: CAPEWAY ROOFING SYSTEMS, INC. RETIREMENT PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: CAPEWAY ROOFING SYSTEMS, INC. RETIREMENT PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: CAPEWAY ROOFING SYSTEMS, INC. RETIREMENT PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | Yes |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: CAPEWAY ROOFING SYSTEMS, INC. RETIREMENT PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | Yes |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
