MICROFINANCIAL, INCORPORATED has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UNUM LIFE INSURANCE COMPANY OF AMERICA
| Measure | Date | Value |
|---|
| 2014 : UNUM LIFE INSURANCE COMPANY OF AMERICA 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-03-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-01 | $0 |
| Total income from all sources (including contributions) | 2014-03-01 | $0 |
| Total loss/gain on sale of assets | 2014-03-01 | $0 |
| Total of all expenses incurred | 2014-03-01 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-01 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-01 | $0 |
| Value of total assets at end of year | 2014-03-01 | $0 |
| Value of total assets at beginning of year | 2014-03-01 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-01 | $0 |
| Total interest from all sources | 2014-03-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-03-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-03-01 | No |
| Was this plan covered by a fidelity bond | 2014-03-01 | No |
| If this is an individual account plan, was there a blackout period | 2014-03-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-03-01 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-01 | No |
| Value of net income/loss | 2014-03-01 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2014-03-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-03-01 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-03-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-03-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-03-01 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-03-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-03-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-03-01 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-03-01 | No |
| Did the plan have assets held for investment | 2014-03-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-03-01 | No |
| 2013 : UNUM LIFE INSURANCE COMPANY OF AMERICA 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-08-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-08-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-08-01 | $0 |
| Total income from all sources (including contributions) | 2013-08-01 | $0 |
| Total loss/gain on sale of assets | 2013-08-01 | $0 |
| Total of all expenses incurred | 2013-08-01 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-08-01 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-08-01 | $0 |
| Value of total assets at end of year | 2013-08-01 | $0 |
| Value of total assets at beginning of year | 2013-08-01 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-08-01 | $0 |
| Total interest from all sources | 2013-08-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-08-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-08-01 | No |
| Was this plan covered by a fidelity bond | 2013-08-01 | No |
| If this is an individual account plan, was there a blackout period | 2013-08-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-08-01 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-08-01 | No |
| Value of net income/loss | 2013-08-01 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2013-08-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-08-01 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-08-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-08-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-08-01 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-08-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-08-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-08-01 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-08-01 | No |
| Did the plan have assets held for investment | 2013-08-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-08-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-08-01 | No |
| Total unrealized appreciation/depreciation of assets | 2013-03-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-01 | $0 |
| Total income from all sources (including contributions) | 2013-03-01 | $0 |
| Total loss/gain on sale of assets | 2013-03-01 | $0 |
| Total of all expenses incurred | 2013-03-01 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-03-01 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-03-01 | $0 |
| Value of total assets at end of year | 2013-03-01 | $0 |
| Value of total assets at beginning of year | 2013-03-01 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-01 | $0 |
| Total interest from all sources | 2013-03-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-03-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-03-01 | No |
| Was this plan covered by a fidelity bond | 2013-03-01 | No |
| If this is an individual account plan, was there a blackout period | 2013-03-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-03-01 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-01 | No |
| Value of net income/loss | 2013-03-01 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2013-03-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-03-01 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-03-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-03-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-03-01 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-03-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-03-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-03-01 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-03-01 | No |
| Did the plan have assets held for investment | 2013-03-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-03-01 | No |
| 2012 : UNUM LIFE INSURANCE COMPANY OF AMERICA 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-02-29 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-29 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-29 | $0 |
| Total income from all sources (including contributions) | 2012-02-29 | $0 |
| Total loss/gain on sale of assets | 2012-02-29 | $0 |
| Total of all expenses incurred | 2012-02-29 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-02-29 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-02-29 | $0 |
| Value of total assets at end of year | 2012-02-29 | $0 |
| Value of total assets at beginning of year | 2012-02-29 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-02-29 | $0 |
| Total interest from all sources | 2012-02-29 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-02-29 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-02-29 | No |
| Was this plan covered by a fidelity bond | 2012-02-29 | No |
| If this is an individual account plan, was there a blackout period | 2012-02-29 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-02-29 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-02-29 | No |
| Value of net income/loss | 2012-02-29 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2012-02-29 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-02-29 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-02-29 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-02-29 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-02-29 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-02-29 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-02-29 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-02-29 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-02-29 | No |
| Did the plan have assets held for investment | 2012-02-29 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-02-29 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-02-29 | No |
| 2011 : UNUM LIFE INSURANCE COMPANY OF AMERICA 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-03-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-01 | $0 |
| Total income from all sources (including contributions) | 2011-03-01 | $0 |
| Total loss/gain on sale of assets | 2011-03-01 | $0 |
| Total of all expenses incurred | 2011-03-01 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-01 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-03-01 | $0 |
| Value of total assets at end of year | 2011-03-01 | $0 |
| Value of total assets at beginning of year | 2011-03-01 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-01 | $0 |
| Total interest from all sources | 2011-03-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-03-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-01 | No |
| Was this plan covered by a fidelity bond | 2011-03-01 | No |
| If this is an individual account plan, was there a blackout period | 2011-03-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-03-01 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-01 | No |
| Value of net income/loss | 2011-03-01 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2011-03-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-03-01 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-03-01 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-03-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-03-01 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-03-01 | No |
| Did the plan have assets held for investment | 2011-03-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-01 | No |
| 2010 : UNUM LIFE INSURANCE COMPANY OF AMERICA 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-08-31 | $0 |
| Total income from all sources (including contributions) | 2010-08-31 | $0 |
| Total loss/gain on sale of assets | 2010-08-31 | $0 |
| Total of all expenses incurred | 2010-08-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-08-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-08-31 | $0 |
| Value of total assets at end of year | 2010-08-31 | $0 |
| Value of total assets at beginning of year | 2010-08-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-08-31 | $0 |
| Total interest from all sources | 2010-08-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-08-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-08-31 | No |
| Was this plan covered by a fidelity bond | 2010-08-31 | No |
| If this is an individual account plan, was there a blackout period | 2010-08-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-08-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-08-31 | No |
| Value of net income/loss | 2010-08-31 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2010-08-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-08-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-08-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-08-31 | No |
| Did the plan have assets held for investment | 2010-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-08-31 | No |
| 2009 : UNUM LIFE INSURANCE COMPANY OF AMERICA 2009 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2009-02-28 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-02-28 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-02-28 | $0 |
| Total income from all sources (including contributions) | 2009-02-28 | $0 |
| Total loss/gain on sale of assets | 2009-02-28 | $0 |
| Total of all expenses incurred | 2009-02-28 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2009-02-28 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2009-02-28 | $0 |
| Value of total assets at end of year | 2009-02-28 | $0 |
| Value of total assets at beginning of year | 2009-02-28 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2009-02-28 | $0 |
| Total interest from all sources | 2009-02-28 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2009-02-28 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2009-02-28 | No |
| Was this plan covered by a fidelity bond | 2009-02-28 | No |
| If this is an individual account plan, was there a blackout period | 2009-02-28 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2009-02-28 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-02-28 | No |
| Value of net income/loss | 2009-02-28 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2009-02-28 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2009-02-28 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2009-02-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2009-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2009-02-28 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2009-02-28 | No |
| Was there a failure to transmit to the plan any participant contributions | 2009-02-28 | No |
| Has the plan failed to provide any benefit when due under the plan | 2009-02-28 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2009-02-28 | No |
| Did the plan have assets held for investment | 2009-02-28 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-02-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2009-02-28 | No |
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 466424 |
| Policy instance | 2 |
| Insurance contract or identification number | 466424 | | Number of Individuals Covered | 171 | | Insurance policy start date | 2015-03-01 | | Insurance policy end date | 2016-02-28 | | Total amount of commissions paid to insurance broker | USD $5,307 | | Total amount of fees paid to insurance company | USD $715 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD&D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $41,090 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,307 | | Amount paid for insurance broker fees | 715 | | Additional information about fees paid to insurance broker | COMMISSIONS AND FEES | | Insurance broker organization code? | 3 | | Insurance broker name | NFP CORPORATE SERVICES NY,LLC |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 466425 |
| Policy instance | 1 |
| Insurance contract or identification number | 466425 | | Number of Individuals Covered | 74 | | Insurance policy start date | 2015-03-01 | | Insurance policy end date | 2016-02-29 | | Total amount of commissions paid to insurance broker | USD $3,884 | | Total amount of fees paid to insurance company | USD $413 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD&D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $23,910 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,884 | | Amount paid for insurance broker fees | 413 | | Additional information about fees paid to insurance broker | COMMISSIONS AND FEES | | Insurance broker organization code? | 3 | | Insurance broker name | NFP CORPORATE SERVICES NY, LLC |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 466425 |
| Policy instance | 1 |
| Insurance contract or identification number | 466425 | | Number of Individuals Covered | 84 | | Insurance policy start date | 2014-03-01 | | Insurance policy end date | 2015-02-28 | | Total amount of commissions paid to insurance broker | USD $3,977 | | Total amount of fees paid to insurance company | USD $715 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD&D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $26,511 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,977 | | Amount paid for insurance broker fees | 715 | | Additional information about fees paid to insurance broker | COMMISSIONS AND FEES | | Insurance broker organization code? | 3 | | Insurance broker name | NFP CORPORATE SERVICES NY, LLC |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 466424 |
| Policy instance | 2 |
| Insurance contract or identification number | 466424 | | Number of Individuals Covered | 70 | | Insurance policy start date | 2014-03-01 | | Insurance policy end date | 2015-02-28 | | Total amount of commissions paid to insurance broker | USD $4,929 | | Total amount of fees paid to insurance company | USD $1,085 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | AD&D | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $40,756 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $4,929 | | Amount paid for insurance broker fees | 1085 | | Additional information about fees paid to insurance broker | COMMISSIONS AND FEES | | Insurance broker organization code? | 3 | | Insurance broker name | NFP CORPORATE SERVICES NY,LLC |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 466424 |
| Policy instance | 1 |
| Insurance contract or identification number | 466424 | | Number of Individuals Covered | 148 | | Insurance policy start date | 2013-08-01 | | Insurance policy end date | 2014-03-01 | | Total amount of commissions paid to insurance broker | USD $3,612 | | Total amount of fees paid to insurance company | USD $840 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,612 | | Insurance broker organization code? | 3 | | Insurance broker name | NFP CORPORATION SERVICES |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 466425 |
| Policy instance | 2 |
| Insurance contract or identification number | 466425 | | Number of Individuals Covered | 83 | | Insurance policy start date | 2013-09-01 | | Insurance policy end date | 2014-03-01 | | Total amount of commissions paid to insurance broker | USD $2,135 | | Total amount of fees paid to insurance company | USD $489 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 2135 | | Insurance broker name | NFP CORPORATION SERVICES |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | G000AGWB |
| Policy instance | 2 |
| Insurance contract or identification number | G000AGWB | | Number of Individuals Covered | 133 | | Insurance policy start date | 2012-03-01 | | Insurance policy end date | 2013-03-01 | | Total amount of commissions paid to insurance broker | USD $3,438 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | Yes | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $334 | | Insurance broker organization code? | 3 | | Insurance broker name | PARTNERFINANCIAL INSURANCE AGENCY |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | G000AGWB |
| Policy instance | 3 |
| Insurance contract or identification number | G000AGWB | | Number of Individuals Covered | 66 | | Insurance policy start date | 2012-03-01 | | Insurance policy end date | 2013-03-01 | | Total amount of commissions paid to insurance broker | USD $1,955 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $181 | | Insurance broker organization code? | 3 | | Insurance broker name | PARTNERFINANCIAL INSURANCE AGENCY |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | G1000AGWB |
| Policy instance | 1 |
| Insurance contract or identification number | G1000AGWB | | Number of Individuals Covered | 133 | | Insurance policy start date | 2012-03-01 | | Insurance policy end date | 2013-03-01 | | Total amount of commissions paid to insurance broker | USD $838 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $71 | | Insurance broker name | PARTNERFINANCIAL INSURANCE AGENCY |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | G000AGWB |
| Policy instance | 3 |
| Insurance contract or identification number | G000AGWB | | Number of Individuals Covered | 55 | | Insurance policy start date | 2011-03-01 | | Insurance policy end date | 2012-03-01 | | Total amount of commissions paid to insurance broker | USD $2,085 | | Total amount of fees paid to insurance company | USD $192 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | G000AGWB |
| Policy instance | 2 |
| Insurance contract or identification number | G000AGWB | | Number of Individuals Covered | 125 | | Insurance policy start date | 2011-03-01 | | Insurance policy end date | 2012-03-01 | | Total amount of commissions paid to insurance broker | USD $3,249 | | Total amount of fees paid to insurance company | USD $474 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | Yes | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | G000AGWB |
| Policy instance | 1 |
| Insurance contract or identification number | G000AGWB | | Number of Individuals Covered | 125 | | Insurance policy start date | 2011-03-01 | | Insurance policy end date | 2012-03-01 | | Total amount of commissions paid to insurance broker | USD $784 | | Total amount of fees paid to insurance company | USD $153 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | G000AGWB |
| Policy instance | 3 |
| Insurance contract or identification number | G000AGWB | | Number of Individuals Covered | 107 | | Insurance policy start date | 2013-03-01 | | Insurance policy end date | 2013-08-01 | | Total amount of commissions paid to insurance broker | USD $1,669 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | G000AGWB |
| Policy instance | 2 |
| Insurance contract or identification number | G000AGWB | | Number of Individuals Covered | 63 | | Insurance policy start date | 2010-09-01 | | Insurance policy end date | 2011-03-01 | | Total amount of commissions paid to insurance broker | USD $1,078 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | G000AGWB |
| Policy instance | 1 |
| Insurance contract or identification number | G000AGWB | | Number of Individuals Covered | 107 | | Insurance policy start date | 2010-09-01 | | Insurance policy end date | 2011-03-01 | | Total amount of commissions paid to insurance broker | USD $360 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| UNION SECURITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70408 ) |
| Policy contract number | G#4042331 |
| Policy instance | 1 |
| Insurance contract or identification number | G#4042331 | | Number of Individuals Covered | 98 | | Insurance policy start date | 2010-03-01 | | Insurance policy end date | 2010-08-31 | | Total amount of commissions paid to insurance broker | USD $2,461 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | Yes | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| UNION SECURITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70408 ) |
| Policy contract number | G4042331 |
| Policy instance | 1 |
| Insurance contract or identification number | G4042331 | | Number of Individuals Covered | 95 | | Insurance policy start date | 2009-03-01 | | Insurance policy end date | 2010-02-28 | | Total amount of commissions paid to insurance broker | USD $5,152 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | Yes | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 5152 | | Insurance broker organization code? | 3 | | Insurance broker name | UNION SECURITY INSURANCE COMPANY |
|
| UNION SECURITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70408 ) |
| Policy contract number | G#4042331 |
| Policy instance | 1 |
| Insurance contract or identification number | G#4042331 | | Number of Individuals Covered | 80 | | Insurance policy start date | 2008-03-01 | | Insurance policy end date | 2009-02-28 | | Total amount of commissions paid to insurance broker | USD $4,540 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | Yes | | Long Term Disability Insurance Welfare Benefit | Yes | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $4,540 | | Insurance broker organization code? | 3 | | Insurance broker name | UNION SECURITY INSURNCE COMPANY |
|
| UNION SECURITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70408 ) |
| Policy contract number | G#000AGWB |
| Policy instance | 1 |
| Insurance contract or identification number | G#000AGWB | | Number of Individuals Covered | 141 | | Insurance policy start date | 2013-03-01 | | Insurance policy end date | 2013-08-01 | | Total amount of commissions paid to insurance broker | USD $397 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $397 | | Insurance broker organization code? | 3 | | Insurance broker name | NFP CORPORATION SERVICES |
|
