401k Plan data: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN plan

CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 401k Plan overview

Plan Name	CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN
Plan identification number	001

CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARLISLE CAPITAL AND AFFILIATED COMPANIES has sponsored the creation of one or more 401k plans.

Company Name: CARLISLE CAPITAL AND AFFILIATED COMPANIES

Employer identification number (EIN): 042981585

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 STEVEN R. SCOTT 2023-10-01 MARK GRAHAM 2023-10-11
001 2021-01-01 STEVEN R. SCOTT 2022-10-06 MARK GRAHAM 2022-10-06
001 2020-01-01 STEVEN R. SCOTT 2021-09-23 MARK GRAHAM 2021-09-24
001 2019-01-01 STEVEN R. SCOTT 2020-10-08 MARK GRAHAM 2020-10-09
001 2018-01-01 STEVEN R. SCOTT 2019-10-09 MARK GRAHAM 2019-10-10
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 SCOTT EMERING
001 2013-01-01 CHRISTOPHER B. MCKENNA
001 2012-01-01 CHRISTOPHER B. MCKENNA 2013-05-21
001 2011-01-01 CHRISTOPHER MCKENNA 2012-08-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	STEVEN R. SCOTT	2023-10-01	MARK GRAHAM	2023-10-11
001	2021-01-01	STEVEN R. SCOTT	2022-10-06	MARK GRAHAM	2022-10-06
001	2020-01-01	STEVEN R. SCOTT	2021-09-23	MARK GRAHAM	2021-09-24
001	2019-01-01	STEVEN R. SCOTT	2020-10-08	MARK GRAHAM	2020-10-09
001	2018-01-01	STEVEN R. SCOTT	2019-10-09	MARK GRAHAM	2019-10-10
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	SCOTT EMERING
001	2013-01-01	CHRISTOPHER B. MCKENNA
001	2012-01-01	CHRISTOPHER B. MCKENNA	2013-05-21
001	2011-01-01	CHRISTOPHER MCKENNA	2012-08-15

Plan Statistics for CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN

401k plan membership statisitcs for CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN

Measure Date Value
2022: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 109
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 18
Total of all active and inactive participants 2022-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 127
Number of participants with account balances 2022-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 121
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 20
Total of all active and inactive participants 2021-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 141
Number of participants with account balances 2021-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 113
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 18
Total of all active and inactive participants 2020-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 131
Number of participants with account balances 2020-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 127
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 17
Total of all active and inactive participants 2019-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 144
Number of participants with account balances 2019-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 130
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 27
Total of all active and inactive participants 2018-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 157
Number of participants with account balances 2018-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 138
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 20
Total of all active and inactive participants 2017-01-01 158
Total participants 2017-01-01 158
Number of participants with account balances 2017-01-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 175
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 174
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 13
Total of all active and inactive participants 2016-01-01 187
Total participants 2016-01-01 187
Number of participants with account balances 2016-01-01 71
2015: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 147
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 12
Total of all active and inactive participants 2015-01-01 159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 159
Number of participants with account balances 2015-01-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 137
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 7
Total of all active and inactive participants 2014-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 144
Number of participants with account balances 2014-01-01 60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 134
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 138
Number of participants with account balances 2013-01-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2022: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	109
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	18
Total of all active and inactive participants	2022-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	127
Number of participants with account balances	2022-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	121
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	20
Total of all active and inactive participants	2021-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	141
Number of participants with account balances	2021-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	113
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	18
Total of all active and inactive participants	2020-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	131
Number of participants with account balances	2020-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	127
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	17
Total of all active and inactive participants	2019-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	144
Number of participants with account balances	2019-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	130
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	27
Total of all active and inactive participants	2018-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	157
Number of participants with account balances	2018-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	138
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	20
Total of all active and inactive participants	2017-01-01	158
Total participants	2017-01-01	158
Number of participants with account balances	2017-01-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	175
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	174
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	13
Total of all active and inactive participants	2016-01-01	187
Total participants	2016-01-01	187
Number of participants with account balances	2016-01-01	71
2015: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	147
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	12
Total of all active and inactive participants	2015-01-01	159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	159
Number of participants with account balances	2015-01-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	137
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	7
Total of all active and inactive participants	2014-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	144
Number of participants with account balances	2014-01-01	60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	134
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	138
Number of participants with account balances	2013-01-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN

Measure	Date	Value
2022 : CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-338,674
Total of all expenses incurred	2022-12-31	$300,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$265,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$381,739
Value of total assets at end of year	2022-12-31	$3,892,212
Value of total assets at beginning of year	2022-12-31	$4,531,535
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$35,512
Total interest from all sources	2022-12-31	$576
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$36,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$36,357
Administrative expenses professional fees incurred	2022-12-31	$35,512
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$379,780
Participant contributions at end of year	2022-12-31	$33,570
Participant contributions at beginning of year	2022-12-31	$2,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-639,323
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$3,892,212
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$4,531,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$2,902,461
Value of interest in pooled separate accounts at end of year	2022-12-31	$953,624
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$4,523,952
Income. Interest from loans (other than to participants)	2022-12-31	$576
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$2,557
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$3,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-25,110
Net investment gain/loss from pooled separate accounts	2022-12-31	$-732,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,959
Employer contributions (assets) at beginning of year	2022-12-31	$1,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$265,137
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	UHY, LLP
Accountancy firm EIN	2022-12-31	200694403
2021 : CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$909,757
Total of all expenses incurred	2021-12-31	$216,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$187,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$369,742
Value of total assets at end of year	2021-12-31	$4,531,535
Value of total assets at beginning of year	2021-12-31	$3,838,251
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$28,670
Total interest from all sources	2021-12-31	$384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$28,670
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$400,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$368,277
Participant contributions at end of year	2021-12-31	$2,244
Participant contributions at beginning of year	2021-12-31	$8,529
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$693,284
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$4,531,535
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$3,838,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in pooled separate accounts at end of year	2021-12-31	$4,523,952
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$3,826,540
Income. Interest from loans (other than to participants)	2021-12-31	$384
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$3,874
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$3,182
Net investment gain/loss from pooled separate accounts	2021-12-31	$539,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,465
Employer contributions (assets) at end of year	2021-12-31	$1,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$187,803
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BIGELOW & COMPANY CPAS PLLC
Accountancy firm EIN	2021-12-31	020394333
2020 : CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$618,263
Total of all expenses incurred	2020-12-31	$384,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$361,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$295,853
Value of total assets at end of year	2020-12-31	$3,838,251
Value of total assets at beginning of year	2020-12-31	$3,604,488
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$23,255
Total interest from all sources	2020-12-31	$725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$23,255
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$400,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$295,853
Participant contributions at end of year	2020-12-31	$8,529
Participant contributions at beginning of year	2020-12-31	$12,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$233,763
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$3,838,251
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$3,604,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$3,826,540
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$3,589,351
Interest on participant loans	2020-12-31	$725
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$3,182
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$2,521
Net investment gain/loss from pooled separate accounts	2020-12-31	$321,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$361,245
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	BIGELOW & COMPANY CPAS PLLC
Accountancy firm EIN	2020-12-31	020394333
2019 : CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2019 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$6,635
Total income from all sources (including contributions)	2019-12-31	$936,910
Total of all expenses incurred	2019-12-31	$316,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$286,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$295,675
Value of total assets at end of year	2019-12-31	$3,604,488
Value of total assets at beginning of year	2019-12-31	$2,991,116
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$30,094
Total interest from all sources	2019-12-31	$1,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$30,094
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$400,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$291,923
Participant contributions at end of year	2019-12-31	$12,616
Participant contributions at beginning of year	2019-12-31	$5,134
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$3,752
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$6,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$620,007
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,604,488
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,984,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$3,589,351
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$2,976,767
Interest on participant loans	2019-12-31	$775
Interest earned on other investments	2019-12-31	$1,022
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$2,521
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$9,215
Net investment gain/loss from pooled separate accounts	2019-12-31	$639,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$286,809
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BIGELOW & COMPANY CPAS PLLC
Accountancy firm EIN	2019-12-31	020394333
2018 : CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$6,635
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$24,270
Total income from all sources (including contributions)	2018-12-31	$133,926
Total of all expenses incurred	2018-12-31	$375,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$352,159
Expenses. Certain deemed distributions of participant loans	2018-12-31	$2,959
Value of total corrective distributions	2018-12-31	$6,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$351,048
Value of total assets at end of year	2018-12-31	$2,991,116
Value of total assets at beginning of year	2018-12-31	$3,250,462
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$13,884
Total interest from all sources	2018-12-31	$112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$13,884
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$400,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$282,115
Participant contributions at end of year	2018-12-31	$5,134
Participant contributions at beginning of year	2018-12-31	$3,994
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$68,933
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$6,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$24,270
Other income not declared elsewhere	2018-12-31	$966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-241,711
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$2,984,481
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,226,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$2,976,767
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$3,244,819
Interest on participant loans	2018-12-31	$112
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$9,215
Net investment gain or loss from common/collective trusts	2018-12-31	$-218,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$0
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$1,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$352,159
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BIGELOW & COMPANY CPAS PLLC
Accountancy firm EIN	2018-12-31	020394333
2017 : CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$24,270
Total income from all sources (including contributions)	2017-12-31	$766,888
Total of all expenses incurred	2017-12-31	$490,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$440,161
Expenses. Certain deemed distributions of participant loans	2017-12-31	$3,702
Value of total corrective distributions	2017-12-31	$24,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$333,087
Value of total assets at end of year	2017-12-31	$3,250,462
Value of total assets at beginning of year	2017-12-31	$2,949,501
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$22,064
Total interest from all sources	2017-12-31	$393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$22,064
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$400,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$331,054
Participant contributions at end of year	2017-12-31	$3,994
Participant contributions at beginning of year	2017-12-31	$13,147
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$10,697
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$134
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$24,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$276,691
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,226,192
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,949,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$3,244,819
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$2,925,657
Interest on participant loans	2017-12-31	$393
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Net investment gain/loss from pooled separate accounts	2017-12-31	$433,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,899
Employer contributions (assets) at end of year	2017-12-31	$1,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$440,161
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BIGELOW & COMPANY CPAS PLLC
Accountancy firm EIN	2017-12-31	020394333
2016 : CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$533,168
Total of all expenses incurred	2016-12-31	$88,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$70,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$284,639
Value of total assets at end of year	2016-12-31	$2,949,501
Value of total assets at beginning of year	2016-12-31	$2,505,215
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$18,526
Total interest from all sources	2016-12-31	$593
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$400,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$284,639
Participant contributions at end of year	2016-12-31	$13,147
Participant contributions at beginning of year	2016-12-31	$16,742
Participant contributions at end of year	2016-12-31	$10,697
Participant contributions at beginning of year	2016-12-31	$11,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$444,286
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,949,501
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,505,215
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$2,925,657
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,477,306
Interest on participant loans	2016-12-31	$593
Income. Interest from loans (other than to participants)	2016-12-31	$0
Net investment gain/loss from pooled separate accounts	2016-12-31	$247,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$70,356
Contract administrator fees	2016-12-31	$18,526
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BIGELOW & COMPANY CPAS PLLC
Accountancy firm EIN	2016-12-31	020394333
2015 : CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$363,234
Total of all expenses incurred	2015-12-31	$93,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$75,082
Expenses. Certain deemed distributions of participant loans	2015-12-31	$3,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$455,584
Value of total assets at end of year	2015-12-31	$2,505,215
Value of total assets at beginning of year	2015-12-31	$2,235,673
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$15,187
Total interest from all sources	2015-12-31	$1,514
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$400,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$289,954
Participant contributions at end of year	2015-12-31	$16,742
Participant contributions at beginning of year	2015-12-31	$33,105
Participant contributions at end of year	2015-12-31	$11,167
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$164,195
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$269,542
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,505,215
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,235,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,477,306
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,202,568
Interest on participant loans	2015-12-31	$1,514
Net investment gain/loss from pooled separate accounts	2015-12-31	$-93,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$75,082
Contract administrator fees	2015-12-31	$15,187
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BIGELOW & COMPANY CPAS PLLC
Accountancy firm EIN	2015-12-31	020394333
2014 : CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,525
Total income from all sources (including contributions)	2014-12-31	$522,393
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$31,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$22,124
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$423,690
Value of total assets at end of year	2014-12-31	$2,235,673
Value of total assets at beginning of year	2014-12-31	$1,746,338
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$9,409
Total interest from all sources	2014-12-31	$1,151
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$400,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$294,373
Participant contributions at end of year	2014-12-31	$33,105
Participant contributions at beginning of year	2014-12-31	$18,897
Participant contributions at beginning of year	2014-12-31	$1,044
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$129,276
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$1,525
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$490,860
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,235,673
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,744,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,202,568
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,726,397
Interest on participant loans	2014-12-31	$1,151
Net investment gain/loss from pooled separate accounts	2014-12-31	$97,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$41
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$22,124
Contract administrator fees	2014-12-31	$9,409
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BIGELOW & COMPANY CPAS PLLC
Accountancy firm EIN	2014-12-31	020394333
2013 : CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,525
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$394
Total income from all sources (including contributions)	2013-12-31	$972,723
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$51,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$40,930
Value of total corrective distributions	2013-12-31	$1,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$767,828
Value of total assets at end of year	2013-12-31	$1,746,338
Value of total assets at beginning of year	2013-12-31	$823,871
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$8,932
Total interest from all sources	2013-12-31	$675
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$400,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$237,034
Participant contributions at end of year	2013-12-31	$18,897
Participant contributions at beginning of year	2013-12-31	$1,121
Participant contributions at end of year	2013-12-31	$1,044
Participant contributions at beginning of year	2013-12-31	$1,840
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$529,750
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$1,525
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$394
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$921,336
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,744,813
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$823,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,726,397
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$820,880
Interest on participant loans	2013-12-31	$675
Net investment gain/loss from pooled separate accounts	2013-12-31	$204,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$40,930
Contract administrator fees	2013-12-31	$8,932
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BIGELOW & COMPANY CPAS PC
Accountancy firm EIN	2013-12-31	020394333

Form 5500 Responses for CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN

2022: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

805950-000

Policy instance

Insurance contract or identification number	805950-000
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $11,861
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	11861
Insurance broker organization code?	5

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

805950-000

Policy instance

Insurance contract or identification number	805950-000
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $12,613
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Amount paid for insurance broker fees	12613
Insurance broker organization code?	5

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

805950-000

Policy instance

Insurance contract or identification number	805950-000
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $10,118
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	10118
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATOR FEES
Insurance broker organization code?	5

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

805950-000

Policy instance

Insurance contract or identification number	805950-000
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $9,840
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	9840
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATOR FEES
Insurance broker organization code?	5

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

805950-000

Policy instance

Insurance contract or identification number	805950-000
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $4,568
Total amount of fees paid to insurance company	USD $9,389
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	7081
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATOR FEES
Insurance broker organization code?	5

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

805950-000

Policy instance

Insurance contract or identification number	805950-000
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $9,409
Total amount of fees paid to insurance company	USD $9,428
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $9,409
Insurance broker organization code?	3
Amount paid for insurance broker fees	9428
Insurance broker name	UBS FINANCIAL SERVICES INSURANCE AG

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

29488

Policy instance

Insurance contract or identification number	29488
Number of Individuals Covered	0
Insurance policy start date	2015-01-01
Insurance policy end date	2015-03-02
Total amount of commissions paid to insurance broker	USD $928
Total amount of fees paid to insurance company	USD $185
Amount paid for insurance broker fees	928
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Insurance broker name	THE EMERING COMPANIES, LLC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

805950-000

Policy instance

Insurance contract or identification number	805950-000
Number of Individuals Covered	68
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $5,901
Total amount of fees paid to insurance company	USD $5,196
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $5,901
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Insurance broker name	RETIREMENT SOLUTION GROUP

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

29488

Policy instance

Insurance contract or identification number	29488
Number of Individuals Covered	64
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $998
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	906
Additional information about fees paid to insurance broker	TPA PAYMENT
Insurance broker organization code?	5
Insurance broker name	THE EMERING COMPANIES, LLC

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

29488

Policy instance

Insurance contract or identification number	29488
Number of Individuals Covered	61
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $674
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	674
Additional information about fees paid to insurance broker	TPA FORUM PAYMENT
Insurance broker organization code?	5
Insurance broker name	THIRD PARTY ADMINISTRATORS, INC.

Potentially related plans

CARLISLE AND AFFILIATED COMPANIES 401(K) PLAN [EIN = 020471859]

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See full terms and conditions

Company Name:	CARLISLE CAPITAL AND AFFILIATED COMPANIES
Employer identification number (EIN):	042981585
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services