401k Plan data: PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN plan

PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN
Plan identification number	001

PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PUTNAM ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: PUTNAM ASSOCIATES, INC.

Employer identification number (EIN): 043010348

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 KEVIN GORMAN
001 2011-01-01 NICK PURINTON
001 2009-01-01 NICK PURINTON

Plan id#	Filing Submission Date	Name of Administrator
001	2012-01-01	KEVIN GORMAN
001	2011-01-01	NICK PURINTON
001	2009-01-01	NICK PURINTON

Plan Statistics for PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2012: PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 57
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 57
Total of all active and inactive participants 2012-01-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 114
Number of participants with account balances 2012-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 93
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 59
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 49
Total of all active and inactive participants 2011-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 108
Number of participants with account balances 2011-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 5
2009: PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 85
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 44
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 43
Total of all active and inactive participants 2009-01-01 87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 87
Number of participants with account balances 2009-01-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2012: PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	57
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	57
Total of all active and inactive participants	2012-01-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	114
Number of participants with account balances	2012-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	93
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	59
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	49
Total of all active and inactive participants	2011-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	108
Number of participants with account balances	2011-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	5
2009: PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	85
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	44
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	43
Total of all active and inactive participants	2009-01-01	87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	87
Number of participants with account balances	2009-01-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN

Measure	Date	Value
2012 : PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$1,117,121
Expenses. Total of all expenses incurred	2012-12-31	$241,237
Benefits paid (including direct rollovers)	2012-12-31	$234,293
Total plan assets at end of year	2012-12-31	$4,593,637
Total plan assets at beginning of year	2012-12-31	$3,717,753
Value of fidelity bond covering the plan	2012-12-31	$300,000
Total contributions received or receivable from participants	2012-12-31	$375,772
Contributions received from other sources (not participants or employers)	2012-12-31	$32,281
Other income received	2012-12-31	$541,621
Net income (gross income less expenses)	2012-12-31	$875,884
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,593,637
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,717,753
Assets. Value of participant loans	2012-12-31	$47,986
Total contributions received or receivable from employer(s)	2012-12-31	$167,447
Value of corrective distributions	2012-12-31	$534
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$6,410
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$404,941
Expenses. Total of all expenses incurred	2011-12-31	$119,190
Benefits paid (including direct rollovers)	2011-12-31	$112,332
Total plan assets at end of year	2011-12-31	$3,717,753
Total plan assets at beginning of year	2011-12-31	$3,432,002
Value of fidelity bond covering the plan	2011-12-31	$300,000
Total contributions received or receivable from participants	2011-12-31	$389,170
Contributions received from other sources (not participants or employers)	2011-12-31	$19,729
Other income received	2011-12-31	$-120,469
Net income (gross income less expenses)	2011-12-31	$285,751
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,717,753
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,432,002
Assets. Value of participant loans	2011-12-31	$61,570
Total contributions received or receivable from employer(s)	2011-12-31	$116,511
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$6,858
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$900,925
Expenses. Total of all expenses incurred	2010-12-31	$69,237
Benefits paid (including direct rollovers)	2010-12-31	$63,222
Total plan assets at end of year	2010-12-31	$3,432,002
Total plan assets at beginning of year	2010-12-31	$2,600,314
Value of fidelity bond covering the plan	2010-12-31	$300,000
Total contributions received or receivable from participants	2010-12-31	$332,904
Contributions received from other sources (not participants or employers)	2010-12-31	$4,782
Other income received	2010-12-31	$457,724
Net income (gross income less expenses)	2010-12-31	$831,688
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,432,002
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,600,314
Assets. Value of participant loans	2010-12-31	$7,996
Total contributions received or receivable from employer(s)	2010-12-31	$105,515
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$6,015
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN

2012: PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

PUTNAM ASSOCIATES 401(K) RETIREMENT SAVINGS PLAN [EIN = 463321955]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	PUTNAM ASSOCIATES, INC.
Employer identification number (EIN):	043010348
NAIC Classification:	541600