401k Plan data: ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN plan

ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADVANCED POLYMERS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ADVANCED POLYMERS, INC.

Employer identification number (EIN): 043031730

NAIC Classification: 326100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-07-01 PLAN SPONSOR
001 2012-01-01 MARC CRESCENZI MARC CRESCENZI 2013-01-31
001 2011-01-01 MARK SAAB MARK SAAB 2012-10-12
001 2010-01-01 MARK SAAB 2011-07-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2012-07-01	PLAN SPONSOR
001	2012-01-01	MARC CRESCENZI		MARC CRESCENZI	2013-01-31
001	2011-01-01	MARK SAAB		MARK SAAB	2012-10-12
001	2010-01-01	MARK SAAB	2011-07-13

Plan Statistics for ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2012: ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 151
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 0
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 0
Total of all active and inactive participants 2012-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 0
Number of participants with account balances 2012-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
Total participants, beginning-of-year 2012-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 132
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 19
Total of all active and inactive participants 2012-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 151
Number of participants with account balances 2012-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 127
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 16
Total of all active and inactive participants 2011-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 146
Number of participants with account balances 2011-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3

Measure	Date	Value
2012: ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	151
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	0
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	0
Total of all active and inactive participants	2012-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	0
Number of participants with account balances	2012-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
Total participants, beginning-of-year	2012-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	132
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	19
Total of all active and inactive participants	2012-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	151
Number of participants with account balances	2012-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	127
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	16
Total of all active and inactive participants	2011-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	146
Number of participants with account balances	2011-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3

Financial Data on ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2012 : ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-10-01	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-10-01	$0
Total unrealized appreciation/depreciation of assets	2012-10-01	$0
Total transfer of assets from this plan	2012-10-01	$9,812,774
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-10-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-10-01	$0
Expenses. Interest paid	2012-10-01	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-10-01	$0
Total income from all sources (including contributions)	2012-10-01	$955,149
Total loss/gain on sale of assets	2012-10-01	$0
Total of all expenses incurred	2012-10-01	$127,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-10-01	$112,970
Expenses. Certain deemed distributions of participant loans	2012-10-01	$0
Value of total corrective distributions	2012-10-01	$14,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-10-01	$586,774
Value of total assets at end of year	2012-10-01	$0
Value of total assets at beginning of year	2012-10-01	$8,984,648
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-10-01	$50
Total income from rents	2012-10-01	$0
Total interest from all sources	2012-10-01	$9,203
Total dividends received (eg from common stock, registered investment company shares)	2012-10-01	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-10-01	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-10-01	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-10-01	$0
Assets. Real estate other than employer real property at end of year	2012-10-01	$0
Assets. Real estate other than employer real property at beginning of year	2012-10-01	$0
Administrative expenses professional fees incurred	2012-10-01	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-10-01	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-10-01	$0
Was this plan covered by a fidelity bond	2012-10-01	Yes
Value of fidelity bond cover	2012-10-01	$135,000
If this is an individual account plan, was there a blackout period	2012-10-01	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-10-01	$0
Were there any nonexempt tranactions with any party-in-interest	2012-10-01	No
Contributions received from participants	2012-10-01	$133,149
Participant contributions at end of year	2012-10-01	$0
Participant contributions at beginning of year	2012-10-01	$44,487
Participant contributions at end of year	2012-10-01	$0
Participant contributions at beginning of year	2012-10-01	$0
Assets. Other investments not covered elsewhere at end of year	2012-10-01	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-10-01	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-10-01	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-10-01	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-10-01	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-10-01	$0
Assets. Loans (other than to participants) at end of year	2012-10-01	$0
Assets. Loans (other than to participants) at beginning of year	2012-10-01	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-10-01	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-10-01	$0
Other income not declared elsewhere	2012-10-01	$0
Total non interest bearing cash at end of year	2012-10-01	$0
Total non interest bearing cash at beginning of year	2012-10-01	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-01	No
Income. Non cash contributions	2012-10-01	$0
Value of net income/loss	2012-10-01	$828,126
Value of net assets at end of year (total assets less liabilities)	2012-10-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-10-01	$8,984,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-10-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-10-01	No
Were any leases to which the plan was party in default or uncollectible	2012-10-01	No
Assets. partnership/joint venture interests at end of year	2012-10-01	$0
Assets. partnership/joint venture interests at beginning of year	2012-10-01	$0
Investment advisory and management fees	2012-10-01	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-10-01	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-10-01	$0
Value of interest in pooled separate accounts at end of year	2012-10-01	$0
Value of interest in pooled separate accounts at beginning of year	2012-10-01	$6,588,623
Interest on participant loans	2012-10-01	$461
Income. Interest from loans (other than to participants)	2012-10-01	$0
Interest earned on other investments	2012-10-01	$8,742
Income. Interest from US Government securities	2012-10-01	$0
Income. Interest from corporate debt instruments	2012-10-01	$0
Value of interest in master investment trust accounts at end of year	2012-10-01	$0
Value of interest in master investment trust accounts at beginning of year	2012-10-01	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-10-01	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-10-01	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-10-01	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-10-01	$0
Assets. Value of investments in 103.12 investment entities at end of year	2012-10-01	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-10-01	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-10-01	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-10-01	$2,351,538
Expenses. Payments to insurance carriers foe the provision of benefits	2012-10-01	$0
Asset value of US Government securities at end of year	2012-10-01	$0
Asset value of US Government securities at beginning of year	2012-10-01	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-10-01	$0
Net investment gain/loss from pooled separate accounts	2012-10-01	$359,172
Net investment gain or loss from common/collective trusts	2012-10-01	$0
Net gain/loss from 103.12 investment entities	2012-10-01	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-10-01	No
Was there a failure to transmit to the plan any participant contributions	2012-10-01	No
Has the plan failed to provide any benefit when due under the plan	2012-10-01	No
Assets. Invements in employer securities at end of year	2012-10-01	$0
Assets. Invements in employer securities at beginning of year	2012-10-01	$0
Assets. Value of employer real property at end of year	2012-10-01	$0
Assets. Value of employer real property at beginning of year	2012-10-01	$0
Contributions received in cash from employer	2012-10-01	$453,625
Employer contributions (assets) at end of year	2012-10-01	$0
Employer contributions (assets) at beginning of year	2012-10-01	$0
Income. Dividends from preferred stock	2012-10-01	$0
Income. Dividends from common stock	2012-10-01	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-10-01	$112,970
Asset. Corporate debt instrument preferred debt at end of year	2012-10-01	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2012-10-01	$0
Asset. Corporate debt instrument debt (other) at end of year	2012-10-01	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-10-01	$0
Contract administrator fees	2012-10-01	$50
Assets. Corporate common stocks other than exployer securities at end of year	2012-10-01	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-10-01	$0
Liabilities. Value of benefit claims payable at end of year	2012-10-01	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-10-01	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2012-10-01	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-10-01	$0
Did the plan have assets held for investment	2012-10-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-10-01	Yes
Aggregate proceeds on sale of assets	2012-10-01	$0
Aggregate carrying amount (costs) on sale of assets	2012-10-01	$0
Liabilities. Value of acquisition indebtedness at end of year	2012-10-01	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-10-01	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-10-01	Yes
Opinion of an independent qualified public accountant for this plan	2012-10-01	Disclaimer
Accountancy firm name	2012-10-01	ROTHSTEIN KASS
Accountancy firm EIN	2012-10-01	222131009
Unrealized appreciation/depreciation of real estate assets	2012-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-06-30	$0
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total transfer of assets to this plan	2012-06-30	$0
Total transfer of assets from this plan	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Expenses. Interest paid	2012-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$1,379,325
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$353,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$345,180
Expenses. Certain deemed distributions of participant loans	2012-06-30	$0
Value of total corrective distributions	2012-06-30	$8,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$984,464
Value of total assets at end of year	2012-06-30	$8,984,648
Value of total assets at beginning of year	2012-06-30	$7,958,769
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$150
Total income from rents	2012-06-30	$0
Total interest from all sources	2012-06-30	$17,014
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$0
Assets. Real estate other than employer real property at end of year	2012-06-30	$0
Assets. Real estate other than employer real property at beginning of year	2012-06-30	$0
Administrative expenses professional fees incurred	2012-06-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-06-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-06-30	$0
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$135,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$164,816
Participant contributions at end of year	2012-06-30	$44,487
Participant contributions at beginning of year	2012-06-30	$47,086
Participant contributions at end of year	2012-06-30	$0
Participant contributions at beginning of year	2012-06-30	$0
Assets. Other investments not covered elsewhere at end of year	2012-06-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$36,413
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$0
Assets. Loans (other than to participants) at end of year	2012-06-30	$0
Assets. Loans (other than to participants) at beginning of year	2012-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-06-30	$0
Other income not declared elsewhere	2012-06-30	$0
Administrative expenses (other) incurred	2012-06-30	$0
Liabilities. Value of operating payables at end of year	2012-06-30	$0
Liabilities. Value of operating payables at beginning of year	2012-06-30	$0
Total non interest bearing cash at end of year	2012-06-30	$0
Total non interest bearing cash at beginning of year	2012-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Income. Non cash contributions	2012-06-30	$0
Value of net income/loss	2012-06-30	$1,025,879
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$8,984,648
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$7,958,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Assets. partnership/joint venture interests at end of year	2012-06-30	$0
Assets. partnership/joint venture interests at beginning of year	2012-06-30	$0
Investment advisory and management fees	2012-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$0
Value of interest in pooled separate accounts at end of year	2012-06-30	$6,588,623
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$5,779,800
Interest on participant loans	2012-06-30	$917
Income. Interest from loans (other than to participants)	2012-06-30	$0
Interest earned on other investments	2012-06-30	$16,097
Income. Interest from US Government securities	2012-06-30	$0
Income. Interest from corporate debt instruments	2012-06-30	$0
Value of interest in master investment trust accounts at end of year	2012-06-30	$0
Value of interest in master investment trust accounts at beginning of year	2012-06-30	$0
Value of interest in common/collective trusts at end of year	2012-06-30	$0
Value of interest in common/collective trusts at beginning of year	2012-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2012-06-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$2,351,538
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$2,131,883
Expenses. Payments to insurance carriers foe the provision of benefits	2012-06-30	$0
Asset value of US Government securities at end of year	2012-06-30	$0
Asset value of US Government securities at beginning of year	2012-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$0
Net investment gain/loss from pooled separate accounts	2012-06-30	$377,847
Net investment gain or loss from common/collective trusts	2012-06-30	$0
Net gain/loss from 103.12 investment entities	2012-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Assets. Invements in employer securities at end of year	2012-06-30	$0
Assets. Invements in employer securities at beginning of year	2012-06-30	$0
Assets. Value of employer real property at end of year	2012-06-30	$0
Assets. Value of employer real property at beginning of year	2012-06-30	$0
Contributions received in cash from employer	2012-06-30	$783,235
Employer contributions (assets) at end of year	2012-06-30	$0
Employer contributions (assets) at beginning of year	2012-06-30	$0
Income. Dividends from preferred stock	2012-06-30	$0
Income. Dividends from common stock	2012-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$345,180
Asset. Corporate debt instrument preferred debt at end of year	2012-06-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2012-06-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2012-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-06-30	$0
Contract administrator fees	2012-06-30	$150
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-06-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-06-30	$0
Liabilities. Value of benefit claims payable at end of year	2012-06-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-06-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2012-06-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-06-30	$0
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Aggregate proceeds on sale of assets	2012-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2012-06-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2012-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	ROTHSTEIN KASS
Accountancy firm EIN	2012-06-30	222131009
2011 : ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$0
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Expenses. Interest paid	2011-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$649,469
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$126,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$126,789
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$890,246
Value of total assets at end of year	2011-12-31	$7,958,769
Value of total assets at beginning of year	2011-12-31	$7,436,289
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$200
Total income from rents	2011-12-31	$0
Total interest from all sources	2011-12-31	$39,607
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Assets. Real estate other than employer real property at end of year	2011-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2011-12-31	$0
Administrative expenses professional fees incurred	2011-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$135,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$288,647
Participant contributions at end of year	2011-12-31	$47,086
Participant contributions at beginning of year	2011-12-31	$22,492
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Assets. Loans (other than to participants) at end of year	2011-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$0
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$522,480
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,958,769
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,436,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$0
Investment advisory and management fees	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$0
Value of interest in pooled separate accounts at end of year	2011-12-31	$5,779,800
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$5,813,678
Interest on participant loans	2011-12-31	$1,439
Income. Interest from loans (other than to participants)	2011-12-31	$0
Interest earned on other investments	2011-12-31	$38,168
Income. Interest from US Government securities	2011-12-31	$0
Income. Interest from corporate debt instruments	2011-12-31	$0
Value of interest in master investment trust accounts at end of year	2011-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$0
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2011-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,131,883
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,600,119
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Asset value of US Government securities at end of year	2011-12-31	$0
Asset value of US Government securities at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$-280,384
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Net gain/loss from 103.12 investment entities	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Assets. Invements in employer securities at beginning of year	2011-12-31	$0
Assets. Value of employer real property at end of year	2011-12-31	$0
Assets. Value of employer real property at beginning of year	2011-12-31	$0
Contributions received in cash from employer	2011-12-31	$601,599
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Income. Dividends from preferred stock	2011-12-31	$0
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$126,789
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$0
Contract administrator fees	2011-12-31	$200
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2011-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ROTHSTEIN KASS
Accountancy firm EIN	2011-12-31	222131009

Form 5500 Responses for ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN

2012: ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	Yes
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: ADVANCED POLYMERS, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

456208-01

Policy instance

Insurance contract or identification number	456208-01
Number of Individuals Covered	116
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $31,358
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ADVANCED POLYMERS, INC.
Employer identification number (EIN):	043031730
NAIC Classification:	326100