HENLEY ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HENLEY COMPANIES 401(K) SAVINGS PLAN
Measure | Date | Value |
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2022 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $423,205 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $4,094,940 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,777,599 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $6,369,509 |
Value of total assets at end of year | 2022-12-31 | $33,438,529 |
Value of total assets at beginning of year | 2022-12-31 | $37,110,264 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $317,341 |
Total interest from all sources | 2022-12-31 | $43,185 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,583,334 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,583,334 |
Administrative expenses professional fees incurred | 2022-12-31 | $7,524 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $3,563,737 |
Participant contributions at end of year | 2022-12-31 | $1,325,518 |
Participant contributions at beginning of year | 2022-12-31 | $1,064,872 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $44,029 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-3,671,735 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $33,438,529 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $37,110,264 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $30,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $30,856,353 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $34,857,496 |
Interest on participant loans | 2022-12-31 | $43,185 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,256,658 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,187,896 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-7,603,503 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $30,680 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $2,761,743 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,777,599 |
Contract administrator fees | 2022-12-31 | $279,817 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2022-12-31 | 410746749 |
2021 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $1,761,758 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $106,306 |
Total income from all sources (including contributions) | 2021-12-31 | $10,752,874 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,951,210 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,727,422 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $5,501,338 |
Value of total assets at end of year | 2021-12-31 | $37,110,264 |
Value of total assets at beginning of year | 2021-12-31 | $30,176,664 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $223,788 |
Total interest from all sources | 2021-12-31 | $41,312 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,598,907 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,598,907 |
Administrative expenses professional fees incurred | 2021-12-31 | $10,336 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,880,368 |
Participant contributions at end of year | 2021-12-31 | $1,064,872 |
Participant contributions at beginning of year | 2021-12-31 | $1,009,060 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $415,298 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $106,306 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $8,801,664 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $37,110,264 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $30,070,358 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $29,982 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $34,857,496 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $27,130,596 |
Interest on participant loans | 2021-12-31 | $41,312 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,187,896 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $2,037,008 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,581,662 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $29,655 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $2,205,672 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,727,422 |
Contract administrator fees | 2021-12-31 | $183,470 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2021-12-31 | 410746749 |
2020 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $106,306 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $457,946 |
Total income from all sources (including contributions) | 2020-12-31 | $8,114,449 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,373,241 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,203,171 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,208,747 |
Value of total assets at end of year | 2020-12-31 | $30,176,664 |
Value of total assets at beginning of year | 2020-12-31 | $24,787,096 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $170,070 |
Total interest from all sources | 2020-12-31 | $47,337 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $792,483 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $792,483 |
Administrative expenses professional fees incurred | 2020-12-31 | $8,314 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,298,008 |
Participant contributions at end of year | 2020-12-31 | $1,009,060 |
Participant contributions at beginning of year | 2020-12-31 | $998,886 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $21,095 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $106,306 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $457,946 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $5,741,208 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $30,070,358 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $24,329,150 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $22,627 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $27,130,596 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $22,250,058 |
Interest on participant loans | 2020-12-31 | $47,337 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $2,037,008 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,538,152 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,023,963 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $41,919 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,889,644 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,203,171 |
Contract administrator fees | 2020-12-31 | $139,129 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2020-12-31 | 410746749 |
2019 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $457,946 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $8,042,583 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $961,697 |
Total of all expenses incurred | 2019-12-31 | $961,697 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $798,383 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,895,937 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,895,937 |
Value of total assets at end of year | 2019-12-31 | $24,787,096 |
Value of total assets at end of year | 2019-12-31 | $24,787,096 |
Value of total assets at beginning of year | 2019-12-31 | $17,248,264 |
Value of total assets at beginning of year | 2019-12-31 | $17,248,264 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $163,314 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $163,314 |
Total interest from all sources | 2019-12-31 | $44,612 |
Total interest from all sources | 2019-12-31 | $44,612 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $888,722 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $888,722 |
Administrative expenses professional fees incurred | 2019-12-31 | $5,611 |
Administrative expenses professional fees incurred | 2019-12-31 | $5,611 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,065,302 |
Participant contributions at end of year | 2019-12-31 | $998,886 |
Participant contributions at end of year | 2019-12-31 | $998,886 |
Participant contributions at beginning of year | 2019-12-31 | $787,144 |
Participant contributions at beginning of year | 2019-12-31 | $787,144 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $47,198 |
Participant contributions at beginning of year | 2019-12-31 | $47,198 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $193,365 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $8,564 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $8,564 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $457,946 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $457,946 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $7,080,886 |
Value of net income/loss | 2019-12-31 | $7,080,886 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $24,329,150 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $17,248,264 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $17,248,264 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $3,876 |
Investment advisory and management fees | 2019-12-31 | $3,876 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $22,250,058 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $22,250,058 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $14,898,003 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $14,898,003 |
Interest on participant loans | 2019-12-31 | $44,612 |
Interest on participant loans | 2019-12-31 | $44,612 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,538,152 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,538,152 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,468,821 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,468,821 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,175,861 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $37,451 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,637,270 |
Employer contributions (assets) at end of year | 2019-12-31 | $0 |
Employer contributions (assets) at end of year | 2019-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $38,534 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $38,534 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $798,383 |
Contract administrator fees | 2019-12-31 | $153,827 |
Contract administrator fees | 2019-12-31 | $153,827 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | CARAS & SHULMAN, PC |
Accountancy firm name | 2019-12-31 | CARAS & SHULMAN, PC |
Accountancy firm EIN | 2019-12-31 | 042629080 |
Accountancy firm EIN | 2019-12-31 | 042629080 |
2018 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $2,304,272 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,587,691 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,445,655 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $-808 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,391,043 |
Value of total assets at end of year | 2018-12-31 | $17,248,264 |
Value of total assets at beginning of year | 2018-12-31 | $16,531,683 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $142,844 |
Total interest from all sources | 2018-12-31 | $31,611 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,189,336 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,189,336 |
Administrative expenses professional fees incurred | 2018-12-31 | $22,237 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,682,890 |
Participant contributions at end of year | 2018-12-31 | $787,144 |
Participant contributions at beginning of year | 2018-12-31 | $744,998 |
Participant contributions at end of year | 2018-12-31 | $47,198 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $401,189 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $8,564 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $0 |
Other income not declared elsewhere | 2018-12-31 | $42,164 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $716,581 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $17,248,264 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $16,531,683 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $30,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $14,898,003 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $14,630,606 |
Interest on participant loans | 2018-12-31 | $31,611 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,468,821 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,156,079 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,419,203 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $69,321 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,306,964 |
Employer contributions (assets) at end of year | 2018-12-31 | $38,534 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,445,655 |
Contract administrator fees | 2018-12-31 | $90,607 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CARAS & SHULMAN, PC |
Accountancy firm EIN | 2018-12-31 | 042629080 |
2017 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $5,330,444 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,762,795 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,609,856 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $-5,284 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,012,685 |
Value of total assets at end of year | 2017-12-31 | $16,531,683 |
Value of total assets at beginning of year | 2017-12-31 | $13,964,034 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $158,223 |
Total interest from all sources | 2017-12-31 | $32,637 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $693,045 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $693,045 |
Administrative expenses professional fees incurred | 2017-12-31 | $22,305 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,641,335 |
Participant contributions at end of year | 2017-12-31 | $744,998 |
Participant contributions at beginning of year | 2017-12-31 | $743,727 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $0 |
Other income not declared elsewhere | 2017-12-31 | $36,034 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $2,567,649 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $16,531,683 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $13,964,034 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $30,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $14,630,606 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $12,051,440 |
Interest on participant loans | 2017-12-31 | $32,637 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,156,079 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,168,867 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,533,188 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $22,855 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,371,350 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,609,856 |
Contract administrator fees | 2017-12-31 | $105,918 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CARAS & SHULMAN, PC |
Accountancy firm EIN | 2017-12-31 | 042629080 |
2016 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $3,635,999 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,749,482 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,589,917 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $-4,891 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,550,103 |
Value of total assets at end of year | 2016-12-31 | $13,964,034 |
Value of total assets at beginning of year | 2016-12-31 | $12,077,517 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $164,456 |
Total interest from all sources | 2016-12-31 | $24,840 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $420,896 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $420,896 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,400,832 |
Participant contributions at end of year | 2016-12-31 | $743,727 |
Participant contributions at beginning of year | 2016-12-31 | $679,881 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $16,731 |
Other income not declared elsewhere | 2016-12-31 | $41,677 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,886,517 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $13,964,034 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $12,077,517 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $30,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $12,051,440 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $10,216,870 |
Interest on participant loans | 2016-12-31 | $24,840 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,168,867 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,180,766 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $577,994 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $20,489 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,132,540 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,589,917 |
Contract administrator fees | 2016-12-31 | $134,456 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | CARAS & SHULMAN, PC |
Accountancy firm EIN | 2016-12-31 | 042629080 |
2015 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,950,185 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $932,117 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $883,310 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $15,652 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,286,167 |
Value of total assets at end of year | 2015-12-31 | $12,077,517 |
Value of total assets at beginning of year | 2015-12-31 | $11,059,449 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $33,155 |
Total interest from all sources | 2015-12-31 | $18,971 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $224,365 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $224,365 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,253,028 |
Participant contributions at end of year | 2015-12-31 | $679,881 |
Participant contributions at beginning of year | 2015-12-31 | $437,589 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $28,480 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $2,586 |
Other income not declared elsewhere | 2015-12-31 | $6,503 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,018,068 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $12,077,517 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $11,059,449 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $21,615 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $10,216,870 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $9,538,802 |
Interest on participant loans | 2015-12-31 | $18,971 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,180,766 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $1,080,472 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-321,761 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-268,837 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $4,777 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,004,659 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $883,310 |
Contract administrator fees | 2015-12-31 | $11,540 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CARAS & SHULMAN, PC |
Accountancy firm EIN | 2015-12-31 | 042629080 |
2014 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2014 401k financial data |
---|
Total income from all sources (including contributions) | 2014-12-31 | $2,579,091 |
Total of all expenses incurred | 2014-12-31 | $747,481 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $711,955 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $14,485 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,974,082 |
Value of total assets at end of year | 2014-12-31 | $11,059,449 |
Value of total assets at beginning of year | 2014-12-31 | $9,227,839 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $21,041 |
Total interest from all sources | 2014-12-31 | $17,739 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,055,615 |
Participant contributions at end of year | 2014-12-31 | $437,589 |
Participant contributions at beginning of year | 2014-12-31 | $491,274 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $5,684 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $2,586 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $24,337 |
Other income not declared elsewhere | 2014-12-31 | $28,868 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,831,610 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $11,059,449 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,227,839 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $9,538,802 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $7,673,649 |
Interest on participant loans | 2014-12-31 | $17,739 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $1,080,472 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,038,579 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $558,402 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $912,783 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $711,955 |
Contract administrator fees | 2014-12-31 | $21,041 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | CARAS & SHULMAN, PC |
Accountancy firm EIN | 2014-12-31 | 042629080 |
2013 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2013 401k financial data |
---|
Total income from all sources (including contributions) | 2013-12-31 | $3,341,903 |
Total of all expenses incurred | 2013-12-31 | $898,349 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $813,795 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $58,056 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,962,837 |
Value of total assets at end of year | 2013-12-31 | $9,227,839 |
Value of total assets at beginning of year | 2013-12-31 | $6,784,285 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $26,498 |
Total interest from all sources | 2013-12-31 | $20,357 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $963,312 |
Participant contributions at end of year | 2013-12-31 | $491,274 |
Participant contributions at beginning of year | 2013-12-31 | $530,171 |
Participant contributions at beginning of year | 2013-12-31 | $3,500 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $204,995 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $24,337 |
Other income not declared elsewhere | 2013-12-31 | $17,194 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,443,554 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $9,227,839 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $6,784,285 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $7,673,649 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $5,369,136 |
Interest on participant loans | 2013-12-31 | $20,357 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,038,579 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $880,228 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,341,515 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $794,530 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $1,250 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $813,795 |
Contract administrator fees | 2013-12-31 | $26,498 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | CARAS & SHULMAN, PC |
Accountancy firm EIN | 2013-12-31 | 042629080 |
2012 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $2,339,870 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $259,517 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $216,300 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $14,433 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,711,060 |
Value of total assets at end of year | 2012-12-31 | $6,784,285 |
Value of total assets at beginning of year | 2012-12-31 | $4,703,932 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $28,784 |
Total interest from all sources | 2012-12-31 | $19,046 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $833,976 |
Participant contributions at end of year | 2012-12-31 | $530,171 |
Participant contributions at beginning of year | 2012-12-31 | $451,509 |
Participant contributions at end of year | 2012-12-31 | $3,500 |
Participant contributions at beginning of year | 2012-12-31 | $9,173 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $202,071 |
Other income not declared elsewhere | 2012-12-31 | $16,530 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,080,353 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $6,784,285 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,703,932 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $5,369,136 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $3,440,686 |
Interest on participant loans | 2012-12-31 | $19,046 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $880,228 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $794,520 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $593,234 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $675,013 |
Employer contributions (assets) at end of year | 2012-12-31 | $1,250 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $8,044 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $216,300 |
Contract administrator fees | 2012-12-31 | $28,784 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CARAS & SHULMAN, PC |
Accountancy firm EIN | 2012-12-31 | 042629080 |
2011 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,074,609 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $221,476 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $180,729 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $15,484 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,111,001 |
Value of total assets at end of year | 2011-12-31 | $4,703,932 |
Value of total assets at beginning of year | 2011-12-31 | $3,850,799 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $25,263 |
Total interest from all sources | 2011-12-31 | $13,432 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $606,980 |
Participant contributions at end of year | 2011-12-31 | $451,509 |
Participant contributions at beginning of year | 2011-12-31 | $228,368 |
Participant contributions at end of year | 2011-12-31 | $9,173 |
Participant contributions at beginning of year | 2011-12-31 | $165 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $7,959 |
Other income not declared elsewhere | 2011-12-31 | $19,806 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $853,133 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,703,932 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,850,799 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $3,440,686 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $2,865,833 |
Interest on participant loans | 2011-12-31 | $13,432 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $794,520 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $756,268 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-69,630 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $496,062 |
Employer contributions (assets) at end of year | 2011-12-31 | $8,044 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $165 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $180,729 |
Contract administrator fees | 2011-12-31 | $25,263 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CARAS & SHULMAN, PC |
Accountancy firm EIN | 2011-12-31 | 042629080 |
2010 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,205,437 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $93,998 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $62,504 |
Value of total corrective distributions | 2010-12-31 | $10,274 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $870,775 |
Value of total assets at end of year | 2010-12-31 | $3,850,799 |
Value of total assets at beginning of year | 2010-12-31 | $2,739,360 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $21,220 |
Total interest from all sources | 2010-12-31 | $7,816 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $473,519 |
Participant contributions at end of year | 2010-12-31 | $228,368 |
Participant contributions at beginning of year | 2010-12-31 | $178,084 |
Participant contributions at end of year | 2010-12-31 | $165 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $6,634 |
Other income not declared elsewhere | 2010-12-31 | $23,776 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,111,439 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $3,850,799 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,739,360 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $2,865,833 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $1,800,236 |
Interest on participant loans | 2010-12-31 | $7,816 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $756,268 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $761,040 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $303,070 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $390,622 |
Employer contributions (assets) at end of year | 2010-12-31 | $165 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $62,504 |
Contract administrator fees | 2010-12-31 | $21,220 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CARAS AND SHULMAN |
Accountancy firm EIN | 2010-12-31 | 042629080 |
2009 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |