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HENLEY COMPANIES 401(K) SAVINGS PLAN 401k Plan overview

Plan NameHENLEY COMPANIES 401(K) SAVINGS PLAN
Plan identification number 001

HENLEY COMPANIES 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HENLEY ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name:HENLEY ENTERPRISES, INC.
Employer identification number (EIN):043036456
NAIC Classification:811190

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HENLEY COMPANIES 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ALAINA BARLETTA ANIE CHINARIAN2018-07-20
0012016-01-01ALAINA BARLETTA ANIE CHINARIAN2017-10-12
0012015-01-01ALAINA BARLETTA ANIE CHINARIAN2016-10-13
0012014-01-01KATHLEEN PITTSLEY
0012013-01-01JAMES MCDONALD
0012012-01-01JAMES MCDONALD
0012011-01-01ALEXIS HILL
0012009-01-01JAMES MCDONALD

Plan Statistics for HENLEY COMPANIES 401(K) SAVINGS PLAN

401k plan membership statisitcs for HENLEY COMPANIES 401(K) SAVINGS PLAN

Measure Date Value
2022: HENLEY COMPANIES 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,901
Total number of active participants reported on line 7a of the Form 55002022-01-012,580
Number of retired or separated participants receiving benefits2022-01-0125
Number of other retired or separated participants entitled to future benefits2022-01-01543
Total of all active and inactive participants2022-01-013,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-013,151
Number of participants with account balances2022-01-012,124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: HENLEY COMPANIES 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,466
Total number of active participants reported on line 7a of the Form 55002021-01-012,400
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-011,321
Total of all active and inactive participants2021-01-013,726
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-013,726
Number of participants with account balances2021-01-012,557
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: HENLEY COMPANIES 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,428
Total number of active participants reported on line 7a of the Form 55002020-01-012,315
Number of retired or separated participants receiving benefits2020-01-0119
Number of other retired or separated participants entitled to future benefits2020-01-01943
Total of all active and inactive participants2020-01-013,277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-013,277
Number of participants with account balances2020-01-012,254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HENLEY COMPANIES 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,071
Total number of active participants reported on line 7a of the Form 55002019-01-011,975
Number of retired or separated participants receiving benefits2019-01-0125
Number of other retired or separated participants entitled to future benefits2019-01-01323
Total of all active and inactive participants2019-01-012,323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,323
Number of participants with account balances2019-01-011,642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HENLEY COMPANIES 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,743
Total number of active participants reported on line 7a of the Form 55002018-01-011,836
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01148
Total of all active and inactive participants2018-01-011,984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,984
Number of participants with account balances2018-01-011,088
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HENLEY COMPANIES 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,234
Total number of active participants reported on line 7a of the Form 55002017-01-01993
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01153
Total of all active and inactive participants2017-01-011,146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,146
Number of participants with account balances2017-01-011,063
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HENLEY COMPANIES 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,730
Total number of active participants reported on line 7a of the Form 55002016-01-011,063
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01118
Total of all active and inactive participants2016-01-011,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-011,182
Number of participants with account balances2016-01-01990
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HENLEY COMPANIES 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,641
Total number of active participants reported on line 7a of the Form 55002015-01-01998
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01706
Total of all active and inactive participants2015-01-011,704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,704
Number of participants with account balances2015-01-011,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HENLEY COMPANIES 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,330
Total number of active participants reported on line 7a of the Form 55002014-01-01977
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01637
Total of all active and inactive participants2014-01-011,614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,614
Number of participants with account balances2014-01-011,371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HENLEY COMPANIES 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,226
Total number of active participants reported on line 7a of the Form 55002013-01-01918
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01383
Total of all active and inactive participants2013-01-011,301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-011,302
Number of participants with account balances2013-01-01973
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: HENLEY COMPANIES 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01737
Total number of active participants reported on line 7a of the Form 55002012-01-01977
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01223
Total of all active and inactive participants2012-01-011,200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,200
Number of participants with account balances2012-01-01794
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: HENLEY COMPANIES 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01741
Total number of active participants reported on line 7a of the Form 55002011-01-01570
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01101
Total of all active and inactive participants2011-01-01672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01672
Number of participants with account balances2011-01-01391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2009: HENLEY COMPANIES 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01802
Total number of active participants reported on line 7a of the Form 55002009-01-01565
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01580
Number of participants with account balances2009-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HENLEY COMPANIES 401(K) SAVINGS PLAN

Measure Date Value
2022 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$423,205
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,094,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,777,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,369,509
Value of total assets at end of year2022-12-31$33,438,529
Value of total assets at beginning of year2022-12-31$37,110,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$317,341
Total interest from all sources2022-12-31$43,185
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,583,334
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,583,334
Administrative expenses professional fees incurred2022-12-31$7,524
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,563,737
Participant contributions at end of year2022-12-31$1,325,518
Participant contributions at beginning of year2022-12-31$1,064,872
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$44,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,671,735
Value of net assets at end of year (total assets less liabilities)2022-12-31$33,438,529
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$37,110,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$30,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$30,856,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$34,857,496
Interest on participant loans2022-12-31$43,185
Value of interest in common/collective trusts at end of year2022-12-31$1,256,658
Value of interest in common/collective trusts at beginning of year2022-12-31$1,187,896
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,603,503
Net investment gain or loss from common/collective trusts2022-12-31$30,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,761,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,777,599
Contract administrator fees2022-12-31$279,817
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$1,761,758
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$106,306
Total income from all sources (including contributions)2021-12-31$10,752,874
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,951,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,727,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,501,338
Value of total assets at end of year2021-12-31$37,110,264
Value of total assets at beginning of year2021-12-31$30,176,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$223,788
Total interest from all sources2021-12-31$41,312
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,598,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,598,907
Administrative expenses professional fees incurred2021-12-31$10,336
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,880,368
Participant contributions at end of year2021-12-31$1,064,872
Participant contributions at beginning of year2021-12-31$1,009,060
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$415,298
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$106,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,801,664
Value of net assets at end of year (total assets less liabilities)2021-12-31$37,110,264
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$30,070,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$29,982
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$34,857,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$27,130,596
Interest on participant loans2021-12-31$41,312
Value of interest in common/collective trusts at end of year2021-12-31$1,187,896
Value of interest in common/collective trusts at beginning of year2021-12-31$2,037,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,581,662
Net investment gain or loss from common/collective trusts2021-12-31$29,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,205,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,727,422
Contract administrator fees2021-12-31$183,470
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$106,306
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$457,946
Total income from all sources (including contributions)2020-12-31$8,114,449
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,373,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,203,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,208,747
Value of total assets at end of year2020-12-31$30,176,664
Value of total assets at beginning of year2020-12-31$24,787,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$170,070
Total interest from all sources2020-12-31$47,337
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$792,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$792,483
Administrative expenses professional fees incurred2020-12-31$8,314
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,298,008
Participant contributions at end of year2020-12-31$1,009,060
Participant contributions at beginning of year2020-12-31$998,886
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$21,095
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$106,306
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$457,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,741,208
Value of net assets at end of year (total assets less liabilities)2020-12-31$30,070,358
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$24,329,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$22,627
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$27,130,596
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$22,250,058
Interest on participant loans2020-12-31$47,337
Value of interest in common/collective trusts at end of year2020-12-31$2,037,008
Value of interest in common/collective trusts at beginning of year2020-12-31$1,538,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,023,963
Net investment gain or loss from common/collective trusts2020-12-31$41,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,889,644
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,203,171
Contract administrator fees2020-12-31$139,129
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$457,946
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,042,583
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$961,697
Total of all expenses incurred2019-12-31$961,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$798,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,895,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,895,937
Value of total assets at end of year2019-12-31$24,787,096
Value of total assets at end of year2019-12-31$24,787,096
Value of total assets at beginning of year2019-12-31$17,248,264
Value of total assets at beginning of year2019-12-31$17,248,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$163,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$163,314
Total interest from all sources2019-12-31$44,612
Total interest from all sources2019-12-31$44,612
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$888,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$888,722
Administrative expenses professional fees incurred2019-12-31$5,611
Administrative expenses professional fees incurred2019-12-31$5,611
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,065,302
Participant contributions at end of year2019-12-31$998,886
Participant contributions at end of year2019-12-31$998,886
Participant contributions at beginning of year2019-12-31$787,144
Participant contributions at beginning of year2019-12-31$787,144
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$47,198
Participant contributions at beginning of year2019-12-31$47,198
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$193,365
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$8,564
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$8,564
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$457,946
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$457,946
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,080,886
Value of net income/loss2019-12-31$7,080,886
Value of net assets at end of year (total assets less liabilities)2019-12-31$24,329,150
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,248,264
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,248,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$3,876
Investment advisory and management fees2019-12-31$3,876
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$22,250,058
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$22,250,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$14,898,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$14,898,003
Interest on participant loans2019-12-31$44,612
Interest on participant loans2019-12-31$44,612
Value of interest in common/collective trusts at end of year2019-12-31$1,538,152
Value of interest in common/collective trusts at end of year2019-12-31$1,538,152
Value of interest in common/collective trusts at beginning of year2019-12-31$1,468,821
Value of interest in common/collective trusts at beginning of year2019-12-31$1,468,821
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,175,861
Net investment gain or loss from common/collective trusts2019-12-31$37,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,637,270
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$38,534
Employer contributions (assets) at beginning of year2019-12-31$38,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$798,383
Contract administrator fees2019-12-31$153,827
Contract administrator fees2019-12-31$153,827
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CARAS & SHULMAN, PC
Accountancy firm name2019-12-31CARAS & SHULMAN, PC
Accountancy firm EIN2019-12-31042629080
Accountancy firm EIN2019-12-31042629080
2018 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,304,272
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,587,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,445,655
Expenses. Certain deemed distributions of participant loans2018-12-31$-808
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,391,043
Value of total assets at end of year2018-12-31$17,248,264
Value of total assets at beginning of year2018-12-31$16,531,683
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$142,844
Total interest from all sources2018-12-31$31,611
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,189,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,189,336
Administrative expenses professional fees incurred2018-12-31$22,237
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,682,890
Participant contributions at end of year2018-12-31$787,144
Participant contributions at beginning of year2018-12-31$744,998
Participant contributions at end of year2018-12-31$47,198
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$401,189
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$8,564
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$42,164
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$716,581
Value of net assets at end of year (total assets less liabilities)2018-12-31$17,248,264
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$16,531,683
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$30,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$14,898,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$14,630,606
Interest on participant loans2018-12-31$31,611
Value of interest in common/collective trusts at end of year2018-12-31$1,468,821
Value of interest in common/collective trusts at beginning of year2018-12-31$1,156,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,419,203
Net investment gain or loss from common/collective trusts2018-12-31$69,321
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,306,964
Employer contributions (assets) at end of year2018-12-31$38,534
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,445,655
Contract administrator fees2018-12-31$90,607
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CARAS & SHULMAN, PC
Accountancy firm EIN2018-12-31042629080
2017 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,330,444
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,762,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,609,856
Expenses. Certain deemed distributions of participant loans2017-12-31$-5,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,012,685
Value of total assets at end of year2017-12-31$16,531,683
Value of total assets at beginning of year2017-12-31$13,964,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$158,223
Total interest from all sources2017-12-31$32,637
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$693,045
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$693,045
Administrative expenses professional fees incurred2017-12-31$22,305
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,641,335
Participant contributions at end of year2017-12-31$744,998
Participant contributions at beginning of year2017-12-31$743,727
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Other income not declared elsewhere2017-12-31$36,034
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,567,649
Value of net assets at end of year (total assets less liabilities)2017-12-31$16,531,683
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,964,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$30,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$14,630,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$12,051,440
Interest on participant loans2017-12-31$32,637
Value of interest in common/collective trusts at end of year2017-12-31$1,156,079
Value of interest in common/collective trusts at beginning of year2017-12-31$1,168,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,533,188
Net investment gain or loss from common/collective trusts2017-12-31$22,855
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,371,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,609,856
Contract administrator fees2017-12-31$105,918
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CARAS & SHULMAN, PC
Accountancy firm EIN2017-12-31042629080
2016 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,635,999
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,749,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,589,917
Expenses. Certain deemed distributions of participant loans2016-12-31$-4,891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,550,103
Value of total assets at end of year2016-12-31$13,964,034
Value of total assets at beginning of year2016-12-31$12,077,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$164,456
Total interest from all sources2016-12-31$24,840
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$420,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$420,896
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,400,832
Participant contributions at end of year2016-12-31$743,727
Participant contributions at beginning of year2016-12-31$679,881
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$16,731
Other income not declared elsewhere2016-12-31$41,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,886,517
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,964,034
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,077,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$30,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,051,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,216,870
Interest on participant loans2016-12-31$24,840
Value of interest in common/collective trusts at end of year2016-12-31$1,168,867
Value of interest in common/collective trusts at beginning of year2016-12-31$1,180,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$577,994
Net investment gain or loss from common/collective trusts2016-12-31$20,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,132,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,589,917
Contract administrator fees2016-12-31$134,456
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CARAS & SHULMAN, PC
Accountancy firm EIN2016-12-31042629080
2015 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,950,185
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$932,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$883,310
Expenses. Certain deemed distributions of participant loans2015-12-31$15,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,286,167
Value of total assets at end of year2015-12-31$12,077,517
Value of total assets at beginning of year2015-12-31$11,059,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$33,155
Total interest from all sources2015-12-31$18,971
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$224,365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$224,365
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,253,028
Participant contributions at end of year2015-12-31$679,881
Participant contributions at beginning of year2015-12-31$437,589
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$28,480
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$2,586
Other income not declared elsewhere2015-12-31$6,503
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,018,068
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,077,517
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,059,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$21,615
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,216,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$9,538,802
Interest on participant loans2015-12-31$18,971
Value of interest in common/collective trusts at end of year2015-12-31$1,180,766
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,080,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-321,761
Net investment gain/loss from pooled separate accounts2015-12-31$-268,837
Net investment gain or loss from common/collective trusts2015-12-31$4,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,004,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$883,310
Contract administrator fees2015-12-31$11,540
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CARAS & SHULMAN, PC
Accountancy firm EIN2015-12-31042629080
2014 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,579,091
Total of all expenses incurred2014-12-31$747,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$711,955
Expenses. Certain deemed distributions of participant loans2014-12-31$14,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,974,082
Value of total assets at end of year2014-12-31$11,059,449
Value of total assets at beginning of year2014-12-31$9,227,839
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$21,041
Total interest from all sources2014-12-31$17,739
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,055,615
Participant contributions at end of year2014-12-31$437,589
Participant contributions at beginning of year2014-12-31$491,274
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$5,684
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$2,586
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$24,337
Other income not declared elsewhere2014-12-31$28,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,831,610
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,059,449
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,227,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$9,538,802
Value of interest in pooled separate accounts at beginning of year2014-12-31$7,673,649
Interest on participant loans2014-12-31$17,739
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,080,472
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,038,579
Net investment gain/loss from pooled separate accounts2014-12-31$558,402
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$912,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$711,955
Contract administrator fees2014-12-31$21,041
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CARAS & SHULMAN, PC
Accountancy firm EIN2014-12-31042629080
2013 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$3,341,903
Total of all expenses incurred2013-12-31$898,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$813,795
Expenses. Certain deemed distributions of participant loans2013-12-31$58,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,962,837
Value of total assets at end of year2013-12-31$9,227,839
Value of total assets at beginning of year2013-12-31$6,784,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$26,498
Total interest from all sources2013-12-31$20,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$963,312
Participant contributions at end of year2013-12-31$491,274
Participant contributions at beginning of year2013-12-31$530,171
Participant contributions at beginning of year2013-12-31$3,500
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$204,995
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$24,337
Other income not declared elsewhere2013-12-31$17,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,443,554
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,227,839
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,784,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$7,673,649
Value of interest in pooled separate accounts at beginning of year2013-12-31$5,369,136
Interest on participant loans2013-12-31$20,357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,038,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$880,228
Net investment gain/loss from pooled separate accounts2013-12-31$1,341,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$794,530
Employer contributions (assets) at beginning of year2013-12-31$1,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$813,795
Contract administrator fees2013-12-31$26,498
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CARAS & SHULMAN, PC
Accountancy firm EIN2013-12-31042629080
2012 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,339,870
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$259,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$216,300
Expenses. Certain deemed distributions of participant loans2012-12-31$14,433
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,711,060
Value of total assets at end of year2012-12-31$6,784,285
Value of total assets at beginning of year2012-12-31$4,703,932
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$28,784
Total interest from all sources2012-12-31$19,046
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$833,976
Participant contributions at end of year2012-12-31$530,171
Participant contributions at beginning of year2012-12-31$451,509
Participant contributions at end of year2012-12-31$3,500
Participant contributions at beginning of year2012-12-31$9,173
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$202,071
Other income not declared elsewhere2012-12-31$16,530
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,080,353
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,784,285
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,703,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$5,369,136
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,440,686
Interest on participant loans2012-12-31$19,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$880,228
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$794,520
Net investment gain/loss from pooled separate accounts2012-12-31$593,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$675,013
Employer contributions (assets) at end of year2012-12-31$1,250
Employer contributions (assets) at beginning of year2012-12-31$8,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$216,300
Contract administrator fees2012-12-31$28,784
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CARAS & SHULMAN, PC
Accountancy firm EIN2012-12-31042629080
2011 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,074,609
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$221,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$180,729
Expenses. Certain deemed distributions of participant loans2011-12-31$15,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,111,001
Value of total assets at end of year2011-12-31$4,703,932
Value of total assets at beginning of year2011-12-31$3,850,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$25,263
Total interest from all sources2011-12-31$13,432
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$606,980
Participant contributions at end of year2011-12-31$451,509
Participant contributions at beginning of year2011-12-31$228,368
Participant contributions at end of year2011-12-31$9,173
Participant contributions at beginning of year2011-12-31$165
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,959
Other income not declared elsewhere2011-12-31$19,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$853,133
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,703,932
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,850,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$3,440,686
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,865,833
Interest on participant loans2011-12-31$13,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$794,520
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$756,268
Net investment gain/loss from pooled separate accounts2011-12-31$-69,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$496,062
Employer contributions (assets) at end of year2011-12-31$8,044
Employer contributions (assets) at beginning of year2011-12-31$165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$180,729
Contract administrator fees2011-12-31$25,263
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CARAS & SHULMAN, PC
Accountancy firm EIN2011-12-31042629080
2010 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,205,437
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$93,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$62,504
Value of total corrective distributions2010-12-31$10,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$870,775
Value of total assets at end of year2010-12-31$3,850,799
Value of total assets at beginning of year2010-12-31$2,739,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$21,220
Total interest from all sources2010-12-31$7,816
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$473,519
Participant contributions at end of year2010-12-31$228,368
Participant contributions at beginning of year2010-12-31$178,084
Participant contributions at end of year2010-12-31$165
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$6,634
Other income not declared elsewhere2010-12-31$23,776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,111,439
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,850,799
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,739,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$2,865,833
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,800,236
Interest on participant loans2010-12-31$7,816
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$756,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$761,040
Net investment gain/loss from pooled separate accounts2010-12-31$303,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$390,622
Employer contributions (assets) at end of year2010-12-31$165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$62,504
Contract administrator fees2010-12-31$21,220
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CARAS AND SHULMAN
Accountancy firm EIN2010-12-31042629080
2009 : HENLEY COMPANIES 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HENLEY COMPANIES 401(K) SAVINGS PLAN

2022: HENLEY COMPANIES 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HENLEY COMPANIES 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HENLEY COMPANIES 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HENLEY COMPANIES 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HENLEY COMPANIES 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HENLEY COMPANIES 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HENLEY COMPANIES 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HENLEY COMPANIES 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HENLEY COMPANIES 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HENLEY COMPANIES 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HENLEY COMPANIES 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HENLEY COMPANIES 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HENLEY COMPANIES 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800629
Policy instance 1
Insurance contract or identification number800629
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800629
Policy instance 1
Insurance contract or identification number800629
Number of Individuals Covered1371
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $11,848
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,848
Insurance broker organization code?3
Insurance broker nameMARSH INSURANCE AGENCY & INVES
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800629
Policy instance 1
Insurance contract or identification number800629
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $29,782
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $29,782
Insurance broker organization code?3
Insurance broker nameMARSH INSURANCE AGENCY & INVES
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800629
Policy instance 1
Insurance contract or identification number800629
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $23,678
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $23,678
Insurance broker organization code?3
Insurance broker nameMARSH INSURANCE AGENCY & INVES
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800629
Policy instance 1
Insurance contract or identification number800629
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $22,686
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800629
Policy instance 1
Insurance contract or identification number800629
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $12,134
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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