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HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameHEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN
Plan identification number 003

HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CENTRAL NEW ENGLAND HEALTHALLIANCE has sponsored the creation of one or more 401k plans.

Company Name:CENTRAL NEW ENGLAND HEALTHALLIANCE
Employer identification number (EIN):043172496
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032017-01-01JOHN BRONHARD
0032016-01-01
0032015-01-01
0032014-01-01
0032013-01-01
0032012-01-01MICHAEL J. COFONE
0032011-01-01MICHAEL J. COFONE
0032009-01-01MICHAEL COFONE
0032009-01-01 MICHAEL COFONE2010-10-15

Plan Statistics for HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN

Measure Date Value
2017: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,907
Total number of active participants reported on line 7a of the Form 55002017-01-011,480
Number of retired or separated participants receiving benefits2017-01-0124
Number of other retired or separated participants entitled to future benefits2017-01-01468
Total of all active and inactive participants2017-01-011,972
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-017
Total participants2017-01-011,979
Number of participants with account balances2017-01-011,881
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,837
Total number of active participants reported on line 7a of the Form 55002016-01-011,498
Number of retired or separated participants receiving benefits2016-01-0126
Number of other retired or separated participants entitled to future benefits2016-01-01379
Total of all active and inactive participants2016-01-011,903
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-011,907
Number of participants with account balances2016-01-011,817
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,976
Total number of active participants reported on line 7a of the Form 55002015-01-011,414
Number of retired or separated participants receiving benefits2015-01-0126
Number of other retired or separated participants entitled to future benefits2015-01-01392
Total of all active and inactive participants2015-01-011,832
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-011,837
Number of participants with account balances2015-01-011,755
2014: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,045
Total number of active participants reported on line 7a of the Form 55002014-01-011,561
Number of retired or separated participants receiving benefits2014-01-0123
Number of other retired or separated participants entitled to future benefits2014-01-01387
Total of all active and inactive participants2014-01-011,971
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-011,976
Number of participants with account balances2014-01-011,725
2013: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,079
Total number of active participants reported on line 7a of the Form 55002013-01-011,644
Number of retired or separated participants receiving benefits2013-01-0126
Number of other retired or separated participants entitled to future benefits2013-01-01371
Total of all active and inactive participants2013-01-012,041
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-012,045
Number of participants with account balances2013-01-011,791
2012: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,173
Total number of active participants reported on line 7a of the Form 55002012-01-011,670
Number of retired or separated participants receiving benefits2012-01-0134
Number of other retired or separated participants entitled to future benefits2012-01-01369
Total of all active and inactive participants2012-01-012,073
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-012,079
Number of participants with account balances2012-01-011,848
2011: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,236
Total number of active participants reported on line 7a of the Form 55002011-01-011,707
Number of retired or separated participants receiving benefits2011-01-0135
Number of other retired or separated participants entitled to future benefits2011-01-01428
Total of all active and inactive participants2011-01-012,170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-012,173
Number of participants with account balances2011-01-011,940
2009: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,205
Total number of active participants reported on line 7a of the Form 55002009-01-011,909
Number of retired or separated participants receiving benefits2009-01-0129
Number of other retired or separated participants entitled to future benefits2009-01-01208
Total of all active and inactive participants2009-01-012,146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-012,148
Number of participants with account balances2009-01-011,764
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN

Measure Date Value
2017 : HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$22,885,197
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,202,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,116,604
Expenses. Certain deemed distributions of participant loans2017-12-31$47,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,210,698
Value of total assets at end of year2017-12-31$115,146,940
Value of total assets at beginning of year2017-12-31$99,464,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$38,148
Total interest from all sources2017-12-31$718,742
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,433,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,433,320
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$7,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,815,242
Participant contributions at end of year2017-12-31$1,926,953
Participant contributions at beginning of year2017-12-31$1,873,880
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$774,128
Other income not declared elsewhere2017-12-31$54,717
Administrative expenses (other) incurred2017-12-31$38,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,682,696
Value of net assets at end of year (total assets less liabilities)2017-12-31$115,146,940
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$99,464,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$91,210,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$76,028,788
Value of interest in pooled separate accounts at end of year2017-12-31$21,699,839
Value of interest in pooled separate accounts at beginning of year2017-12-31$21,288,390
Interest on participant loans2017-12-31$134,158
Interest earned on other investments2017-12-31$583,150
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$309,903
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$273,186
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$273,186
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,617,141
Net investment gain/loss from pooled separate accounts2017-12-31$850,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,621,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,116,604
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$13,334,264
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$9,359,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$9,334,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,991,131
Value of total assets at end of year2016-12-31$99,464,244
Value of total assets at beginning of year2016-12-31$95,489,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$24,796
Total interest from all sources2016-12-31$677,061
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,302,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,302,141
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,809,620
Participant contributions at end of year2016-12-31$1,873,880
Participant contributions at beginning of year2016-12-31$1,985,212
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$83,200
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$553,265
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$273,186
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$206,191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,974,855
Value of net assets at end of year (total assets less liabilities)2016-12-31$99,464,244
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$95,489,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$76,028,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$71,684,711
Value of interest in pooled separate accounts at end of year2016-12-31$21,288,390
Value of interest in pooled separate accounts at beginning of year2016-12-31$21,499,709
Interest on participant loans2016-12-31$52,258
Interest earned on other investments2016-12-31$624,803
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,153,132
Net investment gain/loss from pooled separate accounts2016-12-31$210,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,628,246
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$30,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$9,334,613
Contract administrator fees2016-12-31$24,796
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$7,264,143
Total of all expenses incurred2015-12-31$7,304,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,286,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,404,178
Value of total assets at end of year2015-12-31$95,489,389
Value of total assets at beginning of year2015-12-31$95,530,192
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$18,238
Total interest from all sources2015-12-31$682,164
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,223,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,223,437
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,513,025
Participant contributions at end of year2015-12-31$1,985,212
Participant contributions at beginning of year2015-12-31$1,792,789
Participant contributions at end of year2015-12-31$83,200
Participant contributions at beginning of year2015-12-31$76,698
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$324,138
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-40,803
Value of net assets at end of year (total assets less liabilities)2015-12-31$95,489,389
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$95,530,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$71,684,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$71,545,278
Value of interest in pooled separate accounts at end of year2015-12-31$21,499,709
Value of interest in pooled separate accounts at beginning of year2015-12-31$21,964,736
Interest on participant loans2015-12-31$54,668
Interest earned on other investments2015-12-31$627,496
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$206,191
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$120,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$120,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,352,665
Net investment gain/loss from pooled separate accounts2015-12-31$-692,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,567,015
Employer contributions (assets) at end of year2015-12-31$30,366
Employer contributions (assets) at beginning of year2015-12-31$30,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,286,708
Contract administrator fees2015-12-31$18,238
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$12,363,884
Total of all expenses incurred2014-12-31$8,902,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,873,553
Expenses. Certain deemed distributions of participant loans2014-12-31$8,743
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,490,563
Value of total assets at end of year2014-12-31$95,530,192
Value of total assets at beginning of year2014-12-31$92,068,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$20,260
Total interest from all sources2014-12-31$668,798
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,516,469
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,516,469
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,424,542
Participant contributions at end of year2014-12-31$1,792,789
Participant contributions at beginning of year2014-12-31$1,597,431
Participant contributions at end of year2014-12-31$76,698
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$435,742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,461,328
Value of net assets at end of year (total assets less liabilities)2014-12-31$95,530,192
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$92,068,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$71,545,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$68,051,507
Value of interest in pooled separate accounts at end of year2014-12-31$21,964,736
Value of interest in pooled separate accounts at beginning of year2014-12-31$22,382,304
Interest on participant loans2014-12-31$52,025
Interest earned on other investments2014-12-31$616,773
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$120,287
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$37,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$37,622
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$59,141
Net investment gain/loss from pooled separate accounts2014-12-31$628,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,630,279
Employer contributions (assets) at end of year2014-12-31$30,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,873,553
Contract administrator fees2014-12-31$20,260
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FEELEY & DRISCOLL, P.C.
Accountancy firm EIN2014-12-31042684828
2013 : HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$19,090,431
Total of all expenses incurred2013-12-31$7,416,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,377,348
Expenses. Certain deemed distributions of participant loans2013-12-31$18,734
Value of total corrective distributions2013-12-31$3,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,718,253
Value of total assets at end of year2013-12-31$92,068,864
Value of total assets at beginning of year2013-12-31$80,395,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$17,466
Total interest from all sources2013-12-31$624,271
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,729,163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,729,163
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,393,267
Participant contributions at end of year2013-12-31$1,597,431
Participant contributions at beginning of year2013-12-31$1,495,218
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$697,719
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$94
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$11,673,802
Value of net assets at end of year (total assets less liabilities)2013-12-31$92,068,864
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$80,395,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$68,051,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$55,341,235
Value of interest in pooled separate accounts at end of year2013-12-31$22,382,304
Value of interest in pooled separate accounts at beginning of year2013-12-31$23,558,515
Interest on participant loans2013-12-31$48,001
Interest earned on other investments2013-12-31$576,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$37,622
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$11,048,688
Net investment gain/loss from pooled separate accounts2013-12-31$-1,029,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,627,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,377,348
Contract administrator fees2013-12-31$17,466
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FEELEY & DRISCOLL, P.C.
Accountancy firm EIN2013-12-31042684828
2012 : HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$14,155,629
Total of all expenses incurred2012-12-31$4,943,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,926,731
Expenses. Certain deemed distributions of participant loans2012-12-31$-716
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,019,704
Value of total assets at end of year2012-12-31$80,395,062
Value of total assets at beginning of year2012-12-31$71,182,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$17,091
Total interest from all sources2012-12-31$685,822
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,421,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,421,386
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,214,570
Participant contributions at end of year2012-12-31$1,495,218
Participant contributions at beginning of year2012-12-31$1,492,404
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$242,879
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$94
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$20,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,212,523
Value of net assets at end of year (total assets less liabilities)2012-12-31$80,395,062
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$71,182,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$55,341,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$45,873,134
Value of interest in pooled separate accounts at end of year2012-12-31$23,558,515
Value of interest in pooled separate accounts at beginning of year2012-12-31$19,748,424
Interest on participant loans2012-12-31$47,032
Interest earned on other investments2012-12-31$638,790
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,047,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,428,634
Net investment gain/loss from pooled separate accounts2012-12-31$600,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,562,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,926,731
Contract administrator fees2012-12-31$17,091
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FEELEY & DRISCOLL, P.C.
Accountancy firm EIN2012-12-31042684828
2011 : HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$6,034,944
Total of all expenses incurred2011-12-31$6,175,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,130,619
Expenses. Certain deemed distributions of participant loans2011-12-31$7,365
Value of total corrective distributions2011-12-31$23,435
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,202,366
Value of total assets at end of year2011-12-31$71,182,539
Value of total assets at beginning of year2011-12-31$71,322,844
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,830
Total interest from all sources2011-12-31$775,244
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,249,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,249,496
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,414,602
Participant contributions at end of year2011-12-31$1,492,404
Participant contributions at beginning of year2011-12-31$1,192,518
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$477,026
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$20,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-140,305
Value of net assets at end of year (total assets less liabilities)2011-12-31$71,182,539
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$71,322,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$45,873,134
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$46,716,864
Value of interest in pooled separate accounts at end of year2011-12-31$19,748,424
Value of interest in pooled separate accounts at beginning of year2011-12-31$15,594,679
Interest on participant loans2011-12-31$51,861
Interest earned on other investments2011-12-31$723,383
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,047,977
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$7,818,783
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,667,005
Net investment gain/loss from pooled separate accounts2011-12-31$474,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,310,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,130,619
Contract administrator fees2011-12-31$13,830
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FEELEY & DRISCOLL, P.C.
Accountancy firm EIN2011-12-31042684828
2010 : HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$13,125,220
Total of all expenses incurred2010-12-31$3,886,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,812,926
Expenses. Certain deemed distributions of participant loans2010-12-31$58,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,453,096
Value of total assets at end of year2010-12-31$71,322,844
Value of total assets at beginning of year2010-12-31$62,084,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,766
Total interest from all sources2010-12-31$879,833
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$915,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$915,200
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,790,769
Participant contributions at end of year2010-12-31$1,192,518
Participant contributions at beginning of year2010-12-31$997,606
Participant contributions at beginning of year2010-12-31$26,212
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$114,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,238,755
Value of net assets at end of year (total assets less liabilities)2010-12-31$71,322,844
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$62,084,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$46,716,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$37,842,966
Value of interest in pooled separate accounts at end of year2010-12-31$15,594,679
Interest on participant loans2010-12-31$36,218
Interest earned on other investments2010-12-31$843,615
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$7,818,783
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$23,217,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,683,626
Net investment gain/loss from pooled separate accounts2010-12-31$193,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,547,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,812,926
Contract administrator fees2010-12-31$14,766
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FEELEY & DRISCOLL, P.C.
Accountancy firm EIN2010-12-31042684828
2009 : HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN

2017: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HEALTHALLIANCE PARTNERSHIP RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number60260
Policy instance 1
Insurance contract or identification number60260
Number of Individuals Covered427
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number60260
Policy instance 1
Insurance contract or identification number60260
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?5
Insurance broker nameFIDELITY INV. INST. OPS. CO., INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number60260
Policy instance 1
Insurance contract or identification number60260
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $31,225
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees31225
Additional information about fees paid to insurance brokerRECORDKEEPING
Insurance broker organization code?5
Insurance broker nameFIDELITY INV. INST. OPS. CO., INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number60260
Policy instance 1
Insurance contract or identification number60260
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $52,866
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees52866
Additional information about fees paid to insurance brokerRECORDKEEPING
Insurance broker organization code?5
Insurance broker nameFIDELITY INV. INST. OPS. CO., INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069016
Policy instance 2
Insurance contract or identification numberTA069016
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069016
Policy instance 2
Insurance contract or identification numberTA069016
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number60260
Policy instance 1
Insurance contract or identification number60260
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $43,605
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees43605
Additional information about fees paid to insurance brokerRECORDKEEPING
Insurance broker organization code?5
Insurance broker nameFIDELITY INV. INST. OPS. CO., INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number60260
Policy instance 1
Insurance contract or identification number60260
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $33,025
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069016
Policy instance 2
Insurance contract or identification numberTA069016
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number60260
Policy instance 1
Insurance contract or identification number60260
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $22,061
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees22061
Additional information about fees paid to insurance brokerRECORDKEEPING
Insurance broker organization code?5
Insurance broker nameFIDELITY INV. INST. OPS. CO., INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069016
Policy instance 2
Insurance contract or identification numberTA069016
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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