401k Plan data: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN plan

NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 401k Plan overview

Plan Name	NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN
Plan identification number	001

NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NITTO DENKO AVECIA INC. has sponsored the creation of one or more 401k plans.

Company Name: NITTO DENKO AVECIA INC.

Employer identification number (EIN): 043302969

NAIC Classification: 339110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 DAVID J. ROSS DAVID J ROSS 2015-10-13
001 2013-01-01 DAVID J. ROSS DAVID J ROSS 2014-10-06
001 2012-01-01 DAVID J. ROSS DAVID J ROSS 2013-10-10
001 2011-01-01 DAVID J. ROSS DAVID J. ROSS 2012-10-11
001 2009-01-01 DAVID J. ROSS DAVID J. ROSS 2010-10-05
001 2009-01-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	DAVID J. ROSS	DAVID J ROSS	2015-10-13
001	2013-01-01	DAVID J. ROSS	DAVID J ROSS	2014-10-06
001	2012-01-01	DAVID J. ROSS	DAVID J ROSS	2013-10-10
001	2011-01-01	DAVID J. ROSS	DAVID J. ROSS	2012-10-11
001	2009-01-01	DAVID J. ROSS	DAVID J. ROSS	2010-10-05
001	2009-01-01

Plan Statistics for NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN

401k plan membership statisitcs for NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN

Measure Date Value
2014: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 260
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 139
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 125
Total of all active and inactive participants 2014-01-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 265
Number of participants with account balances 2014-01-01 264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 161
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 98
Total of all active and inactive participants 2013-01-01 260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 260
Number of participants with account balances 2013-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 222
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 126
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 88
Total of all active and inactive participants 2012-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 215
Number of participants with account balances 2012-01-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 219
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 133
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 88
Total of all active and inactive participants 2011-01-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 222
Number of participants with account balances 2011-01-01 220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7
2009: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 124
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 99
Total of all active and inactive participants 2009-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 225
Number of participants with account balances 2009-01-01 219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 11

Measure	Date	Value
2014: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	260
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	139
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	125
Total of all active and inactive participants	2014-01-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	265
Number of participants with account balances	2014-01-01	264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	161
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	98
Total of all active and inactive participants	2013-01-01	260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	260
Number of participants with account balances	2013-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	222
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	126
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	88
Total of all active and inactive participants	2012-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	215
Number of participants with account balances	2012-01-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	219
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	133
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	88
Total of all active and inactive participants	2011-01-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	222
Number of participants with account balances	2011-01-01	220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7
2009: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	124
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	99
Total of all active and inactive participants	2009-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	225
Number of participants with account balances	2009-01-01	219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	11

Financial Data on NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN

Measure	Date	Value
2014 : NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$20,649,806
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,353,232
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,179,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,177,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,033,055
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$20,475,911
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,334
Total interest from all sources	2014-12-31	$8,181
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$861,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$861,271
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,352,081
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$228,238
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$5,500
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$198,742
Other income not declared elsewhere	2014-12-31	$567
Administrative expenses (other) incurred	2014-12-31	$2,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$173,895
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$20,475,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$18,387,653
Interest on participant loans	2014-12-31	$8,181
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,838,986
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$471,694
Net investment gain or loss from common/collective trusts	2014-12-31	$-21,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$482,232
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$15,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,177,003
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ROWLAND JOHNSON & COMPANY P.A.
Accountancy firm EIN	2014-12-31	510293511
2013 : NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$6,799,224
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,148,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,146,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,325,335
Value of total assets at end of year	2013-12-31	$20,475,911
Value of total assets at beginning of year	2013-12-31	$14,825,333
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,252
Total interest from all sources	2013-12-31	$7,199
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$637,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$637,199
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,237,756
Participant contributions at end of year	2013-12-31	$228,238
Participant contributions at beginning of year	2013-12-31	$190,965
Participant contributions at end of year	2013-12-31	$5,500
Participant contributions at beginning of year	2013-12-31	$25
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,676,613
Other income not declared elsewhere	2013-12-31	$345
Administrative expenses (other) incurred	2013-12-31	$2,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,650,578
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$20,475,911
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$14,825,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$18,387,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$12,692,217
Interest on participant loans	2013-12-31	$7,199
Value of interest in common/collective trusts at end of year	2013-12-31	$1,838,986
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,919,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,842,932
Net investment gain or loss from common/collective trusts	2013-12-31	$-13,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$410,966
Employer contributions (assets) at end of year	2013-12-31	$15,534
Employer contributions (assets) at beginning of year	2013-12-31	$22,647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,146,394
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ROWLAND JOHNSON & COMPANY P.A.
Accountancy firm EIN	2013-12-31	510293511
2012 : NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,205,130
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$630,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$628,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,611,405
Value of total assets at end of year	2012-12-31	$14,825,333
Value of total assets at beginning of year	2012-12-31	$12,250,872
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,225
Total interest from all sources	2012-12-31	$6,490
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$292,822
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$292,822
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,156,855
Participant contributions at end of year	2012-12-31	$190,965
Participant contributions at beginning of year	2012-12-31	$201,747
Participant contributions at end of year	2012-12-31	$25
Participant contributions at beginning of year	2012-12-31	$31,712
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$59,387
Administrative expenses (other) incurred	2012-12-31	$2,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,574,461
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$14,825,333
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$12,250,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$12,692,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$10,365,928
Interest on participant loans	2012-12-31	$6,490
Value of interest in common/collective trusts at end of year	2012-12-31	$1,919,479
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,600,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,234,280
Net investment gain or loss from common/collective trusts	2012-12-31	$60,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$395,163
Employer contributions (assets) at end of year	2012-12-31	$22,647
Employer contributions (assets) at beginning of year	2012-12-31	$50,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$628,444
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ROWLAND JOHNSON & COMPANY P.A.
Accountancy firm EIN	2012-12-31	510293511
2011 : NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,522,816
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,146,142
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,143,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,552,616
Value of total assets at end of year	2011-12-31	$12,250,872
Value of total assets at beginning of year	2011-12-31	$12,874,198
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,465
Total interest from all sources	2011-12-31	$5,816
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$242,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$242,894
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,063,812
Participant contributions at end of year	2011-12-31	$201,747
Participant contributions at beginning of year	2011-12-31	$157,601
Participant contributions at end of year	2011-12-31	$31,712
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$50,942
Other income not declared elsewhere	2011-12-31	$81
Administrative expenses (other) incurred	2011-12-31	$2,465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-623,326
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$12,250,872
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$12,874,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$10,365,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$10,921,632
Interest on participant loans	2011-12-31	$5,816
Value of interest in common/collective trusts at end of year	2011-12-31	$1,600,866
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,777,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-282,714
Net investment gain or loss from common/collective trusts	2011-12-31	$4,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$437,862
Employer contributions (assets) at end of year	2011-12-31	$50,619
Employer contributions (assets) at beginning of year	2011-12-31	$17,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,143,677
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ROWLAND JOHNSON & COMPANAY P.A.
Accountancy firm EIN	2011-12-31	510293511
2010 : NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$2,715,187
Total of all expenses incurred	2010-12-31	$1,221,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,202,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,234,636
Value of total assets at end of year	2010-12-31	$12,874,198
Value of total assets at beginning of year	2010-12-31	$11,380,963
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$19,470
Total interest from all sources	2010-12-31	$5,812
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$185,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$185,093
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$842,431
Participant contributions at end of year	2010-12-31	$157,601
Participant contributions at beginning of year	2010-12-31	$203,059
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$87,940
Other income not declared elsewhere	2010-12-31	$127
Administrative expenses (other) incurred	2010-12-31	$19,470
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,493,235
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$12,874,198
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$11,380,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$10,921,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$9,057,181
Interest on participant loans	2010-12-31	$5,812
Value of interest in common/collective trusts at end of year	2010-12-31	$1,777,826
Value of interest in common/collective trusts at beginning of year	2010-12-31	$2,120,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,238,160
Net investment gain or loss from common/collective trusts	2010-12-31	$51,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$304,265
Employer contributions (assets) at end of year	2010-12-31	$17,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,202,482
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ROWLAND JOHNSON & COMPANY, P.A.
Accountancy firm EIN	2010-12-31	510293511

Form 5500 Responses for NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN

2014: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	First time form 5500 has been submitted	Yes
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NITTO DENKO AVECIA DEFERRED COMPENSATION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NITTO DENKO AVECIA INC.
Employer identification number (EIN):	043302969
NAIC Classification:	339110