401k Plan data: GALENA ASSOCIATES 401(K) PLAN plan

GALENA ASSOCIATES 401(K) PLAN 401k Plan overview

Plan Name	GALENA ASSOCIATES 401(K) PLAN
Plan identification number	001

GALENA ASSOCIATES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VALVOLINE INSTANT OIL CHANGE has sponsored the creation of one or more 401k plans.

Company Name: VALVOLINE INSTANT OIL CHANGE

Employer identification number (EIN): 043326294

NAIC Classification: 811190

Additional information about VALVOLINE INSTANT OIL CHANGE

Jurisdiction of Incorporation: Nevada Department of State

Incorporation Date: 2007-09-05

Company Identification Number: 20071075271

More information about VALVOLINE INSTANT OIL CHANGE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GALENA ASSOCIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 TOM VEILLEUX
001 2016-01-01 THOMAS VEILLEUX
001 2015-01-01 THOMAS VEILLEUX
001 2014-01-01 CHRIS WEBB CHRIS WEBB 2015-10-05
001 2013-01-01 CHRISTOPHER WEBB
001 2012-01-01 CHRISTOPHER WEBB CHRISTOPHER WEBB 2013-10-14
001 2011-01-01 CHRISTOPHER WEBB CHRISTOPHER WEBB 2012-10-11
001 2010-01-01 CHRISTOPHER WEBB
001 2009-01-01 STEPHEN L. GIFFORD STEPHEN L. GIFFORD 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	TOM VEILLEUX
001	2016-01-01	THOMAS VEILLEUX
001	2015-01-01	THOMAS VEILLEUX
001	2014-01-01	CHRIS WEBB	CHRIS WEBB	2015-10-05
001	2013-01-01	CHRISTOPHER WEBB
001	2012-01-01	CHRISTOPHER WEBB	CHRISTOPHER WEBB	2013-10-14
001	2011-01-01	CHRISTOPHER WEBB	CHRISTOPHER WEBB	2012-10-11
001	2010-01-01	CHRISTOPHER WEBB
001	2009-01-01	STEPHEN L. GIFFORD	STEPHEN L. GIFFORD	2010-10-13

Plan Statistics for GALENA ASSOCIATES 401(K) PLAN

401k plan membership statisitcs for GALENA ASSOCIATES 401(K) PLAN

Measure Date Value
2022: GALENA ASSOCIATES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 807
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 752
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 88
Total of all active and inactive participants 2022-01-01 840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 840
Number of participants with account balances 2022-01-01 570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 10
2021: GALENA ASSOCIATES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 786
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 709
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 83
Total of all active and inactive participants 2021-01-01 792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 793
Number of participants with account balances 2021-01-01 517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 45
2020: GALENA ASSOCIATES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 720
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 711
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 61
Total of all active and inactive participants 2020-01-01 772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 772
Number of participants with account balances 2020-01-01 477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 49
2019: GALENA ASSOCIATES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 742
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 646
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 58
Total of all active and inactive participants 2019-01-01 704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 704
Number of participants with account balances 2019-01-01 439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 41
2018: GALENA ASSOCIATES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 691
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 664
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 62
Total of all active and inactive participants 2018-01-01 726
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 726
Number of participants with account balances 2018-01-01 401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 57
2017: GALENA ASSOCIATES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 603
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 632
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 42
Total of all active and inactive participants 2017-01-01 674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 674
Number of participants with account balances 2017-01-01 369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 30
2016: GALENA ASSOCIATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 550
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 559
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 34
Total of all active and inactive participants 2016-01-01 593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 594
Number of participants with account balances 2016-01-01 201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 7
2015: GALENA ASSOCIATES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 523
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 509
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 18
Total of all active and inactive participants 2015-01-01 527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 527
Number of participants with account balances 2015-01-01 141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: GALENA ASSOCIATES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 465
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 492
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 20
Total of all active and inactive participants 2014-01-01 512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 512
Number of participants with account balances 2014-01-01 149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: GALENA ASSOCIATES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 487
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 433
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 19
Total of all active and inactive participants 2013-01-01 452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 452
Number of participants with account balances 2013-01-01 154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GALENA ASSOCIATES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 499
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 456
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 18
Total of all active and inactive participants 2012-01-01 474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 474
Number of participants with account balances 2012-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: GALENA ASSOCIATES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 500
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 458
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 25
Total of all active and inactive participants 2011-01-01 483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 483
Number of participants with account balances 2011-01-01 200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7
2010: GALENA ASSOCIATES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 665
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 481
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 13
Total of all active and inactive participants 2010-01-01 494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 494
Number of participants with account balances 2010-01-01 153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: GALENA ASSOCIATES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 409
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 650
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 15
Total of all active and inactive participants 2009-01-01 665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 665
Number of participants with account balances 2009-01-01 665
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 126

Measure	Date	Value
2022: GALENA ASSOCIATES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	807
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	752
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	88
Total of all active and inactive participants	2022-01-01	840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	840
Number of participants with account balances	2022-01-01	570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	10
2021: GALENA ASSOCIATES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	786
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	709
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	83
Total of all active and inactive participants	2021-01-01	792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	793
Number of participants with account balances	2021-01-01	517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	45
2020: GALENA ASSOCIATES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	720
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	711
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	61
Total of all active and inactive participants	2020-01-01	772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	772
Number of participants with account balances	2020-01-01	477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	49
2019: GALENA ASSOCIATES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	742
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	646
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	58
Total of all active and inactive participants	2019-01-01	704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	704
Number of participants with account balances	2019-01-01	439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	41
2018: GALENA ASSOCIATES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	691
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	664
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	62
Total of all active and inactive participants	2018-01-01	726
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	726
Number of participants with account balances	2018-01-01	401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	57
2017: GALENA ASSOCIATES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	603
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	632
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	42
Total of all active and inactive participants	2017-01-01	674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	674
Number of participants with account balances	2017-01-01	369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	30
2016: GALENA ASSOCIATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	550
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	559
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	34
Total of all active and inactive participants	2016-01-01	593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	594
Number of participants with account balances	2016-01-01	201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	7
2015: GALENA ASSOCIATES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	523
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	509
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	18
Total of all active and inactive participants	2015-01-01	527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	527
Number of participants with account balances	2015-01-01	141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: GALENA ASSOCIATES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	465
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	492
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	20
Total of all active and inactive participants	2014-01-01	512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	512
Number of participants with account balances	2014-01-01	149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: GALENA ASSOCIATES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	487
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	433
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	19
Total of all active and inactive participants	2013-01-01	452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	452
Number of participants with account balances	2013-01-01	154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GALENA ASSOCIATES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	499
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	456
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	18
Total of all active and inactive participants	2012-01-01	474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	474
Number of participants with account balances	2012-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: GALENA ASSOCIATES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	500
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	458
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	25
Total of all active and inactive participants	2011-01-01	483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	483
Number of participants with account balances	2011-01-01	200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7
2010: GALENA ASSOCIATES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	665
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	481
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	13
Total of all active and inactive participants	2010-01-01	494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	494
Number of participants with account balances	2010-01-01	153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: GALENA ASSOCIATES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	409
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	650
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	15
Total of all active and inactive participants	2009-01-01	665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	665
Number of participants with account balances	2009-01-01	665
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	126

Financial Data on GALENA ASSOCIATES 401(K) PLAN

Measure	Date	Value
2022 : GALENA ASSOCIATES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$80,494
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$980,697
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,075,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$991,669
Value of total corrective distributions	2022-12-31	$18,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,609,832
Value of total assets at end of year	2022-12-31	$10,271,812
Value of total assets at beginning of year	2022-12-31	$10,285,738
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$64,562
Total interest from all sources	2022-12-31	$27,798
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$191,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$191,786
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,583,276
Participant contributions at end of year	2022-12-31	$528,807
Participant contributions at beginning of year	2022-12-31	$425,759
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$43,171
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$80,494
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$31,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-94,420
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$10,191,318
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$10,285,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$9,743,005
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$9,828,979
Interest on participant loans	2022-12-31	$27,798
Income. Interest from loans (other than to participants)	2022-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,848,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$983,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$991,669
Contract administrator fees	2022-12-31	$64,562
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2022-12-31	410746749
2021 : GALENA ASSOCIATES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$2,992,993
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$593,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$515,169
Value of total corrective distributions	2021-12-31	$24,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,759,249
Value of total assets at end of year	2021-12-31	$10,285,738
Value of total assets at beginning of year	2021-12-31	$7,885,794
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$53,426
Total interest from all sources	2021-12-31	$26,428
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$797,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$797,012
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,305,818
Participant contributions at end of year	2021-12-31	$425,759
Participant contributions at beginning of year	2021-12-31	$412,694
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$113,349
Total non interest bearing cash at end of year	2021-12-31	$31,000
Total non interest bearing cash at beginning of year	2021-12-31	$5,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,399,944
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$10,285,738
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$7,885,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$9,828,979
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$7,174,637
Interest on participant loans	2021-12-31	$26,428
Income. Interest from loans (other than to participants)	2021-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$292,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$292,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$410,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$340,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$515,169
Contract administrator fees	2021-12-31	$53,426
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2021-12-31	410746749
2020 : GALENA ASSOCIATES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$2,160,643
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$476,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$406,535
Value of total corrective distributions	2020-12-31	$20,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,167,436
Value of total assets at end of year	2020-12-31	$7,885,794
Value of total assets at beginning of year	2020-12-31	$6,201,390
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$49,225
Total interest from all sources	2020-12-31	$25,576
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$351,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$351,770
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,002,710
Participant contributions at end of year	2020-12-31	$412,694
Participant contributions at beginning of year	2020-12-31	$351,642
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$26,782
Total non interest bearing cash at end of year	2020-12-31	$5,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,684,404
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$7,885,794
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$6,201,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$7,174,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$5,553,513
Interest on participant loans	2020-12-31	$25,576
Income. Interest from loans (other than to participants)	2020-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$292,604
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$265,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$265,848
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$615,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$164,726
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$3,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$406,535
Contract administrator fees	2020-12-31	$49,225
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2020-12-31	410746749
2019 : GALENA ASSOCIATES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,181,600
Total income from all sources (including contributions)	2019-12-31	$2,181,600
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$398,150
Total of all expenses incurred	2019-12-31	$398,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$351,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$351,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,115,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,115,036
Value of total assets at end of year	2019-12-31	$6,201,390
Value of total assets at end of year	2019-12-31	$6,201,390
Value of total assets at beginning of year	2019-12-31	$4,417,940
Value of total assets at beginning of year	2019-12-31	$4,417,940
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$46,517
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$46,517
Total interest from all sources	2019-12-31	$21,561
Total interest from all sources	2019-12-31	$21,561
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$322,164
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$322,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$322,164
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$322,164
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$982,845
Contributions received from participants	2019-12-31	$982,845
Participant contributions at end of year	2019-12-31	$351,642
Participant contributions at end of year	2019-12-31	$351,642
Participant contributions at beginning of year	2019-12-31	$307,684
Participant contributions at beginning of year	2019-12-31	$307,684
Participant contributions at end of year	2019-12-31	$26,782
Participant contributions at end of year	2019-12-31	$26,782
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,783,450
Value of net income/loss	2019-12-31	$1,783,450
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$6,201,390
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,417,940
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,417,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,553,513
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,553,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,881,742
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,881,742
Interest on participant loans	2019-12-31	$21,561
Interest on participant loans	2019-12-31	$21,561
Income. Interest from loans (other than to participants)	2019-12-31	$0
Income. Interest from loans (other than to participants)	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$265,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$265,848
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$228,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$228,514
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$228,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$228,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$722,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$722,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$132,191
Contributions received in cash from employer	2019-12-31	$132,191
Employer contributions (assets) at end of year	2019-12-31	$3,605
Employer contributions (assets) at end of year	2019-12-31	$3,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$351,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$351,633
Contract administrator fees	2019-12-31	$46,517
Contract administrator fees	2019-12-31	$46,517
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BLUM SHAPIRO & CO PC
Accountancy firm name	2019-12-31	BLUM SHAPIRO & CO PC
Accountancy firm EIN	2019-12-31	061009205
Accountancy firm EIN	2019-12-31	061009205
2018 : GALENA ASSOCIATES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$724,078
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$459,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$419,638
Expenses. Certain deemed distributions of participant loans	2018-12-31	$8,736
Value of total corrective distributions	2018-12-31	$13,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$919,929
Value of total assets at end of year	2018-12-31	$4,417,940
Value of total assets at beginning of year	2018-12-31	$4,153,711
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$18,317
Total interest from all sources	2018-12-31	$19,091
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$299,342
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$299,342
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$806,860
Participant contributions at end of year	2018-12-31	$307,684
Participant contributions at beginning of year	2018-12-31	$301,456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$264,229
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,417,940
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,153,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,881,742
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,636,953
Interest on participant loans	2018-12-31	$18,151
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$228,514
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$215,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$215,302
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$940
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-514,284
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$113,069
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$419,638
Contract administrator fees	2018-12-31	$18,317
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BLUM SHAPIRO & CO PC
Accountancy firm EIN	2018-12-31	061009205
2017 : GALENA ASSOCIATES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,268,885
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$173,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$165,980
Value of total corrective distributions	2017-12-31	$1,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$777,544
Value of total assets at end of year	2017-12-31	$4,153,711
Value of total assets at beginning of year	2017-12-31	$3,058,396
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$5,740
Total interest from all sources	2017-12-31	$14,811
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$180,270
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$180,270
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$640,688
Participant contributions at end of year	2017-12-31	$301,456
Participant contributions at beginning of year	2017-12-31	$260,072
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$44,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,095,315
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,153,711
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,058,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,636,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,605,938
Interest on participant loans	2017-12-31	$14,388
Income. Interest from loans (other than to participants)	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$215,302
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$192,386
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$192,386
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$423
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$296,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$92,285
Employer contributions (assets) at end of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$165,980
Contract administrator fees	2017-12-31	$5,740
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BLUM SHAPIRO & CO PC
Accountancy firm EIN	2017-12-31	061009205
2016 : GALENA ASSOCIATES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$605,822
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$153,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$144,906
Expenses. Certain deemed distributions of participant loans	2016-12-31	$2,192
Value of total corrective distributions	2016-12-31	$3,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$395,131
Value of total assets at end of year	2016-12-31	$3,058,396
Value of total assets at beginning of year	2016-12-31	$2,606,328
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,570
Total interest from all sources	2016-12-31	$12,214
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$111,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$111,889
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$265,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$343,081
Participant contributions at end of year	2016-12-31	$260,072
Participant contributions at beginning of year	2016-12-31	$191,854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$452,068
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,058,396
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,606,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,605,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,236,311
Interest on participant loans	2016-12-31	$12,175
Income. Interest from loans (other than to participants)	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$192,386
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$178,163
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$178,163
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$39
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$86,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$52,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$144,906
Contract administrator fees	2016-12-31	$3,570
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BLUM SHAPIRO & CO PC
Accountancy firm EIN	2016-12-31	061009205
2015 : GALENA ASSOCIATES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$319,905
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$272,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$267,832
Value of total corrective distributions	2015-12-31	$1,646
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$351,824
Value of total assets at end of year	2015-12-31	$2,606,328
Value of total assets at beginning of year	2015-12-31	$2,558,931
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,030
Total interest from all sources	2015-12-31	$10,198
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$170,013
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$170,013
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$265,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$304,653
Participant contributions at end of year	2015-12-31	$191,854
Participant contributions at beginning of year	2015-12-31	$192,659
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$1,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$47,397
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,606,328
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,558,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,236,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,195,243
Interest on participant loans	2015-12-31	$10,193
Income. Interest from loans (other than to participants)	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$178,163
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$169,564
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$169,564
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-212,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$47,171
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$267,832
Contract administrator fees	2015-12-31	$3,030
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BLUM SHAPIRO & CO PC
Accountancy firm EIN	2015-12-31	061009205
2014 : GALENA ASSOCIATES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$516,283
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$162,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$159,217
Expenses. Certain deemed distributions of participant loans	2014-12-31	$735
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$412,514
Value of total assets at end of year	2014-12-31	$2,558,931
Value of total assets at beginning of year	2014-12-31	$2,205,600
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,000
Total interest from all sources	2014-12-31	$9,281
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$34,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$34,809
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$299,608
Participant contributions at end of year	2014-12-31	$192,659
Participant contributions at beginning of year	2014-12-31	$172,568
Participant contributions at end of year	2014-12-31	$1,269
Participant contributions at beginning of year	2014-12-31	$1,446
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$65,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$353,331
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,558,931
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,205,600
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,195,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,871,599
Interest on participant loans	2014-12-31	$9,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$169,564
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$159,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$159,747
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$59,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$47,807
Employer contributions (assets) at end of year	2014-12-31	$196
Employer contributions (assets) at beginning of year	2014-12-31	$240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$159,217
Contract administrator fees	2014-12-31	$3,000
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BLUM SHAPIRO & CO PC
Accountancy firm EIN	2014-12-31	061009205
2013 : GALENA ASSOCIATES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$700,356
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$352,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$347,137
Value of total corrective distributions	2013-12-31	$875
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$407,102
Value of total assets at end of year	2013-12-31	$2,205,600
Value of total assets at beginning of year	2013-12-31	$1,858,056
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$4,800
Total interest from all sources	2013-12-31	$7,090
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$25,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$25,474
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$311,789
Participant contributions at end of year	2013-12-31	$172,568
Participant contributions at beginning of year	2013-12-31	$107,199
Participant contributions at end of year	2013-12-31	$1,446
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$45,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$347,544
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,205,600
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,858,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,871,599
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,600,704
Interest on participant loans	2013-12-31	$7,090
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$159,747
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$150,153
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$150,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$260,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$49,736
Employer contributions (assets) at end of year	2013-12-31	$240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$347,137
Contract administrator fees	2013-12-31	$4,800
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BLUM SHAPIRO & CO PC
Accountancy firm EIN	2013-12-31	061009205
2012 : GALENA ASSOCIATES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$18,658
Total income from all sources (including contributions)	2012-12-31	$553,239
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$156,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$148,780
Expenses. Certain deemed distributions of participant loans	2012-12-31	$2,071
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$377,803
Value of total assets at end of year	2012-12-31	$1,858,056
Value of total assets at beginning of year	2012-12-31	$1,479,905
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,579
Total interest from all sources	2012-12-31	$4,994
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$24,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$24,452
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$100,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$324,284
Participant contributions at end of year	2012-12-31	$107,199
Participant contributions at beginning of year	2012-12-31	$69,981
Participant contributions at beginning of year	2012-12-31	$16,268
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,357
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$18,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$396,809
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,858,056
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,461,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,600,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,265,798
Interest on participant loans	2012-12-31	$4,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$150,153
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$125,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$125,596
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$145,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$52,162
Employer contributions (assets) at beginning of year	2012-12-31	$2,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$148,780
Contract administrator fees	2012-12-31	$5,579
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BLUM SHAPIRO AND CO PC
Accountancy firm EIN	2012-12-31	061009205
2011 : GALENA ASSOCIATES 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$18,658
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$17,225
Total income from all sources (including contributions)	2011-12-31	$384,134
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$172,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$160,424
Value of total corrective distributions	2011-12-31	$8,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$433,721
Value of total assets at end of year	2011-12-31	$1,479,905
Value of total assets at beginning of year	2011-12-31	$1,266,503
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,375
Total interest from all sources	2011-12-31	$2,376
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$16,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$16,742
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$100,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$361,497
Participant contributions at end of year	2011-12-31	$69,981
Participant contributions at beginning of year	2011-12-31	$48,788
Participant contributions at end of year	2011-12-31	$16,268
Participant contributions at beginning of year	2011-12-31	$365
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$10,666
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$18,658
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$17,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$211,969
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,461,247
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,249,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,265,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,135,026
Interest on participant loans	2011-12-31	$2,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$125,596
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$82,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$82,324
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-68,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$61,558
Employer contributions (assets) at end of year	2011-12-31	$2,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$160,424
Contract administrator fees	2011-12-31	$3,375
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BLUM SHAPIRO & CO PC
Accountancy firm EIN	2011-12-31	061009205
2010 : GALENA ASSOCIATES 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$17,225
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$406,261
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$180,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$173,548
Value of total corrective distributions	2010-12-31	$4,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$254,561
Value of total assets at end of year	2010-12-31	$1,266,503
Value of total assets at beginning of year	2010-12-31	$1,023,123
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,375
Total interest from all sources	2010-12-31	$2,403
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$14,948
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$14,948
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$100,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$209,534
Participant contributions at end of year	2010-12-31	$48,788
Participant contributions at beginning of year	2010-12-31	$39,265
Participant contributions at end of year	2010-12-31	$365
Participant contributions at beginning of year	2010-12-31	$2,409
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$45,027
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$17,225
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$226,155
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,249,278
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,023,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,135,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$919,690
Interest on participant loans	2010-12-31	$2,395
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$82,324
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$61,759
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$61,759
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$134,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$173,548
Contract administrator fees	2010-12-31	$2,375
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BLUM SHAPIRO & CO PC
Accountancy firm EIN	2010-12-31	061009205
2009 : GALENA ASSOCIATES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GALENA ASSOCIATES 401(K) PLAN

2022: GALENA ASSOCIATES 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: GALENA ASSOCIATES 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: GALENA ASSOCIATES 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: GALENA ASSOCIATES 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GALENA ASSOCIATES 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GALENA ASSOCIATES 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GALENA ASSOCIATES 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GALENA ASSOCIATES 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GALENA ASSOCIATES 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GALENA ASSOCIATES 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GALENA ASSOCIATES 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GALENA ASSOCIATES 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GALENA ASSOCIATES 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GALENA ASSOCIATES 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

GALENA ASSOCIATES 401(K) PLAN [EIN = 363919462]

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Company Name:	VALVOLINE INSTANT OIL CHANGE
Employer identification number (EIN):	043326294
NAIC Classification:	811190

Jurisdiction of Incorporation:	Nevada Department of State
Incorporation Date:	2007-09-05
Company Identification Number:	20071075271