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COMPASS POINT RESEARCH & TRADING 401K PLAN 401k Plan overview

Plan NameCOMPASS POINT RESEARCH & TRADING 401K PLAN
Plan identification number 001

COMPASS POINT RESEARCH & TRADING 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COMPASS POINT RESEARCH & TRADING has sponsored the creation of one or more 401k plans.

Company Name:COMPASS POINT RESEARCH & TRADING
Employer identification number (EIN):043593202
NAIC Classification:523120
NAIC Description:Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMPASS POINT RESEARCH & TRADING 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01CHRIS NEALON2024-08-23
0012022-01-01CHRIS NEALON2023-07-11
0012021-01-01CHRIS NEALON2022-05-19
0012020-01-01CHRIS NEALON2021-06-04
0012019-01-01CHRIS NEALON2020-06-30
0012018-01-01CHRIS NEALON2019-06-21
0012017-01-01CHRIS NEALON2018-05-25
0012016-01-01CHRIS NEALON2017-06-09
0012015-01-01CHRIS NEALON2016-06-15
0012014-01-01CHRIS NEALON2015-06-25
0012013-01-01CHRIS NEALON2015-01-16
0012012-01-01CHRIS NEALON2013-07-17

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