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NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameNORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN
Plan identification number 001

NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHROAD CAPITAL MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name:NORTHROAD CAPITAL MANAGEMENT, LLC
Employer identification number (EIN):043665171
NAIC Classification:523900

Additional information about NORTHROAD CAPITAL MANAGEMENT, LLC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2002-05-07
Company Identification Number: 2764219
Legal Registered Office Address: 550 SCIENCE DRIVE
NEW YORK
MADISON
United States of America (USA)
53711

More information about NORTHROAD CAPITAL MANAGEMENT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01BART SARGENT2017-11-29 BART SARGENT2017-11-29
0012016-01-01BART SARGENT2017-07-25 BART SARGENT2017-07-25
0012015-01-01DENISE AMAYA-RODRIGUEZ2016-07-14 DENISE AMAYA-RODRIGUEZ2016-07-14
0012014-01-01JAMES SHORE
0012014-01-01JAMES SHORE
0012013-01-01DENISE AMAYA-RODRIGUEZ
0012012-01-01DENISE AMAYA-RODRIGUEZ
0012011-01-01DENISE RODRIGUEZ
0012009-01-01KEVIN AARONS

Plan Statistics for NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0110
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0110
Number of participants with account balances2014-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-019
Total number of active participants reported on line 7a of the Form 55002013-01-015
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0110
Number of participants with account balances2013-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0111
Total number of active participants reported on line 7a of the Form 55002012-01-016
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-019
Number of participants with account balances2012-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0111
Total number of active participants reported on line 7a of the Form 55002011-01-017
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0111
Number of participants with account balances2011-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0111
Total number of active participants reported on line 7a of the Form 55002009-01-019
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0111
Number of participants with account balances2009-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2014 : NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$99,929
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$1,356,035
Total plan assets at beginning of year2014-12-31$1,256,106
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$78,355
Other income received2014-12-31$19,624
Net income (gross income less expenses)2014-12-31$99,929
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,356,035
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,256,106
Total contributions received or receivable from employer(s)2014-12-31$1,950
2013 : NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$344,783
Expenses. Total of all expenses incurred2013-12-31$0
Total plan assets at end of year2013-12-31$1,256,106
Total plan assets at beginning of year2013-12-31$911,323
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$98,500
Other income received2013-12-31$245,245
Net income (gross income less expenses)2013-12-31$344,783
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,256,106
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$911,323
Total contributions received or receivable from employer(s)2013-12-31$1,038
2012 : NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$208,962
Expenses. Total of all expenses incurred2012-12-31$265,314
Benefits paid (including direct rollovers)2012-12-31$265,059
Total plan assets at end of year2012-12-31$911,323
Total plan assets at beginning of year2012-12-31$967,675
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$97,658
Other income received2012-12-31$109,149
Net income (gross income less expenses)2012-12-31$-56,352
Net plan assets at end of year (total assets less liabilities)2012-12-31$911,323
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$967,675
Total contributions received or receivable from employer(s)2012-12-31$2,155
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$255
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total income from all sources2011-12-31$109,230
Expenses. Total of all expenses incurred2011-12-31$0
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$967,675
Total plan assets at beginning of year2011-12-31$858,445
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$137,083
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-27,853
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$109,230
Net plan assets at end of year (total assets less liabilities)2011-12-31$967,675
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$858,445
Total contributions received or receivable from employer(s)2011-12-31$0
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
2010 : NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total income from all sources2010-12-31$187,352
Expenses. Total of all expenses incurred2010-12-31$0
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$858,445
Total plan assets at beginning of year2010-12-31$671,093
Total contributions received or receivable from participants2010-12-31$118,250
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$9,897
Other income received2010-12-31$59,205
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$187,352
Net plan assets at end of year (total assets less liabilities)2010-12-31$858,445
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$671,093
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0

Form 5500 Responses for NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN

2014: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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