Plan Name | NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | NORTHROAD CAPITAL MANAGEMENT, LLC |
Employer identification number (EIN): | 043665171 |
NAIC Classification: | 523900 |
Additional information about NORTHROAD CAPITAL MANAGEMENT, LLC
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 2002-05-07 |
Company Identification Number: | 2764219 |
Legal Registered Office Address: |
550 SCIENCE DRIVE NEW YORK MADISON United States of America (USA) 53711 |
More information about NORTHROAD CAPITAL MANAGEMENT, LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2017-01-01 | BART SARGENT | 2017-11-29 | BART SARGENT | 2017-11-29 |
001 | 2016-01-01 | BART SARGENT | 2017-07-25 | BART SARGENT | 2017-07-25 |
001 | 2015-01-01 | DENISE AMAYA-RODRIGUEZ | 2016-07-14 | DENISE AMAYA-RODRIGUEZ | 2016-07-14 |
001 | 2014-01-01 | JAMES SHORE | |||
001 | 2014-01-01 | JAMES SHORE | |||
001 | 2013-01-01 | DENISE AMAYA-RODRIGUEZ | |||
001 | 2012-01-01 | DENISE AMAYA-RODRIGUEZ | |||
001 | 2011-01-01 | DENISE RODRIGUEZ | |||
001 | 2009-01-01 | KEVIN AARONS |
Measure | Date | Value |
---|---|---|
2014: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 10 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 5 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 5 |
Total of all active and inactive participants | 2014-01-01 | 10 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 10 |
Number of participants with account balances | 2014-01-01 | 10 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 9 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 5 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 5 |
Total of all active and inactive participants | 2013-01-01 | 10 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 10 |
Number of participants with account balances | 2013-01-01 | 10 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 11 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 6 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 3 |
Total of all active and inactive participants | 2012-01-01 | 9 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 9 |
Number of participants with account balances | 2012-01-01 | 8 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 11 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 7 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 4 |
Total of all active and inactive participants | 2011-01-01 | 11 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 11 |
Number of participants with account balances | 2011-01-01 | 10 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 11 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 9 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 2 |
Total of all active and inactive participants | 2009-01-01 | 11 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 11 |
Number of participants with account balances | 2009-01-01 | 10 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2014 : NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data | ||
Total income from all sources | 2014-12-31 | $99,929 |
Expenses. Total of all expenses incurred | 2014-12-31 | $0 |
Total plan assets at end of year | 2014-12-31 | $1,356,035 |
Total plan assets at beginning of year | 2014-12-31 | $1,256,106 |
Value of fidelity bond covering the plan | 2014-12-31 | $500,000 |
Total contributions received or receivable from participants | 2014-12-31 | $78,355 |
Other income received | 2014-12-31 | $19,624 |
Net income (gross income less expenses) | 2014-12-31 | $99,929 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $1,356,035 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,256,106 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $1,950 |
2013 : NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data | ||
Total income from all sources | 2013-12-31 | $344,783 |
Expenses. Total of all expenses incurred | 2013-12-31 | $0 |
Total plan assets at end of year | 2013-12-31 | $1,256,106 |
Total plan assets at beginning of year | 2013-12-31 | $911,323 |
Value of fidelity bond covering the plan | 2013-12-31 | $500,000 |
Total contributions received or receivable from participants | 2013-12-31 | $98,500 |
Other income received | 2013-12-31 | $245,245 |
Net income (gross income less expenses) | 2013-12-31 | $344,783 |
Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $1,256,106 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $911,323 |
Total contributions received or receivable from employer(s) | 2013-12-31 | $1,038 |
2012 : NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data | ||
Total income from all sources | 2012-12-31 | $208,962 |
Expenses. Total of all expenses incurred | 2012-12-31 | $265,314 |
Benefits paid (including direct rollovers) | 2012-12-31 | $265,059 |
Total plan assets at end of year | 2012-12-31 | $911,323 |
Total plan assets at beginning of year | 2012-12-31 | $967,675 |
Value of fidelity bond covering the plan | 2012-12-31 | $500,000 |
Total contributions received or receivable from participants | 2012-12-31 | $97,658 |
Other income received | 2012-12-31 | $109,149 |
Net income (gross income less expenses) | 2012-12-31 | $-56,352 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $911,323 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $967,675 |
Total contributions received or receivable from employer(s) | 2012-12-31 | $2,155 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $255 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
2011 : NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data | ||
Transfers to/from the plan | 2011-12-31 | $0 |
Total income from all sources | 2011-12-31 | $109,230 |
Expenses. Total of all expenses incurred | 2011-12-31 | $0 |
Benefits paid (including direct rollovers) | 2011-12-31 | $0 |
Total plan assets at end of year | 2011-12-31 | $967,675 |
Total plan assets at beginning of year | 2011-12-31 | $858,445 |
Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
Total contributions received or receivable from participants | 2011-12-31 | $137,083 |
Expenses. Other expenses not covered elsewhere | 2011-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2011-12-31 | $0 |
Other income received | 2011-12-31 | $-27,853 |
Noncash contributions received | 2011-12-31 | $0 |
Net income (gross income less expenses) | 2011-12-31 | $109,230 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $967,675 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $858,445 |
Total contributions received or receivable from employer(s) | 2011-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2011-12-31 | $0 |
Value of corrective distributions | 2011-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $0 |
2010 : NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data | ||
Transfers to/from the plan | 2010-12-31 | $0 |
Total income from all sources | 2010-12-31 | $187,352 |
Expenses. Total of all expenses incurred | 2010-12-31 | $0 |
Benefits paid (including direct rollovers) | 2010-12-31 | $0 |
Total plan assets at end of year | 2010-12-31 | $858,445 |
Total plan assets at beginning of year | 2010-12-31 | $671,093 |
Total contributions received or receivable from participants | 2010-12-31 | $118,250 |
Expenses. Other expenses not covered elsewhere | 2010-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2010-12-31 | $9,897 |
Other income received | 2010-12-31 | $59,205 |
Noncash contributions received | 2010-12-31 | $0 |
Net income (gross income less expenses) | 2010-12-31 | $187,352 |
Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $858,445 |
Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $671,093 |
Total contributions received or receivable from employer(s) | 2010-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2010-12-31 | $0 |
Value of corrective distributions | 2010-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $0 |
2014: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses | ||
---|---|---|
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | Yes |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: NORTHROAD CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |