BRISTOL-MYERS SQUIBB COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST
401k plan membership statisitcs for BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST
| Measure | Date | Value |
|---|
| 2022 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $115,169,211 |
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $115,169,211 |
| Total transfer of assets to this plan | 2022-12-31 | $601,179,763 |
| Total transfer of assets from this plan | 2022-12-31 | $801,945,078 |
| Total income from all sources (including contributions) | 2022-12-31 | $-1,755,854,886 |
| Value of total assets at end of year | 2022-12-31 | $9,170,501,281 |
| Value of total assets at beginning of year | 2022-12-31 | $11,127,121,482 |
| Total interest from all sources | 2022-12-31 | $20,315,681 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $30,452,139 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $5,664,525 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Other income not declared elsewhere | 2022-12-31 | $10,499,143 |
| Value of net income/loss | 2022-12-31 | $-1,755,854,886 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $9,170,501,281 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $11,127,121,482 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $1,303,691,445 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $1,559,605,297 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $6,499,041,472 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $8,240,033,730 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $8,423,775 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $5,960,825 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $5,960,825 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $20,315,681 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $565,526,511 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $577,394,762 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-178,217,823 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-1,754,073,237 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Assets. Invements in employer securities at end of year | 2022-12-31 | $793,818,078 |
| Assets. Invements in employer securities at beginning of year | 2022-12-31 | $744,126,868 |
| Income. Dividends from common stock | 2022-12-31 | $24,787,614 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| 2021 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $-4,241,300 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $-4,241,300 |
| Total transfer of assets to this plan | 2021-12-31 | $2,171,819,521 |
| Total transfer of assets from this plan | 2021-12-31 | $900,161,574 |
| Total income from all sources (including contributions) | 2021-12-31 | $1,327,884,666 |
| Value of total assets at end of year | 2021-12-31 | $11,127,121,482 |
| Value of total assets at beginning of year | 2021-12-31 | $8,527,578,869 |
| Total interest from all sources | 2021-12-31 | $12,337,565 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $26,751,659 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,040,529 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Other income not declared elsewhere | 2021-12-31 | $10,693,304 |
| Value of net income/loss | 2021-12-31 | $1,327,884,666 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $11,127,121,482 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $8,527,578,869 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $1,559,605,297 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $3,833,162,299 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $8,240,033,730 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $3,513,852,343 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $5,960,825 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $5,569,575 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $5,569,575 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $12,337,565 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $577,394,762 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $539,439,757 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $-9,071,608 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $1,291,415,046 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Assets. Invements in employer securities at end of year | 2021-12-31 | $744,126,868 |
| Assets. Invements in employer securities at beginning of year | 2021-12-31 | $635,554,895 |
| Income. Dividends from common stock | 2021-12-31 | $24,711,130 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| 2020 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $-23,341,363 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $-23,341,363 |
| Total transfer of assets to this plan | 2020-12-31 | $849,456,405 |
| Total transfer of assets from this plan | 2020-12-31 | $552,262,858 |
| Total income from all sources (including contributions) | 2020-12-31 | $1,335,456,628 |
| Value of total assets at end of year | 2020-12-31 | $8,527,578,869 |
| Value of total assets at beginning of year | 2020-12-31 | $6,894,928,694 |
| Total interest from all sources | 2020-12-31 | $19,177,028 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $163,926,959 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $144,614,023 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Other income not declared elsewhere | 2020-12-31 | $12,059,629 |
| Value of net income/loss | 2020-12-31 | $1,335,456,628 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $8,527,578,869 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $6,894,928,694 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $3,833,162,299 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $2,575,698,238 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $3,513,852,343 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $3,106,026,362 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $5,569,575 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $6,670,337 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $6,670,337 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $19,177,028 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $539,439,757 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $502,965,043 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $642,349,214 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $521,285,161 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Assets. Invements in employer securities at end of year | 2020-12-31 | $635,554,895 |
| Assets. Invements in employer securities at beginning of year | 2020-12-31 | $703,568,714 |
| Income. Dividends from common stock | 2020-12-31 | $19,312,936 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| 2019 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $138,258,620 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $138,258,620 |
| Total transfer of assets to this plan | 2019-12-31 | $628,935,996 |
| Total transfer of assets from this plan | 2019-12-31 | $576,447,990 |
| Total income from all sources (including contributions) | 2019-12-31 | $1,285,319,061 |
| Value of total assets at end of year | 2019-12-31 | $6,894,928,694 |
| Value of total assets at beginning of year | 2019-12-31 | $5,557,121,627 |
| Total interest from all sources | 2019-12-31 | $16,647,227 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $81,343,766 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $62,838,488 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Other income not declared elsewhere | 2019-12-31 | $12,448,198 |
| Value of net income/loss | 2019-12-31 | $1,285,319,061 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $6,894,928,694 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $5,557,121,627 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $2,575,698,238 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $2,043,828,960 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $3,106,026,362 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $2,414,639,699 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $6,670,337 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $4,809,171 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $4,809,171 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $16,647,227 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $502,965,043 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $506,710,157 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $398,195,229 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $638,426,021 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Assets. Invements in employer securities at end of year | 2019-12-31 | $703,568,714 |
| Assets. Invements in employer securities at beginning of year | 2019-12-31 | $587,133,640 |
| Income. Dividends from common stock | 2019-12-31 | $18,505,278 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| 2018 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-103,940,232 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-103,940,232 |
| Total transfer of assets to this plan | 2018-12-31 | $389,958,306 |
| Total transfer of assets from this plan | 2018-12-31 | $529,988,131 |
| Total income from all sources (including contributions) | 2018-12-31 | $-365,455,716 |
| Value of total assets at end of year | 2018-12-31 | $5,557,121,627 |
| Value of total assets at beginning of year | 2018-12-31 | $6,062,607,168 |
| Total interest from all sources | 2018-12-31 | $13,894,915 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $108,890,113 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $89,915,120 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Other income not declared elsewhere | 2018-12-31 | $11,343,537 |
| Value of net income/loss | 2018-12-31 | $-365,455,716 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $5,557,121,627 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $6,062,607,168 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $2,043,828,960 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $3,359,231,980 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $2,414,639,699 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,424,505,640 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $4,809,171 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $6,842,053 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $6,842,053 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $13,894,915 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $506,710,157 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $523,394,935 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-215,788,515 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-179,855,534 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Assets. Invements in employer securities at end of year | 2018-12-31 | $587,133,640 |
| Assets. Invements in employer securities at beginning of year | 2018-12-31 | $748,632,560 |
| Income. Dividends from common stock | 2018-12-31 | $18,974,993 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| 2017 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $35,398,691 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $35,398,691 |
| Total transfer of assets to this plan | 2017-12-31 | $394,250,670 |
| Total transfer of assets from this plan | 2017-12-31 | $520,178,874 |
| Total income from all sources (including contributions) | 2017-12-31 | $877,094,119 |
| Value of total assets at end of year | 2017-12-31 | $6,062,607,168 |
| Value of total assets at beginning of year | 2017-12-31 | $5,311,441,253 |
| Total interest from all sources | 2017-12-31 | $11,098,970 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $129,578,541 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $109,437,233 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Other income not declared elsewhere | 2017-12-31 | $10,326,763 |
| Value of net income/loss | 2017-12-31 | $877,094,119 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $6,062,607,168 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $5,311,441,253 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $3,359,231,980 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,728,566,091 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,424,505,640 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,249,308,690 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $6,842,053 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $7,375,528 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $7,375,528 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $11,098,970 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $523,394,935 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $554,698,114 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $456,048,738 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $234,642,416 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Assets. Invements in employer securities at end of year | 2017-12-31 | $748,632,560 |
| Assets. Invements in employer securities at beginning of year | 2017-12-31 | $771,492,830 |
| Income. Dividends from common stock | 2017-12-31 | $20,141,308 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| 2016 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $-138,837,056 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $-138,837,056 |
| Total transfer of assets to this plan | 2016-12-31 | $392,765,036 |
| Total transfer of assets from this plan | 2016-12-31 | $419,247,483 |
| Total income from all sources (including contributions) | 2016-12-31 | $174,209,330 |
| Value of total assets at end of year | 2016-12-31 | $5,311,441,253 |
| Value of total assets at beginning of year | 2016-12-31 | $5,163,714,370 |
| Total interest from all sources | 2016-12-31 | $9,479,548 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $105,485,072 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $89,811,260 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Other income not declared elsewhere | 2016-12-31 | $10,689,917 |
| Value of net income/loss | 2016-12-31 | $174,209,330 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $5,311,441,253 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $5,163,714,370 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,728,566,091 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,326,703,306 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,249,308,690 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,120,430,354 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $7,375,528 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $191,227,256 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $191,227,256 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $9,479,548 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $554,698,114 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $575,232,770 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $35,574,590 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $151,817,259 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Assets. Invements in employer securities at end of year | 2016-12-31 | $771,492,830 |
| Assets. Invements in employer securities at beginning of year | 2016-12-31 | $950,120,684 |
| Income. Dividends from common stock | 2016-12-31 | $15,673,812 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| 2015 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $142,526,217 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $142,526,217 |
| Total transfer of assets to this plan | 2015-12-31 | $375,721,287 |
| Total transfer of assets from this plan | 2015-12-31 | $505,536,527 |
| Total income from all sources (including contributions) | 2015-12-31 | $195,874,350 |
| Value of total assets at end of year | 2015-12-31 | $5,163,714,370 |
| Value of total assets at beginning of year | 2015-12-31 | $5,097,655,260 |
| Total interest from all sources | 2015-12-31 | $8,820,945 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $110,590,576 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $89,370,689 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Other income not declared elsewhere | 2015-12-31 | $10,140,083 |
| Value of net income/loss | 2015-12-31 | $195,874,350 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $5,163,714,370 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $5,097,655,260 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,326,703,306 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,519,426,753 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,120,430,354 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,077,916,732 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $191,227,256 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $10,039,362 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $10,039,362 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $8,820,945 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $575,232,770 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $615,577,566 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-65,123,986 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-11,079,485 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Assets. Invements in employer securities at end of year | 2015-12-31 | $950,120,684 |
| Assets. Invements in employer securities at beginning of year | 2015-12-31 | $874,694,847 |
| Income. Dividends from common stock | 2015-12-31 | $21,219,887 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| 2014 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2014 401k financial data |
|---|
| Total transfer of assets to this plan | 2014-12-31 | $456,203,456 |
| Total transfer of assets from this plan | 2014-12-31 | $629,288,592 |
| Total income from all sources (including contributions) | 2014-12-31 | $288,355,633 |
| Value of total assets at end of year | 2014-12-31 | $5,097,655,260 |
| Value of total assets at beginning of year | 2014-12-31 | $4,982,384,763 |
| Total interest from all sources | 2014-12-31 | $7,587,641 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $103,863,788 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $82,208,324 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Other income not declared elsewhere | 2014-12-31 | $9,753,326 |
| Value of net income/loss | 2014-12-31 | $288,355,633 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $5,097,655,260 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $4,982,384,763 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,519,426,753 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,395,080,226 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,077,916,732 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,009,818,217 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $10,039,362 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $7,709,015 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $7,709,015 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $7,587,641 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $615,577,566 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $697,254,302 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $108,292,736 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $58,853,338 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $4,804 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Assets. Invements in employer securities at end of year | 2014-12-31 | $874,694,847 |
| Assets. Invements in employer securities at beginning of year | 2014-12-31 | $872,523,003 |
| Income. Dividends from common stock | 2014-12-31 | $21,655,464 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| 2013 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $368,672,877 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $368,672,877 |
| Total transfer of assets to this plan | 2013-12-31 | $487,323,266 |
| Total transfer of assets from this plan | 2013-12-31 | $448,733,953 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,018,020,488 |
| Value of total assets at end of year | 2013-12-31 | $4,982,384,763 |
| Value of total assets at beginning of year | 2013-12-31 | $3,925,774,962 |
| Total interest from all sources | 2013-12-31 | $6,417,431 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $107,172,001 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $82,987,595 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Other income not declared elsewhere | 2013-12-31 | $12,729,766 |
| Value of net income/loss | 2013-12-31 | $1,018,020,488 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $4,982,384,763 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,925,774,962 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,395,080,226 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,841,521,974 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,009,818,217 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $724,395,776 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $7,709,015 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $6,965,674 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $6,965,674 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $6,417,431 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $697,254,302 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $718,128,254 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $256,337,301 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $266,691,112 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Assets. Invements in employer securities at end of year | 2013-12-31 | $872,523,003 |
| Assets. Invements in employer securities at beginning of year | 2013-12-31 | $634,763,284 |
| Income. Dividends from common stock | 2013-12-31 | $24,184,406 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| 2012 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-53,823,511 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-53,823,511 |
| Total transfer of assets to this plan | 2012-12-31 | $363,440,067 |
| Total transfer of assets from this plan | 2012-12-31 | $300,332,606 |
| Total income from all sources (including contributions) | 2012-12-31 | $292,884,525 |
| Value of total assets at end of year | 2012-12-31 | $3,925,774,962 |
| Value of total assets at beginning of year | 2012-12-31 | $3,569,782,976 |
| Total interest from all sources | 2012-12-31 | $8,633,820 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $60,068,835 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $34,061,888 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Other income not declared elsewhere | 2012-12-31 | $20,621,261 |
| Value of net income/loss | 2012-12-31 | $292,884,525 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $3,925,774,962 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,569,782,976 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,841,521,974 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,522,048,493 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $724,395,776 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $589,004,636 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $6,965,674 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $8,963,234 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $8,963,234 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $8,633,820 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $718,128,254 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $717,624,988 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $99,228,134 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $158,155,986 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Assets. Invements in employer securities at end of year | 2012-12-31 | $634,763,284 |
| Assets. Invements in employer securities at beginning of year | 2012-12-31 | $732,141,625 |
| Income. Dividends from common stock | 2012-12-31 | $26,006,947 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| 2011 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $191,730,747 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $191,730,747 |
| Total transfer of assets to this plan | 2011-12-31 | $417,554,091 |
| Total transfer of assets from this plan | 2011-12-31 | $299,922,910 |
| Total income from all sources (including contributions) | 2011-12-31 | $211,364,950 |
| Value of total assets at end of year | 2011-12-31 | $3,569,782,976 |
| Value of total assets at beginning of year | 2011-12-31 | $3,240,786,845 |
| Total interest from all sources | 2011-12-31 | $6,964,433 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $55,689,722 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $28,115,309 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Other income not declared elsewhere | 2011-12-31 | $23,782,845 |
| Value of net income/loss | 2011-12-31 | $211,364,950 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $3,569,782,976 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,240,786,845 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,522,048,493 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,340,095,568 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $589,004,636 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $594,578,742 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $8,963,234 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $6,003,609 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $6,003,609 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $6,964,433 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $717,624,988 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $686,361,337 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-55,950,807 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $-10,851,990 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $732,141,625 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $613,747,589 |
| Income. Dividends from common stock | 2011-12-31 | $27,574,413 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| 2010 : BRISTOL-MYERS SQUIBB SAVINGS PLANS MASTER TRUST 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $35,174,188 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $35,174,188 |
| Total transfer of assets to this plan | 2010-12-31 | $248,865,436 |
| Total transfer of assets from this plan | 2010-12-31 | $245,723,802 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $309,145,854 |
| Value of total assets at end of year | 2010-12-31 | $3,240,786,845 |
| Value of total assets at beginning of year | 2010-12-31 | $2,928,499,357 |
| Total interest from all sources | 2010-12-31 | $6,794,859 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $29,675,682 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $9,139,325 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Other income not declared elsewhere | 2010-12-31 | $25,590,833 |
| Value of net income/loss | 2010-12-31 | $309,145,854 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $3,240,786,845 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,928,499,357 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,340,095,568 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,133,647,946 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $594,578,742 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $502,192,594 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $6,003,609 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $8,211,224 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $8,211,224 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $6,794,859 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $686,361,337 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $685,291,853 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $120,243,377 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $91,666,915 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $613,747,589 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $599,155,740 |
| Income. Dividends from common stock | 2010-12-31 | $20,536,357 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $0 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | 35945 |
| Policy instance | 5 |
| Insurance contract or identification number | 35945 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 ) |
| Policy contract number | GAL_BMS_IP_1018 |
| Policy instance | 4 |
| Insurance contract or identification number | GAL_BMS_IP_1018 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 ) |
| Policy contract number | 1635563 |
| Policy instance | 3 |
| Insurance contract or identification number | 1635563 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 063057 |
| Policy instance | 2 |
| Insurance contract or identification number | 063057 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 1 |
| Insurance contract or identification number | MDA01010TR | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 063057 |
| Policy instance | 2 |
| Insurance contract or identification number | 063057 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 1 |
| Insurance contract or identification number | MDA01010TR | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 ) |
| Policy contract number | 1635563 |
| Policy instance | 3 |
| Insurance contract or identification number | 1635563 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 ) |
| Policy contract number | GAL_BMS_IP_1018 |
| Policy instance | 4 |
| Insurance contract or identification number | GAL_BMS_IP_1018 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | 35945 |
| Policy instance | 5 |
| Insurance contract or identification number | 35945 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 1 |
| Insurance contract or identification number | MDA01010TR | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 ) |
| Policy contract number | GAL_BMS_IP_1018 |
| Policy instance | 4 |
| Insurance contract or identification number | GAL_BMS_IP_1018 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 063057 |
| Policy instance | 2 |
| Insurance contract or identification number | 063057 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | 35945 |
| Policy instance | 5 |
| Insurance contract or identification number | 35945 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 ) |
| Policy contract number | 1635563 |
| Policy instance | 3 |
| Insurance contract or identification number | 1635563 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | 35945 |
| Policy instance | 5 |
| Insurance contract or identification number | 35945 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 1 |
| Insurance contract or identification number | MDA01010TR | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 063057 |
| Policy instance | 2 |
| Insurance contract or identification number | 063057 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 ) |
| Policy contract number | 1635563 |
| Policy instance | 3 |
| Insurance contract or identification number | 1635563 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 ) |
| Policy contract number | GAL_BMS_IP_1018 |
| Policy instance | 4 |
| Insurance contract or identification number | GAL_BMS_IP_1018 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| ING LIFE INSURANCE AND ANNUITY CO. (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 060372 |
| Policy instance | 6 |
| Insurance contract or identification number | 060372 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 1 |
| Insurance contract or identification number | MDA01010TR | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | GA29600 |
| Policy instance | 6 |
| Insurance contract or identification number | GA29600 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 063057 |
| Policy instance | 2 |
| Insurance contract or identification number | 063057 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 ) |
| Policy contract number | 1635563 |
| Policy instance | 4 |
| Insurance contract or identification number | 1635563 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 ) |
| Policy contract number | GAL_BMS_IP_1018 |
| Policy instance | 5 |
| Insurance contract or identification number | GAL_BMS_IP_1018 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| ING LIFE INSURANCE AND ANNUITY CO. (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 060372 |
| Policy instance | 3 |
| Insurance contract or identification number | 060372 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| ING LIFE INSURANCE AND ANNUITY CO. (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 060372 |
| Policy instance | 4 |
| Insurance contract or identification number | 060372 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 ) |
| Policy contract number | 1635563 |
| Policy instance | 5 |
| Insurance contract or identification number | 1635563 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 063057 |
| Policy instance | 3 |
| Insurance contract or identification number | 063057 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 2 |
| Insurance contract or identification number | MDA01010TR | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | GA29600 |
| Policy instance | 1 |
| Insurance contract or identification number | GA29600 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 ) |
| Policy contract number | 1635563 |
| Policy instance | 5 |
| Insurance contract or identification number | 1635563 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| ING LIFE INSURANCE AND ANNUITY CO. (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 060372 |
| Policy instance | 4 |
| Insurance contract or identification number | 060372 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 2 |
| Insurance contract or identification number | MDA01010TR | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of fees paid to insurance company | USD $283,406 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 283406 | | Additional information about fees paid to insurance broker | WRAP FEES | | Insurance broker organization code? | 3 | | Insurance broker name | KAPPIE BOGART |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 063057 |
| Policy instance | 3 |
| Insurance contract or identification number | 063057 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | GA29600 |
| Policy instance | 1 |
| Insurance contract or identification number | GA29600 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 ) |
| Policy contract number | 1635563 |
| Policy instance | 5 |
| Insurance contract or identification number | 1635563 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | GA29600 |
| Policy instance | 1 |
| Insurance contract or identification number | GA29600 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 063057 |
| Policy instance | 3 |
| Insurance contract or identification number | 063057 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| ING LIFE INSURANCE AND ANNUITY CO. (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 060372 |
| Policy instance | 4 |
| Insurance contract or identification number | 060372 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 2 |
| Insurance contract or identification number | MDA01010TR | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of fees paid to insurance company | USD $328,601 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 328601 | | Additional information about fees paid to insurance broker | WRAP FEES | | Insurance broker organization code? | 3 | | Insurance broker name | KAPPIE BOGART |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | GA29600 |
| Policy instance | 1 |
| Insurance contract or identification number | GA29600 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 10192 |
| Policy instance | 2 |
| Insurance contract or identification number | 10192 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | 029942-01 |
| Policy instance | 3 |
| Insurance contract or identification number | 029942-01 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 4 |
| Insurance contract or identification number | MDA01010TR | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of fees paid to insurance company | USD $339,323 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 339323 | | Additional information about fees paid to insurance broker | WRAP FEES | | Insurance broker organization code? | 3 | | Insurance broker name | KAPPIE BOGART |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | SVW-14762 |
| Policy instance | 5 |
| Insurance contract or identification number | SVW-14762 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of fees paid to insurance company | USD $217,933 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 217933 | | Additional information about fees paid to insurance broker | WRAP FEES | | Insurance broker organization code? | 3 | | Insurance broker name | MICHELE BESTENLEHNER |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 063057 |
| Policy instance | 6 |
| Insurance contract or identification number | 063057 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| ING LIFE INSURANCE AND ANNUITY CO. (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 060372 |
| Policy instance | 7 |
| Insurance contract or identification number | 060372 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 10192 |
| Policy instance | 2 |
| Insurance contract or identification number | 10192 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | GA29600 |
| Policy instance | 1 |
| Insurance contract or identification number | GA29600 | | Insurance policy start date | 2012-06-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 063057 |
| Policy instance | 9 |
| Insurance contract or identification number | 063057 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | SVW-14762 |
| Policy instance | 8 |
| Insurance contract or identification number | SVW-14762 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of fees paid to insurance company | USD $286,331 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 286331 | | Additional information about fees paid to insurance broker | WRAP FEES | | Insurance broker organization code? | 3 | | Insurance broker name | MICHELE BESTENLEHNER |
|
| MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 7 |
| Insurance contract or identification number | MDA01010TR | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of fees paid to insurance company | USD $328,622 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 328622 | | Additional information about fees paid to insurance broker | WRAP FEES | | Insurance broker organization code? | 3 | | Insurance broker name | KAPPIE BOGART |
|
| JP MORGAN CHASE BANK, N.A. (National Association of Insurance Commissioners NAIC id number: 0000 ) |
| Policy contract number | ABRISTOLMYERS01 |
| Policy instance | 6 |
| Insurance contract or identification number | ABRISTOLMYERS01 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | 029942-01 |
| Policy instance | 5 |
| Insurance contract or identification number | 029942-01 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA10750 |
| Policy instance | 4 |
| Insurance contract or identification number | GA10750 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 062136 |
| Policy instance | 3 |
| Insurance contract or identification number | 062136 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| ING LIFE INSURANCE AND ANNUITY CO. (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | 060372 |
| Policy instance | 10 |
| Insurance contract or identification number | 060372 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | GA34174 |
| Policy instance | 1 |
| Insurance contract or identification number | GA34174 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-08-01 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 062136 |
| Policy instance | 3 |
| Insurance contract or identification number | 062136 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA10750 |
| Policy instance | 4 |
| Insurance contract or identification number | GA10750 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | 029942-01 |
| Policy instance | 5 |
| Insurance contract or identification number | 029942-01 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| JP MORGAN CHASE BANK, N.A. (National Association of Insurance Commissioners NAIC id number: 0000 ) |
| Policy contract number | ABRISTOLMYERS01 |
| Policy instance | 6 |
| Insurance contract or identification number | ABRISTOLMYERS01 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 7 |
| Insurance contract or identification number | MDA01010TR | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of fees paid to insurance company | USD $304,283 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | SVW-14762 |
| Policy instance | 8 |
| Insurance contract or identification number | SVW-14762 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of fees paid to insurance company | USD $216,902 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 10192 |
| Policy instance | 2 |
| Insurance contract or identification number | 10192 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) |
| Policy contract number | GA34174 |
| Policy instance | 1 |
| Insurance contract or identification number | GA34174 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | SVW-14762 |
| Policy instance | 10 |
| Insurance contract or identification number | SVW-14762 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $137,770 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 137770 | | Additional information about fees paid to insurance broker | WRAP FEES | | Insurance broker name | MICHELE BESTENLEHNER |
|
| MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 ) |
| Policy contract number | MDA01010TR |
| Policy instance | 9 |
| Insurance contract or identification number | MDA01010TR | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $265,337 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 265337 | | Additional information about fees paid to insurance broker | WRAP FEES | | Insurance broker organization code? | 3 | | Insurance broker name | KAPPIE BOGART |
|
| JP MORGAN CHASE BANK, N.A. (National Association of Insurance Commissioners NAIC id number: 0000 ) |
| Policy contract number | ABRISTOLMYERS01 |
| Policy instance | 8 |
| Insurance contract or identification number | ABRISTOLMYERS01 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 ) |
| Policy contract number | 029942-01 |
| Policy instance | 7 |
| Insurance contract or identification number | 029942-01 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA10750 |
| Policy instance | 6 |
| Insurance contract or identification number | GA10750 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 062136 |
| Policy instance | 5 |
| Insurance contract or identification number | 062136 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 ) |
| Policy contract number | 10192 |
| Policy instance | 4 |
| Insurance contract or identification number | 10192 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 4-13501 |
| Policy instance | 2 |
| Insurance contract or identification number | 4-13501 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 4-10528 |
| Policy instance | 3 |
| Insurance contract or identification number | 4-10528 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
