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EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 401k Plan overview

Plan NameEAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN
Plan identification number 001

EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EAST BAY COMMUNITY ACTION PROGRAM, INC. has sponsored the creation of one or more 401k plans.

Company Name:EAST BAY COMMUNITY ACTION PROGRAM, INC.
Employer identification number (EIN):050310024
NAIC Classification:624200

Additional information about EAST BAY COMMUNITY ACTION PROGRAM, INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0646079

More information about EAST BAY COMMUNITY ACTION PROGRAM, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01
0012020-07-01
0012019-07-01
0012018-07-01
0012017-07-01
0012016-07-01JOSEPH JUDGE
0012015-07-01JOSEPH JUDGE
0012014-07-01JOSEPH JUDGE
0012013-07-01LUCY ROSE
0012012-07-01LUCY ROSE
0012011-07-01SAL LOMBARDI
0012009-07-01DONALD W ROSS

Plan Statistics for EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN

401k plan membership statisitcs for EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN

Measure Date Value
2021: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01611
Total number of active participants reported on line 7a of the Form 55002021-07-01459
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-01115
Total of all active and inactive participants2021-07-01574
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01574
Number of participants with account balances2021-07-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-016
2020: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01572
Total number of active participants reported on line 7a of the Form 55002020-07-01514
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0197
Total of all active and inactive participants2020-07-01611
Total participants2020-07-01611
Number of participants with account balances2020-07-01316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-0112
2019: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01633
Total number of active participants reported on line 7a of the Form 55002019-07-01480
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0192
Total of all active and inactive participants2019-07-01572
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01572
Number of participants with account balances2019-07-01316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-018
2018: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01684
Total number of active participants reported on line 7a of the Form 55002018-07-01539
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0194
Total of all active and inactive participants2018-07-01633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01633
Number of participants with account balances2018-07-01314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0113
2017: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01642
Total number of active participants reported on line 7a of the Form 55002017-07-01595
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0189
Total of all active and inactive participants2017-07-01684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01684
Number of participants with account balances2017-07-01306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0111
2016: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01608
Total number of active participants reported on line 7a of the Form 55002016-07-01559
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0183
Total of all active and inactive participants2016-07-01642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01642
Number of participants with account balances2016-07-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-019
2015: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01444
Total number of active participants reported on line 7a of the Form 55002015-07-01523
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0179
Total of all active and inactive participants2015-07-01602
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01602
Number of participants with account balances2015-07-01280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0111
2014: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01582
Total number of active participants reported on line 7a of the Form 55002014-07-01387
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0151
Total of all active and inactive participants2014-07-01438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01438
Number of participants with account balances2014-07-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-012
2013: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01606
Total number of active participants reported on line 7a of the Form 55002013-07-01341
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-01140
Total of all active and inactive participants2013-07-01481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01481
Number of participants with account balances2013-07-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01500
Total number of active participants reported on line 7a of the Form 55002012-07-01339
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-01139
Total of all active and inactive participants2012-07-01478
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01478
Number of participants with account balances2012-07-01290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-013
2011: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01456
Total number of active participants reported on line 7a of the Form 55002011-07-01352
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-01142
Total of all active and inactive participants2011-07-01494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01494
Number of participants with account balances2011-07-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-012
2009: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01276
Total number of active participants reported on line 7a of the Form 55002009-07-01311
Number of retired or separated participants receiving benefits2009-07-011
Number of other retired or separated participants entitled to future benefits2009-07-0162
Total of all active and inactive participants2009-07-01374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01374
Number of participants with account balances2009-07-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-0139

Financial Data on EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN

Measure Date Value
2022 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-1,264,770
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$1,759,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$1,746,792
Expenses. Certain deemed distributions of participant loans2022-06-30$3,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$1,503,788
Value of total assets at end of year2022-06-30$16,505,276
Value of total assets at beginning of year2022-06-30$19,529,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$9,750
Total interest from all sources2022-06-30$20,650
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$1,877,658
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$1,877,658
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$962,195
Participant contributions at end of year2022-06-30$150,084
Participant contributions at beginning of year2022-06-30$163,132
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$204,625
Administrative expenses (other) incurred2022-06-30$365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-3,024,485
Value of net assets at end of year (total assets less liabilities)2022-06-30$16,505,276
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$19,529,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Investment advisory and management fees2022-06-30$3,623
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$14,130,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$17,076,538
Value of interest in pooled separate accounts at end of year2022-06-30$644,703
Value of interest in pooled separate accounts at beginning of year2022-06-30$846,866
Interest on participant loans2022-06-30$5,067
Interest earned on other investments2022-06-30$15,583
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$1,579,753
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$1,443,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-4,475,029
Net investment gain/loss from pooled separate accounts2022-06-30$-191,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$336,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$1,746,792
Contract administrator fees2022-06-30$5,762
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Disclaimer
Accountancy firm name2022-06-30AAFCPAS, INC.
Accountancy firm EIN2022-06-30042571780
2021 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$5,657,417
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$502,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$484,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$1,355,137
Value of total assets at end of year2021-06-30$19,529,761
Value of total assets at beginning of year2021-06-30$14,375,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$18,274
Total interest from all sources2021-06-30$24,369
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$1,088,746
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$1,088,746
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$866,617
Participant contributions at end of year2021-06-30$163,132
Participant contributions at beginning of year2021-06-30$153,786
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$153,344
Administrative expenses (other) incurred2021-06-30$393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$5,154,595
Value of net assets at end of year (total assets less liabilities)2021-06-30$19,529,761
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$14,375,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Investment advisory and management fees2021-06-30$13,182
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$17,076,538
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$12,292,081
Value of interest in pooled separate accounts at end of year2021-06-30$846,866
Value of interest in pooled separate accounts at beginning of year2021-06-30$663,690
Interest on participant loans2021-06-30$5,877
Interest earned on other investments2021-06-30$18,492
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$1,443,225
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$1,265,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$2,941,471
Net investment gain/loss from pooled separate accounts2021-06-30$247,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$335,176
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$484,548
Contract administrator fees2021-06-30$4,699
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30AAFCPAS, INC.
Accountancy firm EIN2021-06-30042571780
2020 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$1,677,504
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$963,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$945,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$1,205,348
Value of total assets at end of year2020-06-30$14,375,166
Value of total assets at beginning of year2020-06-30$13,661,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$18,247
Total interest from all sources2020-06-30$24,900
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$641,993
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$641,993
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$835,736
Participant contributions at end of year2020-06-30$153,786
Participant contributions at beginning of year2020-06-30$115,127
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$44,136
Administrative expenses (other) incurred2020-06-30$18,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$714,096
Value of net assets at end of year (total assets less liabilities)2020-06-30$14,375,166
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$13,661,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$12,292,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$11,704,415
Value of interest in pooled separate accounts at end of year2020-06-30$663,690
Value of interest in pooled separate accounts at beginning of year2020-06-30$614,433
Interest on participant loans2020-06-30$5,487
Interest earned on other investments2020-06-30$19,413
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$1,265,609
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$1,227,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$-245,092
Net investment gain/loss from pooled separate accounts2020-06-30$50,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$325,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$945,161
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30AAFCPAS, INC.
Accountancy firm EIN2020-06-30042571780
2019 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$1,823,335
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$1,182,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$1,165,082
Expenses. Certain deemed distributions of participant loans2019-06-30$2,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$1,106,577
Value of total assets at end of year2019-06-30$13,661,070
Value of total assets at beginning of year2019-06-30$13,020,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$14,967
Total interest from all sources2019-06-30$6,177
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$1,028,897
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$1,028,897
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$743,862
Participant contributions at end of year2019-06-30$115,127
Participant contributions at beginning of year2019-06-30$105,991
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$64,629
Administrative expenses (other) incurred2019-06-30$14,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$640,791
Value of net assets at end of year (total assets less liabilities)2019-06-30$13,661,070
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$13,020,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$11,704,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$10,860,794
Value of interest in pooled separate accounts at end of year2019-06-30$614,433
Value of interest in pooled separate accounts at beginning of year2019-06-30$678,654
Interest on participant loans2019-06-30$4,459
Interest earned on other investments2019-06-30$1,718
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$1,227,095
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$1,374,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$-335,306
Net investment gain/loss from pooled separate accounts2019-06-30$16,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$298,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$1,165,082
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30ALEXANDER,ARONSON,FINNING AND CO
Accountancy firm EIN2019-06-30042571780
2018 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$1,948,059
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$545,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$534,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$904,453
Value of total assets at end of year2018-06-30$13,020,279
Value of total assets at beginning of year2018-06-30$11,617,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$10,548
Total interest from all sources2018-06-30$26,643
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$785,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$785,185
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$615,818
Participant contributions at end of year2018-06-30$105,991
Participant contributions at beginning of year2018-06-30$102,625
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$23,083
Administrative expenses (other) incurred2018-06-30$10,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$1,402,874
Value of net assets at end of year (total assets less liabilities)2018-06-30$13,020,279
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$11,617,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$10,860,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$9,470,271
Value of interest in pooled separate accounts at end of year2018-06-30$678,654
Value of interest in pooled separate accounts at beginning of year2018-06-30$623,884
Interest on participant loans2018-06-30$3,815
Interest earned on other investments2018-06-30$22,828
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$1,374,840
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$1,420,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$164,801
Net investment gain/loss from pooled separate accounts2018-06-30$66,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$265,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$534,637
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30ALEXANDER,ARONSON,FINNING AND CO
Accountancy firm EIN2018-06-30042571780
2017 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total transfer of assets to this plan2017-06-30$704,449
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$2,182,213
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$654,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$647,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$898,085
Value of total assets at end of year2017-06-30$11,617,405
Value of total assets at beginning of year2017-06-30$9,385,348
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$7,305
Total interest from all sources2017-06-30$24,146
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$328,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$328,014
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$624,632
Participant contributions at end of year2017-06-30$102,625
Participant contributions at beginning of year2017-06-30$117,437
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$29,417
Administrative expenses (other) incurred2017-06-30$7,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$1,527,608
Value of net assets at end of year (total assets less liabilities)2017-06-30$11,617,405
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$9,385,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$9,470,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$8,095,493
Value of interest in pooled separate accounts at end of year2017-06-30$623,884
Value of interest in pooled separate accounts at beginning of year2017-06-30$9,474
Interest on participant loans2017-06-30$4,021
Interest earned on other investments2017-06-30$20,125
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$1,420,625
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$1,162,944
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$931,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$244,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$647,300
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30ALEXANDER,ARONSON,FINNING AND CO
Accountancy firm EIN2017-06-30042571780
2016 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total transfer of assets to this plan2016-06-30$2,286,921
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$887,664
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$567,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$557,222
Value of total corrective distributions2016-06-30$446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$746,420
Value of total assets at end of year2016-06-30$9,385,348
Value of total assets at beginning of year2016-06-30$6,777,866
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$9,435
Total interest from all sources2016-06-30$17,456
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$286,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$286,986
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$486,959
Participant contributions at end of year2016-06-30$117,437
Participant contributions at beginning of year2016-06-30$98,462
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$92,307
Administrative expenses (other) incurred2016-06-30$9,435
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$320,561
Value of net assets at end of year (total assets less liabilities)2016-06-30$9,385,348
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$6,777,866
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$8,095,493
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$5,636,955
Value of interest in pooled separate accounts at end of year2016-06-30$9,474
Value of interest in pooled separate accounts at beginning of year2016-06-30$9,618
Interest on participant loans2016-06-30$4,025
Interest earned on other investments2016-06-30$13,431
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$1,162,944
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$1,032,831
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-163,054
Net investment gain/loss from pooled separate accounts2016-06-30$-144
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$167,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$557,222
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30ALEXANDER,ARONSON,FINNING AND CO
Accountancy firm EIN2016-06-30042571780
2015 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$870,158
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$568,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$558,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$592,314
Value of total assets at end of year2015-06-30$6,777,866
Value of total assets at beginning of year2015-06-30$6,476,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$10,222
Total interest from all sources2015-06-30$4,718
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$405,802
Participant contributions at end of year2015-06-30$98,462
Participant contributions at beginning of year2015-06-30$96,856
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$37,803
Administrative expenses (other) incurred2015-06-30$10,222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$301,321
Value of net assets at end of year (total assets less liabilities)2015-06-30$6,777,866
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$6,476,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$5,636,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$5,099,476
Value of interest in pooled separate accounts at end of year2015-06-30$9,618
Value of interest in pooled separate accounts at beginning of year2015-06-30$12,378
Interest on participant loans2015-06-30$4,718
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$1,032,831
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$1,267,835
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$273,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$148,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$558,615
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30ALEXANDER,ARONSON,FINNING AND CO
Accountancy firm EIN2015-06-30042571780
2014 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$1,406,550
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$298,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$287,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$572,461
Value of total assets at end of year2014-06-30$6,476,545
Value of total assets at beginning of year2014-06-30$5,368,846
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$11,647
Total interest from all sources2014-06-30$11,959
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$9,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$9,019
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$340,553
Participant contributions at end of year2014-06-30$96,856
Participant contributions at beginning of year2014-06-30$108,884
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$114,012
Other income not declared elsewhere2014-06-30$-15,104
Administrative expenses (other) incurred2014-06-30$11,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$1,107,699
Value of net assets at end of year (total assets less liabilities)2014-06-30$6,476,545
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$5,368,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$5,099,476
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$4,102,339
Value of interest in pooled separate accounts at end of year2014-06-30$1,276,541
Value of interest in pooled separate accounts at beginning of year2014-06-30$264,218
Interest on participant loans2014-06-30$5,471
Interest earned on other investments2014-06-30$6,488
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$3,672
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$893,405
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$828,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30Yes
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$117,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$287,204
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30Yes
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30ALEXANDER,ARONSON,FINNING AND CO
Accountancy firm EIN2014-06-30042571780
2013 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$1,275,120
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$664,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$642,262
Expenses. Certain deemed distributions of participant loans2013-06-30$6,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$676,599
Value of total assets at end of year2013-06-30$5,368,846
Value of total assets at beginning of year2013-06-30$4,758,197
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$16,072
Total interest from all sources2013-06-30$29,153
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$85,942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$85,942
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$354,566
Participant contributions at end of year2013-06-30$108,884
Participant contributions at beginning of year2013-06-30$73,159
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$128,547
Administrative expenses (other) incurred2013-06-30$16,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$610,649
Value of net assets at end of year (total assets less liabilities)2013-06-30$5,368,846
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$4,758,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$4,076,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$3,538,151
Value of interest in pooled separate accounts at end of year2013-06-30$289,674
Value of interest in pooled separate accounts at beginning of year2013-06-30$249,238
Interest on participant loans2013-06-30$3,453
Interest earned on other investments2013-06-30$25,700
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$893,405
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$897,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$450,952
Net investment gain/loss from pooled separate accounts2013-06-30$32,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30Yes
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$193,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$642,262
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30Yes
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30ALEXANDER,ARONSON,FINNING AND CO
Accountancy firm EIN2013-06-30042571780
2012 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$685,675
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$497,024
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$478,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$597,873
Value of total assets at end of year2012-06-30$4,758,197
Value of total assets at beginning of year2012-06-30$4,569,546
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$18,776
Total interest from all sources2012-06-30$33,044
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$53,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$53,004
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$382,773
Participant contributions at end of year2012-06-30$73,159
Participant contributions at beginning of year2012-06-30$85,937
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$14,138
Administrative expenses (other) incurred2012-06-30$18,776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$188,651
Value of net assets at end of year (total assets less liabilities)2012-06-30$4,758,197
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$4,569,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$3,538,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$3,448,789
Value of interest in pooled separate accounts at end of year2012-06-30$249,238
Value of interest in pooled separate accounts at beginning of year2012-06-30$230,156
Interest on participant loans2012-06-30$3,694
Interest earned on other investments2012-06-30$29,350
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$897,649
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$804,664
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$2,055
Net investment gain/loss from pooled separate accounts2012-06-30$-301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$200,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$478,248
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30Yes
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30ALEXANDER,ARONSON,FINNING AND CO
Accountancy firm EIN2012-06-30042571780
2011 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$1,197,580
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$417,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$400,048
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$584,426
Value of total assets at end of year2011-06-30$4,569,546
Value of total assets at beginning of year2011-06-30$3,789,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$17,168
Total interest from all sources2011-06-30$19,174
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$46,180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$46,180
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$390,158
Participant contributions at end of year2011-06-30$85,937
Participant contributions at beginning of year2011-06-30$83,624
Assets. Other investments not covered elsewhere at end of year2011-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2011-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$2,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$780,364
Value of net assets at end of year (total assets less liabilities)2011-06-30$4,569,546
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$3,789,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$3,448,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$2,502,927
Value of interest in pooled separate accounts at end of year2011-06-30$230,156
Value of interest in pooled separate accounts at beginning of year2011-06-30$576,650
Interest on participant loans2011-06-30$4,043
Interest earned on other investments2011-06-30$15,131
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$804,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$625,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$463,585
Net investment gain or loss from common/collective trusts2011-06-30$84,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$192,032
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$400,048
Contract administrator fees2011-06-30$17,168
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30Yes
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30LGC&D
Accountancy firm EIN2011-06-30050456296
2010 : EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN

2021: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2009: EAST BAY COMMUNITY ACTION PROGRAM, INC. RETIREMENT PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MUTUAL OF AMERICA (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-585-A-3B
Policy instance 3
Insurance contract or identification number051-585-A-3B
Number of Individuals Covered15
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-585-A-10
Policy instance 2
Insurance contract or identification number051-585-A-10
Number of Individuals Covered7
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60963 - 1
Policy instance 1
Insurance contract or identification numberMR 60963 - 1
Number of Individuals Covered316
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $3,604
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,604
Insurance broker organization code?1
MUTUAL OF AMERICA (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-585-A-3B
Policy instance 3
Insurance contract or identification number051-585-A-3B
Number of Individuals Covered16
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-585-A-10
Policy instance 2
Insurance contract or identification number051-585-A-10
Number of Individuals Covered16
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60963 - 1
Policy instance 1
Insurance contract or identification numberMR 60963 - 1
Number of Individuals Covered316
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $3,277
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,277
Insurance broker organization code?1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60963 - 1
Policy instance 1
Insurance contract or identification numberMR 60963 - 1
Number of Individuals Covered316
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $2,925
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,925
Insurance broker organization code?1
MUTUAL OF AMERICA (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-585-A-10
Policy instance 2
Insurance contract or identification number051-585-A-10
Number of Individuals Covered16
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-585-A-3B
Policy instance 3
Insurance contract or identification number051-585-A-3B
Number of Individuals Covered16
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-585-A-3B
Policy instance 4
Insurance contract or identification number051-585-A-3B
Number of Individuals Covered314
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number051-585-A-10
Policy instance 3
Insurance contract or identification number051-585-A-10
Number of Individuals Covered314
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60963 - 1
Policy instance 2
Insurance contract or identification numberMR 60963 - 1
Number of Individuals Covered314
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $3,018
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,018
Insurance broker organization code?1
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number924857
Policy instance 1
Insurance contract or identification number924857
Number of Individuals Covered0
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $78
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60963 - 1
Policy instance 2
Insurance contract or identification numberMR 60963 - 1
Number of Individuals Covered306
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $3,201
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number924857
Policy instance 1
Insurance contract or identification number924857
Number of Individuals Covered3
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $22
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number924857
Policy instance 1
Insurance contract or identification number924857
Number of Individuals Covered3
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60963 - 1
Policy instance 2
Insurance contract or identification numberMR 60963 - 1
Number of Individuals Covered280
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $2,718
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,718
Insurance broker organization code?1
Insurance broker nameKESTRA INVESTMENT SERVICES LLC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number924857
Policy instance 1
Insurance contract or identification number924857
Number of Individuals Covered1
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60963 - 1
Policy instance 2
Insurance contract or identification numberMR 60963 - 1
Number of Individuals Covered288
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $4,353
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,353
Insurance broker organization code?1
Insurance broker nameNFP SECURITIES INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60963 - 1
Policy instance 3
Insurance contract or identification numberMR 60963 - 1
Number of Individuals Covered298
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $7,027
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,027
Insurance broker organization code?1
Insurance broker nameNFP SECURITIES INC
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1013775-01
Policy instance 2
Insurance contract or identification number1013775-01
Number of Individuals Covered0
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number924857
Policy instance 1
Insurance contract or identification number924857
Number of Individuals Covered3
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1013775-01
Policy instance 2
Insurance contract or identification number1013775-01
Number of Individuals Covered280
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $787
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $787
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC.
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number924857
Policy instance 1
Insurance contract or identification number924857
Number of Individuals Covered12
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number924857
Policy instance 1
Insurance contract or identification number924857
Number of Individuals Covered12
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $491
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1013775-01
Policy instance 2
Insurance contract or identification number1013775-01
Number of Individuals Covered310
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number924857
Policy instance 1
Insurance contract or identification number924857
Number of Individuals Covered106
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $469
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1013775-01
Policy instance 2
Insurance contract or identification number1013775-01
Number of Individuals Covered106
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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