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OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameOCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN
Plan identification number 001

OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OCEAN STATE VETERINARY SPECIALISTS, LTD has sponsored the creation of one or more 401k plans.

Company Name:OCEAN STATE VETERINARY SPECIALISTS, LTD
Employer identification number (EIN):050512373
NAIC Classification:541940
NAIC Description:Veterinary Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JUSTINE JOHNSON
0012016-01-01JUSTINE JOHNSON
0012015-01-01JUSTINE JOHNSON JUSTINE JOHNSON2016-09-09
0012014-01-01JUSTINE JOHNSON
0012014-01-01JUSTINE JOHNSON
0012013-01-01JUSTINE JOHNSON
0012012-01-01JUSTINE JOHNSON
0012011-01-01JUSTINE JOHNSON
0012009-01-01JUSTINE JOHNSON

Plan Statistics for OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01295
Total number of active participants reported on line 7a of the Form 55002022-01-01250
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-0166
Total of all active and inactive participants2022-01-01322
Total participants2022-01-01322
Number of participants with account balances2022-01-01258
2021: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01302
Total number of active participants reported on line 7a of the Form 55002021-01-01221
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0165
Total of all active and inactive participants2021-01-01288
Total participants2021-01-01288
Number of participants with account balances2021-01-01232
2020: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01270
Total number of active participants reported on line 7a of the Form 55002020-01-01229
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0162
Total of all active and inactive participants2020-01-01293
Total participants2020-01-01293
Number of participants with account balances2020-01-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01245
Total number of active participants reported on line 7a of the Form 55002019-01-01208
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0146
Total of all active and inactive participants2019-01-01257
Total participants2019-01-01257
Number of participants with account balances2019-01-01204
2018: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01216
Total number of active participants reported on line 7a of the Form 55002018-01-01195
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0138
Total of all active and inactive participants2018-01-01234
Total participants2018-01-01234
Number of participants with account balances2018-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01201
Total number of active participants reported on line 7a of the Form 55002017-01-01167
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0139
Total of all active and inactive participants2017-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01206
Number of participants with account balances2017-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01185
Total number of active participants reported on line 7a of the Form 55002016-01-01158
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0134
Total of all active and inactive participants2016-01-01192
Total participants2016-01-01192
Number of participants with account balances2016-01-01151
2015: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01177
Total number of active participants reported on line 7a of the Form 55002015-01-01151
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0127
Total of all active and inactive participants2015-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01178
Number of participants with account balances2015-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01162
Total number of active participants reported on line 7a of the Form 55002014-01-01138
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0131
Total of all active and inactive participants2014-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01169
Number of participants with account balances2014-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01161
Total number of active participants reported on line 7a of the Form 55002013-01-01127
Number of other retired or separated participants entitled to future benefits2013-01-0128
Total of all active and inactive participants2013-01-01155
Total participants2013-01-01155
Number of participants with account balances2013-01-01108
2012: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01132
Total number of active participants reported on line 7a of the Form 55002012-01-01111
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0140
Total of all active and inactive participants2012-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01151
Number of participants with account balances2012-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01130
Total number of active participants reported on line 7a of the Form 55002011-01-0193
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0136
Total of all active and inactive participants2011-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01129
Number of participants with account balances2011-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01120
Total number of active participants reported on line 7a of the Form 55002009-01-01108
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0119
Total of all active and inactive participants2009-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01127
Number of participants with account balances2009-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,454
Total income from all sources (including contributions)2022-12-31$-1,631,495
Total of all expenses incurred2022-12-31$1,164,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,159,033
Expenses. Certain deemed distributions of participant loans2022-12-31$4,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,799,907
Value of total assets at end of year2022-12-31$16,454,393
Value of total assets at beginning of year2022-12-31$19,250,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,538
Total interest from all sources2022-12-31$21,515
Administrative expenses professional fees incurred2022-12-31$1,538
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,101,365
Participant contributions at end of year2022-12-31$101,187
Participant contributions at beginning of year2022-12-31$110,351
Participant contributions at end of year2022-12-31$21
Participant contributions at beginning of year2022-12-31$25,036
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$64,432
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$2,454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,796,404
Value of net assets at end of year (total assets less liabilities)2022-12-31$16,454,393
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$19,250,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$15,252,225
Value of interest in pooled separate accounts at beginning of year2022-12-31$17,496,190
Interest on participant loans2022-12-31$4,629
Interest earned on other investments2022-12-31$16,886
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,058,829
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,578,525
Net investment gain/loss from pooled separate accounts2022-12-31$-3,452,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$634,110
Employer contributions (assets) at end of year2022-12-31$42,152
Employer contributions (assets) at beginning of year2022-12-31$40,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,159,033
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MARCUM
Accountancy firm EIN2022-12-31111986323
2021 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$4,175,664
Total of all expenses incurred2021-12-31$453,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$450,965
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,647,916
Value of total assets at end of year2021-12-31$19,250,797
Value of total assets at beginning of year2021-12-31$15,528,348
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,250
Total interest from all sources2021-12-31$18,959
Administrative expenses professional fees incurred2021-12-31$2,250
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$978,394
Participant contributions at end of year2021-12-31$110,351
Participant contributions at beginning of year2021-12-31$70,659
Participant contributions at end of year2021-12-31$25,036
Participant contributions at beginning of year2021-12-31$18,525
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$101,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,722,449
Value of net assets at end of year (total assets less liabilities)2021-12-31$19,250,797
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,528,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$17,496,190
Value of interest in pooled separate accounts at beginning of year2021-12-31$14,277,672
Interest on participant loans2021-12-31$3,797
Interest earned on other investments2021-12-31$15,162
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,578,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,134,218
Net investment gain/loss from pooled separate accounts2021-12-31$2,508,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$568,126
Employer contributions (assets) at end of year2021-12-31$40,695
Employer contributions (assets) at beginning of year2021-12-31$27,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$450,965
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MARCUM, LLP
Accountancy firm EIN2021-12-31111986323
2020 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,468,242
Total of all expenses incurred2020-12-31$192,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$176,416
Expenses. Certain deemed distributions of participant loans2020-12-31$15,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,363,422
Value of total assets at end of year2020-12-31$15,528,348
Value of total assets at beginning of year2020-12-31$12,253,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,450
Total interest from all sources2020-12-31$14,617
Administrative expenses professional fees incurred2020-12-31$1,450
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$858,375
Participant contributions at end of year2020-12-31$70,659
Participant contributions at beginning of year2020-12-31$74,633
Participant contributions at end of year2020-12-31$18,525
Participant contributions at beginning of year2020-12-31$500
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,753
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,275,307
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,528,348
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,253,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$14,277,672
Value of interest in pooled separate accounts at beginning of year2020-12-31$11,165,310
Interest on participant loans2020-12-31$3,906
Interest earned on other investments2020-12-31$10,711
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,134,218
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$990,909
Net investment gain/loss from pooled separate accounts2020-12-31$2,090,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$503,294
Employer contributions (assets) at end of year2020-12-31$27,274
Employer contributions (assets) at beginning of year2020-12-31$21,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$176,416
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PICCERELLI, GILSTEIN & COMPANY, LLP
Accountancy firm EIN2020-12-31050353162
2019 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,335,274
Total of all expenses incurred2019-12-31$477,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$474,509
Expenses. Certain deemed distributions of participant loans2019-12-31$753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,107,656
Value of total assets at end of year2019-12-31$12,253,041
Value of total assets at beginning of year2019-12-31$9,395,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,330
Total interest from all sources2019-12-31$12,505
Administrative expenses professional fees incurred2019-12-31$2,330
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$639,335
Participant contributions at end of year2019-12-31$74,633
Participant contributions at beginning of year2019-12-31$68,398
Participant contributions at end of year2019-12-31$500
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$58,234
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,857,682
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,253,041
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,395,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$11,165,310
Value of interest in pooled separate accounts at beginning of year2019-12-31$8,422,282
Interest on participant loans2019-12-31$3,143
Interest earned on other investments2019-12-31$9,362
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$328
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$328
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$990,909
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$885,240
Net investment gain/loss from pooled separate accounts2019-12-31$2,215,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$410,087
Employer contributions (assets) at end of year2019-12-31$21,689
Employer contributions (assets) at beginning of year2019-12-31$19,111
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$474,509
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PICCERELLI, GILSTEIN & COMPANY, LLP
Accountancy firm EIN2019-12-31050353162
2018 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$318
Total income from all sources (including contributions)2018-12-31$277,520
Total of all expenses incurred2018-12-31$269,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$268,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$940,485
Value of total assets at end of year2018-12-31$9,395,359
Value of total assets at beginning of year2018-12-31$9,387,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,000
Total interest from all sources2018-12-31$10,545
Administrative expenses professional fees incurred2018-12-31$1,000
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$574,540
Participant contributions at end of year2018-12-31$68,398
Participant contributions at beginning of year2018-12-31$69,546
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,515
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$8,218
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,395,359
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,387,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$8,422,282
Value of interest in pooled separate accounts at beginning of year2018-12-31$8,678,034
Interest on participant loans2018-12-31$3,307
Interest earned on other investments2018-12-31$7,233
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$328
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$39
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$39
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$885,240
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$625,280
Net investment gain/loss from pooled separate accounts2018-12-31$-673,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$361,430
Employer contributions (assets) at end of year2018-12-31$19,111
Employer contributions (assets) at beginning of year2018-12-31$14,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$268,302
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PICCERELLI, GILSTEIN & COMPANY, LLP
Accountancy firm EIN2018-12-31050353162
2017 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$318
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$38
Total income from all sources (including contributions)2017-12-31$2,291,087
Total of all expenses incurred2017-12-31$165,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$161,844
Expenses. Certain deemed distributions of participant loans2017-12-31$2,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$853,355
Value of total assets at end of year2017-12-31$9,387,459
Value of total assets at beginning of year2017-12-31$7,262,026
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,000
Total interest from all sources2017-12-31$8,415
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$2,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$505,253
Participant contributions at end of year2017-12-31$69,546
Participant contributions at beginning of year2017-12-31$50,788
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$19,794
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$318
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$38
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,125,153
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,387,141
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,261,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$8,678,034
Value of interest in pooled separate accounts at beginning of year2017-12-31$6,657,371
Interest on participant loans2017-12-31$2,669
Interest earned on other investments2017-12-31$5,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$39
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$39
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$39
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$625,280
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$540,223
Net investment gain/loss from pooled separate accounts2017-12-31$1,429,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$328,308
Employer contributions (assets) at end of year2017-12-31$14,560
Employer contributions (assets) at beginning of year2017-12-31$13,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$161,844
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PICCERELLI, GILSTEIN & COMPANY, LLP
Accountancy firm EIN2017-12-31050353162
2016 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$38
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$22
Total income from all sources (including contributions)2016-12-31$1,353,062
Total of all expenses incurred2016-12-31$95,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$94,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$815,996
Value of total assets at end of year2016-12-31$7,262,026
Value of total assets at beginning of year2016-12-31$6,004,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$900
Total interest from all sources2016-12-31$7,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$900
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$498,430
Participant contributions at end of year2016-12-31$50,788
Participant contributions at beginning of year2016-12-31$52,201
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$367
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$10,509
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$38
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,257,173
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,261,988
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,004,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$6,657,371
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,467,588
Interest on participant loans2016-12-31$2,202
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$5,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$39
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$39
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$39
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$14
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$540,223
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$467,809
Net investment gain/loss from pooled separate accounts2016-12-31$529,240
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$307,057
Employer contributions (assets) at end of year2016-12-31$13,605
Employer contributions (assets) at beginning of year2016-12-31$16,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$94,989
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PICCERELLI, GILSTEIN & COMPANY, LLP
Accountancy firm EIN2016-12-31050353162
2015 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$22
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$147
Total income from all sources (including contributions)2015-12-31$713,894
Total of all expenses incurred2015-12-31$118,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$117,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$746,402
Value of total assets at end of year2015-12-31$6,004,837
Value of total assets at beginning of year2015-12-31$5,409,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,500
Total interest from all sources2015-12-31$6,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$1,500
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$463,491
Participant contributions at end of year2015-12-31$52,201
Participant contributions at beginning of year2015-12-31$13,090
Participant contributions at end of year2015-12-31$367
Participant contributions at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$595,318
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,004,815
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,409,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$5,467,588
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,949,324
Interest on participant loans2015-12-31$1,269
Interest earned on other investments2015-12-31$5,100
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$39
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$39
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$39
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$467,809
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$413,104
Net investment gain/loss from pooled separate accounts2015-12-31$-38,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$282,911
Employer contributions (assets) at end of year2015-12-31$16,833
Employer contributions (assets) at beginning of year2015-12-31$34,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$117,076
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PICCERELLI, GILSTEIN & COMPANY, LLP
Accountancy firm EIN2015-12-31050353162
2014 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$147
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$706
Total income from all sources (including contributions)2014-12-31$985,719
Total of all expenses incurred2014-12-31$159,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$145,604
Expenses. Certain deemed distributions of participant loans2014-12-31$12,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$652,253
Value of total assets at end of year2014-12-31$5,409,644
Value of total assets at beginning of year2014-12-31$4,583,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$800
Total interest from all sources2014-12-31$5,208
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$800
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$389,199
Participant contributions at end of year2014-12-31$13,090
Participant contributions at beginning of year2014-12-31$30,085
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$587
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$12,606
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$147
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$706
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$826,611
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,409,497
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,582,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$4,949,324
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,029,686
Interest on participant loans2014-12-31$926
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$4,282
Income. Interest from US Government securities2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$39
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$413,104
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$318,238
Net investment gain/loss from pooled separate accounts2014-12-31$328,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$250,448
Employer contributions (assets) at end of year2014-12-31$34,087
Employer contributions (assets) at beginning of year2014-12-31$204,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$145,604
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PICCERELLI, GILSTEIN & COMPANY, LLP
Accountancy firm EIN2014-12-31050353162
2013 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$706
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,929
Total income from all sources (including contributions)2013-12-31$1,407,691
Total of all expenses incurred2013-12-31$360,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$357,288
Expenses. Certain deemed distributions of participant loans2013-12-31$1,891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$567,663
Value of total assets at end of year2013-12-31$4,583,592
Value of total assets at beginning of year2013-12-31$3,537,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,314
Total interest from all sources2013-12-31$9,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,314
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$460,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$345,019
Participant contributions at end of year2013-12-31$30,085
Participant contributions at beginning of year2013-12-31$31,685
Participant contributions at end of year2013-12-31$587
Participant contributions at beginning of year2013-12-31$10,969
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$15,719
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$706
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,047,198
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,582,886
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,535,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,029,686
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,986,092
Interest on participant loans2013-12-31$1,045
Interest earned on other investments2013-12-31$8,704
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$318,238
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$321,902
Net investment gain/loss from pooled separate accounts2013-12-31$830,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$206,925
Employer contributions (assets) at end of year2013-12-31$204,996
Employer contributions (assets) at beginning of year2013-12-31$186,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$357,288
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PICCERELLI, GILSTEIN & COMPANY, LLP
Accountancy firm EIN2013-12-31050353162
2012 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,929
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,098
Total income from all sources (including contributions)2012-12-31$850,075
Total of all expenses incurred2012-12-31$75,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$75,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$486,266
Value of total assets at end of year2012-12-31$3,537,617
Value of total assets at beginning of year2012-12-31$2,761,997
Total interest from all sources2012-12-31$9,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$360,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$297,466
Participant contributions at end of year2012-12-31$31,685
Participant contributions at beginning of year2012-12-31$47,509
Participant contributions at end of year2012-12-31$10,969
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,760
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,929
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$774,789
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,535,688
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,760,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$2,986,092
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,316,824
Income. Interest from loans (other than to participants)2012-12-31$1,347
Interest earned on other investments2012-12-31$8,381
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$321,902
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$230,738
Net investment gain/loss from pooled separate accounts2012-12-31$354,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$185,040
Employer contributions (assets) at end of year2012-12-31$186,969
Employer contributions (assets) at beginning of year2012-12-31$166,926
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$75,286
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PICCERELLI, GILSTEIN & COMPANY, LLP
Accountancy firm EIN2012-12-31050353162
2011 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,098
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$362,603
Total of all expenses incurred2011-12-31$69,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$63,641
Expenses. Certain deemed distributions of participant loans2011-12-31$5,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$464,929
Value of total assets at end of year2011-12-31$2,761,997
Value of total assets at beginning of year2011-12-31$2,467,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$7,070
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$280,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$287,850
Participant contributions at end of year2011-12-31$47,509
Participant contributions at beginning of year2011-12-31$12,866
Participant contributions at beginning of year2011-12-31$588
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$9,904
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$18
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,098
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$293,099
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,760,899
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,467,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$2,316,824
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,116,949
Income. Interest from loans (other than to participants)2011-12-31$887
Interest earned on other investments2011-12-31$6,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$230,738
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$191,998
Net investment gain/loss from pooled separate accounts2011-12-31$-109,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$167,175
Employer contributions (assets) at end of year2011-12-31$166,926
Employer contributions (assets) at beginning of year2011-12-31$145,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$63,641
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PICCERELLI, GILSTEIN & COMPANY, LLP
Accountancy firm EIN2011-12-31050353162
2010 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$696,668
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$112,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$112,211
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$408,064
Value of total assets at end of year2010-12-31$2,467,800
Value of total assets at beginning of year2010-12-31$1,883,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$641
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$262,683
Participant contributions at end of year2010-12-31$12,866
Participant contributions at beginning of year2010-12-31$8,342
Participant contributions at end of year2010-12-31$588
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$18
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$584,457
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,467,800
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,883,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$2,116,949
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,587,177
Interest on participant loans2010-12-31$641
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$191,998
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$154,360
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$287,963
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$145,381
Employer contributions (assets) at end of year2010-12-31$145,381
Employer contributions (assets) at beginning of year2010-12-31$133,464
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$112,211
Contract administrator fees2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PICCERELLI, GILSTEIN & COMPANY, LLP
Accountancy firm EIN2010-12-31050353162
2009 : OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN

2022: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: OCEAN STATE VETERINARY SPECIALISTS 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810462
Policy instance 1
Insurance contract or identification number810462
Number of Individuals Covered256
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810462
Policy instance 1
Insurance contract or identification number810462
Number of Individuals Covered234
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810462
Policy instance 1
Insurance contract or identification number810462
Number of Individuals Covered230
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of fees paid to insurance companyUSD $6,021
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810462
Policy instance 1
Insurance contract or identification number810462
Number of Individuals Covered204
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of fees paid to insurance companyUSD $5,190
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810462
Policy instance 1
Insurance contract or identification number810462
Number of Individuals Covered187
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $6,350
Total amount of fees paid to insurance companyUSD $4,871
Commission paid to Insurance BrokerUSD $6,350
Amount paid for insurance broker fees4871
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810368
Policy instance 2
Insurance contract or identification number810368
Number of Individuals Covered172
Insurance policy start date2017-01-01
Insurance policy end date2017-08-01
Total amount of commissions paid to insurance brokerUSD $13,041
Total amount of fees paid to insurance companyUSD $2,835
Commission paid to Insurance BrokerUSD $13,041
Insurance broker organization code?3
Amount paid for insurance broker fees2835
Insurance broker nameDAVID BORDEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818462
Policy instance 1
Insurance contract or identification number818462
Number of Individuals Covered167
Insurance policy start date2017-08-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,868
Total amount of fees paid to insurance companyUSD $714
Commission paid to Insurance BrokerUSD $5,868
Insurance broker organization code?3
Amount paid for insurance broker fees714
Insurance broker nameDAVID BORDEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810368
Policy instance 1
Insurance contract or identification number810368
Number of Individuals Covered136
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $14,328
Total amount of fees paid to insurance companyUSD $2,807
Commission paid to Insurance BrokerUSD $14,328
Insurance broker organization code?3
Amount paid for insurance broker fees2807
Insurance broker nameDAVID BORDEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810368
Policy instance 1
Insurance contract or identification number810368
Number of Individuals Covered123
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,141
Total amount of fees paid to insurance companyUSD $2,335
Commission paid to Insurance BrokerUSD $12,141
Insurance broker organization code?3
Amount paid for insurance broker fees2335
Insurance broker nameDAVID BORDEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810368
Policy instance 2
Insurance contract or identification number810368
Number of Individuals Covered105
Insurance policy start date2013-09-24
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,747
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $2,579
Insurance broker organization code?3
Insurance broker nameDAVID BORDEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH9626
Policy instance 1
Insurance contract or identification numberPH9626
Number of Individuals Covered127
Insurance policy start date2013-01-01
Insurance policy end date2013-09-23
Total amount of commissions paid to insurance brokerUSD $8,195
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $6,876
Insurance broker organization code?3
Insurance broker nameDAVID BORDEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH9626
Policy instance 1
Insurance contract or identification numberPH9626
Number of Individuals Covered117
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $7,390
Total amount of fees paid to insurance companyUSD $1,420
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $7,390
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameDAVID BORDEN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH9626
Policy instance 1
Insurance contract or identification numberPH9626
Number of Individuals Covered111
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,470
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH9626
Policy instance 1
Insurance contract or identification numberPH9626
Number of Individuals Covered97
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,649
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees4743
Insurance broker organization code?3
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameDAVID BORDEN

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