401k Plan data: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN plan

GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 401k Plan overview

Plan Name	GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN
Plan identification number	001

GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GLOBAL GEOPHYSICAL SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name: GLOBAL GEOPHYSICAL SERVICES, INC.

Employer identification number (EIN): 050574281

NAIC Classification: 541360
NAIC Description: Geophysical Surveying and Mapping Services

Additional information about GLOBAL GEOPHYSICAL SERVICES, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2005-01-27

Company Identification Number: 0800447295

Legal Registered Office Address: 32418 EDGEWATER DR

MAGNOLIA
United States of America (USA)
77354

More information about GLOBAL GEOPHYSICAL SERVICES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 WILLIAM PARKER WILLIAM PARKER 2018-10-15
001 2016-01-01 WILLIAM PARKER WILLIAM PARKER 2017-10-09
001 2015-01-01 WILLIAM PARKER WILLIAM PARKER 2016-10-12
001 2014-01-01 WILLIAM PARKER WILLIAM PARKER 2015-10-13
001 2013-01-01 WILLIAM PARKER WILLIAM PARKER 2014-10-14
001 2012-01-01 WILLIAM PARKER WILLIAM PARKER 2013-10-15
001 2011-01-01 WILLIAM PARKER
001 2010-01-01 WILLIAM PARKER
001 2009-01-01 WILLIAM PARKER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	WILLIAM PARKER	WILLIAM PARKER	2018-10-15
001	2016-01-01	WILLIAM PARKER	WILLIAM PARKER	2017-10-09
001	2015-01-01	WILLIAM PARKER	WILLIAM PARKER	2016-10-12
001	2014-01-01	WILLIAM PARKER	WILLIAM PARKER	2015-10-13
001	2013-01-01	WILLIAM PARKER	WILLIAM PARKER	2014-10-14
001	2012-01-01	WILLIAM PARKER	WILLIAM PARKER	2013-10-15
001	2011-01-01	WILLIAM PARKER
001	2010-01-01	WILLIAM PARKER
001	2009-01-01	WILLIAM PARKER

Plan Statistics for GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN

401k plan membership statisitcs for GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN

Measure Date Value
2017: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 216
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 377
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 32
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 182
Total of all active and inactive participants 2016-01-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 216
Number of participants with account balances 2016-01-01 200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 569
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 164
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 213
Total of all active and inactive participants 2015-01-01 377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 377
Number of participants with account balances 2015-01-01 360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 196
2014: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 685
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 372
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 197
Total of all active and inactive participants 2014-01-01 569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 569
Number of participants with account balances 2014-01-01 526
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 238
2013: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,046
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 594
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 90
Total of all active and inactive participants 2013-01-01 684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 685
Number of participants with account balances 2013-01-01 367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 68
2012: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 878
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 983
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 61
Total of all active and inactive participants 2012-01-01 1,044
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 1,046
Number of participants with account balances 2012-01-01 405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 38
2011: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 915
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 815
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 61
Total of all active and inactive participants 2011-01-01 876
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 878
Number of participants with account balances 2011-01-01 383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 23
2010: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 648
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 864
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 48
Total of all active and inactive participants 2010-01-01 912
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 3
Total participants 2010-01-01 915
Number of participants with account balances 2010-01-01 358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 37
2009: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 595
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 597
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 49
Total of all active and inactive participants 2009-01-01 646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 648
Number of participants with account balances 2009-01-01 356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 80

Measure	Date	Value
2017: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	216
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	377
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	32
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	182
Total of all active and inactive participants	2016-01-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	216
Number of participants with account balances	2016-01-01	200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	569
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	164
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	213
Total of all active and inactive participants	2015-01-01	377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	377
Number of participants with account balances	2015-01-01	360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	196
2014: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	685
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	372
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	197
Total of all active and inactive participants	2014-01-01	569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	569
Number of participants with account balances	2014-01-01	526
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	238
2013: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,046
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	594
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	90
Total of all active and inactive participants	2013-01-01	684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	685
Number of participants with account balances	2013-01-01	367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	68
2012: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	878
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	983
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	61
Total of all active and inactive participants	2012-01-01	1,044
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	1,046
Number of participants with account balances	2012-01-01	405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	38
2011: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	915
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	815
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	61
Total of all active and inactive participants	2011-01-01	876
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	878
Number of participants with account balances	2011-01-01	383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	23
2010: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	648
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	864
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	48
Total of all active and inactive participants	2010-01-01	912
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	3
Total participants	2010-01-01	915
Number of participants with account balances	2010-01-01	358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	37
2009: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	595
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	597
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	49
Total of all active and inactive participants	2009-01-01	646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	648
Number of participants with account balances	2009-01-01	356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	80

Financial Data on GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN

Measure	Date	Value
2017 : GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-11-30	$0
Total unrealized appreciation/depreciation of assets	2017-11-30	$0
Total transfer of assets to this plan	2017-11-30	$0
Total transfer of assets from this plan	2017-11-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-11-30	$0
Expenses. Interest paid	2017-11-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-11-30	$0
Total income from all sources (including contributions)	2017-11-30	$920,201
Total loss/gain on sale of assets	2017-11-30	$0
Total of all expenses incurred	2017-11-30	$9,138,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-11-30	$9,075,452
Expenses. Certain deemed distributions of participant loans	2017-11-30	$47,386
Value of total corrective distributions	2017-11-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-11-30	$92,587
Value of total assets at end of year	2017-11-30	$0
Value of total assets at beginning of year	2017-11-30	$8,218,516
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-11-30	$15,879
Total interest from all sources	2017-11-30	$336
Total dividends received (eg from common stock, registered investment company shares)	2017-11-30	$49,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-11-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-11-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-11-30	$49,797
Assets. Real estate other than employer real property at end of year	2017-11-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-11-30	$0
Was this plan covered by a fidelity bond	2017-11-30	Yes
Value of fidelity bond cover	2017-11-30	$500,000
If this is an individual account plan, was there a blackout period	2017-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2017-11-30	No
Contributions received from participants	2017-11-30	$89,988
Participant contributions at end of year	2017-11-30	$0
Participant contributions at beginning of year	2017-11-30	$61,878
Participant contributions at beginning of year	2017-11-30	$0
Assets. Other investments not covered elsewhere at end of year	2017-11-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-11-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-11-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-11-30	$0
Assets. Loans (other than to participants) at end of year	2017-11-30	$0
Other income not declared elsewhere	2017-11-30	$6,203
Administrative expenses (other) incurred	2017-11-30	$15,879
Total non interest bearing cash at end of year	2017-11-30	$0
Total non interest bearing cash at beginning of year	2017-11-30	$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-30	No
Income. Non cash contributions	2017-11-30	$0
Value of net income/loss	2017-11-30	$-8,218,516
Value of net assets at end of year (total assets less liabilities)	2017-11-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-11-30	$8,218,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-11-30	No
Were any leases to which the plan was party in default or uncollectible	2017-11-30	No
Assets. partnership/joint venture interests at end of year	2017-11-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-11-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-11-30	$7,681,438
Interest on participant loans	2017-11-30	$336
Interest earned on other investments	2017-11-30	$0
Income. Interest from US Government securities	2017-11-30	$0
Income. Interest from corporate debt instruments	2017-11-30	$0
Value of interest in common/collective trusts at end of year	2017-11-30	$0
Value of interest in common/collective trusts at beginning of year	2017-11-30	$442,556
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-11-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-11-30	$32,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-11-30	$32,494
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-11-30	$0
Asset value of US Government securities at end of year	2017-11-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-11-30	$766,969
Net investment gain/loss from pooled separate accounts	2017-11-30	$0
Net investment gain or loss from common/collective trusts	2017-11-30	$4,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-11-30	No
Was there a failure to transmit to the plan any participant contributions	2017-11-30	No
Has the plan failed to provide any benefit when due under the plan	2017-11-30	No
Assets. Invements in employer securities at end of year	2017-11-30	$0
Contributions received in cash from employer	2017-11-30	$2,599
Employer contributions (assets) at beginning of year	2017-11-30	$0
Income. Dividends from preferred stock	2017-11-30	$0
Income. Dividends from common stock	2017-11-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-11-30	$9,075,452
Asset. Corporate debt instrument preferred debt at end of year	2017-11-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-11-30	$0
Assets. Corporate common stocks other than exployer securities at end of year	2017-11-30	$0
Did the plan have assets held for investment	2017-11-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-11-30	Yes
Aggregate proceeds on sale of assets	2017-11-30	$0
Aggregate carrying amount (costs) on sale of assets	2017-11-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-11-30	Disclaimer
Accountancy firm name	2017-11-30	CALVETTI FERGUSON, P.C.
Accountancy firm EIN	2017-11-30	134255527
2016 : GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,407,766
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$7,198,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$7,010,864
Expenses. Certain deemed distributions of participant loans	2016-12-31	$163,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$671,084
Value of total assets at end of year	2016-12-31	$8,218,516
Value of total assets at beginning of year	2016-12-31	$14,009,498
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$23,903
Total interest from all sources	2016-12-31	$4,911
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$233,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$233,796
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$560,861
Participant contributions at end of year	2016-12-31	$61,878
Participant contributions at beginning of year	2016-12-31	$183,466
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$411
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$110,223
Other income not declared elsewhere	2016-12-31	$4,887
Administrative expenses (other) incurred	2016-12-31	$23,903
Total non interest bearing cash at end of year	2016-12-31	$150
Total non interest bearing cash at beginning of year	2016-12-31	$365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-5,790,982
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$8,218,516
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$14,009,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$7,681,438
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$12,853,787
Interest on participant loans	2016-12-31	$4,911
Value of interest in common/collective trusts at end of year	2016-12-31	$442,556
Value of interest in common/collective trusts at beginning of year	2016-12-31	$929,469
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$32,494
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$38,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$38,891
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$484,323
Net investment gain or loss from common/collective trusts	2016-12-31	$8,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$3,109
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$7,010,864
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CALVETTI FERGUSON, P.C.
Accountancy firm EIN	2016-12-31	134255527
2015 : GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,549,827
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$3,958,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,812,221
Expenses. Certain deemed distributions of participant loans	2015-12-31	$113,254
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,766,337
Value of total assets at end of year	2015-12-31	$14,009,498
Value of total assets at beginning of year	2015-12-31	$15,418,513
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$33,367
Total interest from all sources	2015-12-31	$8,521
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$640,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$640,066
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,641,790
Participant contributions at end of year	2015-12-31	$183,466
Participant contributions at beginning of year	2015-12-31	$285,901
Participant contributions at end of year	2015-12-31	$411
Participant contributions at beginning of year	2015-12-31	$21
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$438,358
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$22,480
Administrative expenses (other) incurred	2015-12-31	$33,367
Total non interest bearing cash at end of year	2015-12-31	$365
Total non interest bearing cash at beginning of year	2015-12-31	$345
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-1,409,015
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$14,009,498
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$15,418,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,853,787
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$14,267,660
Interest on participant loans	2015-12-31	$8,521
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$929,469
Value of interest in common/collective trusts at beginning of year	2015-12-31	$850,526
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$38,891
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$14,039
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$14,039
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-882,596
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$-4,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$686,189
Employer contributions (assets) at end of year	2015-12-31	$3,109
Employer contributions (assets) at beginning of year	2015-12-31	$21
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,812,221
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CALVETTI FERGUSON
Accountancy firm EIN	2015-12-31	134255527
2014 : GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$5,069,602
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,595,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,481,315
Expenses. Certain deemed distributions of participant loans	2014-12-31	$92,037
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,085,894
Value of total assets at end of year	2014-12-31	$15,418,513
Value of total assets at beginning of year	2014-12-31	$13,944,140
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$21,877
Total interest from all sources	2014-12-31	$12,049
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$963,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$963,552
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,242,451
Participant contributions at end of year	2014-12-31	$285,901
Participant contributions at beginning of year	2014-12-31	$242,606
Participant contributions at end of year	2014-12-31	$21
Participant contributions at beginning of year	2014-12-31	$3,870
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$493,982
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$1,457
Other income not declared elsewhere	2014-12-31	$24,682
Administrative expenses (other) incurred	2014-12-31	$21,877
Total non interest bearing cash at end of year	2014-12-31	$345
Total non interest bearing cash at beginning of year	2014-12-31	$370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$1,474,373
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$15,418,513
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$13,944,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$14,267,660
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$12,893,864
Interest on participant loans	2014-12-31	$12,049
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$850,526
Value of interest in common/collective trusts at beginning of year	2014-12-31	$801,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$14,039
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-16,138
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$-437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$1,349,461
Employer contributions (assets) at end of year	2014-12-31	$21
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,481,315
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CALVETTI FERGUSON
Accountancy firm EIN	2014-12-31	134255527
2013 : GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,282,998
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,250,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,179,701
Expenses. Certain deemed distributions of participant loans	2013-12-31	$63,586
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,822,614
Value of total assets at end of year	2013-12-31	$13,944,140
Value of total assets at beginning of year	2013-12-31	$10,911,203
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$6,774
Total interest from all sources	2013-12-31	$17,268
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$649,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$649,969
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,877,106
Participant contributions at end of year	2013-12-31	$242,606
Participant contributions at beginning of year	2013-12-31	$223,221
Participant contributions at end of year	2013-12-31	$3,870
Participant contributions at beginning of year	2013-12-31	$6,427
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$66,510
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$1,457
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$4,383
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$6,774
Total non interest bearing cash at end of year	2013-12-31	$370
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$3,032,937
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$13,944,140
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,911,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$12,893,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$10,013,030
Interest on participant loans	2013-12-31	$9,256
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$8,012
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$801,973
Value of interest in common/collective trusts at beginning of year	2013-12-31	$664,142
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,793,147
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$878,998
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,179,701
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	UHY LLP
Accountancy firm EIN	2013-12-31	200694403
2012 : GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,179,043
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,536,659
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,502,412
Expenses. Certain deemed distributions of participant loans	2012-12-31	$26,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,976,260
Value of total assets at end of year	2012-12-31	$10,911,203
Value of total assets at beginning of year	2012-12-31	$8,268,819
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$7,257
Total interest from all sources	2012-12-31	$9,537
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$240,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$240,164
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,899,636
Participant contributions at end of year	2012-12-31	$223,221
Participant contributions at beginning of year	2012-12-31	$214,044
Participant contributions at end of year	2012-12-31	$6,427
Participant contributions at beginning of year	2012-12-31	$4,800
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$229,910
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$4,383
Administrative expenses (other) incurred	2012-12-31	$7,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,642,384
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$10,911,203
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,268,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$10,013,030
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,633,432
Interest on participant loans	2012-12-31	$9,537
Value of interest in common/collective trusts at end of year	2012-12-31	$664,142
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$416,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$416,543
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$946,653
Net investment gain or loss from common/collective trusts	2012-12-31	$6,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$846,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,502,412
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	UHY LLP
Accountancy firm EIN	2012-12-31	200694403
2011 : GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,009,089
Total of all expenses incurred	2011-12-31	$678,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$665,978
Expenses. Certain deemed distributions of participant loans	2011-12-31	$9,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,311,753
Value of total assets at end of year	2011-12-31	$8,268,819
Value of total assets at beginning of year	2011-12-31	$6,938,332
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,464
Total interest from all sources	2011-12-31	$10,151
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$165,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$165,067
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,557,638
Participant contributions at end of year	2011-12-31	$214,044
Participant contributions at beginning of year	2011-12-31	$102,966
Participant contributions at end of year	2011-12-31	$4,800
Participant contributions at beginning of year	2011-12-31	$4,390
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$81,932
Administrative expenses (other) incurred	2011-12-31	$3,464
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,330,487
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,268,819
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,938,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,633,432
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,395,264
Interest on participant loans	2011-12-31	$10,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$416,543
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$433,097
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$433,097
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$132
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-477,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$672,183
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$2,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$665,978
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	UHY LLP
Accountancy firm EIN	2011-12-31	200694403
2010 : GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,793,888
Total of all expenses incurred	2010-12-31	$337,365
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$334,155
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,007,803
Value of total assets at end of year	2010-12-31	$6,938,332
Value of total assets at beginning of year	2010-12-31	$4,481,809
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,210
Total interest from all sources	2010-12-31	$6,113
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$98,115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$98,115
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,273,758
Participant contributions at end of year	2010-12-31	$102,966
Participant contributions at beginning of year	2010-12-31	$44,354
Participant contributions at end of year	2010-12-31	$4,390
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$115,024
Administrative expenses (other) incurred	2010-12-31	$3,210
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,456,523
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,938,332
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,481,809
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,395,264
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,095,481
Interest on participant loans	2010-12-31	$6,041
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$433,097
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$341,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$341,974
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$72
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$681,857
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$619,021
Employer contributions (assets) at end of year	2010-12-31	$2,615
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$334,155
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	UHY LLP
Accountancy firm EIN	2010-12-31	200694403
2009 : GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN

2017: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GLOBAL GEOPHYSICAL SERVICES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GLOBAL GEOPHYSICAL SERVICES, INC.
Employer identification number (EIN):	050574281
NAIC Classification:	541360
NAIC Description:	Geophysical Surveying and Mapping Services

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2005-01-27
Company Identification Number:	0800447295
Legal Registered Office Address:	32418 EDGEWATER DR MAGNOLIA United States of America (USA) 77354