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SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 401k Plan overview

Plan NameSALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY
Plan identification number 001

SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE EASTERN COMPANY has sponsored the creation of one or more 401k plans.

Company Name:THE EASTERN COMPANY
Employer identification number (EIN):060330020
NAIC Classification:332510
NAIC Description:Hardware Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-05-01
0012021-05-01
0012020-05-01
0012019-05-01
0012018-05-01
0012017-05-01NICHOLAS VLAHOS
0012016-05-01NICHOLAS VLAHOS
0012015-05-01GENE FINELLI
0012014-05-01GENE A. FINELLI
0012014-05-01GENE A. FINELLI
0012013-05-01GENE A. FINELLI
0012012-05-01GENE A. FINELLI
0012011-05-01GENE A. FINELLI
0012009-05-01GENE A. FINELLI GENE A. FINELLI2011-02-11

Plan Statistics for SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY

401k plan membership statisitcs for SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY

Measure Date Value
2023: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2023 401k membership
Market value of plan assets2023-04-3044,010,314
Acturial value of plan assets2023-04-3047,172,555
Funding target for retired participants and beneficiaries receiving payment2023-04-3035,943,969
Number of terminated vested participants2023-04-30144
Fundng target for terminated vested participants2023-04-3010,618,184
Active participant vested funding target2023-04-306,634,236
Number of active participants2023-04-3043
Total funding liabilities for active participants2023-04-306,767,117
Total participant count2023-04-30466
Total funding target for all participants2023-04-3053,329,270
Balance at beginning of prior year after applicable adjustments2023-04-300
Prefunding balance at beginning of prior year after applicable adjustments2023-04-301,890,300
Carryover balanced portion elected for use to offset prior years funding requirement2023-04-300
Prefunding balanced used to offset prior years funding requirement2023-04-30541,248
Amount remaining of carryover balance2023-04-300
Amount remaining of prefunding balance2023-04-301,349,052
Present value of excess contributions2023-04-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2023-04-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2023-04-300
Reductions in caryover balances due to elections or deemed elections2023-04-300
Reductions in prefunding balances due to elections or deemed elections2023-04-300
Balance of carryovers at beginning of current year2023-04-300
Balance of prefunding at beginning of current year2023-04-301,224,939
Total employer contributions2023-04-300
Total employee contributions2023-04-300
Contributions allocated toward unpaid minimum require contributions from prior years2023-04-300
Contributions made to avoid restrictions adjusted to valuation date2023-04-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2023-04-300
Liquidity shortfalls end of Q12023-04-300
Liquidity shortfalls end of Q22023-04-300
Liquidity shortfalls end of Q32023-04-300
Liquidity shortfalls end of Q42023-04-300
Unpaid minimum required contributions for all prior years2023-04-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2023-04-300
Remaining amount of unpaid minimum required contributions2023-04-300
Minimum required contributions for current year target normal cost2023-04-30367,618
Net shortfall amortization installment of oustanding balance2023-04-307,381,654
Waiver amortization installment2023-04-300
Total funding amount beforereflecting carryover/prefunding balances2023-04-301,143,654
Prefunding balance elected to use to offset funding requirement2023-04-301,143,654
Additional cash requirement2023-04-300
Contributions allocatedtoward minimum required contributions for current year2023-04-300
Unpaid minimum required contributions for current year2023-04-300
Unpaid minimum required contributions for all years2023-04-300
2022: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2022 401k membership
Total participants, beginning-of-year2022-05-01463
Total number of active participants reported on line 7a of the Form 55002022-05-0143
Number of retired or separated participants receiving benefits2022-05-01212
Number of other retired or separated participants entitled to future benefits2022-05-01130
Total of all active and inactive participants2022-05-01385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-05-0165
Total participants2022-05-01450
Number of participants with account balances2022-05-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-05-010
Market value of plan assets2022-04-3051,552,600
Acturial value of plan assets2022-04-3048,692,688
Funding target for retired participants and beneficiaries receiving payment2022-04-3030,550,684
Number of terminated vested participants2022-04-30115
Fundng target for terminated vested participants2022-04-307,809,513
Active participant vested funding target2022-04-3015,233,735
Number of active participants2022-04-3089
Total funding liabilities for active participants2022-04-3015,348,606
Total participant count2022-04-30477
Total funding target for all participants2022-04-3053,708,803
Balance at beginning of prior year after applicable adjustments2022-04-300
Prefunding balance at beginning of prior year after applicable adjustments2022-04-30838,909
Carryover balanced portion elected for use to offset prior years funding requirement2022-04-300
Prefunding balanced used to offset prior years funding requirement2022-04-300
Amount remaining of carryover balance2022-04-300
Amount remaining of prefunding balance2022-04-30838,909
Present value of excess contributions2022-04-30836,674
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-04-30884,448
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-04-30884,448
Reductions in caryover balances due to elections or deemed elections2022-04-300
Reductions in prefunding balances due to elections or deemed elections2022-04-300
Balance of carryovers at beginning of current year2022-04-300
Balance of prefunding at beginning of current year2022-04-301,890,300
Total employer contributions2022-04-30518,306
Total employee contributions2022-04-300
Contributions allocated toward unpaid minimum require contributions from prior years2022-04-300
Contributions made to avoid restrictions adjusted to valuation date2022-04-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-04-30510,376
Liquidity shortfalls end of Q12022-04-300
Liquidity shortfalls end of Q22022-04-300
Liquidity shortfalls end of Q32022-04-300
Liquidity shortfalls end of Q42022-04-300
Unpaid minimum required contributions for all prior years2022-04-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-04-300
Remaining amount of unpaid minimum required contributions2022-04-300
Minimum required contributions for current year target normal cost2022-04-30349,632
Net shortfall amortization installment of oustanding balance2022-04-306,906,415
Waiver amortization installment2022-04-300
Total funding amount beforereflecting carryover/prefunding balances2022-04-301,051,624
Prefunding balance elected to use to offset funding requirement2022-04-30541,248
Additional cash requirement2022-04-30510,376
Contributions allocatedtoward minimum required contributions for current year2022-04-30510,376
Unpaid minimum required contributions for current year2022-04-300
Unpaid minimum required contributions for all years2022-04-300
2021: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2021 401k membership
Total participants, beginning-of-year2021-05-01474
Total number of active participants reported on line 7a of the Form 55002021-05-0143
Number of retired or separated participants receiving benefits2021-05-01211
Number of other retired or separated participants entitled to future benefits2021-05-01140
Total of all active and inactive participants2021-05-01394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-05-0169
Total participants2021-05-01463
Number of participants with account balances2021-05-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-05-010
Market value of plan assets2021-04-3044,456,625
Acturial value of plan assets2021-04-3046,859,589
Funding target for retired participants and beneficiaries receiving payment2021-04-3029,229,963
Number of terminated vested participants2021-04-30108
Fundng target for terminated vested participants2021-04-306,932,344
Active participant vested funding target2021-04-3015,699,651
Number of active participants2021-04-30105
Total funding liabilities for active participants2021-04-3015,942,878
Total participant count2021-04-30491
Total funding target for all participants2021-04-3052,105,185
Balance at beginning of prior year after applicable adjustments2021-04-300
Prefunding balance at beginning of prior year after applicable adjustments2021-04-30964,069
Carryover balanced portion elected for use to offset prior years funding requirement2021-04-300
Prefunding balanced used to offset prior years funding requirement2021-04-30964,069
Amount remaining of carryover balance2021-04-300
Amount remaining of prefunding balance2021-04-300
Present value of excess contributions2021-04-30846,528
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-04-30838,909
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-04-30838,909
Reductions in caryover balances due to elections or deemed elections2021-04-300
Reductions in prefunding balances due to elections or deemed elections2021-04-300
Balance of carryovers at beginning of current year2021-04-300
Balance of prefunding at beginning of current year2021-04-30838,909
Total employer contributions2021-04-301,874,709
Total employee contributions2021-04-300
Contributions allocated toward unpaid minimum require contributions from prior years2021-04-300
Contributions made to avoid restrictions adjusted to valuation date2021-04-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-04-301,794,283
Liquidity shortfalls end of Q12021-04-300
Liquidity shortfalls end of Q22021-04-300
Liquidity shortfalls end of Q32021-04-300
Liquidity shortfalls end of Q42021-04-300
Unpaid minimum required contributions for all prior years2021-04-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-04-300
Remaining amount of unpaid minimum required contributions2021-04-300
Minimum required contributions for current year target normal cost2021-04-30357,204
Net shortfall amortization installment of oustanding balance2021-04-306,084,505
Waiver amortization installment2021-04-300
Total funding amount beforereflecting carryover/prefunding balances2021-04-30957,609
Carryover balance elected to use to offset funding requirement2021-04-300
Prefunding balance elected to use to offset funding requirement2021-04-300
Additional cash requirement2021-04-30957,609
Contributions allocatedtoward minimum required contributions for current year2021-04-301,794,283
Unpaid minimum required contributions for current year2021-04-300
Unpaid minimum required contributions for all years2021-04-300
2020: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2020 401k membership
Total participants, beginning-of-year2020-05-01491
Total number of active participants reported on line 7a of the Form 55002020-05-0189
Number of retired or separated participants receiving benefits2020-05-01204
Number of other retired or separated participants entitled to future benefits2020-05-01113
Total of all active and inactive participants2020-05-01406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-05-0168
Total participants2020-05-01474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-05-010
Market value of plan assets2020-04-3047,214,780
Acturial value of plan assets2020-04-3047,754,291
Funding target for retired participants and beneficiaries receiving payment2020-04-3029,591,274
Number of terminated vested participants2020-04-30109
Fundng target for terminated vested participants2020-04-307,027,897
Active participant vested funding target2020-04-3016,850,758
Number of active participants2020-04-30118
Total funding liabilities for active participants2020-04-3017,277,260
Total participant count2020-04-30508
Total funding target for all participants2020-04-3053,896,431
Balance at beginning of prior year after applicable adjustments2020-04-300
Prefunding balance at beginning of prior year after applicable adjustments2020-04-302,496,210
Carryover balanced portion elected for use to offset prior years funding requirement2020-04-300
Prefunding balanced used to offset prior years funding requirement2020-04-301,574,538
Amount remaining of carryover balance2020-04-300
Amount remaining of prefunding balance2020-04-30921,672
Present value of excess contributions2020-04-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-04-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-04-300
Reductions in caryover balances due to elections or deemed elections2020-04-300
Reductions in prefunding balances due to elections or deemed elections2020-04-300
Balance of carryovers at beginning of current year2020-04-300
Balance of prefunding at beginning of current year2020-04-30964,069
Total employer contributions2020-04-30974,412
Total employee contributions2020-04-300
Contributions allocated toward unpaid minimum require contributions from prior years2020-04-300
Contributions made to avoid restrictions adjusted to valuation date2020-04-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-04-30900,651
Liquidity shortfalls end of Q12020-04-300
Liquidity shortfalls end of Q22020-04-300
Liquidity shortfalls end of Q32020-04-300
Liquidity shortfalls end of Q42020-04-300
Unpaid minimum required contributions for all prior years2020-04-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-04-300
Remaining amount of unpaid minimum required contributions2020-04-300
Minimum required contributions for current year target normal cost2020-04-30360,468
Net shortfall amortization installment of oustanding balance2020-04-307,106,209
Waiver amortization installment2020-04-300
Total funding amount beforereflecting carryover/prefunding balances2020-04-301,863,451
Carryover balance elected to use to offset funding requirement2020-04-300
Prefunding balance elected to use to offset funding requirement2020-04-30964,069
Additional cash requirement2020-04-30899,382
Contributions allocatedtoward minimum required contributions for current year2020-04-30900,651
Unpaid minimum required contributions for current year2020-04-300
Unpaid minimum required contributions for all years2020-04-300
2019: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2019 401k membership
Total participants, beginning-of-year2019-05-01508
Total number of active participants reported on line 7a of the Form 55002019-05-01105
Number of retired or separated participants receiving benefits2019-05-01210
Number of other retired or separated participants entitled to future benefits2019-05-01108
Total of all active and inactive participants2019-05-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-05-0168
Total participants2019-05-01491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-05-012
Market value of plan assets2019-04-3048,149,547
Acturial value of plan assets2019-04-3047,393,797
Funding target for retired participants and beneficiaries receiving payment2019-04-3025,192,244
Number of terminated vested participants2019-04-30116
Fundng target for terminated vested participants2019-04-307,205,204
Active participant vested funding target2019-04-3018,542,834
Number of active participants2019-04-30136
Total funding liabilities for active participants2019-04-3018,813,487
Total participant count2019-04-30521
Total funding target for all participants2019-04-3051,210,935
Balance at beginning of prior year after applicable adjustments2019-04-300
Prefunding balance at beginning of prior year after applicable adjustments2019-04-302,653,954
Carryover balanced portion elected for use to offset prior years funding requirement2019-04-300
Prefunding balanced used to offset prior years funding requirement2019-04-301,241,493
Amount remaining of carryover balance2019-04-300
Amount remaining of prefunding balance2019-04-301,412,461
Present value of excess contributions2019-04-30933,601
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-04-30993,351
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-04-30993,351
Reductions in caryover balances due to elections or deemed elections2019-04-300
Reductions in prefunding balances due to elections or deemed elections2019-04-300
Balance of carryovers at beginning of current year2019-04-300
Balance of prefunding at beginning of current year2019-04-302,496,210
Total employer contributions2019-04-300
Total employee contributions2019-04-300
Contributions allocated toward unpaid minimum require contributions from prior years2019-04-300
Contributions made to avoid restrictions adjusted to valuation date2019-04-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-04-300
Liquidity shortfalls end of Q12019-04-300
Liquidity shortfalls end of Q22019-04-300
Liquidity shortfalls end of Q32019-04-300
Liquidity shortfalls end of Q42019-04-300
Unpaid minimum required contributions for all prior years2019-04-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-04-300
Remaining amount of unpaid minimum required contributions2019-04-300
Minimum required contributions for current year target normal cost2019-04-30355,843
Net shortfall amortization installment of oustanding balance2019-04-306,313,348
Waiver amortization installment2019-04-300
Total funding amount beforereflecting carryover/prefunding balances2019-04-301,573,724
Carryover balance elected to use to offset funding requirement2019-04-300
Prefunding balance elected to use to offset funding requirement2019-04-301,574,538
Additional cash requirement2019-04-300
Contributions allocatedtoward minimum required contributions for current year2019-04-300
Unpaid minimum required contributions for current year2019-04-300
Unpaid minimum required contributions for all years2019-04-300
2018: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2018 401k membership
Total participants, beginning-of-year2018-05-01521
Total number of active participants reported on line 7a of the Form 55002018-05-01118
Number of retired or separated participants receiving benefits2018-05-01217
Number of other retired or separated participants entitled to future benefits2018-05-01109
Total of all active and inactive participants2018-05-01444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-05-0164
Total participants2018-05-01508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-05-012
Market value of plan assets2018-04-3047,025,935
Acturial value of plan assets2018-04-3046,683,340
Funding target for retired participants and beneficiaries receiving payment2018-04-3021,398,621
Number of terminated vested participants2018-04-30117
Fundng target for terminated vested participants2018-04-306,240,351
Active participant vested funding target2018-04-3020,978,970
Number of active participants2018-04-30150
Total funding liabilities for active participants2018-04-3021,372,301
Total participant count2018-04-30537
Total funding target for all participants2018-04-3049,011,273
Balance at beginning of prior year after applicable adjustments2018-04-300
Prefunding balance at beginning of prior year after applicable adjustments2018-04-303,362,600
Carryover balanced portion elected for use to offset prior years funding requirement2018-04-300
Prefunding balanced used to offset prior years funding requirement2018-04-30995,112
Amount remaining of carryover balance2018-04-300
Amount remaining of prefunding balance2018-04-302,367,488
Present value of excess contributions2018-04-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-04-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-04-300
Reductions in caryover balances due to elections or deemed elections2018-04-300
Reductions in prefunding balances due to elections or deemed elections2018-04-300
Balance of carryovers at beginning of current year2018-04-300
Balance of prefunding at beginning of current year2018-04-302,653,954
Total employer contributions2018-04-301,010,000
Total employee contributions2018-04-300
Contributions allocated toward unpaid minimum require contributions from prior years2018-04-300
Contributions made to avoid restrictions adjusted to valuation date2018-04-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-04-30933,601
Liquidity shortfalls end of Q12018-04-300
Liquidity shortfalls end of Q22018-04-300
Liquidity shortfalls end of Q32018-04-300
Liquidity shortfalls end of Q42018-04-300
Unpaid minimum required contributions for all prior years2018-04-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-04-300
Remaining amount of unpaid minimum required contributions2018-04-300
Minimum required contributions for current year target normal cost2018-04-30346,682
Net shortfall amortization installment of oustanding balance2018-04-304,981,887
Waiver amortization installment2018-04-300
Total funding amount beforereflecting carryover/prefunding balances2018-04-301,241,493
Carryover balance elected to use to offset funding requirement2018-04-300
Prefunding balance elected to use to offset funding requirement2018-04-301,241,493
Additional cash requirement2018-04-300
Contributions allocatedtoward minimum required contributions for current year2018-04-30933,601
Unpaid minimum required contributions for current year2018-04-300
Unpaid minimum required contributions for all years2018-04-300
2017: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2017 401k membership
Total participants, beginning-of-year2017-05-01537
Total number of active participants reported on line 7a of the Form 55002017-05-01136
Number of retired or separated participants receiving benefits2017-05-01210
Number of other retired or separated participants entitled to future benefits2017-05-01116
Total of all active and inactive participants2017-05-01462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-05-0159
Total participants2017-05-01521
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-05-013
Market value of plan assets2017-04-3044,544,141
Acturial value of plan assets2017-04-3047,021,281
Funding target for retired participants and beneficiaries receiving payment2017-04-3020,503,101
Number of terminated vested participants2017-04-30118
Fundng target for terminated vested participants2017-04-305,915,297
Active participant vested funding target2017-04-3019,759,696
Number of active participants2017-04-30165
Total funding liabilities for active participants2017-04-3021,188,562
Total participant count2017-04-30551
Total funding target for all participants2017-04-3047,606,960
Balance at beginning of prior year after applicable adjustments2017-04-300
Prefunding balance at beginning of prior year after applicable adjustments2017-04-303,400,000
Carryover balanced portion elected for use to offset prior years funding requirement2017-04-300
Prefunding balanced used to offset prior years funding requirement2017-04-300
Amount remaining of carryover balance2017-04-300
Amount remaining of prefunding balance2017-04-303,400,000
Present value of excess contributions2017-04-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-04-300
Balance of carryovers at beginning of current year2017-04-300
Balance of prefunding at beginning of current year2017-04-303,362,600
Total employer contributions2017-04-300
Total employee contributions2017-04-300
Contributions allocated toward unpaid minimum require contributions from prior years2017-04-300
Contributions made to avoid restrictions adjusted to valuation date2017-04-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-04-300
Unpaid minimum required contributions for all prior years2017-04-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-04-300
Remaining amount of unpaid minimum required contributions2017-04-300
Minimum required contributions for current year target normal cost2017-04-30342,764
Net shortfall amortization installment of oustanding balance2017-04-303,948,279
Waiver amortization installment2017-04-300
Total funding amount beforereflecting carryover/prefunding balances2017-04-30995,112
Carryover balance elected to use to offset funding requirement2017-04-300
Prefunding balance elected to use to offset funding requirement2017-04-30995,112
Additional cash requirement2017-04-300
Contributions allocatedtoward minimum required contributions for current year2017-04-300
Unpaid minimum required contributions for current year2017-04-300
Unpaid minimum required contributions for all years2017-04-300
2016: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2016 401k membership
Total participants, beginning-of-year2016-05-01551
Total number of active participants reported on line 7a of the Form 55002016-05-01150
Number of retired or separated participants receiving benefits2016-05-01209
Number of other retired or separated participants entitled to future benefits2016-05-01117
Total of all active and inactive participants2016-05-01476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-05-0161
Total participants2016-05-01537
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-05-015
2015: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2015 401k membership
Total participants, beginning-of-year2015-05-01541
Total number of active participants reported on line 7a of the Form 55002015-05-01146
Number of retired or separated participants receiving benefits2015-05-01205
Number of other retired or separated participants entitled to future benefits2015-05-01117
Total of all active and inactive participants2015-05-01468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-05-0164
Total participants2015-05-01532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-05-015
2014: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2014 401k membership
Total participants, beginning-of-year2014-05-01567
Total number of active participants reported on line 7a of the Form 55002014-05-01170
Number of retired or separated participants receiving benefits2014-05-01194
Number of other retired or separated participants entitled to future benefits2014-05-01116
Total of all active and inactive participants2014-05-01480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-05-0161
Total participants2014-05-01541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-05-017
2013: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2013 401k membership
Total participants, beginning-of-year2013-05-01582
Total number of active participants reported on line 7a of the Form 55002013-05-01177
Number of retired or separated participants receiving benefits2013-05-01201
Number of other retired or separated participants entitled to future benefits2013-05-01118
Total of all active and inactive participants2013-05-01496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-05-0171
Total participants2013-05-01567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-05-011
2012: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2012 401k membership
Total participants, beginning-of-year2012-05-01582
Total number of active participants reported on line 7a of the Form 55002012-05-01174
Number of retired or separated participants receiving benefits2012-05-01200
Number of other retired or separated participants entitled to future benefits2012-05-01142
Total of all active and inactive participants2012-05-01516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-05-0166
Total participants2012-05-01582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-05-016
2011: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2011 401k membership
Total participants, beginning-of-year2011-05-01555
Total number of active participants reported on line 7a of the Form 55002011-05-01168
Number of retired or separated participants receiving benefits2011-05-01198
Number of other retired or separated participants entitled to future benefits2011-05-01150
Total of all active and inactive participants2011-05-01516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-05-0166
Total participants2011-05-01582
2009: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2009 401k membership
Total participants, beginning-of-year2009-05-01563
Total number of active participants reported on line 7a of the Form 55002009-05-01165
Number of retired or separated participants receiving benefits2009-05-01203
Number of other retired or separated participants entitled to future benefits2009-05-01138
Total of all active and inactive participants2009-05-01506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-05-0153
Total participants2009-05-01559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-05-015

Financial Data on SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY

Measure Date Value
2023 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2023 401k financial data
Unrealized appreciation/depreciation of real estate assets2023-04-30$-1,436,922
Total unrealized appreciation/depreciation of assets2023-04-30$-1,436,922
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-04-30$30,157
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-04-30$31,823
Total income from all sources (including contributions)2023-04-30$-1,257,345
Total loss/gain on sale of assets2023-04-30$0
Total of all expenses incurred2023-04-30$3,980,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-04-30$3,367,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-04-30$0
Value of total assets at end of year2023-04-30$38,770,907
Value of total assets at beginning of year2023-04-30$44,010,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-04-30$613,037
Total interest from all sources2023-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2023-04-30$95,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-04-30No
Assets. Real estate other than employer real property at end of year2023-04-30$0
Assets. Real estate other than employer real property at beginning of year2023-04-30$0
Administrative expenses professional fees incurred2023-04-30$74,905
Assets. Corporate prefeered stocks other than exployer securities at end of year2023-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2023-04-30$0
Was this plan covered by a fidelity bond2023-04-30Yes
Value of fidelity bond cover2023-04-30$3,000,000
Were there any nonexempt tranactions with any party-in-interest2023-04-30No
Assets. Other investments not covered elsewhere at end of year2023-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2023-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-04-30$281,831
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-04-30$259,941
Administrative expenses (other) incurred2023-04-30$347,775
Liabilities. Value of operating payables at end of year2023-04-30$30,157
Liabilities. Value of operating payables at beginning of year2023-04-30$31,823
Total non interest bearing cash at end of year2023-04-30$0
Total non interest bearing cash at beginning of year2023-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Value of net income/loss2023-04-30$-5,237,741
Value of net assets at end of year (total assets less liabilities)2023-04-30$38,740,750
Value of net assets at beginning of year (total assets less liabilities)2023-04-30$43,978,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-04-30No
Were any leases to which the plan was party in default or uncollectible2023-04-30No
Investment advisory and management fees2023-04-30$190,357
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-04-30$34,637,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-04-30$38,737,257
Value of interest in common/collective trusts at end of year2023-04-30$0
Value of interest in common/collective trusts at beginning of year2023-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-04-30$0
Asset value of US Government securities at end of year2023-04-30$0
Asset value of US Government securities at beginning of year2023-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-04-30$84,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-04-30Yes
Was there a failure to transmit to the plan any participant contributions2023-04-30No
Has the plan failed to provide any benefit when due under the plan2023-04-30No
Assets. Invements in employer securities at end of year2023-04-30$3,852,070
Assets. Invements in employer securities at beginning of year2023-04-30$5,013,116
Contributions received in cash from employer2023-04-30$0
Employer contributions (assets) at end of year2023-04-30$0
Employer contributions (assets) at beginning of year2023-04-30$0
Income. Dividends from common stock2023-04-30$95,488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-04-30$3,367,359
Asset. Corporate debt instrument debt (other) at end of year2023-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2023-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2023-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2023-04-30$0
Did the plan have assets held for investment2023-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-04-30No
Liabilities. Value of acquisition indebtedness at end of year2023-04-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2023-04-30$0
Opinion of an independent qualified public accountant for this plan2023-04-30Unqualified
Accountancy firm name2023-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2023-04-30061648707
2022 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-04-30$-5,393,209
Total unrealized appreciation/depreciation of assets2022-04-30$-5,393,209
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$31,823
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$22,871
Total income from all sources (including contributions)2022-04-30$-3,769,331
Total loss/gain on sale of assets2022-04-30$0
Total of all expenses incurred2022-04-30$3,785,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-04-30$3,074,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-04-30$518,306
Value of total assets at end of year2022-04-30$44,010,314
Value of total assets at beginning of year2022-04-30$51,555,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-04-30$710,025
Total interest from all sources2022-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2022-04-30$105,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-04-30No
Assets. Real estate other than employer real property at end of year2022-04-30$0
Assets. Real estate other than employer real property at beginning of year2022-04-30$0
Administrative expenses professional fees incurred2022-04-30$110,520
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-04-30$0
Was this plan covered by a fidelity bond2022-04-30Yes
Value of fidelity bond cover2022-04-30$3,000,000
Were there any nonexempt tranactions with any party-in-interest2022-04-30No
Assets. Other investments not covered elsewhere at end of year2022-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2022-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-04-30$259,941
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-04-30$249,132
Administrative expenses (other) incurred2022-04-30$316,632
Liabilities. Value of operating payables at end of year2022-04-30$31,823
Liabilities. Value of operating payables at beginning of year2022-04-30$22,871
Total non interest bearing cash at end of year2022-04-30$0
Total non interest bearing cash at beginning of year2022-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Value of net income/loss2022-04-30$-7,554,346
Value of net assets at end of year (total assets less liabilities)2022-04-30$43,978,491
Value of net assets at beginning of year (total assets less liabilities)2022-04-30$51,532,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-04-30No
Were any leases to which the plan was party in default or uncollectible2022-04-30No
Investment advisory and management fees2022-04-30$282,873
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-04-30$38,737,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-04-30$44,705,614
Value of interest in common/collective trusts at end of year2022-04-30$0
Value of interest in common/collective trusts at beginning of year2022-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-04-30$0
Asset value of US Government securities at end of year2022-04-30$0
Asset value of US Government securities at beginning of year2022-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-04-30$1,000,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-04-30Yes
Was there a failure to transmit to the plan any participant contributions2022-04-30No
Has the plan failed to provide any benefit when due under the plan2022-04-30No
Assets. Invements in employer securities at end of year2022-04-30$5,013,116
Assets. Invements in employer securities at beginning of year2022-04-30$6,135,099
Contributions received in cash from employer2022-04-30$518,306
Employer contributions (assets) at end of year2022-04-30$0
Employer contributions (assets) at beginning of year2022-04-30$465,863
Income. Dividends from common stock2022-04-30$105,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-04-30$3,074,990
Asset. Corporate debt instrument debt (other) at end of year2022-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2022-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-04-30$0
Did the plan have assets held for investment2022-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-04-30No
Liabilities. Value of acquisition indebtedness at end of year2022-04-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-04-30$0
Opinion of an independent qualified public accountant for this plan2022-04-30Unqualified
Accountancy firm name2022-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2022-04-30061648707
2021 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-04-30$6,733,777
Total unrealized appreciation/depreciation of assets2021-04-30$6,733,777
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$22,871
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$81,334
Total income from all sources (including contributions)2021-04-30$10,805,749
Total loss/gain on sale of assets2021-04-30$0
Total of all expenses incurred2021-04-30$3,675,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-04-30$3,033,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-04-30$1,874,709
Value of total assets at end of year2021-04-30$51,555,708
Value of total assets at beginning of year2021-04-30$44,484,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-04-30$641,873
Total interest from all sources2021-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2021-04-30$95,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-04-30No
Assets. Real estate other than employer real property at end of year2021-04-30$0
Assets. Real estate other than employer real property at beginning of year2021-04-30$0
Administrative expenses professional fees incurred2021-04-30$56,979
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-04-30$0
Was this plan covered by a fidelity bond2021-04-30Yes
Value of fidelity bond cover2021-04-30$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-04-30$0
Were there any nonexempt tranactions with any party-in-interest2021-04-30No
Assets. Other investments not covered elsewhere at end of year2021-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2021-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-04-30$249,132
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-04-30$245,288
Administrative expenses (other) incurred2021-04-30$316,204
Liabilities. Value of operating payables at end of year2021-04-30$22,871
Liabilities. Value of operating payables at beginning of year2021-04-30$81,334
Total non interest bearing cash at end of year2021-04-30$0
Total non interest bearing cash at beginning of year2021-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Value of net income/loss2021-04-30$7,130,100
Value of net assets at end of year (total assets less liabilities)2021-04-30$51,532,837
Value of net assets at beginning of year (total assets less liabilities)2021-04-30$44,402,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-04-30No
Were any leases to which the plan was party in default or uncollectible2021-04-30No
Investment advisory and management fees2021-04-30$268,690
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-04-30$44,705,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-04-30$39,558,047
Value of interest in common/collective trusts at end of year2021-04-30$0
Value of interest in common/collective trusts at beginning of year2021-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-04-30$0
Asset value of US Government securities at end of year2021-04-30$0
Asset value of US Government securities at beginning of year2021-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-04-30$2,101,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-04-30Yes
Was there a failure to transmit to the plan any participant contributions2021-04-30No
Has the plan failed to provide any benefit when due under the plan2021-04-30No
Assets. Invements in employer securities at end of year2021-04-30$6,135,099
Assets. Invements in employer securities at beginning of year2021-04-30$3,906,324
Contributions received in cash from employer2021-04-30$1,874,709
Employer contributions (assets) at end of year2021-04-30$465,863
Employer contributions (assets) at beginning of year2021-04-30$774,412
Income. Dividends from common stock2021-04-30$95,488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-04-30$3,033,776
Asset. Corporate debt instrument debt (other) at end of year2021-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2021-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-04-30$0
Did the plan have assets held for investment2021-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-04-30No
Liabilities. Value of acquisition indebtedness at end of year2021-04-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-04-30$0
Opinion of an independent qualified public accountant for this plan2021-04-30Disclaimer
Accountancy firm name2021-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2021-04-30061648707
2020 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-04-30$-1,783,843
Total unrealized appreciation/depreciation of assets2020-04-30$-1,783,843
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$81,334
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$0
Total income from all sources (including contributions)2020-04-30$875,627
Total loss/gain on sale of assets2020-04-30$0
Total of all expenses incurred2020-04-30$3,687,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-04-30$2,929,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-04-30$974,412
Value of total assets at end of year2020-04-30$44,484,071
Value of total assets at beginning of year2020-04-30$47,214,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-04-30$758,126
Total interest from all sources2020-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-04-30$95,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-04-30No
Assets. Real estate other than employer real property at end of year2020-04-30$0
Assets. Real estate other than employer real property at beginning of year2020-04-30$0
Administrative expenses professional fees incurred2020-04-30$82,192
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-04-30$0
Was this plan covered by a fidelity bond2020-04-30Yes
Value of fidelity bond cover2020-04-30$2,600,000
Were there any nonexempt tranactions with any party-in-interest2020-04-30No
Assets. Other investments not covered elsewhere at end of year2020-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2020-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-04-30$245,288
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-04-30$243,683
Administrative expenses (other) incurred2020-04-30$396,802
Liabilities. Value of operating payables at end of year2020-04-30$81,334
Liabilities. Value of operating payables at beginning of year2020-04-30$0
Total non interest bearing cash at end of year2020-04-30$0
Total non interest bearing cash at beginning of year2020-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Value of net income/loss2020-04-30$-2,812,043
Value of net assets at end of year (total assets less liabilities)2020-04-30$44,402,737
Value of net assets at beginning of year (total assets less liabilities)2020-04-30$47,214,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-04-30No
Were any leases to which the plan was party in default or uncollectible2020-04-30No
Investment advisory and management fees2020-04-30$279,132
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-04-30$39,558,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-04-30$40,751,361
Value of interest in common/collective trusts at end of year2020-04-30$0
Value of interest in common/collective trusts at beginning of year2020-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-04-30$0
Asset value of US Government securities at end of year2020-04-30$0
Asset value of US Government securities at beginning of year2020-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-04-30$1,589,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-04-30No
Was there a failure to transmit to the plan any participant contributions2020-04-30No
Has the plan failed to provide any benefit when due under the plan2020-04-30No
Assets. Invements in employer securities at end of year2020-04-30$3,906,324
Assets. Invements in employer securities at beginning of year2020-04-30$6,219,736
Contributions received in cash from employer2020-04-30$974,412
Employer contributions (assets) at end of year2020-04-30$774,412
Employer contributions (assets) at beginning of year2020-04-30$0
Income. Dividends from common stock2020-04-30$95,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-04-30$2,929,544
Asset. Corporate debt instrument debt (other) at end of year2020-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2020-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-04-30$0
Did the plan have assets held for investment2020-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-04-30No
Liabilities. Value of acquisition indebtedness at end of year2020-04-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-04-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-04-30Yes
Opinion of an independent qualified public accountant for this plan2020-04-30Disclaimer
Accountancy firm name2020-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2020-04-30061648707
2019 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-04-30$2,265,551
Total unrealized appreciation/depreciation of assets2019-04-30$2,265,551
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$0
Total income from all sources (including contributions)2019-04-30$2,370,801
Total loss/gain on sale of assets2019-04-30$0
Total of all expenses incurred2019-04-30$3,326,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-04-30$2,725,891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-04-30$0
Value of total assets at end of year2019-04-30$47,214,780
Value of total assets at beginning of year2019-04-30$48,170,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-04-30$600,901
Total interest from all sources2019-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2019-04-30$95,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-04-30No
Assets. Real estate other than employer real property at end of year2019-04-30$0
Assets. Real estate other than employer real property at beginning of year2019-04-30$0
Administrative expenses professional fees incurred2019-04-30$86,328
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-04-30$0
Was this plan covered by a fidelity bond2019-04-30Yes
Value of fidelity bond cover2019-04-30$2,600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-04-30$0
Were there any nonexempt tranactions with any party-in-interest2019-04-30No
Assets. Other investments not covered elsewhere at end of year2019-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2019-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-04-30$243,683
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-04-30$219,371
Other income not declared elsewhere2019-04-30$165
Administrative expenses (other) incurred2019-04-30$309,843
Total non interest bearing cash at end of year2019-04-30$0
Total non interest bearing cash at beginning of year2019-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Value of net income/loss2019-04-30$-955,991
Value of net assets at end of year (total assets less liabilities)2019-04-30$47,214,780
Value of net assets at beginning of year (total assets less liabilities)2019-04-30$48,170,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-04-30No
Were any leases to which the plan was party in default or uncollectible2019-04-30No
Investment advisory and management fees2019-04-30$204,730
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-04-30$40,751,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-04-30$37,615,202
Value of interest in common/collective trusts at end of year2019-04-30$0
Value of interest in common/collective trusts at beginning of year2019-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-04-30$3,162,887
Expenses. Payments to insurance carriers foe the provision of benefits2019-04-30$0
Asset value of US Government securities at end of year2019-04-30$0
Asset value of US Government securities at beginning of year2019-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-04-30$9,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-04-30No
Was there a failure to transmit to the plan any participant contributions2019-04-30No
Has the plan failed to provide any benefit when due under the plan2019-04-30No
Assets. Invements in employer securities at end of year2019-04-30$6,219,736
Assets. Invements in employer securities at beginning of year2019-04-30$6,163,311
Contributions received in cash from employer2019-04-30$0
Employer contributions (assets) at end of year2019-04-30$0
Employer contributions (assets) at beginning of year2019-04-30$1,010,000
Income. Dividends from common stock2019-04-30$95,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-04-30$2,725,891
Asset. Corporate debt instrument debt (other) at end of year2019-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2019-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-04-30$0
Did the plan have assets held for investment2019-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-04-30No
Liabilities. Value of acquisition indebtedness at end of year2019-04-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-04-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-04-30Yes
Opinion of an independent qualified public accountant for this plan2019-04-30Disclaimer
Accountancy firm name2019-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2019-04-30061648707
2018 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-04-30$-9,564,590
Total unrealized appreciation/depreciation of assets2018-04-30$-9,564,590
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$0
Total income from all sources (including contributions)2018-04-30$4,623,929
Total loss/gain on sale of assets2018-04-30$0
Total of all expenses incurred2018-04-30$3,479,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-04-30$2,798,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-04-30$1,010,000
Value of total assets at end of year2018-04-30$48,170,771
Value of total assets at beginning of year2018-04-30$47,025,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-04-30$680,724
Total interest from all sources2018-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-04-30$95,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-04-30No
Assets. Real estate other than employer real property at end of year2018-04-30$0
Assets. Real estate other than employer real property at beginning of year2018-04-30$0
Administrative expenses professional fees incurred2018-04-30$87,550
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-04-30$0
Was this plan covered by a fidelity bond2018-04-30Yes
Value of fidelity bond cover2018-04-30$2,600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-04-30$0
Were there any nonexempt tranactions with any party-in-interest2018-04-30No
Assets. Other investments not covered elsewhere at end of year2018-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2018-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-04-30$219,371
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-04-30$196,939
Other income not declared elsewhere2018-04-30$612,645
Administrative expenses (other) incurred2018-04-30$314,682
Total non interest bearing cash at end of year2018-04-30$0
Total non interest bearing cash at beginning of year2018-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Value of net income/loss2018-04-30$1,144,836
Value of net assets at end of year (total assets less liabilities)2018-04-30$48,170,771
Value of net assets at beginning of year (total assets less liabilities)2018-04-30$47,025,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-04-30No
Were any leases to which the plan was party in default or uncollectible2018-04-30No
Investment advisory and management fees2018-04-30$278,492
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-04-30$37,615,202
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-04-30$38,062,480
Value of interest in common/collective trusts at end of year2018-04-30$0
Value of interest in common/collective trusts at beginning of year2018-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-04-30$3,162,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-04-30$2,765,968
Expenses. Payments to insurance carriers foe the provision of benefits2018-04-30$373,794
Asset value of US Government securities at end of year2018-04-30$0
Asset value of US Government securities at beginning of year2018-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-04-30$12,470,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-04-30No
Was there a failure to transmit to the plan any participant contributions2018-04-30No
Has the plan failed to provide any benefit when due under the plan2018-04-30No
Assets. Invements in employer securities at end of year2018-04-30$6,163,311
Assets. Invements in employer securities at beginning of year2018-04-30$6,000,548
Contributions received in cash from employer2018-04-30$1,010,000
Employer contributions (assets) at end of year2018-04-30$1,010,000
Employer contributions (assets) at beginning of year2018-04-30$0
Income. Dividends from common stock2018-04-30$95,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-04-30$2,424,575
Asset. Corporate debt instrument debt (other) at end of year2018-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2018-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-04-30$0
Did the plan have assets held for investment2018-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-04-30No
Liabilities. Value of acquisition indebtedness at end of year2018-04-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-04-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-04-30Yes
Opinion of an independent qualified public accountant for this plan2018-04-30Disclaimer
Accountancy firm name2018-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2018-04-30061648707
2017 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-04-30$4,783,809
Total unrealized appreciation/depreciation of assets2017-04-30$4,783,809
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$0
Total income from all sources (including contributions)2017-04-30$6,097,202
Total loss/gain on sale of assets2017-04-30$0
Total of all expenses incurred2017-04-30$3,615,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-04-30$2,941,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-04-30$0
Value of total assets at end of year2017-04-30$47,025,935
Value of total assets at beginning of year2017-04-30$44,544,140
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-04-30$673,700
Total interest from all sources2017-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-04-30$95,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-04-30No
Assets. Real estate other than employer real property at end of year2017-04-30$0
Assets. Real estate other than employer real property at beginning of year2017-04-30$0
Administrative expenses professional fees incurred2017-04-30$101,409
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-04-30$0
Was this plan covered by a fidelity bond2017-04-30Yes
Value of fidelity bond cover2017-04-30$2,600,000
Were there any nonexempt tranactions with any party-in-interest2017-04-30No
Assets. Other investments not covered elsewhere at end of year2017-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2017-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-04-30$196,939
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-04-30$193,295
Other income not declared elsewhere2017-04-30$196,289
Administrative expenses (other) incurred2017-04-30$300,048
Total non interest bearing cash at end of year2017-04-30$0
Total non interest bearing cash at beginning of year2017-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Value of net income/loss2017-04-30$2,481,795
Value of net assets at end of year (total assets less liabilities)2017-04-30$47,025,935
Value of net assets at beginning of year (total assets less liabilities)2017-04-30$44,544,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-04-30No
Were any leases to which the plan was party in default or uncollectible2017-04-30No
Investment advisory and management fees2017-04-30$272,243
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-04-30$38,062,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-04-30$36,804,061
Value of interest in common/collective trusts at end of year2017-04-30$0
Value of interest in common/collective trusts at beginning of year2017-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-04-30$2,765,968
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-04-30$3,920,413
Expenses. Payments to insurance carriers foe the provision of benefits2017-04-30$554,602
Asset value of US Government securities at end of year2017-04-30$0
Asset value of US Government securities at beginning of year2017-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-04-30$1,021,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-04-30No
Was there a failure to transmit to the plan any participant contributions2017-04-30No
Has the plan failed to provide any benefit when due under the plan2017-04-30No
Assets. Invements in employer securities at end of year2017-04-30$6,000,548
Assets. Invements in employer securities at beginning of year2017-04-30$3,626,371
Employer contributions (assets) at end of year2017-04-30$0
Employer contributions (assets) at beginning of year2017-04-30$0
Income. Dividends from common stock2017-04-30$95,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-04-30$2,387,105
Asset. Corporate debt instrument debt (other) at end of year2017-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2017-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-04-30$0
Did the plan have assets held for investment2017-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-04-30No
Liabilities. Value of acquisition indebtedness at end of year2017-04-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-04-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-04-30Yes
Opinion of an independent qualified public accountant for this plan2017-04-30Disclaimer
Accountancy firm name2017-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2017-04-30061648707
2016 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-04-30$-957,458
Total unrealized appreciation/depreciation of assets2016-04-30$-957,458
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$18,118
Total income from all sources (including contributions)2016-04-30$957,387
Total loss/gain on sale of assets2016-04-30$0
Total of all expenses incurred2016-04-30$3,752,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-30$3,266,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-30$0
Value of total assets at end of year2016-04-30$44,544,140
Value of total assets at beginning of year2016-04-30$47,357,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-30$486,610
Total interest from all sources2016-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-04-30$94,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-30No
Assets. Real estate other than employer real property at end of year2016-04-30$0
Assets. Real estate other than employer real property at beginning of year2016-04-30$0
Administrative expenses professional fees incurred2016-04-30$70,302
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-04-30$0
Was this plan covered by a fidelity bond2016-04-30Yes
Value of fidelity bond cover2016-04-30$2,600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-30$0
Were there any nonexempt tranactions with any party-in-interest2016-04-30No
Assets. Other investments not covered elsewhere at end of year2016-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2016-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-04-30$193,295
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-04-30$177,129
Other income not declared elsewhere2016-04-30$1,280,356
Administrative expenses (other) incurred2016-04-30$151,216
Total non interest bearing cash at end of year2016-04-30$0
Total non interest bearing cash at beginning of year2016-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Value of net income/loss2016-04-30$-2,795,403
Value of net assets at end of year (total assets less liabilities)2016-04-30$44,544,140
Value of net assets at beginning of year (total assets less liabilities)2016-04-30$47,339,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-30No
Were any leases to which the plan was party in default or uncollectible2016-04-30No
Investment advisory and management fees2016-04-30$265,092
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-04-30$36,804,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-04-30$37,847,872
Value of interest in common/collective trusts at end of year2016-04-30$0
Value of interest in common/collective trusts at beginning of year2016-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-04-30$45
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-04-30$45
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-04-30$3,920,413
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-04-30$3,289,477
Expenses. Payments to insurance carriers foe the provision of benefits2016-04-30$561,570
Asset value of US Government securities at end of year2016-04-30$0
Asset value of US Government securities at beginning of year2016-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-04-30$540,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-30No
Was there a failure to transmit to the plan any participant contributions2016-04-30No
Has the plan failed to provide any benefit when due under the plan2016-04-30No
Assets. Invements in employer securities at end of year2016-04-30$3,626,371
Assets. Invements in employer securities at beginning of year2016-04-30$4,043,138
Employer contributions (assets) at end of year2016-04-30$0
Employer contributions (assets) at beginning of year2016-04-30$2,000,000
Income. Dividends from common stock2016-04-30$94,426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-30$2,704,610
Asset. Corporate debt instrument debt (other) at end of year2016-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2016-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-04-30$0
Did the plan have assets held for investment2016-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-30No
Liabilities. Value of acquisition indebtedness at end of year2016-04-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-04-30$18,118
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-30Yes
Opinion of an independent qualified public accountant for this plan2016-04-30Disclaimer
Accountancy firm name2016-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2016-04-30061648707
2015 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-04-30$278,062
Total unrealized appreciation/depreciation of assets2015-04-30$278,062
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$18,118
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$0
Total income from all sources (including contributions)2015-04-30$5,507,802
Total loss/gain on sale of assets2015-04-30$0
Total of all expenses incurred2015-04-30$2,752,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-04-30$2,285,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-04-30$1,904,404
Value of total assets at end of year2015-04-30$45,357,661
Value of total assets at beginning of year2015-04-30$42,584,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-04-30$467,344
Total interest from all sources2015-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-04-30$94,490
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-04-30No
Assets. Real estate other than employer real property at end of year2015-04-30$0
Assets. Real estate other than employer real property at beginning of year2015-04-30$0
Administrative expenses professional fees incurred2015-04-30$47,381
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-04-30$0
Was this plan covered by a fidelity bond2015-04-30Yes
Value of fidelity bond cover2015-04-30$2,600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-04-30$0
Were there any nonexempt tranactions with any party-in-interest2015-04-30No
Assets. Other investments not covered elsewhere at end of year2015-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2015-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-04-30$177,129
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-04-30$150,063
Other income not declared elsewhere2015-04-30$127,886
Administrative expenses (other) incurred2015-04-30$154,441
Total non interest bearing cash at end of year2015-04-30$0
Total non interest bearing cash at beginning of year2015-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Value of net income/loss2015-04-30$2,755,377
Value of net assets at end of year (total assets less liabilities)2015-04-30$45,339,543
Value of net assets at beginning of year (total assets less liabilities)2015-04-30$42,584,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-04-30No
Were any leases to which the plan was party in default or uncollectible2015-04-30No
Investment advisory and management fees2015-04-30$265,522
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-04-30$37,847,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-04-30$36,002,169
Value of interest in common/collective trusts at end of year2015-04-30$0
Value of interest in common/collective trusts at beginning of year2015-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-04-30$45
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-04-30$34
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-04-30$34
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-04-30$3,289,477
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-04-30$3,161,591
Expenses. Payments to insurance carriers foe the provision of benefits2015-04-30$413,803
Asset value of US Government securities at end of year2015-04-30$0
Asset value of US Government securities at beginning of year2015-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-04-30$3,102,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-04-30No
Was there a failure to transmit to the plan any participant contributions2015-04-30No
Has the plan failed to provide any benefit when due under the plan2015-04-30No
Assets. Invements in employer securities at end of year2015-04-30$4,043,138
Assets. Invements in employer securities at beginning of year2015-04-30$3,270,309
Contributions received in cash from employer2015-04-30$1,904,404
Employer contributions (assets) at end of year2015-04-30$0
Employer contributions (assets) at beginning of year2015-04-30$0
Income. Dividends from common stock2015-04-30$94,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-04-30$1,871,278
Asset. Corporate debt instrument debt (other) at end of year2015-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2015-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-04-30$0
Did the plan have assets held for investment2015-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-04-30No
Liabilities. Value of acquisition indebtedness at end of year2015-04-30$18,118
Liabilities. Value of acquisition indebtedness at beginning of year2015-04-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-04-30Yes
Opinion of an independent qualified public accountant for this plan2015-04-30Disclaimer
Accountancy firm name2015-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2015-04-30061648707
2014 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-04-30$1,908,301
Total unrealized appreciation/depreciation of assets2014-04-30$1,908,301
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$0
Total income from all sources (including contributions)2014-04-30$5,613,042
Total loss/gain on sale of assets2014-04-30$0
Total of all expenses incurred2014-04-30$2,729,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-04-30$2,305,994
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-04-30$2,179,648
Value of total assets at end of year2014-04-30$42,584,166
Value of total assets at beginning of year2014-04-30$39,700,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-04-30$423,413
Total interest from all sources2014-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-04-30$83,258
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-04-30No
Assets. Real estate other than employer real property at end of year2014-04-30$0
Assets. Real estate other than employer real property at beginning of year2014-04-30$0
Administrative expenses professional fees incurred2014-04-30$33,203
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-04-30$0
Was this plan covered by a fidelity bond2014-04-30Yes
Value of fidelity bond cover2014-04-30$2,600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-04-30$0
Were there any nonexempt tranactions with any party-in-interest2014-04-30No
Assets. Other investments not covered elsewhere at end of year2014-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2014-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-04-30$150,063
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-04-30$139,716
Other income not declared elsewhere2014-04-30$455,051
Administrative expenses (other) incurred2014-04-30$86,211
Total non interest bearing cash at end of year2014-04-30$0
Total non interest bearing cash at beginning of year2014-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Value of net income/loss2014-04-30$2,883,635
Value of net assets at end of year (total assets less liabilities)2014-04-30$42,584,166
Value of net assets at beginning of year (total assets less liabilities)2014-04-30$39,700,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-04-30No
Were any leases to which the plan was party in default or uncollectible2014-04-30No
Investment advisory and management fees2014-04-30$303,999
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-04-30$36,002,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-04-30$33,614,911
Value of interest in common/collective trusts at end of year2014-04-30$0
Value of interest in common/collective trusts at beginning of year2014-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-04-30$34
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-04-30$34
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-04-30$34
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-04-30$3,161,591
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-04-30$2,706,540
Expenses. Payments to insurance carriers foe the provision of benefits2014-04-30$573,140
Asset value of US Government securities at end of year2014-04-30$0
Asset value of US Government securities at beginning of year2014-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-04-30$986,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-04-30No
Was there a failure to transmit to the plan any participant contributions2014-04-30No
Has the plan failed to provide any benefit when due under the plan2014-04-30No
Assets. Invements in employer securities at end of year2014-04-30$3,270,309
Assets. Invements in employer securities at beginning of year2014-04-30$3,239,330
Contributions received in cash from employer2014-04-30$2,179,648
Employer contributions (assets) at end of year2014-04-30$0
Employer contributions (assets) at beginning of year2014-04-30$0
Income. Dividends from common stock2014-04-30$83,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-04-30$1,732,854
Asset. Corporate debt instrument debt (other) at end of year2014-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2014-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-04-30$0
Did the plan have assets held for investment2014-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-04-30Yes
Opinion of an independent qualified public accountant for this plan2014-04-30Disclaimer
Accountancy firm name2014-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2014-04-30061648707
2013 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-04-30$1,482,901
Total unrealized appreciation/depreciation of assets2013-04-30$1,482,901
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$0
Total income from all sources (including contributions)2013-04-30$3,506,034
Total loss/gain on sale of assets2013-04-30$0
Total of all expenses incurred2013-04-30$2,334,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-04-30$2,069,880
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-04-30$1,171,152
Value of total assets at end of year2013-04-30$39,700,531
Value of total assets at beginning of year2013-04-30$38,529,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-04-30$264,627
Total interest from all sources2013-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-04-30$96,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-04-30No
Assets. Real estate other than employer real property at end of year2013-04-30$0
Assets. Real estate other than employer real property at beginning of year2013-04-30$0
Administrative expenses professional fees incurred2013-04-30$51,396
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-04-30$0
Was this plan covered by a fidelity bond2013-04-30Yes
Value of fidelity bond cover2013-04-30$2,600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-04-30$0
Were there any nonexempt tranactions with any party-in-interest2013-04-30No
Assets. Other investments not covered elsewhere at end of year2013-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2013-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-04-30$139,716
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-04-30$143,407
Other income not declared elsewhere2013-04-30$115,481
Administrative expenses (other) incurred2013-04-30$34,563
Total non interest bearing cash at end of year2013-04-30$0
Total non interest bearing cash at beginning of year2013-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Value of net income/loss2013-04-30$1,171,527
Value of net assets at end of year (total assets less liabilities)2013-04-30$39,700,531
Value of net assets at beginning of year (total assets less liabilities)2013-04-30$38,529,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-04-30No
Were any leases to which the plan was party in default or uncollectible2013-04-30No
Investment advisory and management fees2013-04-30$178,668
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-04-30$33,614,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-04-30$31,098,244
Value of interest in common/collective trusts at end of year2013-04-30$0
Value of interest in common/collective trusts at beginning of year2013-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-04-30$34
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-04-30$34
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-04-30$34
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-04-30$2,706,540
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-04-30$2,591,937
Expenses. Payments to insurance carriers foe the provision of benefits2013-04-30$352,368
Asset value of US Government securities at end of year2013-04-30$0
Asset value of US Government securities at beginning of year2013-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-04-30$639,688
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-04-30Yes
Was there a failure to transmit to the plan any participant contributions2013-04-30No
Has the plan failed to provide any benefit when due under the plan2013-04-30No
Assets. Invements in employer securities at end of year2013-04-30$3,239,330
Assets. Invements in employer securities at beginning of year2013-04-30$4,695,382
Contributions received in cash from employer2013-04-30$1,171,152
Employer contributions (assets) at end of year2013-04-30$0
Employer contributions (assets) at beginning of year2013-04-30$0
Income. Dividends from common stock2013-04-30$96,812
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-04-30$1,717,512
Asset. Corporate debt instrument debt (other) at end of year2013-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2013-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-04-30$0
Did the plan have assets held for investment2013-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-04-30Yes
Opinion of an independent qualified public accountant for this plan2013-04-30Disclaimer
Accountancy firm name2013-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2013-04-30061648707
2012 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-04-30$563,922
Total unrealized appreciation/depreciation of assets2012-04-30$563,922
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$0
Total income from all sources (including contributions)2012-04-30$9,607,238
Total loss/gain on sale of assets2012-04-30$0
Total of all expenses incurred2012-04-30$2,365,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-04-30$2,100,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-04-30$7,342,305
Value of total assets at end of year2012-04-30$38,529,004
Value of total assets at beginning of year2012-04-30$31,287,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-04-30$264,889
Total interest from all sources2012-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-04-30$71,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-04-30No
Assets. Real estate other than employer real property at end of year2012-04-30$0
Assets. Real estate other than employer real property at beginning of year2012-04-30$0
Administrative expenses professional fees incurred2012-04-30$28,249
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-04-30$0
Was this plan covered by a fidelity bond2012-04-30Yes
Value of fidelity bond cover2012-04-30$2,600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-04-30$0
Were there any nonexempt tranactions with any party-in-interest2012-04-30No
Assets. Other investments not covered elsewhere at end of year2012-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2012-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-04-30$143,407
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-04-30$139,241
Other income not declared elsewhere2012-04-30$277,345
Administrative expenses (other) incurred2012-04-30$51,222
Total non interest bearing cash at end of year2012-04-30$0
Total non interest bearing cash at beginning of year2012-04-30$186,326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Value of net income/loss2012-04-30$7,241,653
Value of net assets at end of year (total assets less liabilities)2012-04-30$38,529,004
Value of net assets at beginning of year (total assets less liabilities)2012-04-30$31,287,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-04-30No
Were any leases to which the plan was party in default or uncollectible2012-04-30No
Investment advisory and management fees2012-04-30$185,418
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-04-30$31,098,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-04-30$24,961,451
Value of interest in common/collective trusts at end of year2012-04-30$0
Value of interest in common/collective trusts at beginning of year2012-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-04-30$34
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-04-30$34
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-04-30$34
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-04-30$2,591,937
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-04-30$2,321,443
Expenses. Payments to insurance carriers foe the provision of benefits2012-04-30$419,385
Asset value of US Government securities at end of year2012-04-30$0
Asset value of US Government securities at beginning of year2012-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-04-30$1,352,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-04-30Yes
Was there a failure to transmit to the plan any participant contributions2012-04-30No
Has the plan failed to provide any benefit when due under the plan2012-04-30No
Assets. Invements in employer securities at end of year2012-04-30$4,695,382
Assets. Invements in employer securities at beginning of year2012-04-30$3,678,856
Contributions received in cash from employer2012-04-30$7,342,305
Employer contributions (assets) at end of year2012-04-30$0
Employer contributions (assets) at beginning of year2012-04-30$0
Income. Dividends from common stock2012-04-30$71,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-04-30$1,681,311
Asset. Corporate debt instrument debt (other) at end of year2012-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2012-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-04-30$0
Did the plan have assets held for investment2012-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-04-30Yes
Opinion of an independent qualified public accountant for this plan2012-04-30Disclaimer
Accountancy firm name2012-04-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2012-04-30061648707
2011 : SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-04-30$3,736,340
Total unrealized appreciation/depreciation of assets2011-04-30$3,736,340
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$0
Total income from all sources (including contributions)2011-04-30$5,379,368
Total loss/gain on sale of assets2011-04-30$0
Total of all expenses incurred2011-04-30$2,439,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-04-30$2,180,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-04-30$1,493,110
Value of total assets at end of year2011-04-30$31,287,351
Value of total assets at beginning of year2011-04-30$28,347,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-04-30$259,394
Total interest from all sources2011-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-04-30$100,684
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-04-30No
Assets. Real estate other than employer real property at end of year2011-04-30$0
Assets. Real estate other than employer real property at beginning of year2011-04-30$0
Administrative expenses professional fees incurred2011-04-30$49,070
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-04-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-04-30$0
Was this plan covered by a fidelity bond2011-04-30Yes
Value of fidelity bond cover2011-04-30$2,600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-04-30$0
Were there any nonexempt tranactions with any party-in-interest2011-04-30No
Assets. Other investments not covered elsewhere at end of year2011-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2011-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-04-30$139,241
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-04-30$136,097
Other income not declared elsewhere2011-04-30$299,797
Administrative expenses (other) incurred2011-04-30$43,867
Total non interest bearing cash at end of year2011-04-30$186,326
Total non interest bearing cash at beginning of year2011-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Value of net income/loss2011-04-30$2,939,829
Value of net assets at end of year (total assets less liabilities)2011-04-30$31,287,351
Value of net assets at beginning of year (total assets less liabilities)2011-04-30$28,347,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-04-30No
Were any leases to which the plan was party in default or uncollectible2011-04-30No
Investment advisory and management fees2011-04-30$166,457
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-04-30$24,961,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-04-30$0
Value of interest in common/collective trusts at end of year2011-04-30$0
Value of interest in common/collective trusts at beginning of year2011-04-30$23,041,153
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-04-30$34
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-04-30$34
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-04-30$34
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-04-30$2,321,443
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-04-30$2,023,848
Expenses. Payments to insurance carriers foe the provision of benefits2011-04-30$488,365
Asset value of US Government securities at end of year2011-04-30$0
Asset value of US Government securities at beginning of year2011-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-04-30$-250,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-04-30Yes
Was there a failure to transmit to the plan any participant contributions2011-04-30No
Has the plan failed to provide any benefit when due under the plan2011-04-30No
Assets. Invements in employer securities at end of year2011-04-30$3,678,856
Assets. Invements in employer securities at beginning of year2011-04-30$3,146,390
Contributions received in cash from employer2011-04-30$1,493,110
Employer contributions (assets) at end of year2011-04-30$0
Employer contributions (assets) at beginning of year2011-04-30$0
Income. Dividends from common stock2011-04-30$100,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-04-30$1,691,780
Asset. Corporate debt instrument debt (other) at end of year2011-04-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-04-30$0
Assets. Corporate common stocks other than exployer securities at end of year2011-04-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-04-30$0
Did the plan have assets held for investment2011-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-04-30Yes
Opinion of an independent qualified public accountant for this plan2011-04-30Disclaimer
Accountancy firm name2011-04-30FIONDELL, MILONE & LASARACINA
Accountancy firm EIN2011-04-30061648707

Form 5500 Responses for SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY

2022: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2022 form 5500 responses
2022-05-01Type of plan entitySingle employer plan
2022-05-01Submission has been amendedNo
2022-05-01This submission is the final filingNo
2022-05-01This return/report is a short plan year return/report (less than 12 months)No
2022-05-01Plan is a collectively bargained planNo
2022-05-01Plan funding arrangement – TrustYes
2022-05-01Plan benefit arrangement - TrustYes
2021: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2021 form 5500 responses
2021-05-01Type of plan entitySingle employer plan
2021-05-01Submission has been amendedNo
2021-05-01This submission is the final filingNo
2021-05-01This return/report is a short plan year return/report (less than 12 months)No
2021-05-01Plan is a collectively bargained planNo
2021-05-01Plan funding arrangement – TrustYes
2021-05-01Plan benefit arrangement - TrustYes
2020: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2020 form 5500 responses
2020-05-01Type of plan entitySingle employer plan
2020-05-01Submission has been amendedNo
2020-05-01This submission is the final filingNo
2020-05-01This return/report is a short plan year return/report (less than 12 months)No
2020-05-01Plan is a collectively bargained planNo
2020-05-01Plan funding arrangement – TrustYes
2020-05-01Plan benefit arrangement - TrustYes
2019: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2019 form 5500 responses
2019-05-01Type of plan entitySingle employer plan
2019-05-01Submission has been amendedNo
2019-05-01This submission is the final filingNo
2019-05-01This return/report is a short plan year return/report (less than 12 months)No
2019-05-01Plan is a collectively bargained planNo
2019-05-01Plan funding arrangement – TrustYes
2019-05-01Plan benefit arrangement - TrustYes
2018: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2018 form 5500 responses
2018-05-01Type of plan entitySingle employer plan
2018-05-01Submission has been amendedNo
2018-05-01This submission is the final filingNo
2018-05-01This return/report is a short plan year return/report (less than 12 months)No
2018-05-01Plan is a collectively bargained planNo
2018-05-01Plan funding arrangement – InsuranceYes
2018-05-01Plan funding arrangement – TrustYes
2018-05-01Plan benefit arrangement – InsuranceYes
2018-05-01Plan benefit arrangement - TrustYes
2017: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2017 form 5500 responses
2017-05-01Type of plan entitySingle employer plan
2017-05-01Submission has been amendedNo
2017-05-01This submission is the final filingNo
2017-05-01This return/report is a short plan year return/report (less than 12 months)No
2017-05-01Plan is a collectively bargained planNo
2017-05-01Plan funding arrangement – InsuranceYes
2017-05-01Plan funding arrangement – TrustYes
2017-05-01Plan benefit arrangement – InsuranceYes
2017-05-01Plan benefit arrangement - TrustYes
2016: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2016 form 5500 responses
2016-05-01Type of plan entitySingle employer plan
2016-05-01Submission has been amendedNo
2016-05-01This submission is the final filingNo
2016-05-01This return/report is a short plan year return/report (less than 12 months)No
2016-05-01Plan is a collectively bargained planNo
2016-05-01Plan funding arrangement – InsuranceYes
2016-05-01Plan funding arrangement – TrustYes
2016-05-01Plan benefit arrangement – InsuranceYes
2016-05-01Plan benefit arrangement - TrustYes
2015: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2015 form 5500 responses
2015-05-01Type of plan entitySingle employer plan
2015-05-01Submission has been amendedNo
2015-05-01This submission is the final filingNo
2015-05-01This return/report is a short plan year return/report (less than 12 months)No
2015-05-01Plan is a collectively bargained planNo
2015-05-01Plan funding arrangement – InsuranceYes
2015-05-01Plan funding arrangement – TrustYes
2015-05-01Plan benefit arrangement – InsuranceYes
2015-05-01Plan benefit arrangement - TrustYes
2014: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2014 form 5500 responses
2014-05-01Type of plan entitySingle employer plan
2014-05-01Submission has been amendedYes
2014-05-01This submission is the final filingNo
2014-05-01This return/report is a short plan year return/report (less than 12 months)No
2014-05-01Plan is a collectively bargained planNo
2014-05-01Plan funding arrangement – InsuranceYes
2014-05-01Plan funding arrangement – TrustYes
2014-05-01Plan benefit arrangement – InsuranceYes
2014-05-01Plan benefit arrangement - TrustYes
2013: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2013 form 5500 responses
2013-05-01Type of plan entitySingle employer plan
2013-05-01Submission has been amendedNo
2013-05-01This submission is the final filingNo
2013-05-01This return/report is a short plan year return/report (less than 12 months)No
2013-05-01Plan is a collectively bargained planNo
2013-05-01Plan funding arrangement – InsuranceYes
2013-05-01Plan funding arrangement – TrustYes
2013-05-01Plan benefit arrangement – InsuranceYes
2013-05-01Plan benefit arrangement - TrustYes
2012: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2012 form 5500 responses
2012-05-01Type of plan entitySingle employer plan
2012-05-01Submission has been amendedNo
2012-05-01This submission is the final filingNo
2012-05-01This return/report is a short plan year return/report (less than 12 months)No
2012-05-01Plan is a collectively bargained planNo
2012-05-01Plan funding arrangement – InsuranceYes
2012-05-01Plan funding arrangement – TrustYes
2012-05-01Plan benefit arrangement – InsuranceYes
2012-05-01Plan benefit arrangement - TrustYes
2011: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2011 form 5500 responses
2011-05-01Type of plan entitySingle employer plan
2011-05-01Submission has been amendedNo
2011-05-01This submission is the final filingNo
2011-05-01This return/report is a short plan year return/report (less than 12 months)No
2011-05-01Plan is a collectively bargained planNo
2011-05-01Plan funding arrangement – InsuranceYes
2011-05-01Plan funding arrangement – TrustYes
2011-05-01Plan benefit arrangement – InsuranceYes
2011-05-01Plan benefit arrangement - TrustYes
2009: SALARIED EMPLOYEES' RETIREMENT PLAN OF THE EASTERN COMPANY 2009 form 5500 responses
2009-05-01Type of plan entitySingle employer plan
2009-05-01Submission has been amendedNo
2009-05-01This submission is the final filingNo
2009-05-01This return/report is a short plan year return/report (less than 12 months)No
2009-05-01Plan is a collectively bargained planNo
2009-05-01Plan funding arrangement – InsuranceYes
2009-05-01Plan funding arrangement – TrustYes
2009-05-01Plan benefit arrangement – InsuranceYes
2009-05-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number7780319
Policy instance 3
Insurance contract or identification number7780319
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMP&FEES PD BY INS CO/DISTRIB OR SELLING FIRM/LI POLICIES TO FUND PLAN
Insurance broker organization code?3
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number023552600
Policy instance 2
Insurance contract or identification number023552600
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMP&FEES PD BY INS CO/DISTRIB OR SELLING FIRM/LI POLICIES TO FUND PLAN
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number023552000
Policy instance 1
Insurance contract or identification number023552000
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerREPRESENTS TOTAL COMP & FEES PD BY INS. CO. TO DISTRIBUTOR
Insurance broker organization code?3
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number023552600
Policy instance 2
Insurance contract or identification number023552600
Number of Individuals Covered155
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,162
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number7780319
Policy instance 3
Insurance contract or identification number7780319
Number of Individuals Covered24
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $10,882
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number023552000
Policy instance 1
Insurance contract or identification number023552000
Number of Individuals Covered47
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,245
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number023552000
Policy instance 2
Insurance contract or identification number023552000
Number of Individuals Covered116
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $18,439
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees18439
Additional information about fees paid to insurance brokerCOMP&FEES PD BY INS CO/DISTRIB OR SELLING FIRM/LI POLICIES TO FUND PLAN
Insurance broker organization code?3
Insurance broker nameMETLIFE FINANCIAL/SECURITIES, INC.
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number7780319
Policy instance 1
Insurance contract or identification number7780319
Number of Individuals Covered146
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $98,893
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees98857
Additional information about fees paid to insurance broker*REPRESENTS TOTAL COMP & FEES PD BY INS. CO. TO DISTRIBUTOR
Insurance broker organization code?3
Insurance broker nameSINCLAIR RISK & FINANCIAL SERVICES
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number7780319
Policy instance 1
Insurance contract or identification number7780319
Number of Individuals Covered158
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $96,119
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees96083
Additional information about fees paid to insurance broker*REPRESENTS TOTAL COMP & FEES PD BY INS. CO. TO DISTRIBUTOR
Insurance broker organization code?3
Insurance broker nameSINCLAIR RISK & FINANCIAL SERVICES
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number023552000
Policy instance 2
Insurance contract or identification number023552000
Number of Individuals Covered121
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $21,324
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees21324
Additional information about fees paid to insurance brokerCOMP&FEES PD BY INS CO/DISTRIB OR SELLING FIRM/LI POLICIESTOFUND PLAN
Insurance broker organization code?3
Insurance broker nameNEW ENGLAND FINANCIAL/NE SECURITIES
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number023552000
Policy instance 2
Insurance contract or identification number023552000
Number of Individuals Covered130
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $23,734
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees23734
Additional information about fees paid to insurance brokerCOMP&FEES PD BY INS CO/DISTRIB OR SELLING FIRM/LI POLICIESTOFUND PLAN
Insurance broker organization code?3
Insurance broker nameNEW ENGLAND FINANCIAL/NE SECURITIES
METLIFE INVESTORS USA INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61050 )
Policy contract number7780319
Policy instance 1
Insurance contract or identification number7780319
Number of Individuals Covered152
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $74,684
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees74648
Additional information about fees paid to insurance broker*REPRESENTS TOTAL COMP & FEES PD BY INS. CO. TO DISTRIBUTOR
Insurance broker organization code?3
Insurance broker nameSINCLAIR RISK & FINANCIAL SERVICES
METLIFE INVESTORS USA INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61050 )
Policy contract number7780319
Policy instance 1
Insurance contract or identification number7780319
Number of Individuals Covered130
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $78,932
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees78896
Additional information about fees paid to insurance broker*REPRESENTS TOTAL COMP & FEES PD BY INS. CO. TO DISTRIBUTOR
Insurance broker organization code?3
Insurance broker nameSINCLAIR RISK & FINANCIAL SERVICE
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number023552000
Policy instance 2
Insurance contract or identification number023552000
Number of Individuals Covered133
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $25,455
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees25455
Additional information about fees paid to insurance brokerCOMP&FEES PD BY INS CO/DISTRIB OR SELLING FIRM/LI POLICIESTOFUND PLAN
Insurance broker organization code?3
Insurance broker nameNEW ENGLAND FINANCIAL/NE SECURITIES
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number023552000
Policy instance 2
Insurance contract or identification number023552000
Number of Individuals Covered145
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $29,944
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number7780319
Policy instance 1
Insurance contract or identification number7780319
Number of Individuals Covered102
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $123,502
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number7780319
Policy instance 1
Insurance contract or identification number7780319
Number of Individuals Covered34
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $12,410
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number023552000
Policy instance 2
Insurance contract or identification number023552000
Number of Individuals Covered163
Insurance policy start date2010-05-01
Insurance policy end date2011-04-30
Total amount of commissions paid to insurance brokerUSD $36,423
Total amount of fees paid to insurance companyUSD $28,222
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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