FIRST NIAGARA FINANCIAL GROUP, INC. has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2012 : NEWALLIANCE BANK 401(K) PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets to this plan | 2012-12-31 | $1,906 |
Total transfer of assets from this plan | 2012-12-31 | $221,033 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $20,360 |
Total income from all sources (including contributions) | 2012-12-31 | $3,281,239 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $45,396,312 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $45,070,317 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $199,180 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
Value of total assets at end of year | 2012-12-31 | $251,632 |
Value of total assets at beginning of year | 2012-12-31 | $42,606,192 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $126,815 |
Total interest from all sources | 2012-12-31 | $18,416 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $262,842 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $262,842 |
Administrative expenses professional fees incurred | 2012-12-31 | $126,815 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $30,100,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $615,938 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $20,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $-42,115,073 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $251,632 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $42,585,832 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $251,214 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $31,492,137 |
Interest on participant loans | 2012-12-31 | $12,770 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $418 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $10,498,117 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $10,498,117 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $5,646 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,999,981 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $45,070,317 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $360 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2012-12-31 | 161131146 |
2011 : NEWALLIANCE BANK 401(K) PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $3,246,616 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $20,360 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $20,600 |
Total income from all sources (including contributions) | 2011-12-31 | $-98,555 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $12,431,428 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $12,036,450 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $208,728 |
Value of total corrective distributions | 2011-12-31 | $369 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,777,721 |
Value of total assets at end of year | 2011-12-31 | $42,606,192 |
Value of total assets at beginning of year | 2011-12-31 | $51,889,799 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $185,881 |
Total interest from all sources | 2011-12-31 | $44,292 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $442,938 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $442,938 |
Administrative expenses professional fees incurred | 2011-12-31 | $165,881 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $30,100,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,762,814 |
Participant contributions at end of year | 2011-12-31 | $615,938 |
Participant contributions at beginning of year | 2011-12-31 | $1,201,912 |
Participant contributions at beginning of year | 2011-12-31 | $3,260 |
Administrative expenses (other) incurred | 2011-12-31 | $20,000 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $20,000 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $19,500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-12,529,983 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $42,585,832 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $51,869,199 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $31,492,137 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $40,797,284 |
Interest on participant loans | 2011-12-31 | $34,801 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $2,834,713 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $10,498,117 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $7,052,630 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $7,052,630 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $9,491 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-2,413,260 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $49,754 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $14,907 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $12,036,450 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $360 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $1,100 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2011-12-31 | 161131146 |
2010 : NEWALLIANCE BANK 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $245,670 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $20,600 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $20,200 |
Total income from all sources (including contributions) | 2010-12-31 | $10,322,554 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $5,711,179 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $5,377,557 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $180,445 |
Value of total corrective distributions | 2010-12-31 | $11,581 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,973,741 |
Value of total assets at end of year | 2010-12-31 | $51,889,799 |
Value of total assets at beginning of year | 2010-12-31 | $47,032,354 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $141,596 |
Total interest from all sources | 2010-12-31 | $77,531 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $442,970 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2010-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $442,970 |
Administrative expenses professional fees incurred | 2010-12-31 | $141,596 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $30,100,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $3,784,887 |
Participant contributions at end of year | 2010-12-31 | $1,201,912 |
Participant contributions at beginning of year | 2010-12-31 | $1,229,551 |
Participant contributions at end of year | 2010-12-31 | $3,260 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $188,854 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $19,500 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $19,400 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $4,611,375 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $51,869,199 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $47,012,154 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $40,797,284 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $35,649,277 |
Interest on participant loans | 2010-12-31 | $55,650 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $2,834,713 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,781,006 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $7,052,630 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $7,372,520 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $7,372,520 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $21,881 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $5,774,600 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $53,712 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $5,377,557 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $1,100 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $800 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | WHITTLESEY & HADLEY, P.C. |
Accountancy firm EIN | 2010-12-31 | 060903326 |
2009 : NEWALLIANCE BANK 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |