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CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameCONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN
Plan identification number 002

CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CONNECTICUT CHILDRENS MEDICAL CENTER has sponsored the creation of one or more 401k plans.

Company Name:CONNECTICUT CHILDRENS MEDICAL CENTER
Employer identification number (EIN):060646755
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01RICHARD DICICCIO
0022016-01-01RICHARD DICICCIO
0022015-01-01RICHARD DICICCIO
0022014-01-01RICHARD DICICCIO
0022013-01-01RICHARD DICICCIO
0022012-01-01RICHARD DICICCIO
0022011-01-01RICHARD DICICCIO
0022010-01-01ELIZABETH RUDDEN
0022009-01-01STEVEN STRANIERI
0022009-01-01STEVEN STRANIERI

Plan Statistics for CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN

Measure Date Value
2022: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-015,084
Total number of active participants reported on line 7a of the Form 55002022-01-013,094
Number of retired or separated participants receiving benefits2022-01-0118
Number of other retired or separated participants entitled to future benefits2022-01-012,262
Total of all active and inactive participants2022-01-015,374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0120
Total participants2022-01-015,394
Number of participants with account balances2022-01-015,277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01187
2021: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,720
Total number of active participants reported on line 7a of the Form 55002021-01-012,969
Number of retired or separated participants receiving benefits2021-01-0116
Number of other retired or separated participants entitled to future benefits2021-01-012,080
Total of all active and inactive participants2021-01-015,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0119
Total participants2021-01-015,084
Number of participants with account balances2021-01-014,870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01167
2020: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,675
Total number of active participants reported on line 7a of the Form 55002020-01-012,781
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-011,917
Total of all active and inactive participants2020-01-014,701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0119
Total participants2020-01-014,720
Number of participants with account balances2020-01-014,611
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0126
2019: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014,270
Total number of active participants reported on line 7a of the Form 55002019-01-012,912
Number of retired or separated participants receiving benefits2019-01-0113
Number of other retired or separated participants entitled to future benefits2019-01-011,734
Total of all active and inactive participants2019-01-014,659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0116
Total participants2019-01-014,675
Number of participants with account balances2019-01-014,675
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01197
2018: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,941
Total number of active participants reported on line 7a of the Form 55002018-01-012,654
Number of retired or separated participants receiving benefits2018-01-0113
Number of other retired or separated participants entitled to future benefits2018-01-011,590
Total of all active and inactive participants2018-01-014,257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0112
Total participants2018-01-014,269
Number of participants with account balances2018-01-014,269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01150
2017: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,573
Total number of active participants reported on line 7a of the Form 55002017-01-012,660
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-011,261
Total of all active and inactive participants2017-01-013,928
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0113
Total participants2017-01-013,941
Number of participants with account balances2017-01-013,941
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0168
2016: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,293
Total number of active participants reported on line 7a of the Form 55002016-01-012,481
Number of retired or separated participants receiving benefits2016-01-017
Number of other retired or separated participants entitled to future benefits2016-01-011,072
Total of all active and inactive participants2016-01-013,560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0113
Total participants2016-01-013,573
Number of participants with account balances2016-01-013,573
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0187
2015: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,047
Total number of active participants reported on line 7a of the Form 55002015-01-012,396
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-01861
Total of all active and inactive participants2015-01-013,261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0111
Total participants2015-01-013,272
Number of participants with account balances2015-01-013,293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0167
2014: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,891
Total number of active participants reported on line 7a of the Form 55002014-01-012,309
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01725
Total of all active and inactive participants2014-01-013,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0110
Total participants2014-01-013,046
Number of participants with account balances2014-01-012,949
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0128
2013: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,765
Total number of active participants reported on line 7a of the Form 55002013-01-012,305
Number of retired or separated participants receiving benefits2013-01-01573
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-012,884
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-012,890
Number of participants with account balances2013-01-012,782
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0117
2012: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,480
Total number of active participants reported on line 7a of the Form 55002012-01-012,319
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01436
Total of all active and inactive participants2012-01-012,756
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-017
Total participants2012-01-012,763
Number of participants with account balances2012-01-012,728
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0142
2011: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,290
Total number of active participants reported on line 7a of the Form 55002011-01-012,138
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01338
Total of all active and inactive participants2011-01-012,476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-012,478
Number of participants with account balances2011-01-012,478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0159
2010: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01610
Total number of active participants reported on line 7a of the Form 55002010-01-012,087
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01202
Total of all active and inactive participants2010-01-012,289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-012,290
Number of participants with account balances2010-01-011,848
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0114
2009: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01600
Total number of active participants reported on line 7a of the Form 55002009-01-01604
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-016
Total of all active and inactive participants2009-01-01610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01610
Number of participants with account balances2009-01-01610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01501

Financial Data on CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-34,757,179
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$17,758,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$17,454,391
Expenses. Certain deemed distributions of participant loans2022-12-31$12,166
Value of total corrective distributions2022-12-31$5,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$38,476,363
Value of total assets at end of year2022-12-31$377,103,214
Value of total assets at beginning of year2022-12-31$429,619,217
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$287,135
Total interest from all sources2022-12-31$508,378
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$17,771,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$17,771,380
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$21,236,907
Participant contributions at end of year2022-12-31$2,973,529
Participant contributions at beginning of year2022-12-31$3,249,390
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$654,598
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,850,830
Administrative expenses (other) incurred2022-12-31$287,016
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-52,516,003
Value of net assets at end of year (total assets less liabilities)2022-12-31$377,103,214
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$429,619,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$352,304,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$406,743,105
Value of interest in pooled separate accounts at end of year2022-12-31$1,382,818
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,848,600
Interest on participant loans2022-12-31$159,405
Interest earned on other investments2022-12-31$340,749
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$563,069
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$8,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$15,488,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$13,660,970
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-91,172,319
Net investment gain/loss from pooled separate accounts2022-12-31$-340,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$14,388,626
Employer contributions (assets) at end of year2022-12-31$4,390,218
Employer contributions (assets) at beginning of year2022-12-31$3,462,554
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$17,454,391
Contract administrator fees2022-12-31$119
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US
Accountancy firm EIN2022-12-31390859910
2021 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$90,543,955
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$24,547,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$24,223,614
Expenses. Certain deemed distributions of participant loans2021-12-31$45,961
Value of total corrective distributions2021-12-31$8,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$36,075,156
Value of total assets at end of year2021-12-31$429,619,217
Value of total assets at beginning of year2021-12-31$363,623,210
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$270,347
Total interest from all sources2021-12-31$518,093
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$14,926,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$14,926,123
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$19,639,586
Participant contributions at end of year2021-12-31$3,249,390
Participant contributions at beginning of year2021-12-31$3,997,966
Participant contributions at end of year2021-12-31$654,598
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,497,419
Administrative expenses (other) incurred2021-12-31$270,002
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$65,996,007
Value of net assets at end of year (total assets less liabilities)2021-12-31$429,619,217
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$363,623,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$406,743,105
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$340,858,403
Value of interest in pooled separate accounts at end of year2021-12-31$1,848,600
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,965,897
Interest on participant loans2021-12-31$189,924
Interest earned on other investments2021-12-31$327,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$91,769
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$91,769
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$13,660,970
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$13,424,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$38,609,769
Net investment gain/loss from pooled separate accounts2021-12-31$414,814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$11,938,151
Employer contributions (assets) at end of year2021-12-31$3,462,554
Employer contributions (assets) at beginning of year2021-12-31$3,284,522
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$24,223,614
Contract administrator fees2021-12-31$345
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US
Accountancy firm EIN2021-12-31390859910
2020 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$78,862,106
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$29,022,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$28,780,631
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$26,275,454
Value of total assets at end of year2020-12-31$363,623,210
Value of total assets at beginning of year2020-12-31$313,783,329
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$241,594
Total interest from all sources2020-12-31$194,884
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$9,602,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$9,602,155
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$16,765,481
Participant contributions at end of year2020-12-31$3,997,966
Participant contributions at beginning of year2020-12-31$4,012,068
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,698,513
Administrative expenses (other) incurred2020-12-31$241,594
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$49,839,881
Value of net assets at end of year (total assets less liabilities)2020-12-31$363,623,210
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$313,783,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$340,858,403
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$291,796,388
Value of interest in pooled separate accounts at end of year2020-12-31$1,965,897
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,232,433
Interest on participant loans2020-12-31$194,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$91,769
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$13,424,653
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$12,632,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$42,642,932
Net investment gain/loss from pooled separate accounts2020-12-31$146,681
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$7,811,460
Employer contributions (assets) at end of year2020-12-31$3,284,522
Employer contributions (assets) at beginning of year2020-12-31$3,110,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$28,780,631
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BAKER TILLY US
Accountancy firm EIN2020-12-31390859910
2019 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$86,766,563
Total income from all sources (including contributions)2019-12-31$86,766,563
Total of all expenses incurred2019-12-31$21,615,457
Total of all expenses incurred2019-12-31$21,615,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$21,301,395
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$21,301,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$29,847,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$29,847,330
Value of total assets at end of year2019-12-31$313,783,329
Value of total assets at end of year2019-12-31$313,783,329
Value of total assets at beginning of year2019-12-31$248,632,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$314,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$314,062
Total interest from all sources2019-12-31$195,796
Total interest from all sources2019-12-31$195,796
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,973,498
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,973,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,973,498
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$16,501,401
Contributions received from participants2019-12-31$16,501,401
Participant contributions at end of year2019-12-31$4,012,068
Participant contributions at end of year2019-12-31$4,012,068
Participant contributions at beginning of year2019-12-31$3,925,066
Participant contributions at beginning of year2019-12-31$3,925,066
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,259,054
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,259,054
Administrative expenses (other) incurred2019-12-31$314,062
Administrative expenses (other) incurred2019-12-31$314,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$65,151,106
Value of net income/loss2019-12-31$65,151,106
Value of net assets at end of year (total assets less liabilities)2019-12-31$313,783,329
Value of net assets at end of year (total assets less liabilities)2019-12-31$313,783,329
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$248,632,223
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$248,632,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$291,796,388
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$291,796,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$226,968,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$226,968,560
Value of interest in pooled separate accounts at end of year2019-12-31$2,232,433
Value of interest in pooled separate accounts at end of year2019-12-31$2,232,433
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,129,832
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,129,832
Interest on participant loans2019-12-31$195,796
Interest on participant loans2019-12-31$195,796
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$12,632,021
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$12,632,021
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$12,744,182
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$12,744,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$50,604,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$50,604,964
Net investment gain/loss from pooled separate accounts2019-12-31$1,144,975
Net investment gain/loss from pooled separate accounts2019-12-31$1,144,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$11,086,875
Contributions received in cash from employer2019-12-31$11,086,875
Employer contributions (assets) at end of year2019-12-31$3,110,419
Employer contributions (assets) at end of year2019-12-31$3,110,419
Employer contributions (assets) at beginning of year2019-12-31$2,864,583
Employer contributions (assets) at beginning of year2019-12-31$2,864,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$21,301,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$21,301,395
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY US
Accountancy firm name2019-12-31BAKER TILLY US
Accountancy firm EIN2019-12-31390859910
Accountancy firm EIN2019-12-31390859910
2018 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$13,566,675
Total of all expenses incurred2018-12-31$19,081,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$18,750,101
Expenses. Certain deemed distributions of participant loans2018-12-31$50,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$28,547,931
Value of total assets at end of year2018-12-31$248,632,223
Value of total assets at beginning of year2018-12-31$254,147,045
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$280,501
Total interest from all sources2018-12-31$165,718
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,889,351
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,889,351
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$15,020,525
Participant contributions at end of year2018-12-31$3,925,066
Participant contributions at beginning of year2018-12-31$3,647,527
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,278,008
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$5,674
Administrative expenses (other) incurred2018-12-31$265,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,514,822
Value of net assets at end of year (total assets less liabilities)2018-12-31$248,632,223
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$254,147,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$15,300
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$226,968,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$234,436,354
Value of interest in pooled separate accounts at end of year2018-12-31$2,129,832
Value of interest in pooled separate accounts at beginning of year2018-12-31$8,376,238
Interest on participant loans2018-12-31$165,718
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$12,744,182
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,836,087
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$55,982
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-20,008,999
Net investment gain/loss from pooled separate accounts2018-12-31$-27,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$10,249,398
Employer contributions (assets) at end of year2018-12-31$2,864,583
Employer contributions (assets) at beginning of year2018-12-31$2,845,165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$18,694,119
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$62,054,233
Total of all expenses incurred2017-12-31$11,234,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$11,116,903
Expenses. Certain deemed distributions of participant loans2017-12-31$12,567
Value of total corrective distributions2017-12-31$846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$24,080,332
Value of total assets at end of year2017-12-31$254,147,045
Value of total assets at beginning of year2017-12-31$203,327,491
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$104,363
Total interest from all sources2017-12-31$314,637
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,095,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,095,881
Administrative expenses professional fees incurred2017-12-31$336
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$13,777,827
Participant contributions at end of year2017-12-31$3,647,527
Participant contributions at beginning of year2017-12-31$3,215,512
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$338
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$941,662
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$5,674
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$5,449
Administrative expenses (other) incurred2017-12-31$81,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$50,819,554
Value of net assets at end of year (total assets less liabilities)2017-12-31$254,147,045
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$203,327,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$22,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$234,436,354
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$184,101,487
Value of interest in pooled separate accounts at end of year2017-12-31$8,376,238
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,886,997
Interest on participant loans2017-12-31$147,888
Interest earned on other investments2017-12-31$166,749
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,836,087
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,909,552
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$33,262,106
Net investment gain/loss from pooled separate accounts2017-12-31$301,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$9,360,843
Employer contributions (assets) at end of year2017-12-31$2,845,165
Employer contributions (assets) at beginning of year2017-12-31$3,208,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$11,116,903
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$37,242,150
Total of all expenses incurred2016-12-31$11,450,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$11,380,764
Expenses. Certain deemed distributions of participant loans2016-12-31$5,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$23,492,007
Value of total assets at end of year2016-12-31$203,327,491
Value of total assets at beginning of year2016-12-31$177,536,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$64,133
Total interest from all sources2016-12-31$293,024
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,799,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,799,698
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$12,707,187
Participant contributions at end of year2016-12-31$3,215,512
Participant contributions at beginning of year2016-12-31$3,233,543
Participant contributions at end of year2016-12-31$338
Participant contributions at beginning of year2016-12-31$55
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,780,205
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$5,449
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$4,000
Administrative expenses (other) incurred2016-12-31$64,133
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$25,791,378
Value of net assets at end of year (total assets less liabilities)2016-12-31$203,327,491
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$177,536,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$184,101,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$158,753,082
Value of interest in pooled separate accounts at end of year2016-12-31$7,886,997
Value of interest in pooled separate accounts at beginning of year2016-12-31$7,323,689
Interest on participant loans2016-12-31$134,654
Interest earned on other investments2016-12-31$158,370
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,909,552
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,986,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$10,455,714
Net investment gain/loss from pooled separate accounts2016-12-31$201,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$9,004,615
Employer contributions (assets) at end of year2016-12-31$3,208,156
Employer contributions (assets) at beginning of year2016-12-31$3,234,890
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$11,380,764
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$21,943,343
Total of all expenses incurred2015-12-31$10,781,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,709,787
Expenses. Certain deemed distributions of participant loans2015-12-31$6,649
Value of total corrective distributions2015-12-31$3,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$21,883,811
Value of total assets at end of year2015-12-31$177,536,113
Value of total assets at beginning of year2015-12-31$166,374,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$60,950
Total interest from all sources2015-12-31$286,372
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,102,214
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,102,214
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$11,880,270
Participant contributions at end of year2015-12-31$3,233,543
Participant contributions at beginning of year2015-12-31$2,666,288
Participant contributions at end of year2015-12-31$55
Participant contributions at beginning of year2015-12-31$1,082
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,082,150
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$4,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$3,591
Administrative expenses (other) incurred2015-12-31$60,950
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$48,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$11,162,107
Value of net assets at end of year (total assets less liabilities)2015-12-31$177,536,113
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$166,374,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$158,753,082
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$140,046,394
Value of interest in pooled separate accounts at end of year2015-12-31$7,323,689
Value of interest in pooled separate accounts at beginning of year2015-12-31$12,627,962
Interest on participant loans2015-12-31$120,460
Interest earned on other investments2015-12-31$165,912
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,986,854
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,127,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,461,736
Net investment gain/loss from pooled separate accounts2015-12-31$132,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$8,921,391
Employer contributions (assets) at end of year2015-12-31$3,234,890
Employer contributions (assets) at beginning of year2015-12-31$5,852,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$10,709,787
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$32,336,571
Total of all expenses incurred2014-12-31$8,001,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,879,175
Expenses. Certain deemed distributions of participant loans2014-12-31$40,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$23,254,623
Value of total assets at end of year2014-12-31$166,374,006
Value of total assets at beginning of year2014-12-31$142,038,448
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$81,167
Total interest from all sources2014-12-31$127,581
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,157,109
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,157,109
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$10,938,903
Participant contributions at end of year2014-12-31$2,666,288
Participant contributions at beginning of year2014-12-31$1,935,844
Participant contributions at end of year2014-12-31$1,082
Participant contributions at beginning of year2014-12-31$110,077
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,128,843
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$3,591
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$3,391
Administrative expenses (other) incurred2014-12-31$81,167
Total non interest bearing cash at end of year2014-12-31$48,158
Total non interest bearing cash at beginning of year2014-12-31$116,092
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$24,335,558
Value of net assets at end of year (total assets less liabilities)2014-12-31$166,374,006
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$142,038,448
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$140,046,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$121,644,053
Value of interest in pooled separate accounts at end of year2014-12-31$12,627,962
Value of interest in pooled separate accounts at beginning of year2014-12-31$7,208,127
Interest on participant loans2014-12-31$94,428
Interest earned on other investments2014-12-31$33,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,127,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,113,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$6,768,953
Net investment gain/loss from pooled separate accounts2014-12-31$28,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$11,186,877
Employer contributions (assets) at end of year2014-12-31$5,852,850
Employer contributions (assets) at beginning of year2014-12-31$5,907,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,879,175
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680
2013 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$35,902
Total income from all sources (including contributions)2013-12-31$44,726,546
Total of all expenses incurred2013-12-31$5,918,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,885,967
Expenses. Certain deemed distributions of participant loans2013-12-31$5,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$23,076,001
Value of total assets at end of year2013-12-31$142,038,448
Value of total assets at beginning of year2013-12-31$103,194,233
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$27,113
Total interest from all sources2013-12-31$237,943
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,459,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,459,291
Administrative expenses professional fees incurred2013-12-31$10,000
Was this plan covered by a fidelity bond2013-12-31No
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$10,600,167
Participant contributions at end of year2013-12-31$1,935,844
Participant contributions at beginning of year2013-12-31$1,304,143
Participant contributions at end of year2013-12-31$110,077
Participant contributions at beginning of year2013-12-31$149
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,431,371
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$3,391
Administrative expenses (other) incurred2013-12-31$17,113
Total non interest bearing cash at end of year2013-12-31$116,092
Total non interest bearing cash at beginning of year2013-12-31$69,942
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$38,808,313
Value of net assets at end of year (total assets less liabilities)2013-12-31$142,038,448
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$103,194,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$121,644,053
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$85,810,565
Value of interest in pooled separate accounts at end of year2013-12-31$7,208,127
Value of interest in pooled separate accounts at beginning of year2013-12-31$5,471,251
Interest on participant loans2013-12-31$65,394
Interest earned on other investments2013-12-31$172,549
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$15,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$15,293
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$5,113,641
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$5,170,091
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$19,763,702
Net investment gain/loss from pooled separate accounts2013-12-31$189,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$11,044,463
Employer contributions (assets) at end of year2013-12-31$5,907,223
Employer contributions (assets) at beginning of year2013-12-31$5,352,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,885,967
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SASLOW LUFKIN & BUGGY, LLP
Accountancy firm EIN2013-12-31061533253
2012 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$153,875
Total income from all sources (including contributions)2012-12-31$31,480,252
Total of all expenses incurred2012-12-31$3,504,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,419,876
Expenses. Certain deemed distributions of participant loans2012-12-31$32,615
Value of total corrective distributions2012-12-31$1,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$21,011,714
Value of total assets at end of year2012-12-31$103,194,233
Value of total assets at beginning of year2012-12-31$75,065,093
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$50,700
Total interest from all sources2012-12-31$109,327
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,261,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,261,418
Administrative expenses professional fees incurred2012-12-31$18,000
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$9,438,068
Participant contributions at end of year2012-12-31$1,304,143
Participant contributions at beginning of year2012-12-31$825,411
Participant contributions at end of year2012-12-31$149
Participant contributions at beginning of year2012-12-31$1,208
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,414,399
Other income not declared elsewhere2012-12-31$2
Administrative expenses (other) incurred2012-12-31$32,700
Total non interest bearing cash at end of year2012-12-31$69,942
Total non interest bearing cash at beginning of year2012-12-31$45,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$27,975,265
Value of net assets at end of year (total assets less liabilities)2012-12-31$103,194,233
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$75,065,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$85,810,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$60,140,607
Value of interest in pooled separate accounts at end of year2012-12-31$5,471,251
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,254,567
Interest on participant loans2012-12-31$43,403
Interest earned on other investments2012-12-31$65,924
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$15,293
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$5,170,091
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$5,095,562
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,957,180
Net investment gain/loss from pooled separate accounts2012-12-31$140,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$10,159,247
Employer contributions (assets) at end of year2012-12-31$5,352,799
Employer contributions (assets) at beginning of year2012-12-31$4,702,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,419,876
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SASLOW LUFKIN & BUGGY, LLP
Accountancy firm EIN2012-12-31061533253
2011 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$499,121
Total income from all sources (including contributions)2011-12-31$21,540,799
Total of all expenses incurred2011-12-31$2,716,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,699,329
Expenses. Certain deemed distributions of participant loans2011-12-31$1,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$22,741,344
Value of total assets at end of year2011-12-31$75,065,093
Value of total assets at beginning of year2011-12-31$55,741,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$16,036
Total interest from all sources2011-12-31$182,505
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$793,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$793,338
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$8,402,767
Participant contributions at end of year2011-12-31$825,411
Participant contributions at beginning of year2011-12-31$373,248
Participant contributions at end of year2011-12-31$1,208
Participant contributions at beginning of year2011-12-31$121,532
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,010,900
Administrative expenses (other) incurred2011-12-31$16,036
Total non interest bearing cash at end of year2011-12-31$45,178
Total non interest bearing cash at beginning of year2011-12-31$2,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$18,824,113
Value of net assets at end of year (total assets less liabilities)2011-12-31$75,065,093
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$55,741,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$60,140,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$48,146,590
Value of interest in pooled separate accounts at end of year2011-12-31$4,254,567
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,260,417
Interest on participant loans2011-12-31$22,768
Interest earned on other investments2011-12-31$159,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$14,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$14,484
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$5,095,562
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,748,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,334,956
Net investment gain/loss from pooled separate accounts2011-12-31$158,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$13,327,677
Employer contributions (assets) at end of year2011-12-31$4,702,560
Employer contributions (assets) at beginning of year2011-12-31$74,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,699,329
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SASLOW LUFKIN & BUGGY, LLP
Accountancy firm EIN2011-12-31061533253
2010 : CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$1,848,053
Total income from all sources (including contributions)2010-12-31$19,229,489
Total of all expenses incurred2010-12-31$1,662,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,578,381
Expenses. Certain deemed distributions of participant loans2010-12-31$78,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$13,518,779
Value of total assets at end of year2010-12-31$55,741,859
Value of total assets at beginning of year2010-12-31$36,326,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,259
Total interest from all sources2010-12-31$28,152
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$525,732
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$525,732
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$7,571,559
Participant contributions at end of year2010-12-31$373,248
Participant contributions at beginning of year2010-12-31$91,585
Participant contributions at end of year2010-12-31$121,532
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,140,609
Administrative expenses (other) incurred2010-12-31$5,259
Total non interest bearing cash at end of year2010-12-31$2,589
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$17,566,952
Value of net assets at end of year (total assets less liabilities)2010-12-31$55,741,859
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$36,326,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$48,146,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$12,387,369
Value of interest in pooled separate accounts at end of year2010-12-31$2,260,417
Value of interest in pooled separate accounts at beginning of year2010-12-31$964,799
Interest on participant loans2010-12-31$11,947
Interest earned on other investments2010-12-31$16,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$14,484
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$9,002,616
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$9,002,616
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,748,465
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$12,453,517
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,029,701
Net investment gain/loss from pooled separate accounts2010-12-31$127,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,806,611
Employer contributions (assets) at end of year2010-12-31$74,534
Employer contributions (assets) at beginning of year2010-12-31$1,426,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,578,381
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SASLOW LUFKIN & BUGGY, LLP
Accountancy firm EIN2010-12-31061533253

Form 5500 Responses for CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN

2022: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CONNECTICUT CHILDREN'S RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80310
Policy instance 6
Insurance contract or identification numberGA80310
Number of Individuals Covered206
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number744429-01
Policy instance 5
Insurance contract or identification number744429-01
Number of Individuals Covered8
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5765
Policy instance 4
Insurance contract or identification numberVF5765
Number of Individuals Covered7
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $1,628
Total amount of fees paid to insurance companyUSD $1
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,575
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 3
Insurance contract or identification number329545
Number of Individuals Covered37
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 2
Insurance contract or identification number366894
Number of Individuals Covered177
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 1
Insurance contract or identification numberTT069353
Number of Individuals Covered170
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 1
Insurance contract or identification numberTT069353
Number of Individuals Covered182
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 2
Insurance contract or identification number366894
Number of Individuals Covered184
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 3
Insurance contract or identification number329545
Number of Individuals Covered39
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5765
Policy instance 4
Insurance contract or identification numberVF5765
Number of Individuals Covered7
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $1,621
Total amount of fees paid to insurance companyUSD $1
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,570
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA070024
Policy instance 5
Insurance contract or identification numberGA070024
Number of Individuals Covered2
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80310
Policy instance 6
Insurance contract or identification numberGA80310
Number of Individuals Covered207
Insurance policy start date2021-10-02
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 1
Insurance contract or identification numberTT069353
Number of Individuals Covered205
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 2
Insurance contract or identification number366894
Number of Individuals Covered193
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 3
Insurance contract or identification number329545
Number of Individuals Covered41
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5765
Policy instance 4
Insurance contract or identification numberVF5765
Number of Individuals Covered7
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $1,365
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,316
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerALLOCATED NON-CASH COMPENSATION
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA070024
Policy instance 5
Insurance contract or identification numberGA070024
Number of Individuals Covered12
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA80310
Policy instance 6
Insurance contract or identification numberGA80310
Number of Individuals Covered207
Insurance policy start date2020-10-02
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 1
Insurance contract or identification numberTT069353
Number of Individuals Covered4574
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 2
Insurance contract or identification number366894
Number of Individuals Covered199
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 3
Insurance contract or identification number329545
Number of Individuals Covered41
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5765
Policy instance 4
Insurance contract or identification numberVF5765
Number of Individuals Covered8
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,367
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,321
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA070024
Policy instance 5
Insurance contract or identification numberGA070024
Number of Individuals Covered12
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 1
Insurance contract or identification numberTT069353
Number of Individuals Covered4157
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 2
Insurance contract or identification number366894
Number of Individuals Covered214
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 3
Insurance contract or identification number329545
Number of Individuals Covered43
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5765
Policy instance 4
Insurance contract or identification numberVF5765
Number of Individuals Covered8
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,326
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,271
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA070024
Policy instance 5
Insurance contract or identification numberGA070024
Number of Individuals Covered13
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA070024
Policy instance 5
Insurance contract or identification numberGA070024
Number of Individuals Covered13
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5765
Policy instance 4
Insurance contract or identification numberVF5765
Number of Individuals Covered8
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,201
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,177
Insurance broker organization code?3
Insurance broker nameBAUER ANDREW
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 3
Insurance contract or identification number329545
Number of Individuals Covered48
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 2
Insurance contract or identification number366894
Number of Individuals Covered226
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 1
Insurance contract or identification numberTT069353
Number of Individuals Covered3792
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 1
Insurance contract or identification numberTT069353
Number of Individuals Covered3163
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 2
Insurance contract or identification number366894
Number of Individuals Covered247
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 3
Insurance contract or identification number329545
Number of Individuals Covered56
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5765
Policy instance 4
Insurance contract or identification numberVF5765
Number of Individuals Covered8
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,049
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,049
Insurance broker nameANDREW BAUER
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA070024
Policy instance 5
Insurance contract or identification numberGA070024
Number of Individuals Covered20
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 2
Insurance contract or identification number366894
Number of Individuals Covered265
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 1
Insurance contract or identification numberTT069353
Number of Individuals Covered2949
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 3
Insurance contract or identification number329545
Number of Individuals Covered57
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5765
Policy instance 4
Insurance contract or identification numberVF5765
Number of Individuals Covered8
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA070024
Policy instance 5
Insurance contract or identification numberGA070024
Number of Individuals Covered20
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5765
Policy instance 4
Insurance contract or identification numberVF5765
Number of Individuals Covered8
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameBAUER ANDREW
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 3
Insurance contract or identification number329545
Number of Individuals Covered58
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 2
Insurance contract or identification number366894
Number of Individuals Covered287
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 1
Insurance contract or identification numberTT069353
Number of Individuals Covered2782
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA070024
Policy instance 5
Insurance contract or identification numberGA070024
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberVF5765
Policy instance 4
Insurance contract or identification numberVF5765
Number of Individuals Covered8
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $852
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $820
Insurance broker organization code?3
Insurance broker nameBAUER ANDREW
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 3
Insurance contract or identification number329545
Number of Individuals Covered60
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 2
Insurance contract or identification number366894
Number of Individuals Covered303
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 1
Insurance contract or identification numberTT069353
Number of Individuals Covered2599
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 3
Insurance contract or identification number329545
Number of Individuals Covered61
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 2
Insurance contract or identification number366894
Number of Individuals Covered321
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 1
Insurance contract or identification numberTT069353
Number of Individuals Covered2279
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number329545
Policy instance 4
Insurance contract or identification number329545
Number of Individuals Covered63
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number366894
Policy instance 3
Insurance contract or identification number366894
Number of Individuals Covered344
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number936292
Policy instance 1
Insurance contract or identification number936292
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-01-04
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractCONTRACTS WITH UNALLOCATED FUNDS
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069353
Policy instance 2
Insurance contract or identification numberTT069353
Number of Individuals Covered1690
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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