THE HOTCHKISS SCHOOL has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $26,414,229 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $9,273,201 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $9,098,506 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $12,003 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $7,137,030 |
| Value of total assets at end of year | 2023-12-31 | $167,347,946 |
| Value of total assets at beginning of year | 2023-12-31 | $150,206,918 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $162,692 |
| Total interest from all sources | 2023-12-31 | $1,755,119 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $2,425,551 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $2,425,551 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $3,532,454 |
| Participant contributions at end of year | 2023-12-31 | $299,245 |
| Participant contributions at beginning of year | 2023-12-31 | $236,395 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $694,194 |
| Other income not declared elsewhere | 2023-12-31 | $132,079 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $17,141,028 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $167,347,946 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $150,206,918 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $121,609,499 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $102,771,993 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $6,564,925 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $8,049,798 |
| Interest on participant loans | 2023-12-31 | $15,385 |
| Interest earned on other investments | 2023-12-31 | $1,739,734 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $38,874,277 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $39,148,732 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-12-31 | $1,226,631 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $16,033,187 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $-1,068,737 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $2,910,382 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $7,871,875 |
| Contract administrator fees | 2023-12-31 | $162,692 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Disclaimer |
| Accountancy firm name | 2023-12-31 | RSM US LLP |
| Accountancy firm EIN | 2023-12-31 | 420714325 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $26,414,229 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $9,273,201 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $9,098,506 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $12,003 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $7,137,030 |
| Value of total assets at end of year | 2023-01-01 | $167,347,946 |
| Value of total assets at beginning of year | 2023-01-01 | $150,206,918 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $162,692 |
| Total interest from all sources | 2023-01-01 | $1,755,119 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $2,425,551 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $2,425,551 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $3,532,454 |
| Participant contributions at end of year | 2023-01-01 | $299,245 |
| Participant contributions at beginning of year | 2023-01-01 | $236,395 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $694,194 |
| Other income not declared elsewhere | 2023-01-01 | $132,079 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $17,141,028 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $167,347,946 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $150,206,918 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $121,609,499 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $102,771,993 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $6,564,925 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $8,049,798 |
| Interest on participant loans | 2023-01-01 | $15,385 |
| Interest earned on other investments | 2023-01-01 | $1,739,734 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $38,874,277 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $39,148,732 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-01-01 | $1,226,631 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $16,033,187 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $-1,068,737 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $2,910,382 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $7,871,875 |
| Contract administrator fees | 2023-01-01 | $162,692 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 3 |
| Accountancy firm name | 2023-01-01 | RSM US LLP |
| Accountancy firm EIN | 2023-01-01 | 420714325 |
| 2022 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-12,223,393 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $5,841,379 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $5,683,968 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $6,570,866 |
| Value of total assets at end of year | 2022-12-31 | $150,206,918 |
| Value of total assets at beginning of year | 2022-12-31 | $168,271,690 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $157,411 |
| Total interest from all sources | 2022-12-31 | $1,502,686 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,889,593 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $3,889,593 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $3,271,451 |
| Participant contributions at end of year | 2022-12-31 | $236,395 |
| Participant contributions at beginning of year | 2022-12-31 | $229,561 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $636,722 |
| Other income not declared elsewhere | 2022-12-31 | $134,875 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-18,064,772 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $150,206,918 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $168,271,690 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $102,771,993 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $121,434,312 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $8,049,798 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $7,358,432 |
| Interest on participant loans | 2022-12-31 | $10,827 |
| Interest earned on other investments | 2022-12-31 | $1,491,859 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $39,148,732 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $39,249,385 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $502,317 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-24,948,227 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $626,814 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $2,662,693 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $5,181,651 |
| Contract administrator fees | 2022-12-31 | $157,411 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Disclaimer |
| Accountancy firm name | 2022-12-31 | RSM US LLP |
| Accountancy firm EIN | 2022-12-31 | 420714325 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-12,223,393 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $5,841,379 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $5,683,968 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $6,570,866 |
| Value of total assets at end of year | 2022-01-01 | $150,206,918 |
| Value of total assets at beginning of year | 2022-01-01 | $168,271,690 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $157,411 |
| Total interest from all sources | 2022-01-01 | $1,502,686 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $3,889,593 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $3,889,593 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $3,271,451 |
| Participant contributions at end of year | 2022-01-01 | $236,395 |
| Participant contributions at beginning of year | 2022-01-01 | $229,561 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $636,722 |
| Other income not declared elsewhere | 2022-01-01 | $134,875 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-18,064,772 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $150,206,918 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $168,271,690 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $102,771,993 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $121,434,312 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $8,049,798 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $7,358,432 |
| Interest on participant loans | 2022-01-01 | $10,827 |
| Interest earned on other investments | 2022-01-01 | $1,491,859 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $39,148,732 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $39,249,385 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-01-01 | $502,317 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-24,948,227 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $626,814 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $2,662,693 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $5,181,651 |
| Contract administrator fees | 2022-01-01 | $157,411 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 3 |
| Accountancy firm name | 2022-01-01 | RSM US LLP |
| Accountancy firm EIN | 2022-01-01 | 420714325 |
| 2021 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $25,504,476 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $6,014,114 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,859,518 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $7,525,034 |
| Value of total assets at end of year | 2021-12-31 | $168,271,690 |
| Value of total assets at beginning of year | 2021-12-31 | $148,781,328 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $154,596 |
| Total interest from all sources | 2021-12-31 | $1,281,856 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $5,896,074 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $5,896,074 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $3,034,440 |
| Participant contributions at end of year | 2021-12-31 | $229,561 |
| Participant contributions at beginning of year | 2021-12-31 | $138,060 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,049,572 |
| Other income not declared elsewhere | 2021-12-31 | $126,899 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $19,490,362 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $168,271,690 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $148,781,328 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $121,434,312 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $105,602,671 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $7,358,432 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $5,591,194 |
| Interest on participant loans | 2021-12-31 | $8,012 |
| Interest earned on other investments | 2021-12-31 | $1,273,844 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $39,249,385 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $37,449,403 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $15,458 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $9,574,077 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $1,100,536 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $2,441,022 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,844,060 |
| Contract administrator fees | 2021-12-31 | $154,596 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
| Accountancy firm name | 2021-12-31 | RSM US LLP |
| Accountancy firm EIN | 2021-12-31 | 420714325 |
| 2020 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $22,040,682 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $9,630,181 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $9,483,572 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $5,451,456 |
| Value of total assets at end of year | 2020-12-31 | $148,781,328 |
| Value of total assets at beginning of year | 2020-12-31 | $136,370,827 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $146,609 |
| Total interest from all sources | 2020-12-31 | $1,389,657 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $2,890,971 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $2,890,971 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $2,913,471 |
| Participant contributions at end of year | 2020-12-31 | $138,060 |
| Participant contributions at beginning of year | 2020-12-31 | $23,243 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $24,853 |
| Other income not declared elsewhere | 2020-12-31 | $103,539 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $12,410,501 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $148,781,328 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $136,370,827 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $105,602,671 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $92,146,306 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $5,591,194 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $7,000,019 |
| Interest on participant loans | 2020-12-31 | $5,696 |
| Interest earned on other investments | 2020-12-31 | $1,383,961 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $37,449,403 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $37,201,259 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $586,324 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $12,265,561 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-60,502 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $2,513,132 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $8,897,248 |
| Contract administrator fees | 2020-12-31 | $146,609 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | RSM US LLP |
| Accountancy firm EIN | 2020-12-31 | 420714325 |
| 2019 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $26,215,582 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $5,766,639 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $5,645,716 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $6,666,384 |
| Value of total assets at end of year | 2019-12-31 | $136,370,827 |
| Value of total assets at beginning of year | 2019-12-31 | $115,921,884 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $120,923 |
| Total interest from all sources | 2019-12-31 | $1,308,959 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,551,936 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,551,936 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $2,778,997 |
| Participant contributions at end of year | 2019-12-31 | $23,243 |
| Participant contributions at beginning of year | 2019-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,504,116 |
| Other income not declared elsewhere | 2019-12-31 | $124,232 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $20,448,943 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $136,370,827 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $115,921,884 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $92,146,306 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $75,567,314 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $7,000,019 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $6,428,364 |
| Interest on participant loans | 2019-12-31 | $78 |
| Interest earned on other investments | 2019-12-31 | $1,308,881 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $37,201,259 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $33,926,206 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $15,204,387 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $359,684 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $2,383,271 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $5,645,716 |
| Contract administrator fees | 2019-12-31 | $120,923 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | COHNREZNICK LLP |
| Accountancy firm EIN | 2019-12-31 | 221478099 |
| 2018 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $3,159,683 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $6,466,115 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $6,363,784 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $7,788,076 |
| Value of total assets at end of year | 2018-12-31 | $115,921,884 |
| Value of total assets at beginning of year | 2018-12-31 | $119,228,316 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $102,331 |
| Total interest from all sources | 2018-12-31 | $1,267,587 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $3,034,811 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $3,034,811 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $2,738,649 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,653,853 |
| Other income not declared elsewhere | 2018-12-31 | $131,514 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-3,306,432 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $115,921,884 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $119,228,316 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $75,567,314 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $80,589,062 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $6,428,364 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $5,822,970 |
| Interest earned on other investments | 2018-12-31 | $1,267,587 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $33,926,206 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $32,816,284 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $630,750 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-9,344,987 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $282,682 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $2,395,574 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,733,034 |
| Contract administrator fees | 2018-12-31 | $102,331 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | COHNREZNICK LLP |
| Accountancy firm EIN | 2018-12-31 | 221478099 |
| 2017 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $20,784,392 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $5,580,914 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $5,516,599 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $6,939,626 |
| Value of total assets at end of year | 2017-12-31 | $119,228,316 |
| Value of total assets at beginning of year | 2017-12-31 | $104,024,838 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $64,315 |
| Total interest from all sources | 2017-12-31 | $1,224,336 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,759,031 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,759,031 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $2,657,748 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,956,675 |
| Other income not declared elsewhere | 2017-12-31 | $101,922 |
| Administrative expenses (other) incurred | 2017-12-31 | $7,921 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $15,203,478 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $119,228,316 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $104,024,838 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $28,272 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $80,589,062 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $66,299,489 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $5,822,970 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $5,920,983 |
| Interest earned on other investments | 2017-12-31 | $1,224,336 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $32,816,284 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $31,804,366 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $1,200,777 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $10,508,996 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $250,481 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $2,325,203 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $4,315,822 |
| Contract administrator fees | 2017-12-31 | $28,122 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | COHNREZNICK LLP |
| Accountancy firm EIN | 2017-12-31 | 221478099 |
| 2016 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $13,437,440 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $6,451,537 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $6,399,223 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $6,901,943 |
| Value of total assets at end of year | 2016-12-31 | $104,024,838 |
| Value of total assets at beginning of year | 2016-12-31 | $97,038,935 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $52,314 |
| Total interest from all sources | 2016-12-31 | $1,286,047 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,247,443 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,247,443 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $2,618,054 |
| Participant contributions at end of year | 2016-12-31 | $0 |
| Participant contributions at beginning of year | 2016-12-31 | $9,527 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,989,287 |
| Other income not declared elsewhere | 2016-12-31 | $37,777 |
| Administrative expenses (other) incurred | 2016-12-31 | $40 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $6,985,903 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $104,024,838 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $97,038,935 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $66,299,489 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $61,032,863 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $5,920,983 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $5,648,484 |
| Interest earned on other investments | 2016-12-31 | $1,286,047 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $31,804,366 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $30,339,336 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $301,901 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $3,666,750 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $297,480 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $2,294,602 |
| Employer contributions (assets) at end of year | 2016-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $8,725 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $6,097,322 |
| Contract administrator fees | 2016-12-31 | $52,274 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | COHNREZNICK LLP |
| Accountancy firm EIN | 2016-12-31 | 221478099 |
| 2015 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $7,008,487 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $7,917,093 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $7,893,298 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $5,591,371 |
| Value of total assets at end of year | 2015-12-31 | $97,038,935 |
| Value of total assets at beginning of year | 2015-12-31 | $97,947,541 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $23,795 |
| Total interest from all sources | 2015-12-31 | $1,176,634 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,413,221 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,413,221 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $2,522,651 |
| Participant contributions at end of year | 2015-12-31 | $9,527 |
| Participant contributions at beginning of year | 2015-12-31 | $9,708 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $777,628 |
| Other income not declared elsewhere | 2015-12-31 | $60,664 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-908,606 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $97,038,935 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $97,947,541 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $61,032,863 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $62,679,613 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $5,648,484 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $5,214,483 |
| Interest earned on other investments | 2015-12-31 | $1,176,634 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $30,339,336 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $30,034,809 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $295,526 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,666,506 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $433,103 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $2,291,092 |
| Employer contributions (assets) at end of year | 2015-12-31 | $8,725 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $8,928 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $7,597,772 |
| Contract administrator fees | 2015-12-31 | $23,795 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | COHNREZNICK LLP |
| Accountancy firm EIN | 2015-12-31 | 221478099 |
| 2014 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $11,530,960 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $9,167,382 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $9,112,946 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $5,881,592 |
| Value of total assets at end of year | 2014-12-31 | $97,947,541 |
| Value of total assets at beginning of year | 2014-12-31 | $95,583,963 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $54,436 |
| Total interest from all sources | 2014-12-31 | $1,182,600 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,276,565 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,276,565 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $2,399,785 |
| Participant contributions at end of year | 2014-12-31 | $9,708 |
| Participant contributions at beginning of year | 2014-12-31 | $8,995 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,180,784 |
| Other income not declared elsewhere | 2014-12-31 | $32,613 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $2,363,578 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $97,947,541 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $95,583,963 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $62,679,613 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $62,288,130 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $5,214,483 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $4,543,935 |
| Interest earned on other investments | 2014-12-31 | $1,182,600 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $30,034,809 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $28,734,615 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $286,288 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $2,587,818 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $569,772 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $2,301,023 |
| Employer contributions (assets) at end of year | 2014-12-31 | $8,928 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $8,288 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $8,826,658 |
| Contract administrator fees | 2014-12-31 | $54,436 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | COHNREZNICK LLP |
| Accountancy firm EIN | 2014-12-31 | 221478099 |
| 2013 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $17,738,873 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $6,194,104 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $6,167,904 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,053,871 |
| Value of total assets at end of year | 2013-12-31 | $95,583,963 |
| Value of total assets at beginning of year | 2013-12-31 | $84,039,194 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $26,200 |
| Total interest from all sources | 2013-12-31 | $1,101,354 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,119,019 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,119,019 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $2,323,239 |
| Participant contributions at end of year | 2013-12-31 | $8,995 |
| Participant contributions at beginning of year | 2013-12-31 | $9,077 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $473,144 |
| Other income not declared elsewhere | 2013-12-31 | $27,579 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $11,544,769 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $95,583,963 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $84,039,194 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $62,288,130 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $53,228,431 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $4,543,935 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $3,513,493 |
| Interest on participant loans | 2013-12-31 | $1 |
| Interest earned on other investments | 2013-12-31 | $1,101,353 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $28,734,615 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $27,279,602 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $308,447 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $10,068,364 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $368,686 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $2,257,488 |
| Employer contributions (assets) at end of year | 2013-12-31 | $8,288 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $8,591 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $5,859,457 |
| Contract administrator fees | 2013-12-31 | $26,200 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | COHNREZNICK LLP |
| Accountancy firm EIN | 2013-12-31 | 221478099 |
| 2012 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2012-12-31 | $840,297 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $840,297 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $12,835,819 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $4,548,161 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $4,548,161 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,823,522 |
| Value of total assets at end of year | 2012-12-31 | $84,039,194 |
| Value of total assets at beginning of year | 2012-12-31 | $75,751,536 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
| Total interest from all sources | 2012-12-31 | $194,511 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $576,000 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $576,000 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $2,255,398 |
| Participant contributions at end of year | 2012-12-31 | $9,077 |
| Participant contributions at beginning of year | 2012-12-31 | $18,744 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $346,364 |
| Other income not declared elsewhere | 2012-12-31 | $25,753 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $8,287,658 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $84,039,194 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $75,751,536 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $53,228,431 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $46,796,666 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $3,513,493 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $2,858,789 |
| Interest earned on other investments | 2012-12-31 | $194,511 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $27,279,602 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $26,059,591 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $35,902 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $6,071,501 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $304,235 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $2,221,760 |
| Employer contributions (assets) at end of year | 2012-12-31 | $8,591 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $17,746 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $4,512,259 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | COHNREZNICK LLP |
| Accountancy firm EIN | 2012-12-31 | 221478099 |
| 2011 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $5,114,425 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $6,794,456 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $6,794,456 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,702,442 |
| Value of total assets at end of year | 2011-12-31 | $75,751,536 |
| Value of total assets at beginning of year | 2011-12-31 | $77,431,567 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $969,112 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $368,433 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $368,433 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $2,207,402 |
| Participant contributions at end of year | 2011-12-31 | $18,744 |
| Participant contributions at beginning of year | 2011-12-31 | $8,792 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $357,764 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-1,680,031 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $75,751,536 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $77,431,567 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $46,796,666 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $51,193,645 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $2,858,789 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $2,010,839 |
| Interest earned on other investments | 2011-12-31 | $969,112 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $26,059,591 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $24,209,139 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $393,365 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,238,404 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $312,842 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $2,137,276 |
| Employer contributions (assets) at end of year | 2011-12-31 | $17,746 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $9,152 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $6,401,091 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | J.H.COHN LLP |
| Accountancy firm EIN | 2011-12-31 | 221478099 |
| 2010 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $38,275 |
| Total income from all sources (including contributions) | 2010-12-31 | $11,328,272 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $2,184,736 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,184,736 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,262,862 |
| Value of total assets at end of year | 2010-12-31 | $77,431,567 |
| Value of total assets at beginning of year | 2010-12-31 | $68,326,306 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $875,463 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $141,121 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $141,121 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $2,192,267 |
| Participant contributions at end of year | 2010-12-31 | $8,792 |
| Participant contributions at beginning of year | 2010-12-31 | $17,938 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $48,547 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $38,275 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $9,143,536 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $77,431,567 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $68,288,031 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $51,193,645 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $44,144,162 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $2,010,839 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $977,957 |
| Interest earned on other investments | 2010-12-31 | $875,463 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $24,209,139 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $23,152,854 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $134,284 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $5,828,776 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $220,050 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $2,022,048 |
| Employer contributions (assets) at end of year | 2010-12-31 | $9,152 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $33,395 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,050,452 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | J.H. COHN LLP |
| Accountancy firm EIN | 2010-12-31 | 221478099 |
| 2009 : THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN 2009 401k financial data |
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| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
