401k Plan data: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN plan

WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 401k Plan overview

Plan Name	WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN
Plan identification number	005

WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

WATERBURY HOSPITAL has sponsored the creation of one or more 401k plans.

Company Name: WATERBURY HOSPITAL

Employer identification number (EIN): 060665979

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2015-01-01
005 2014-01-01
005 2013-01-01
005 2012-01-01 CHRISTINE THOMAS-MELLY
005 2011-01-01 CHRISTINE THOMAS-MELLY
005 2010-01-01 CHRISTINE THOMAS-MELLY
005 2009-01-01 CHRISTINE THOMAS-MELLY

Plan Statistics for WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN

401k plan membership statisitcs for WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN

Measure Date Value
2015: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,464
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 729
Number of retired or separated participants receiving benefits 2015-01-01 60
Number of other retired or separated participants entitled to future benefits 2015-01-01 643
Total of all active and inactive participants 2015-01-01 1,432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 32
2014: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,457
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 824
Number of retired or separated participants receiving benefits 2014-01-01 49
Number of other retired or separated participants entitled to future benefits 2014-01-01 590
Total of all active and inactive participants 2014-01-01 1,463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 1,464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 16
2013: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,471
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 842
Number of retired or separated participants receiving benefits 2013-01-01 42
Number of other retired or separated participants entitled to future benefits 2013-01-01 572
Total of all active and inactive participants 2013-01-01 1,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 1,457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 34
2012: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,457
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 896
Number of retired or separated participants receiving benefits 2012-01-01 35
Number of other retired or separated participants entitled to future benefits 2012-01-01 539
Total of all active and inactive participants 2012-01-01 1,470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1,471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 26
2011: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,394
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 959
Number of retired or separated participants receiving benefits 2011-01-01 23
Number of other retired or separated participants entitled to future benefits 2011-01-01 474
Total of all active and inactive participants 2011-01-01 1,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 1,457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 20
2010: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,278
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 944
Number of retired or separated participants receiving benefits 2010-01-01 19
Number of other retired or separated participants entitled to future benefits 2010-01-01 429
Total of all active and inactive participants 2010-01-01 1,392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 2
Total participants 2010-01-01 1,394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 11
2009: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,247
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 865
Number of retired or separated participants receiving benefits 2009-01-01 11
Number of other retired or separated participants entitled to future benefits 2009-01-01 400
Total of all active and inactive participants 2009-01-01 1,276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 1,278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 26

Measure	Date	Value
2015: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,464
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	729
Number of retired or separated participants receiving benefits	2015-01-01	60
Number of other retired or separated participants entitled to future benefits	2015-01-01	643
Total of all active and inactive participants	2015-01-01	1,432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	32
2014: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,457
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	824
Number of retired or separated participants receiving benefits	2014-01-01	49
Number of other retired or separated participants entitled to future benefits	2014-01-01	590
Total of all active and inactive participants	2014-01-01	1,463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	1,464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	16
2013: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,471
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	842
Number of retired or separated participants receiving benefits	2013-01-01	42
Number of other retired or separated participants entitled to future benefits	2013-01-01	572
Total of all active and inactive participants	2013-01-01	1,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	1,457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	34
2012: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,457
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	896
Number of retired or separated participants receiving benefits	2012-01-01	35
Number of other retired or separated participants entitled to future benefits	2012-01-01	539
Total of all active and inactive participants	2012-01-01	1,470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	26
2011: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,394
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	959
Number of retired or separated participants receiving benefits	2011-01-01	23
Number of other retired or separated participants entitled to future benefits	2011-01-01	474
Total of all active and inactive participants	2011-01-01	1,456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	1,457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	20
2010: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,278
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	944
Number of retired or separated participants receiving benefits	2010-01-01	19
Number of other retired or separated participants entitled to future benefits	2010-01-01	429
Total of all active and inactive participants	2010-01-01	1,392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	2
Total participants	2010-01-01	1,394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	11
2009: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,247
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	865
Number of retired or separated participants receiving benefits	2009-01-01	11
Number of other retired or separated participants entitled to future benefits	2009-01-01	400
Total of all active and inactive participants	2009-01-01	1,276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	1,278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	26

Financial Data on WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN

Measure	Date	Value
2015 : WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$23,753
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$43,448
Total income from all sources (including contributions)	2015-12-31	$1,389,680
Total of all expenses incurred	2015-12-31	$2,425,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,912,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,274,948
Value of total assets at end of year	2015-12-31	$24,595,023
Value of total assets at beginning of year	2015-12-31	$25,650,435
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$512,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$78,567
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$4,043
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$7
Administrative expenses (other) incurred	2015-12-31	$352,958
Liabilities. Value of operating payables at end of year	2015-12-31	$23,753
Liabilities. Value of operating payables at beginning of year	2015-12-31	$43,448
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$1,347
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,035,717
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$24,571,270
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$25,606,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$81,378
Value of interest in common/collective trusts at end of year	2015-12-31	$24,138,312
Value of interest in common/collective trusts at beginning of year	2015-12-31	$25,196,940
Net investment gain or loss from common/collective trusts	2015-12-31	$114,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,274,948
Employer contributions (assets) at end of year	2015-12-31	$452,668
Employer contributions (assets) at beginning of year	2015-12-31	$452,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,912,494
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MARCUM LLP
Accountancy firm EIN	2015-12-31	111986323
2014 : WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$43,448
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$45,441
Total income from all sources (including contributions)	2014-12-31	$1,958,025
Total of all expenses incurred	2014-12-31	$3,219,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,781,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,271,847
Value of total assets at end of year	2014-12-31	$25,650,435
Value of total assets at beginning of year	2014-12-31	$26,913,416
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$437,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$129,885
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$7
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$1
Administrative expenses (other) incurred	2014-12-31	$209,866
Liabilities. Value of operating payables at end of year	2014-12-31	$43,448
Liabilities. Value of operating payables at beginning of year	2014-12-31	$45,441
Total non interest bearing cash at end of year	2014-12-31	$1,347
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,260,988
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$25,606,987
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$26,867,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$97,801
Value of interest in common/collective trusts at end of year	2014-12-31	$25,196,940
Value of interest in common/collective trusts at beginning of year	2014-12-31	$26,465,462
Net investment gain or loss from common/collective trusts	2014-12-31	$686,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,271,847
Employer contributions (assets) at end of year	2014-12-31	$452,141
Employer contributions (assets) at beginning of year	2014-12-31	$447,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,781,461
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MARCUM LLP
Accountancy firm EIN	2014-12-31	111986323
2013 : WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$-65,325
Total unrealized appreciation/depreciation of assets	2013-12-31	$-65,325
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$45,441
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$23,892
Total income from all sources (including contributions)	2013-12-31	$1,813,253
Total loss/gain on sale of assets	2013-12-31	$74,949
Total of all expenses incurred	2013-12-31	$3,125,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,820,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,316,789
Value of total assets at end of year	2013-12-31	$26,913,416
Value of total assets at beginning of year	2013-12-31	$28,204,189
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$305,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$31,921
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$1
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$183
Administrative expenses (other) incurred	2013-12-31	$161,004
Liabilities. Value of operating payables at end of year	2013-12-31	$45,441
Liabilities. Value of operating payables at beginning of year	2013-12-31	$23,892
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-1,312,322
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$26,867,975
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$28,180,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$5,902,434
Investment advisory and management fees	2013-12-31	$112,511
Value of interest in common/collective trusts at end of year	2013-12-31	$26,465,462
Value of interest in common/collective trusts at beginning of year	2013-12-31	$21,829,290
Net investment gain or loss from common/collective trusts	2013-12-31	$486,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,316,789
Employer contributions (assets) at end of year	2013-12-31	$447,953
Employer contributions (assets) at beginning of year	2013-12-31	$471,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,820,139
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$538
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$5,912,596
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$5,837,647
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MARCUM LLP
Accountancy firm EIN	2013-12-31	111986323
2012 : WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$462,269
Total unrealized appreciation/depreciation of assets	2012-12-31	$462,269
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$23,892
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,146,498
Total income from all sources (including contributions)	2012-12-31	$3,792,639
Total loss/gain on sale of assets	2012-12-31	$170,482
Total of all expenses incurred	2012-12-31	$2,895,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,557,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,445,744
Value of total assets at end of year	2012-12-31	$28,204,189
Value of total assets at beginning of year	2012-12-31	$28,429,275
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$337,755
Total interest from all sources	2012-12-31	$198,497
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$67,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$65,886
Administrative expenses professional fees incurred	2012-12-31	$143,668
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$183
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$196,899
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$1,064,636
Administrative expenses (other) incurred	2012-12-31	$137,308
Liabilities. Value of operating payables at end of year	2012-12-31	$23,892
Liabilities. Value of operating payables at beginning of year	2012-12-31	$81,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$897,520
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$28,180,297
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$27,282,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$5,902,434
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$5,440,463
Investment advisory and management fees	2012-12-31	$56,779
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,297,054
Income. Interest from US Government securities	2012-12-31	$85,668
Income. Interest from corporate debt instruments	2012-12-31	$112,829
Value of interest in common/collective trusts at end of year	2012-12-31	$21,829,290
Value of interest in common/collective trusts at beginning of year	2012-12-31	$12,665,773
Asset value of US Government securities at end of year	2012-12-31	$0
Asset value of US Government securities at beginning of year	2012-12-31	$4,834,327
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$99,169
Net investment gain or loss from common/collective trusts	2012-12-31	$1,348,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,445,744
Employer contributions (assets) at end of year	2012-12-31	$471,744
Employer contributions (assets) at beginning of year	2012-12-31	$1,167,471
Income. Dividends from common stock	2012-12-31	$2,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,557,364
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$2,827,288
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$538
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$11,097,212
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$10,926,730
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MARCUM LLP
Accountancy firm EIN	2012-12-31	111986323
2011 : WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-251,965
Total unrealized appreciation/depreciation of assets	2011-12-31	$-251,965
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,146,498
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$113,553
Total income from all sources (including contributions)	2011-12-31	$1,199,461
Total loss/gain on sale of assets	2011-12-31	$401,107
Total of all expenses incurred	2011-12-31	$4,271,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,856,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,992,105
Value of total assets at end of year	2011-12-31	$28,429,275
Value of total assets at beginning of year	2011-12-31	$30,468,158
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$414,314
Total interest from all sources	2011-12-31	$282,405
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$136,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$110,411
Administrative expenses professional fees incurred	2011-12-31	$217,498
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$196,899
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$183,614
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$1,064,636
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$22,682
Administrative expenses (other) incurred	2011-12-31	$101,601
Liabilities. Value of operating payables at end of year	2011-12-31	$81,862
Liabilities. Value of operating payables at beginning of year	2011-12-31	$90,871
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-3,071,828
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$27,282,777
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$30,354,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$5,440,463
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$5,810,000
Investment advisory and management fees	2011-12-31	$95,215
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,297,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,540,933
Income. Interest from US Government securities	2011-12-31	$136,416
Income. Interest from corporate debt instruments	2011-12-31	$145,989
Value of interest in common/collective trusts at end of year	2011-12-31	$12,665,773
Value of interest in common/collective trusts at beginning of year	2011-12-31	$7,811,388
Asset value of US Government securities at end of year	2011-12-31	$4,834,327
Asset value of US Government securities at beginning of year	2011-12-31	$4,442,967
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-88,848
Net investment gain or loss from common/collective trusts	2011-12-31	$-1,272,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,992,105
Employer contributions (assets) at end of year	2011-12-31	$1,167,471
Employer contributions (assets) at beginning of year	2011-12-31	$347,349
Income. Dividends from common stock	2011-12-31	$26,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,856,975
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$2,827,288
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$2,580,520
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$7,751,387
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$13,003,418
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$12,602,311
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MARCUM LLP
Accountancy firm EIN	2011-12-31	111986323
2010 : WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$2,324,289
Total unrealized appreciation/depreciation of assets	2010-12-31	$2,324,289
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$113,553
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$159,027
Total income from all sources (including contributions)	2010-12-31	$4,075,746
Total loss/gain on sale of assets	2010-12-31	$488,450
Total of all expenses incurred	2010-12-31	$2,043,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,599,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$661,349
Value of total assets at end of year	2010-12-31	$30,468,158
Value of total assets at beginning of year	2010-12-31	$28,481,043
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$443,244
Total interest from all sources	2010-12-31	$273,721
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$205,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$113,505
Administrative expenses professional fees incurred	2010-12-31	$215,181
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$183,614
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$84,758
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$22,682
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$60,669
Administrative expenses (other) incurred	2010-12-31	$86,795
Liabilities. Value of operating payables at end of year	2010-12-31	$90,871
Liabilities. Value of operating payables at beginning of year	2010-12-31	$98,358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,032,589
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$30,354,605
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$28,322,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$5,810,000
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$5,289,839
Investment advisory and management fees	2010-12-31	$141,268
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,540,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,369,578
Income. Interest from US Government securities	2010-12-31	$121,360
Income. Interest from corporate debt instruments	2010-12-31	$152,361
Value of interest in common/collective trusts at end of year	2010-12-31	$7,811,388
Value of interest in common/collective trusts at beginning of year	2010-12-31	$6,828,303
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$230
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$230
Asset value of US Government securities at end of year	2010-12-31	$4,442,967
Asset value of US Government securities at beginning of year	2010-12-31	$4,012,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$93,431
Net investment gain or loss from common/collective trusts	2010-12-31	$29,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$661,349
Employer contributions (assets) at end of year	2010-12-31	$347,349
Employer contributions (assets) at beginning of year	2010-12-31	$600,000
Income. Dividends from common stock	2010-12-31	$91,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,599,913
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$2,580,520
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$3,168,631
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$7,751,387
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$7,127,017
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$19,090,032
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$18,601,582
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MARCUM LLP
Accountancy firm EIN	2010-12-31	111986323

Form 5500 Responses for WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN

2015: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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WATERBURY HOSPITAL CASH BALANCE RETIREMENT PLAN [EIN = 812181470]

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Company Name:	WATERBURY HOSPITAL
Employer identification number (EIN):	060665979
NAIC Classification:	622000
NAIC Description:	Hospitals