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SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 401k Plan overview

Plan NameSCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN
Plan identification number 001

SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

SCHMITT-SUSSMAN ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name:SCHMITT-SUSSMAN ENTERPRISES, INC.
Employer identification number (EIN):060895325
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SHARON KEARNEY
0012016-01-01JOSEPH P. HERZOG JOSEPH P. HERZOG2017-09-22
0012015-01-01JOSEPH P. HERZOG
0012014-01-01JOSEPH P. HERZOG
0012013-01-01JOSEPH P. HERZOG
0012012-01-01JOSEPH P. HERZOG
0012011-01-01JOSEPH P. HERZOG
0012010-01-01JOSEPH P. HERZOG
0012009-01-01JOSEPH P. HERZOG
0012009-01-01

Plan Statistics for SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN

401k plan membership statisitcs for SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN

Measure Date Value
2022: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01247
Total number of active participants reported on line 7a of the Form 55002022-01-01173
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0168
Total of all active and inactive participants2022-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01241
Number of participants with account balances2022-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0128
2021: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01265
Total number of active participants reported on line 7a of the Form 55002021-01-01168
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0173
Total of all active and inactive participants2021-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01241
Number of participants with account balances2021-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0119
2020: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01297
Total number of active participants reported on line 7a of the Form 55002020-01-01187
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0175
Total of all active and inactive participants2020-01-01262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01262
Number of participants with account balances2020-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0152
2019: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01315
Total number of active participants reported on line 7a of the Form 55002019-01-01235
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0155
Total of all active and inactive participants2019-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01290
Number of participants with account balances2019-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0126
2018: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01320
Total number of active participants reported on line 7a of the Form 55002018-01-01224
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0186
Total of all active and inactive participants2018-01-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01311
Number of participants with account balances2018-01-01294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0119
2017: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01283
Total number of active participants reported on line 7a of the Form 55002017-01-01227
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0188
Total of all active and inactive participants2017-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01316
Number of participants with account balances2017-01-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0132
2016: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01288
Total number of active participants reported on line 7a of the Form 55002016-01-01235
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0144
Total of all active and inactive participants2016-01-01279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01280
Number of participants with account balances2016-01-01262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0130
2015: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01268
Total number of active participants reported on line 7a of the Form 55002015-01-01245
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0135
Total of all active and inactive participants2015-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01282
Number of participants with account balances2015-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0124
2014: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01265
Total number of active participants reported on line 7a of the Form 55002014-01-01234
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0127
Total of all active and inactive participants2014-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01262
Number of participants with account balances2014-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0124
2013: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01284
Total number of active participants reported on line 7a of the Form 55002013-01-01222
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0139
Total of all active and inactive participants2013-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01261
Number of participants with account balances2013-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0141
2012: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01271
Total number of active participants reported on line 7a of the Form 55002012-01-01250
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0128
Total of all active and inactive participants2012-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01278
Number of participants with account balances2012-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0137
2011: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01269
Total number of active participants reported on line 7a of the Form 55002011-01-01231
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0136
Total of all active and inactive participants2011-01-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01267
Number of participants with account balances2011-01-01244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0143
2010: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01302
Total number of active participants reported on line 7a of the Form 55002010-01-01223
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0141
Total of all active and inactive participants2010-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01264
Number of participants with account balances2010-01-01242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0142
2009: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01249
Total number of active participants reported on line 7a of the Form 55002009-01-01224
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0177
Total of all active and inactive participants2009-01-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01301
Number of participants with account balances2009-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0140

Financial Data on SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN

Measure Date Value
2022 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,122,105
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,318,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,206,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,237,959
Value of total assets at end of year2022-12-31$17,921,947
Value of total assets at beginning of year2022-12-31$21,363,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$112,285
Total interest from all sources2022-12-31$4,993
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$471,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$471,591
Administrative expenses professional fees incurred2022-12-31$9,236
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,023,112
Participant contributions at end of year2022-12-31$93,523
Participant contributions at beginning of year2022-12-31$124,724
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$-9
Other income not declared elsewhere2022-12-31$-1,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,441,054
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,921,947
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$21,363,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$88,270
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$17,240,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$20,353,671
Interest on participant loans2022-12-31$4,993
Value of interest in common/collective trusts at end of year2022-12-31$588,131
Value of interest in common/collective trusts at beginning of year2022-12-31$884,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,788,505
Net investment gain or loss from common/collective trusts2022-12-31$-46,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$214,847
Employer contributions (assets) at end of year2022-12-31$-119
Employer contributions (assets) at beginning of year2022-12-31$-225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,206,664
Contract administrator fees2022-12-31$14,779
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MARCUM LLP
Accountancy firm EIN2022-12-31111986323
2021 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,934,651
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,319,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,201,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,107,170
Value of total assets at end of year2021-12-31$21,363,001
Value of total assets at beginning of year2021-12-31$18,747,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$117,639
Total interest from all sources2021-12-31$6,915
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$405,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$405,326
Administrative expenses professional fees incurred2021-12-31$9,105
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$964,627
Participant contributions at end of year2021-12-31$124,724
Participant contributions at beginning of year2021-12-31$150,645
Participant contributions at beginning of year2021-12-31$27
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$956
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$-9
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$17
Other income not declared elsewhere2021-12-31$1,268
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,615,315
Value of net assets at end of year (total assets less liabilities)2021-12-31$21,363,001
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,747,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$87,473
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$20,353,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$17,864,503
Interest on participant loans2021-12-31$6,915
Value of interest in common/collective trusts at end of year2021-12-31$884,840
Value of interest in common/collective trusts at beginning of year2021-12-31$712,404
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$18,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,423,627
Net investment gain or loss from common/collective trusts2021-12-31$-9,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$141,587
Employer contributions (assets) at end of year2021-12-31$-225
Employer contributions (assets) at beginning of year2021-12-31$1,842
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,201,697
Contract administrator fees2021-12-31$21,061
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MARCUM LLP
Accountancy firm EIN2021-12-31111986323
2020 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,591,029
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,093,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,987,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,204,081
Value of total assets at end of year2020-12-31$18,747,686
Value of total assets at beginning of year2020-12-31$18,250,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$106,354
Total interest from all sources2020-12-31$9,245
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$392,532
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$392,532
Administrative expenses professional fees incurred2020-12-31$10,321
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$986,832
Participant contributions at end of year2020-12-31$150,645
Participant contributions at beginning of year2020-12-31$194,167
Participant contributions at end of year2020-12-31$27
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$17
Other income not declared elsewhere2020-12-31$1,815
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$497,531
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,747,686
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$18,250,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$78,229
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$17,864,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$17,263,525
Interest on participant loans2020-12-31$9,245
Value of interest in common/collective trusts at end of year2020-12-31$712,404
Value of interest in common/collective trusts at beginning of year2020-12-31$753,323
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$18,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$37,670
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,958,052
Net investment gain or loss from common/collective trusts2020-12-31$25,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$217,249
Employer contributions (assets) at end of year2020-12-31$1,842
Employer contributions (assets) at beginning of year2020-12-31$1,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,987,144
Contract administrator fees2020-12-31$17,804
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MARCUM LLP
Accountancy firm EIN2020-12-31111986323
2019 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,578,040
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,273,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,173,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,320,348
Value of total assets at end of year2019-12-31$18,250,155
Value of total assets at beginning of year2019-12-31$14,945,667
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$99,781
Total interest from all sources2019-12-31$10,359
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$377,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$377,987
Administrative expenses professional fees incurred2019-12-31$9,161
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,103,387
Participant contributions at end of year2019-12-31$194,167
Participant contributions at beginning of year2019-12-31$215,591
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$29,609
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,581
Other income not declared elsewhere2019-12-31$5,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,304,488
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,250,155
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,945,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$74,988
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$17,263,525
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,569,597
Interest on participant loans2019-12-31$10,359
Value of interest in common/collective trusts at end of year2019-12-31$753,323
Value of interest in common/collective trusts at beginning of year2019-12-31$1,082,107
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$37,670
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$75,028
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,816,197
Net investment gain or loss from common/collective trusts2019-12-31$47,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$187,352
Employer contributions (assets) at end of year2019-12-31$1,470
Employer contributions (assets) at beginning of year2019-12-31$1,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,173,771
Contract administrator fees2019-12-31$15,632
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MARCUM LLP
Accountancy firm EIN2019-12-31111986323
2018 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$520,173
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$582,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$485,544
Value of total corrective distributions2018-12-31$2,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,298,157
Value of total assets at end of year2018-12-31$14,945,667
Value of total assets at beginning of year2018-12-31$15,007,505
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$93,831
Total interest from all sources2018-12-31$10,985
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$340,002
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$340,002
Administrative expenses professional fees incurred2018-12-31$8,834
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,110,203
Participant contributions at end of year2018-12-31$215,591
Participant contributions at beginning of year2018-12-31$227,376
Participant contributions at beginning of year2018-12-31$36,039
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,581
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$-21
Other income not declared elsewhere2018-12-31$3,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-61,838
Value of net assets at end of year (total assets less liabilities)2018-12-31$14,945,667
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$15,007,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$74,535
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,569,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,721,134
Interest on participant loans2018-12-31$10,985
Value of interest in common/collective trusts at end of year2018-12-31$1,082,107
Value of interest in common/collective trusts at beginning of year2018-12-31$945,615
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$75,028
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$74,320
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,137,823
Net investment gain or loss from common/collective trusts2018-12-31$5,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$187,954
Employer contributions (assets) at end of year2018-12-31$1,763
Employer contributions (assets) at beginning of year2018-12-31$3,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$485,544
Contract administrator fees2018-12-31$10,462
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARCUM LLP
Accountancy firm EIN2018-12-31111986323
2017 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,514,188
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,299,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,206,422
Value of total corrective distributions2017-12-31$15,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,428,306
Value of total assets at end of year2017-12-31$15,007,505
Value of total assets at beginning of year2017-12-31$12,792,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$77,928
Total interest from all sources2017-12-31$9,461
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$285,546
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$285,546
Administrative expenses professional fees incurred2017-12-31$7,526
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,058,280
Participant contributions at end of year2017-12-31$227,376
Participant contributions at beginning of year2017-12-31$226,153
Participant contributions at end of year2017-12-31$36,039
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$181,711
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$-21
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$28,843
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,214,759
Value of net assets at end of year (total assets less liabilities)2017-12-31$15,007,505
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,792,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$54,469
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,721,134
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,504,182
Interest on participant loans2017-12-31$9,461
Value of interest in common/collective trusts at end of year2017-12-31$945,615
Value of interest in common/collective trusts at beginning of year2017-12-31$990,721
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$74,320
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$70,335
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,742,570
Net investment gain or loss from common/collective trusts2017-12-31$19,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$188,315
Employer contributions (assets) at end of year2017-12-31$3,042
Employer contributions (assets) at beginning of year2017-12-31$1,355
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,206,422
Contract administrator fees2017-12-31$15,933
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MARCUM LLP
Accountancy firm EIN2017-12-31111986323
2016 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,965,808
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$334,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$248,053
Value of total corrective distributions2016-12-31$12,629
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,217,068
Value of total assets at end of year2016-12-31$12,792,746
Value of total assets at beginning of year2016-12-31$11,161,769
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$74,149
Total interest from all sources2016-12-31$9,788
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$368,925
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$368,925
Administrative expenses professional fees incurred2016-12-31$8,822
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,025,653
Participant contributions at end of year2016-12-31$226,153
Participant contributions at beginning of year2016-12-31$232,594
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$32,670
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,816
Other income not declared elsewhere2016-12-31$55,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,630,977
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,792,746
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,161,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$48,542
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,504,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,913,575
Interest on participant loans2016-12-31$9,788
Value of interest in common/collective trusts at end of year2016-12-31$990,721
Value of interest in common/collective trusts at beginning of year2016-12-31$910,048
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$70,335
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$68,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$308,307
Net investment gain or loss from common/collective trusts2016-12-31$5,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$189,599
Employer contributions (assets) at end of year2016-12-31$1,355
Employer contributions (assets) at beginning of year2016-12-31$4,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$248,053
Contract administrator fees2016-12-31$16,785
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARCUM LLP
Accountancy firm EIN2016-12-31111986323
2015 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,117,292
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$809,630
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$743,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,134,168
Value of total assets at end of year2015-12-31$11,161,769
Value of total assets at beginning of year2015-12-31$10,854,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$66,502
Total interest from all sources2015-12-31$9,053
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$463,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$463,172
Administrative expenses professional fees incurred2015-12-31$8,435
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$946,965
Participant contributions at end of year2015-12-31$232,594
Participant contributions at beginning of year2015-12-31$199,601
Participant contributions at end of year2015-12-31$32,670
Participant contributions at beginning of year2015-12-31$33,709
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,045
Other income not declared elsewhere2015-12-31$59,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$307,662
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,161,769
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,854,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$50,572
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,913,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,665,068
Interest on participant loans2015-12-31$9,053
Value of interest in common/collective trusts at end of year2015-12-31$910,048
Value of interest in common/collective trusts at beginning of year2015-12-31$886,388
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$68,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$64,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-551,215
Net investment gain or loss from common/collective trusts2015-12-31$2,914
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$185,158
Employer contributions (assets) at end of year2015-12-31$4,614
Employer contributions (assets) at beginning of year2015-12-31$5,287
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$743,128
Contract administrator fees2015-12-31$7,495
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARCUM LLP
Accountancy firm EIN2015-12-31111986323
2014 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,619,656
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$894,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$803,141
Expenses. Certain deemed distributions of participant loans2014-12-31$251
Value of total corrective distributions2014-12-31$13,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,028,063
Value of total assets at end of year2014-12-31$10,854,107
Value of total assets at beginning of year2014-12-31$10,128,641
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$77,129
Total interest from all sources2014-12-31$9,273
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$458,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$458,821
Administrative expenses professional fees incurred2014-12-31$7,998
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$802,640
Participant contributions at end of year2014-12-31$199,601
Participant contributions at beginning of year2014-12-31$227,700
Participant contributions at end of year2014-12-31$33,709
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$80,211
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$-93
Other income not declared elsewhere2014-12-31$47,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$725,466
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,854,107
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,128,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$52,869
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,665,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,045,037
Interest on participant loans2014-12-31$9,273
Value of interest in common/collective trusts at end of year2014-12-31$886,388
Value of interest in common/collective trusts at beginning of year2014-12-31$795,012
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$64,054
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$60,985
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$72,177
Net investment gain or loss from common/collective trusts2014-12-31$3,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$145,212
Employer contributions (assets) at end of year2014-12-31$5,287
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$803,141
Contract administrator fees2014-12-31$16,262
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARCUM LLP
Accountancy firm EIN2014-12-31111986323
2013 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,167,799
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$780,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$701,182
Value of total corrective distributions2013-12-31$19,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$846,235
Value of total assets at end of year2013-12-31$10,128,641
Value of total assets at beginning of year2013-12-31$8,741,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$59,320
Total interest from all sources2013-12-31$8,694
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$242,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$242,691
Administrative expenses professional fees incurred2013-12-31$9,513
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$739,862
Participant contributions at end of year2013-12-31$227,700
Participant contributions at beginning of year2013-12-31$256,868
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$6,781
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$-93
Other income not declared elsewhere2013-12-31$47,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,387,572
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,128,641
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,741,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$44,907
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,045,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,605,483
Interest on participant loans2013-12-31$8,694
Value of interest in common/collective trusts at end of year2013-12-31$795,012
Value of interest in common/collective trusts at beginning of year2013-12-31$1,820,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$60,985
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$58,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,037,554
Net investment gain or loss from common/collective trusts2013-12-31$-14,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$99,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$701,182
Contract administrator fees2013-12-31$4,900
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARCUM LLP
Accountancy firm EIN2013-12-31111986323
2012 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,669,821
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$451,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$395,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$802,584
Value of total assets at end of year2012-12-31$8,741,069
Value of total assets at beginning of year2012-12-31$7,522,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$56,279
Total interest from all sources2012-12-31$12,014
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$202,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$202,790
Administrative expenses professional fees incurred2012-12-31$8,308
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$706,821
Participant contributions at end of year2012-12-31$256,868
Participant contributions at beginning of year2012-12-31$308,195
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,434
Other income not declared elsewhere2012-12-31$40,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,218,267
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,741,069
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,522,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$40,605
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,605,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,468,080
Interest on participant loans2012-12-31$12,014
Value of interest in common/collective trusts at end of year2012-12-31$1,820,003
Value of interest in common/collective trusts at beginning of year2012-12-31$1,688,042
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$58,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$57,051
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$561,685
Net investment gain or loss from common/collective trusts2012-12-31$49,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$95,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$395,275
Contract administrator fees2012-12-31$7,366
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARCUM LLP
Accountancy firm EIN2012-12-31111986323
2011 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$679,531
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$409,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$276,348
Expenses. Certain deemed distributions of participant loans2011-12-31$16,607
Value of total corrective distributions2011-12-31$31,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$736,777
Value of total assets at end of year2011-12-31$7,522,802
Value of total assets at beginning of year2011-12-31$7,253,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$85,044
Total interest from all sources2011-12-31$13,764
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$152,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$152,654
Administrative expenses professional fees incurred2011-12-31$25,232
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$634,577
Participant contributions at end of year2011-12-31$308,195
Participant contributions at beginning of year2011-12-31$277,377
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$15,521
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,434
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$34,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$269,761
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,522,802
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,253,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$41,868
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,468,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,776,978
Interest on participant loans2011-12-31$13,764
Value of interest in common/collective trusts at end of year2011-12-31$1,688,042
Value of interest in common/collective trusts at beginning of year2011-12-31$1,138,051
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$57,051
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$60,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-256,478
Net investment gain or loss from common/collective trusts2011-12-31$-1,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$86,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$276,348
Contract administrator fees2011-12-31$17,944
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MARCUM LLP
Accountancy firm EIN2011-12-31111986323
2010 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,379,570
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$287,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$237,168
Expenses. Certain deemed distributions of participant loans2010-12-31$25,066
Value of total corrective distributions2010-12-31$17,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$734,409
Value of total assets at end of year2010-12-31$7,253,041
Value of total assets at beginning of year2010-12-31$6,160,901
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,856
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$12,653
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$159,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$159,308
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$5,079
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$637,048
Participant contributions at end of year2010-12-31$277,377
Participant contributions at beginning of year2010-12-31$233,035
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$10,563
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$6,681
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,092,140
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,253,041
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,160,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,776,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,787,449
Interest on participant loans2010-12-31$12,653
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$1,138,051
Value of interest in common/collective trusts at beginning of year2010-12-31$1,043,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$60,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$97,214
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$429,240
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$37,279
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$86,798
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$237,168
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$2,777
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KONOWITZ, KAHN & CO.
Accountancy firm EIN2010-12-31060886723
2009 : SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN

2022: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SCHMITT-SUSSMAN ENTERPRISES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number500328134C
Policy instance 1
Insurance contract or identification number500328134C
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number500328134C
Policy instance 1
Insurance contract or identification number500328134C
Number of Individuals Covered3
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $346
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number500328134C
Policy instance 1
Insurance contract or identification number500328134C
Number of Individuals Covered6
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,160
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number500328134C
Policy instance 1
Insurance contract or identification number500328134C
Number of Individuals Covered7
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,581
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number500328134C
Policy instance 1
Insurance contract or identification number500328134C
Number of Individuals Covered7
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,581
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameDEBORAH M MURRAY
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number500328134C
Policy instance 1
Insurance contract or identification number500328134C
Number of Individuals Covered7
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $26
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,581
Commission paid to Insurance BrokerUSD $22
Insurance broker organization code?3
Insurance broker nameDEBORAH M MURRAY
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number500328134C
Policy instance 1
Insurance contract or identification number500328134C
Number of Individuals Covered7
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $26
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,581
Commission paid to Insurance BrokerUSD $22
Insurance broker organization code?3
Insurance broker nameDEBORAH M MURRAY
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number500328134C
Policy instance 1
Insurance contract or identification number500328134C
Number of Individuals Covered8
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,581
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number500328134C
Policy instance 1
Insurance contract or identification number500328134C
Number of Individuals Covered10
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $27
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,747
Commission paid to Insurance BrokerUSD $23
Insurance broker organization code?3
Insurance broker nameDEBORAH MURRAY
THE UNITED STATES LIFE INSURANCE COMPANY IN THE CITY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 70106 )
Policy contract numberNT2462
Policy instance 2
Insurance contract or identification numberNT2462
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number500328134C
Policy instance 1
Insurance contract or identification number500328134C
Number of Individuals Covered11
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $45
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,883
THE UNITED STATES LIFE INSURANCE COMPANY IN THE CITY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 70106 )
Policy contract numberNT2462
Policy instance 2
Insurance contract or identification numberNT2462
Number of Individuals Covered15
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $68
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,624
Commission paid to Insurance BrokerUSD $68
Insurance broker organization code?3
Insurance broker nameVALERIE COFFIN
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHN008
Policy instance 1
Insurance contract or identification numberPHN008
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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