401k Plan data: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN plan

ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN
Plan identification number	002

ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. has sponsored the creation of one or more 401k plans.

Company Name: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C.

Employer identification number (EIN): 060944056

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 JASON ALLIGER 2024-09-27
002 2022-01-01 JASON ALLIGER 2023-09-21
002 2021-01-01 JASON ALLIGER 2022-09-12
002 2020-01-01 JASON ALLIGER 2021-10-04
002 2019-01-01 JASON ALLIGER 2020-09-28
002 2018-01-01 JASON ALLIGER 2019-10-08
002 2017-01-01 JASON ALLIGER 2018-02-27
002 2016-01-01 JASON ALLIGER 2017-02-01
002 2015-01-01 JASON ALLIGER 2016-05-31
002 2014-01-01 JASON ALLIGER
002 2013-01-01 JASON ALLIGER
002 2012-01-01 MICHAEL H. RUTBERG
002 2011-01-01 MICHAEL H. RUTBERG
002 2010-01-01 MICHAEL H. RUTBERG
002 2009-01-01 MICHAEL H. RUTBERG

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2023-01-01	JASON ALLIGER	2024-09-27
002	2022-01-01	JASON ALLIGER	2023-09-21
002	2021-01-01	JASON ALLIGER	2022-09-12
002	2020-01-01	JASON ALLIGER	2021-10-04
002	2019-01-01	JASON ALLIGER	2020-09-28
002	2018-01-01	JASON ALLIGER	2019-10-08
002	2017-01-01	JASON ALLIGER	2018-02-27
002	2016-01-01	JASON ALLIGER	2017-02-01
002	2015-01-01	JASON ALLIGER	2016-05-31
002	2014-01-01	JASON ALLIGER
002	2013-01-01	JASON ALLIGER
002	2012-01-01	MICHAEL H. RUTBERG
002	2011-01-01	MICHAEL H. RUTBERG
002	2010-01-01	MICHAEL H. RUTBERG
002	2009-01-01	MICHAEL H. RUTBERG

Plan Statistics for ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 11
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 11
Number of participants with account balances 2014-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 10
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 12
Number of participants with account balances 2013-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 12
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 12
Number of participants with account balances 2012-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 9
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 9
Number of participants with account balances 2011-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 9
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 4
Total of all active and inactive participants 2010-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 13
Number of participants with account balances 2010-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 3
2009: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 13
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 13
Number of participants with account balances 2009-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	11
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	11
Number of participants with account balances	2014-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	10
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	12
Number of participants with account balances	2013-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	12
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	12
Number of participants with account balances	2012-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	9
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	9
Number of participants with account balances	2011-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	9
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	4
Total of all active and inactive participants	2010-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	13
Number of participants with account balances	2010-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	3
2009: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	13
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	13
Number of participants with account balances	2009-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$396,588
Expenses. Total of all expenses incurred	2014-12-31	$14,261
Benefits paid (including direct rollovers)	2014-12-31	$4,017
Total plan assets at end of year	2014-12-31	$3,529,203
Total plan assets at beginning of year	2014-12-31	$3,146,876
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$64,738
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$167,582
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$382,327
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,529,203
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,146,876
Assets. Value of participant loans	2014-12-31	$10,451
Total contributions received or receivable from employer(s)	2014-12-31	$164,268
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$10,244
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$694,226
Expenses. Total of all expenses incurred	2013-12-31	$574,486
Benefits paid (including direct rollovers)	2013-12-31	$566,048
Total plan assets at end of year	2013-12-31	$3,146,876
Total plan assets at beginning of year	2013-12-31	$3,027,136
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$45,859
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$504,588
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$119,740
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,146,876
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,027,136
Total contributions received or receivable from employer(s)	2013-12-31	$143,779
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$8,438
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$550,641
Expenses. Total of all expenses incurred	2012-12-31	$8,211
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$3,027,136
Total plan assets at beginning of year	2012-12-31	$2,484,706
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$43,634
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$368,343
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$542,430
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,027,136
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,484,706
Total contributions received or receivable from employer(s)	2012-12-31	$138,664
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$8,211
2011 : ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$88,866
Expenses. Total of all expenses incurred	2011-12-31	$183,303
Benefits paid (including direct rollovers)	2011-12-31	$173,038
Total plan assets at end of year	2011-12-31	$2,484,706
Total plan assets at beginning of year	2011-12-31	$2,579,143
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$16,500
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-59,642
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$-94,437
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,484,706
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,579,143
Total contributions received or receivable from employer(s)	2011-12-31	$132,008
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$10,265
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$440,784
Expenses. Total of all expenses incurred	2010-12-31	$2,204,947
Benefits paid (including direct rollovers)	2010-12-31	$2,193,669
Total plan assets at end of year	2010-12-31	$2,579,143
Total plan assets at beginning of year	2010-12-31	$4,343,306
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$0
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$298,924
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$-1,764,163
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,579,143
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$4,343,306
Total contributions received or receivable from employer(s)	2010-12-31	$141,860
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$11,278
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN

2014: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ENDODONTIC ASSOCIATES OF GREATER WATERBURY, P.C.
Employer identification number (EIN):	060944056
NAIC Classification:	621210
NAIC Description:	Offices of Dentists