401k Plan data: ROTO FRANK OF AMERICA 401(K) PLAN plan

ROTO FRANK OF AMERICA 401(K) PLAN 401k Plan overview

Plan Name	ROTO FRANK OF AMERICA 401(K) PLAN
Plan identification number	001

ROTO FRANK OF AMERICA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROTO FRANK OF AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name: ROTO FRANK OF AMERICA, INC.

Employer identification number (EIN): 061002732

NAIC Classification: 339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROTO FRANK OF AMERICA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 PATRICK KAMPERMANN 2024-06-06
001 2022-01-01 PATRICK KAMPERMANN 2023-05-24
001 2021-01-01 PATRICK KAMPERMANN 2022-06-13
001 2020-01-01 PATRICK KAMPERMANN 2021-06-09
001 2019-01-01 PKAMPERMANN9096 2020-06-24
001 2019-01-01 PATRICK KAMPERMANN 2020-06-30
001 2018-01-01 PATRICK KAMPERMANN 2019-06-05
001 2017-01-01 DEBRA WALLIS 2018-06-13
001 2016-01-01 DEBRA WALLIS 2017-06-16
001 2015-01-01 DEBRA WALLIS 2017-06-19
001 2015-01-01 DEBRA WALLIS 2016-06-20
001 2014-01-01 DEBRA WALLIS
001 2013-01-01 SUSAN LEMIRE
001 2012-01-01 DEBRA WALLIS DEBRA WALLIS 2013-05-16
001 2011-01-01 DEBRA WALLIS
001 2010-01-01 DEBRA WALLIS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	PATRICK KAMPERMANN	2024-06-06
001	2022-01-01	PATRICK KAMPERMANN	2023-05-24
001	2021-01-01	PATRICK KAMPERMANN	2022-06-13
001	2020-01-01	PATRICK KAMPERMANN	2021-06-09
001	2019-01-01	PKAMPERMANN9096	2020-06-24
001	2019-01-01	PATRICK KAMPERMANN	2020-06-30
001	2018-01-01	PATRICK KAMPERMANN	2019-06-05
001	2017-01-01	DEBRA WALLIS	2018-06-13
001	2016-01-01	DEBRA WALLIS	2017-06-16
001	2015-01-01	DEBRA WALLIS	2017-06-19
001	2015-01-01	DEBRA WALLIS	2016-06-20
001	2014-01-01	DEBRA WALLIS
001	2013-01-01	SUSAN LEMIRE
001	2012-01-01	DEBRA WALLIS		DEBRA WALLIS	2013-05-16
001	2011-01-01	DEBRA WALLIS
001	2010-01-01	DEBRA WALLIS

Plan Statistics for ROTO FRANK OF AMERICA 401(K) PLAN

401k plan membership statisitcs for ROTO FRANK OF AMERICA 401(K) PLAN

Measure Date Value
2014: ROTO FRANK OF AMERICA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 57
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 50
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 9
Total of all active and inactive participants 2014-01-01 59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 59
Number of participants with account balances 2014-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROTO FRANK OF AMERICA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 57
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 46
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 11
Total of all active and inactive participants 2013-01-01 57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 57
Number of participants with account balances 2013-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ROTO FRANK OF AMERICA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 60
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 48
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 9
Total of all active and inactive participants 2012-01-01 57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 57
Number of participants with account balances 2012-01-01 47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROTO FRANK OF AMERICA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 63
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 51
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 9
Total of all active and inactive participants 2011-01-01 60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 60
Number of participants with account balances 2011-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ROTO FRANK OF AMERICA 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 46
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 17
Total of all active and inactive participants 2010-01-01 63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 63
Number of participants with account balances 2010-01-01 60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2014: ROTO FRANK OF AMERICA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	57
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	50
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	9
Total of all active and inactive participants	2014-01-01	59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	59
Number of participants with account balances	2014-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROTO FRANK OF AMERICA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	57
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	46
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	11
Total of all active and inactive participants	2013-01-01	57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	57
Number of participants with account balances	2013-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ROTO FRANK OF AMERICA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	60
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	48
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	9
Total of all active and inactive participants	2012-01-01	57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	57
Number of participants with account balances	2012-01-01	47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROTO FRANK OF AMERICA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	63
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	51
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	9
Total of all active and inactive participants	2011-01-01	60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	60
Number of participants with account balances	2011-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ROTO FRANK OF AMERICA 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	46
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	17
Total of all active and inactive participants	2010-01-01	63
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	63
Number of participants with account balances	2010-01-01	60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on ROTO FRANK OF AMERICA 401(K) PLAN

Measure	Date	Value
2014 : ROTO FRANK OF AMERICA 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$477,129
Expenses. Total of all expenses incurred	2014-12-31	$301,399
Benefits paid (including direct rollovers)	2014-12-31	$297,121
Total plan assets at end of year	2014-12-31	$4,247,989
Total plan assets at beginning of year	2014-12-31	$4,072,259
Value of fidelity bond covering the plan	2014-12-31	$450,000
Total contributions received or receivable from participants	2014-12-31	$173,763
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$10,972
Other income received	2014-12-31	$223,215
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$175,730
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$4,247,989
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$4,072,259
Assets. Value of participant loans	2014-12-31	$148,825
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$69,179
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$4,278
2013 : ROTO FRANK OF AMERICA 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$970,847
Expenses. Total of all expenses incurred	2013-12-31	$255,796
Benefits paid (including direct rollovers)	2013-12-31	$250,822
Total plan assets at end of year	2013-12-31	$4,072,259
Total plan assets at beginning of year	2013-12-31	$3,357,208
Value of fidelity bond covering the plan	2013-12-31	$400,000
Total contributions received or receivable from participants	2013-12-31	$165,958
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$737,334
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$715,051
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$4,072,259
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,357,208
Assets. Value of participant loans	2013-12-31	$131,959
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$67,555
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$4,974
2012 : ROTO FRANK OF AMERICA 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$544,385
Expenses. Total of all expenses incurred	2012-12-31	$15,402
Benefits paid (including direct rollovers)	2012-12-31	$9,303
Total plan assets at end of year	2012-12-31	$3,357,208
Total plan assets at beginning of year	2012-12-31	$2,828,225
Value of fidelity bond covering the plan	2012-12-31	$350,000
Total contributions received or receivable from participants	2012-12-31	$151,545
Contributions received from other sources (not participants or employers)	2012-12-31	$1,715
Other income received	2012-12-31	$325,729
Net income (gross income less expenses)	2012-12-31	$528,983
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,357,208
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,828,225
Assets. Value of participant loans	2012-12-31	$173,436
Total contributions received or receivable from employer(s)	2012-12-31	$65,396
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$6,099
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : ROTO FRANK OF AMERICA 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$174,861
Expenses. Total of all expenses incurred	2011-12-31	$496,263
Benefits paid (including direct rollovers)	2011-12-31	$490,016
Total plan assets at end of year	2011-12-31	$2,828,225
Total plan assets at beginning of year	2011-12-31	$3,149,627
Value of fidelity bond covering the plan	2011-12-31	$350,000
Total contributions received or receivable from participants	2011-12-31	$150,763
Other income received	2011-12-31	$-39,153
Net income (gross income less expenses)	2011-12-31	$-321,402
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,828,225
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,149,627
Assets. Value of participant loans	2011-12-31	$203,977
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2011-12-31	$489
Total contributions received or receivable from employer(s)	2011-12-31	$63,251
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$6,247
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : ROTO FRANK OF AMERICA 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$467,106
Expenses. Total of all expenses incurred	2010-12-31	$90,938
Benefits paid (including direct rollovers)	2010-12-31	$85,705
Total plan assets at end of year	2010-12-31	$3,149,627
Total plan assets at beginning of year	2010-12-31	$2,773,459
Value of fidelity bond covering the plan	2010-12-31	$350,000
Total contributions received or receivable from participants	2010-12-31	$124,869
Other income received	2010-12-31	$274,952
Net income (gross income less expenses)	2010-12-31	$376,168
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,149,627
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,773,459
Assets. Value of participant loans	2010-12-31	$148,029
Total contributions received or receivable from employer(s)	2010-12-31	$67,285
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$5,233
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for ROTO FRANK OF AMERICA 401(K) PLAN

2014: ROTO FRANK OF AMERICA 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROTO FRANK OF AMERICA 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROTO FRANK OF AMERICA 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROTO FRANK OF AMERICA 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ROTO FRANK OF AMERICA 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROTO FRANK OF AMERICA, INC.
Employer identification number (EIN):	061002732
NAIC Classification:	339900