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STAMFORD MARRIOTT 401(K) SAVINGS PLAN 401k Plan overview

Plan NameSTAMFORD MARRIOTT 401(K) SAVINGS PLAN
Plan identification number 001

STAMFORD MARRIOTT 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HD HOTEL, LLC has sponsored the creation of one or more 401k plans.

Company Name:HD HOTEL, LLC
Employer identification number (EIN):061406830
NAIC Classification:721110
NAIC Description:Hotels (except Casino Hotels) and Motels

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STAMFORD MARRIOTT 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01HENRY KELLEY HENRY KELLEY2018-10-15
0012016-01-01HENRY KELLEY HENRY KELLEY2017-10-10
0012015-01-01HENRY KELLEY HENRY KELLEY2016-10-05
0012014-01-01HENRY KELLEY HENRY KELLEY2015-10-14
0012013-01-01HENRY KELLEY2014-10-09 HENRY KELLEY2014-10-09
0012012-01-01HENRY KELLEY HENRY KELLEY2013-10-10
0012011-01-01JOHN DAVIS JOHN DAVIS2012-10-12
0012010-01-01JOHN DAVIS
0012009-01-01JOHN DAVIS

Plan Statistics for STAMFORD MARRIOTT 401(K) SAVINGS PLAN

401k plan membership statisitcs for STAMFORD MARRIOTT 401(K) SAVINGS PLAN

Measure Date Value
2017: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01418
Total number of active participants reported on line 7a of the Form 55002017-01-01330
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01122
Total of all active and inactive participants2017-01-01455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01456
Number of participants with account balances2017-01-01242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0115
2016: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01429
Total number of active participants reported on line 7a of the Form 55002016-01-01318
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-01114
Total of all active and inactive participants2016-01-01436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01436
Number of participants with account balances2016-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
2015: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01472
Total number of active participants reported on line 7a of the Form 55002015-01-01341
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-01101
Total of all active and inactive participants2015-01-01448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01448
Number of participants with account balances2015-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01330
Total number of active participants reported on line 7a of the Form 55002014-01-01369
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-0198
Total of all active and inactive participants2014-01-01471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01472
Number of participants with account balances2014-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01338
Total number of active participants reported on line 7a of the Form 55002013-01-01234
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0196
Total of all active and inactive participants2013-01-01330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01330
Number of participants with account balances2013-01-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01344
Total number of active participants reported on line 7a of the Form 55002012-01-01236
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01102
Total of all active and inactive participants2012-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01338
Number of participants with account balances2012-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01348
Total number of active participants reported on line 7a of the Form 55002011-01-01240
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01103
Total of all active and inactive participants2011-01-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01343
Number of participants with account balances2011-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2010: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01373
Total number of active participants reported on line 7a of the Form 55002010-01-01236
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01105
Total of all active and inactive participants2010-01-01341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01341
Number of participants with account balances2010-01-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01385
Total number of active participants reported on line 7a of the Form 55002009-01-01258
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01110
Total of all active and inactive participants2009-01-01368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01369
Number of participants with account balances2009-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on STAMFORD MARRIOTT 401(K) SAVINGS PLAN

Measure Date Value
2017 : STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,904
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,384
Total income from all sources (including contributions)2017-12-31$1,122,976
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$436,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$403,526
Expenses. Certain deemed distributions of participant loans2017-12-31$29,379
Value of total corrective distributions2017-12-31$980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$330,493
Value of total assets at end of year2017-12-31$5,472,072
Value of total assets at beginning of year2017-12-31$4,782,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,468
Total interest from all sources2017-12-31$11,370
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$294,778
Participant contributions at end of year2017-12-31$78,544
Participant contributions at beginning of year2017-12-31$78,605
Participant contributions at end of year2017-12-31$9,944
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$3,904
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$686,623
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,468,168
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,781,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,872,630
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,422,855
Interest on participant loans2017-12-31$7,120
Interest earned on other investments2017-12-31$4,250
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$509,721
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$281,469
Net investment gain/loss from pooled separate accounts2017-12-31$781,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$35,715
Employer contributions (assets) at end of year2017-12-31$1,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$403,526
Contract administrator fees2017-12-31$2,468
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$464
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WITHUM SMITH & BROWN
Accountancy firm EIN2017-12-31222027092
2016 : STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,384
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$203
Total income from all sources (including contributions)2016-12-31$555,094
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$463,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$456,926
Expenses. Certain deemed distributions of participant loans2016-12-31$4,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$336,751
Value of total assets at end of year2016-12-31$4,782,929
Value of total assets at beginning of year2016-12-31$4,690,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,830
Total interest from all sources2016-12-31$11,712
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$276,296
Participant contributions at end of year2016-12-31$78,605
Participant contributions at beginning of year2016-12-31$63,089
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$28,492
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$920
Other income not declared elsewhere2016-12-31$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$91,409
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,781,545
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,690,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,422,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,070,042
Interest on participant loans2016-12-31$5,105
Interest earned on other investments2016-12-31$6,607
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$281,469
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$555,940
Net investment gain/loss from pooled separate accounts2016-12-31$206,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$31,963
Employer contributions (assets) at beginning of year2016-12-31$1,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$456,926
Contract administrator fees2016-12-31$1,830
Liabilities. Value of benefit claims payable at end of year2016-12-31$464
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$203
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WITHUM SMITH & BROWN, PC
Accountancy firm EIN2016-12-31222027092
2015 : STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$203
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,521
Total income from all sources (including contributions)2015-12-31$340,150
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$895,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$890,075
Expenses. Certain deemed distributions of participant loans2015-12-31$2,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$401,555
Value of total assets at end of year2015-12-31$4,690,339
Value of total assets at beginning of year2015-12-31$5,246,648
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,574
Total interest from all sources2015-12-31$25,101
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$2,574
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$257,880
Participant contributions at end of year2015-12-31$63,089
Participant contributions at beginning of year2015-12-31$91,552
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$129,095
Other income not declared elsewhere2015-12-31$105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-554,991
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,690,136
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,245,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,070,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,683,775
Interest on participant loans2015-12-31$14,704
Interest earned on other investments2015-12-31$10,397
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$555,940
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$471,321
Net investment gain/loss from pooled separate accounts2015-12-31$-86,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$14,580
Employer contributions (assets) at end of year2015-12-31$1,268
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$890,075
Liabilities. Value of benefit claims payable at end of year2015-12-31$203
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$1,521
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WITHUM SMITH & BROWN, PC
Accountancy firm EIN2015-12-31222027092
2014 : STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,521
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$28,086
Total income from all sources (including contributions)2014-12-31$544,538
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$513,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$507,778
Expenses. Certain deemed distributions of participant loans2014-12-31$33
Value of total corrective distributions2014-12-31$4,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$261,994
Value of total assets at end of year2014-12-31$5,246,648
Value of total assets at beginning of year2014-12-31$5,242,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,248
Total interest from all sources2014-12-31$26,556
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$1,248
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$237,964
Participant contributions at end of year2014-12-31$91,552
Participant contributions at beginning of year2014-12-31$123,327
Participant contributions at beginning of year2014-12-31$11,736
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$24,030
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$267
Other income not declared elsewhere2014-12-31$27,819
Liabilities. Value of operating payables at beginning of year2014-12-31$11,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$30,871
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,245,127
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,214,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,683,775
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,783,962
Interest on participant loans2014-12-31$3,043
Interest earned on other investments2014-12-31$23,513
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$471,321
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$323,050
Net investment gain/loss from pooled separate accounts2014-12-31$228,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$507,778
Liabilities. Value of benefit claims payable at end of year2014-12-31$1,521
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$16,518
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WITHUM SMITH & BROWN, PC
Accountancy firm EIN2014-12-31222027092
2013 : STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$28,086
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$39,753
Total income from all sources (including contributions)2013-12-31$1,141,000
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,028,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,002,673
Expenses. Certain deemed distributions of participant loans2013-12-31$15,981
Value of total corrective distributions2013-12-31$6,890
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$250,923
Value of total assets at end of year2013-12-31$5,242,342
Value of total assets at beginning of year2013-12-31$5,141,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,859
Total interest from all sources2013-12-31$6,101
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$21,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$21,777
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$250,923
Participant contributions at end of year2013-12-31$123,327
Participant contributions at beginning of year2013-12-31$140,903
Participant contributions at end of year2013-12-31$11,736
Participant contributions at beginning of year2013-12-31$4,310
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$267
Liabilities. Value of operating payables at end of year2013-12-31$11,568
Liabilities. Value of operating payables at beginning of year2013-12-31$33,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$112,597
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,214,256
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,101,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,565,878
Value of interest in pooled separate accounts at end of year2013-12-31$4,783,962
Interest on participant loans2013-12-31$6,101
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$430,321
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$430,321
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$323,050
Net investment gain/loss from pooled separate accounts2013-12-31$862,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,002,673
Contract administrator fees2013-12-31$2,859
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Liabilities. Value of benefit claims payable at end of year2013-12-31$16,518
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$6,350
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WITHUM SMITH & BROWN, PC
Accountancy firm EIN2013-12-31222027092
2012 : STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$39,753
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$26,977
Total income from all sources (including contributions)2012-12-31$786,755
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$446,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$424,969
Value of total corrective distributions2012-12-31$6,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$293,250
Value of total assets at end of year2012-12-31$5,141,412
Value of total assets at beginning of year2012-12-31$4,788,273
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$15,073
Total interest from all sources2012-12-31$9,060
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$60,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$60,044
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$293,250
Participant contributions at end of year2012-12-31$140,903
Participant contributions at beginning of year2012-12-31$139,973
Participant contributions at end of year2012-12-31$4,310
Participant contributions at beginning of year2012-12-31$5,417
Liabilities. Value of operating payables at end of year2012-12-31$33,403
Liabilities. Value of operating payables at beginning of year2012-12-31$26,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$340,363
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,101,659
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,761,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,565,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,992,740
Interest on participant loans2012-12-31$9,060
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$430,321
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$650,143
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$650,143
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$424,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$424,969
Contract administrator fees2012-12-31$15,073
Liabilities. Value of benefit claims payable at end of year2012-12-31$6,350
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WITHUM SMITH & BROWN, PC
Accountancy firm EIN2012-12-31222027092
2011 : STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$26,977
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$33,928
Total income from all sources (including contributions)2011-12-31$212,552
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$244,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$205,135
Expenses. Certain deemed distributions of participant loans2011-12-31$25,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$299,227
Value of total assets at end of year2011-12-31$4,788,273
Value of total assets at beginning of year2011-12-31$4,826,730
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,812
Total interest from all sources2011-12-31$10,553
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$60,837
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$60,837
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$299,227
Participant contributions at end of year2011-12-31$139,973
Participant contributions at beginning of year2011-12-31$192,460
Participant contributions at end of year2011-12-31$5,417
Participant contributions at beginning of year2011-12-31$12,067
Liabilities. Value of operating payables at end of year2011-12-31$26,977
Liabilities. Value of operating payables at beginning of year2011-12-31$33,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-31,506
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,761,296
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,792,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,992,740
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,922,416
Interest on participant loans2011-12-31$10,553
Value of interest in common/collective trusts at beginning of year2011-12-31$699,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$650,143
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$67
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$67
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-158,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$205,135
Contract administrator fees2011-12-31$13,812
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WITHUM SMITH & BROWN PC
Accountancy firm EIN2011-12-31222027092
2010 : STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$33,928
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$815,600
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$378,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$321,997
Expenses. Certain deemed distributions of participant loans2010-12-31$12,170
Value of total corrective distributions2010-12-31$6,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$337,171
Value of total assets at end of year2010-12-31$4,826,730
Value of total assets at beginning of year2010-12-31$4,355,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$37,868
Total interest from all sources2010-12-31$13,868
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$53,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$53,444
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$331,768
Participant contributions at end of year2010-12-31$192,460
Participant contributions at beginning of year2010-12-31$199,629
Participant contributions at end of year2010-12-31$12,067
Participant contributions at beginning of year2010-12-31$6,184
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$5,012
Administrative expenses (other) incurred2010-12-31$33,928
Liabilities. Value of operating payables at end of year2010-12-31$33,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$436,833
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,792,802
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,355,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,922,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,534,454
Interest on participant loans2010-12-31$13,868
Value of interest in common/collective trusts at end of year2010-12-31$699,720
Value of interest in common/collective trusts at beginning of year2010-12-31$614,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$67
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,116
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$401,315
Net investment gain or loss from common/collective trusts2010-12-31$9,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$321,997
Contract administrator fees2010-12-31$3,940
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EISNERLUBIN LLP
Accountancy firm EIN2010-12-31130666270
2009 : STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for STAMFORD MARRIOTT 401(K) SAVINGS PLAN

2017: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: STAMFORD MARRIOTT 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-833168
Policy instance 1
Insurance contract or identification numberGA-833168
Number of Individuals Covered242
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $17,650
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,650
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY INSURANCE SERVICES

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