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ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 401k Plan overview

Plan NameROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN
Plan identification number 004

ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ORTHOPAEDIC SPECIALTY GROUP, P.C. has sponsored the creation of one or more 401k plans.

Company Name:ORTHOPAEDIC SPECIALTY GROUP, P.C.
Employer identification number (EIN):061455612
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042014-01-01ROBERT D. RUSSO, MD
0042013-01-01ROBERT D. RUSSO, MD
0042012-01-01ROBERT D. RUSSO, MD
0042011-01-01ROBERT D. RUSSO, MD
0042009-01-01ROBERT D. RUSSO, MD
0042009-01-01ROBERT D. RUSSO, MD

Plan Statistics for ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN

401k plan membership statisitcs for ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN

Measure Date Value
2014: ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0139
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0185
Total number of active participants reported on line 7a of the Form 55002013-01-0118
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0121
Total of all active and inactive participants2013-01-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0139
Number of participants with account balances2013-01-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01119
Total number of active participants reported on line 7a of the Form 55002012-01-0171
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0114
Total of all active and inactive participants2012-01-0185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0185
Number of participants with account balances2012-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01119
Total number of active participants reported on line 7a of the Form 55002011-01-0179
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0140
Total of all active and inactive participants2011-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01119
Number of participants with account balances2011-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01148
Total number of active participants reported on line 7a of the Form 55002009-01-0195
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0141
Total of all active and inactive participants2009-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01136
Number of participants with account balances2009-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN

Measure Date Value
2014 : ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$-112,950
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$8,259
Expenses. Total of all expenses incurred2014-12-31$71,643
Benefits paid (including direct rollovers)2014-12-31$71,643
Total plan assets at end of year2014-12-31$0
Total plan assets at beginning of year2014-12-31$176,334
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$0
Other income received2014-12-31$8,259
Net income (gross income less expenses)2014-12-31$-63,384
Net plan assets at end of year (total assets less liabilities)2014-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$176,334
Assets. Value of participant loans2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$42,379
Expenses. Total of all expenses incurred2013-12-31$147,408
Benefits paid (including direct rollovers)2013-12-31$147,408
Total plan assets at end of year2013-12-31$176,334
Total plan assets at beginning of year2013-12-31$281,363
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$42,379
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$-105,029
Net plan assets at end of year (total assets less liabilities)2013-12-31$176,334
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$281,363
Assets. Value of participant loans2013-12-31$8,225
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$28,376
Total of all expenses incurred2012-12-31$33,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$33,765
Value of total assets at end of year2012-12-31$281,363
Value of total assets at beginning of year2012-12-31$286,752
Total interest from all sources2012-12-31$428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$9,696
Participant contributions at beginning of year2012-12-31$18,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-5,389
Value of net assets at end of year (total assets less liabilities)2012-12-31$281,363
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$286,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$271,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$268,199
Interest on participant loans2012-12-31$428
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$27,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$33,765
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SIMIONE MACCA AND LARROW LLP
Accountancy firm EIN2012-12-31067586075
2011 : ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$12,579
Total income from all sources (including contributions)2011-12-31$-5,636
Total of all expenses incurred2011-12-31$20,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$20,762
Value of total assets at end of year2011-12-31$286,752
Value of total assets at beginning of year2011-12-31$300,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$18,553
Participant contributions at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-26,398
Value of net assets at end of year (total assets less liabilities)2011-12-31$286,752
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$300,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$268,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$300,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-5,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$20,762
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SIMIONE MACCA AND LARROW LLP
Accountancy firm EIN2011-12-31067586075
2010 : ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$27,016
Total of all expenses incurred2010-12-31$33,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$33,769
Value of total assets at end of year2010-12-31$300,571
Value of total assets at beginning of year2010-12-31$307,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$200,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-6,753
Value of net assets at end of year (total assets less liabilities)2010-12-31$300,571
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$307,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$300,571
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$307,324
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$27,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$33,769
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SIMIONE MACCA AND LARROW LLP
Accountancy firm EIN2010-12-31067586075
2009 : ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN

2014: ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROBERT D. RUSSO, M.D. AND ASSOCIATES RADIOLOGY, P.C. RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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