401k Plan data: UIL HOLDINGS CORPORATION 401(K) UNION PLAN plan

UIL HOLDINGS CORPORATION 401(K) UNION PLAN 401k Plan overview

Plan Name	UIL HOLDINGS CORPORATION 401(K) UNION PLAN
Plan identification number	002

UIL HOLDINGS CORPORATION 401(K) UNION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Stock bonus
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

UIL HOLDINGS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: UIL HOLDINGS CORPORATION

Employer identification number (EIN): 061541045

NAIC Classification: 221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UIL HOLDINGS CORPORATION 401(K) UNION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-01-01
002 2021-01-01 PAUL VISCONTI
002 2020-01-01
002 2019-01-01
002 2017-01-01 DIANE BYRON DIANE BYRON 2018-10-15

Plan Statistics for UIL HOLDINGS CORPORATION 401(K) UNION PLAN

401k plan membership statisitcs for UIL HOLDINGS CORPORATION 401(K) UNION PLAN

Measure Date Value
2021: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 711
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 0
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,667
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 611
Number of retired or separated participants receiving benefits 2020-01-01 5
Number of other retired or separated participants entitled to future benefits 2020-01-01 87
Total of all active and inactive participants 2020-01-01 703
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 8
Total participants 2020-01-01 711
Number of participants with account balances 2020-01-01 693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 4
2019: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,763
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,230
Number of retired or separated participants receiving benefits 2019-01-01 15
Number of other retired or separated participants entitled to future benefits 2019-01-01 420
Total of all active and inactive participants 2019-01-01 1,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 8
Total participants 2019-01-01 1,673
Number of participants with account balances 2019-01-01 1,642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 28
2017: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,978
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,433
Number of retired or separated participants receiving benefits 2017-01-01 64
Number of other retired or separated participants entitled to future benefits 2017-01-01 407
Total of all active and inactive participants 2017-01-01 1,904
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 6
Total participants 2017-01-01 1,910
Number of participants with account balances 2017-01-01 1,875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 35

Measure	Date	Value
2021: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	711
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	0
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,667
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	611
Number of retired or separated participants receiving benefits	2020-01-01	5
Number of other retired or separated participants entitled to future benefits	2020-01-01	87
Total of all active and inactive participants	2020-01-01	703
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	8
Total participants	2020-01-01	711
Number of participants with account balances	2020-01-01	693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	4
2019: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,763
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,230
Number of retired or separated participants receiving benefits	2019-01-01	15
Number of other retired or separated participants entitled to future benefits	2019-01-01	420
Total of all active and inactive participants	2019-01-01	1,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	8
Total participants	2019-01-01	1,673
Number of participants with account balances	2019-01-01	1,642
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	28
2017: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,978
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,433
Number of retired or separated participants receiving benefits	2017-01-01	64
Number of other retired or separated participants entitled to future benefits	2017-01-01	407
Total of all active and inactive participants	2017-01-01	1,904
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	6
Total participants	2017-01-01	1,910
Number of participants with account balances	2017-01-01	1,875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	35

Financial Data on UIL HOLDINGS CORPORATION 401(K) UNION PLAN

Measure	Date	Value
2021 : UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-07-30	$0
Total transfer of assets to this plan	2021-07-30	$1,911,406
Total transfer of assets from this plan	2021-07-30	$210,569,639
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-07-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-07-30	$0
Total income from all sources (including contributions)	2021-07-30	$28,473,323
Total loss/gain on sale of assets	2021-07-30	$1,349,182
Total of all expenses incurred	2021-07-30	$13,793,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-07-30	$13,772,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-07-30	$8,791,365
Value of total assets at end of year	2021-07-30	$0
Value of total assets at beginning of year	2021-07-30	$193,978,719
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-07-30	$21,332
Total interest from all sources	2021-07-30	$309,466
Total dividends received (eg from common stock, registered investment company shares)	2021-07-30	$69,629
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-07-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-07-30	$69,629
Administrative expenses professional fees incurred	2021-07-30	$8,042
Was this plan covered by a fidelity bond	2021-07-30	Yes
Value of fidelity bond cover	2021-07-30	$15,000,000
If this is an individual account plan, was there a blackout period	2021-07-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-07-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-07-30	No
Contributions received from participants	2021-07-30	$4,663,159
Participant contributions at end of year	2021-07-30	$0
Participant contributions at beginning of year	2021-07-30	$3,661,613
Income. Received or receivable in cash from other sources (including rollovers)	2021-07-30	$277,375
Other income not declared elsewhere	2021-07-30	$10,338
Administrative expenses (other) incurred	2021-07-30	$13,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-07-30	No
Value of net income/loss	2021-07-30	$14,679,514
Value of net assets at end of year (total assets less liabilities)	2021-07-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-07-30	$193,978,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-07-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-07-30	No
Were any leases to which the plan was party in default or uncollectible	2021-07-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-07-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-07-30	$9,749,772
Interest on participant loans	2021-07-30	$127,345
Interest earned on other investments	2021-07-30	$182,121
Value of interest in master investment trust accounts at end of year	2021-07-30	$0
Value of interest in master investment trust accounts at beginning of year	2021-07-30	$9,379,904
Value of interest in common/collective trusts at end of year	2021-07-30	$0
Value of interest in common/collective trusts at beginning of year	2021-07-30	$152,667,473
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-07-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-07-30	$18,519,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-07-30	$-942,555
Net investment gain or loss from common/collective trusts	2021-07-30	$17,269,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-07-30	No
Was there a failure to transmit to the plan any participant contributions	2021-07-30	No
Has the plan failed to provide any benefit when due under the plan	2021-07-30	No
Contributions received in cash from employer	2021-07-30	$3,850,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-07-30	$13,772,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-07-30	Yes
Did the plan have assets held for investment	2021-07-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-07-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-07-30	Yes
Aggregate proceeds on sale of assets	2021-07-30	$10,734,053
Aggregate carrying amount (costs) on sale of assets	2021-07-30	$9,384,871
Opinion of an independent qualified public accountant for this plan	2021-07-30	Disclaimer
Accountancy firm name	2021-07-30	THE BONADIO GROUP
Accountancy firm EIN	2021-07-30	161131146
2020 : UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$581,087
Total transfer of assets from this plan	2020-12-31	$322,978,279
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$36,158,466
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$17,198,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$17,151,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$11,578,520
Value of total assets at end of year	2020-12-31	$193,978,719
Value of total assets at beginning of year	2020-12-31	$497,415,533
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$46,612
Total interest from all sources	2020-12-31	$620,917
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$123,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$123,315
Administrative expenses professional fees incurred	2020-12-31	$21,399
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$6,634,851
Participant contributions at end of year	2020-12-31	$3,661,613
Participant contributions at beginning of year	2020-12-31	$6,358,437
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$511,315
Other income not declared elsewhere	2020-12-31	$10,762
Administrative expenses (other) incurred	2020-12-31	$25,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$18,960,378
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$193,978,719
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$497,415,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$9,749,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$38,980,536
Interest on participant loans	2020-12-31	$182,451
Interest earned on other investments	2020-12-31	$438,466
Value of interest in master investment trust accounts at end of year	2020-12-31	$9,379,904
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$31,621,939
Value of interest in common/collective trusts at end of year	2020-12-31	$152,667,473
Value of interest in common/collective trusts at beginning of year	2020-12-31	$391,351,983
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$18,519,957
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$29,081,764
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$981,919
Net investment gain or loss from common/collective trusts	2020-12-31	$23,638,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$4,432,354
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$20,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$17,151,476
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	THE BONADIO GROUP
Accountancy firm EIN	2020-12-31	161131146
2019 : UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$32,911
Total transfer of assets to this plan	2019-12-31	$32,911
Total transfer of assets from this plan	2019-12-31	$484,910
Total transfer of assets from this plan	2019-12-31	$484,910
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$107,181,723
Total income from all sources (including contributions)	2019-12-31	$107,181,723
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$40,156,837
Total of all expenses incurred	2019-12-31	$40,156,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$40,017,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$40,017,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$22,818,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$22,818,304
Value of total assets at end of year	2019-12-31	$497,415,533
Value of total assets at end of year	2019-12-31	$497,415,533
Value of total assets at beginning of year	2019-12-31	$430,842,646
Value of total assets at beginning of year	2019-12-31	$430,842,646
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$139,072
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$139,072
Total interest from all sources	2019-12-31	$961,405
Total interest from all sources	2019-12-31	$961,405
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,227,647
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,227,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,227,647
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,227,647
Administrative expenses professional fees incurred	2019-12-31	$29,594
Administrative expenses professional fees incurred	2019-12-31	$29,594
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$13,864,995
Contributions received from participants	2019-12-31	$13,864,995
Participant contributions at end of year	2019-12-31	$6,358,437
Participant contributions at end of year	2019-12-31	$6,358,437
Participant contributions at beginning of year	2019-12-31	$5,946,469
Participant contributions at beginning of year	2019-12-31	$5,946,469
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$525,428
Participant contributions at beginning of year	2019-12-31	$525,428
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$239,589
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$239,589
Other income not declared elsewhere	2019-12-31	$-39,963
Other income not declared elsewhere	2019-12-31	$-39,963
Administrative expenses (other) incurred	2019-12-31	$70,787
Administrative expenses (other) incurred	2019-12-31	$70,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$67,024,886
Value of net income/loss	2019-12-31	$67,024,886
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$497,415,533
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$497,415,533
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$430,842,646
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$430,842,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$38,691
Investment advisory and management fees	2019-12-31	$38,691
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$38,980,536
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$38,980,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$29,488,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$29,488,067
Interest on participant loans	2019-12-31	$371,842
Interest on participant loans	2019-12-31	$371,842
Interest earned on other investments	2019-12-31	$589,563
Interest earned on other investments	2019-12-31	$589,563
Value of interest in master investment trust accounts at end of year	2019-12-31	$31,621,939
Value of interest in master investment trust accounts at end of year	2019-12-31	$31,621,939
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$36,117,204
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$36,117,204
Value of interest in common/collective trusts at end of year	2019-12-31	$391,351,983
Value of interest in common/collective trusts at end of year	2019-12-31	$391,351,983
Value of interest in common/collective trusts at beginning of year	2019-12-31	$329,673,457
Value of interest in common/collective trusts at beginning of year	2019-12-31	$329,673,457
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$29,081,764
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$29,081,764
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$28,844,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$28,844,364
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$5,478,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$5,478,013
Net investment gain or loss from common/collective trusts	2019-12-31	$74,824,729
Net investment gain or loss from common/collective trusts	2019-12-31	$74,824,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$8,713,720
Contributions received in cash from employer	2019-12-31	$8,713,720
Employer contributions (assets) at end of year	2019-12-31	$20,874
Employer contributions (assets) at end of year	2019-12-31	$20,874
Employer contributions (assets) at beginning of year	2019-12-31	$247,657
Employer contributions (assets) at beginning of year	2019-12-31	$247,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$40,017,765
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$40,017,765
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	THE BONADIO GROUP
Accountancy firm name	2019-12-31	THE BONADIO GROUP
Accountancy firm EIN	2019-12-31	161131146
2018 : UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$9,495,053
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$44,971,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$44,859,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$24,734,196
Value of total assets at end of year	2018-12-31	$430,842,646
Value of total assets at beginning of year	2018-12-31	$466,318,914
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$111,839
Total interest from all sources	2018-12-31	$362,057
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,663,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,663,590
Administrative expenses professional fees incurred	2018-12-31	$11,656
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$14,116,982
Participant contributions at end of year	2018-12-31	$5,946,469
Participant contributions at beginning of year	2018-12-31	$5,228,741
Participant contributions at end of year	2018-12-31	$525,428
Participant contributions at beginning of year	2018-12-31	$332,317
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,139,857
Administrative expenses (other) incurred	2018-12-31	$80,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-35,476,268
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$430,842,646
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$466,318,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$19,993
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$29,488,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$367,172,524
Interest on participant loans	2018-12-31	$302,051
Interest earned on other investments	2018-12-31	$60,006
Value of interest in master investment trust accounts at end of year	2018-12-31	$36,117,204
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$47,517,590
Value of interest in common/collective trusts at end of year	2018-12-31	$329,673,457
Value of interest in common/collective trusts at beginning of year	2018-12-31	$45,767,162
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$28,844,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-3,337,851
Net investment gain or loss from common/collective trusts	2018-12-31	$-16,492,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$8,477,357
Employer contributions (assets) at end of year	2018-12-31	$247,657
Employer contributions (assets) at beginning of year	2018-12-31	$300,580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$44,859,482
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	THE BONADIO GROUP
Accountancy firm EIN	2018-12-31	161131146
2017 : UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$97,735,680
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$39,607,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$39,421,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$23,227,081
Value of total assets at end of year	2017-12-31	$466,318,914
Value of total assets at beginning of year	2017-12-31	$408,190,992
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$186,372
Total interest from all sources	2017-12-31	$242,525
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$11,932,025
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$11,932,025
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$14,419,344
Participant contributions at end of year	2017-12-31	$5,228,741
Participant contributions at beginning of year	2017-12-31	$5,056,219
Participant contributions at end of year	2017-12-31	$332,317
Participant contributions at beginning of year	2017-12-31	$366,009
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$484,675
Administrative expenses (other) incurred	2017-12-31	$186,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$58,127,922
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$466,318,914
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$408,190,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$367,172,524
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$313,266,846
Interest on participant loans	2017-12-31	$242,525
Value of interest in master investment trust accounts at end of year	2017-12-31	$47,517,590
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$40,796,617
Value of interest in common/collective trusts at end of year	2017-12-31	$45,767,162
Value of interest in common/collective trusts at beginning of year	2017-12-31	$48,384,803
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$46,665,835
Net investment gain or loss from common/collective trusts	2017-12-31	$910,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$8,323,062
Employer contributions (assets) at end of year	2017-12-31	$300,580
Employer contributions (assets) at beginning of year	2017-12-31	$320,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$39,421,386
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BAKER NEWMAN NOYES, LLC
Accountancy firm EIN	2017-12-31	010494526

Form 5500 Responses for UIL HOLDINGS CORPORATION 401(K) UNION PLAN

2021: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	Yes
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2021-01-01	Plan is a collectively bargained plan	Yes
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	Yes
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	Yes
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: UIL HOLDINGS CORPORATION 401(K) UNION PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

T. ROWE PRICE (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	106152
Policy instance	1
T. ROWE PRICE (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	106152
Policy instance	1
T. ROWE PRICE (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	106152
Policy instance	1

Potentially related plans

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Company Name:	UIL HOLDINGS CORPORATION
Employer identification number (EIN):	061541045
NAIC Classification:	221100

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2021-01-01
002	2021-01-01	PAUL VISCONTI
002	2020-01-01
002	2019-01-01
002	2017-01-01	DIANE BYRON	DIANE BYRON	2018-10-15