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GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 401k Plan overview

Plan NameGUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN
Plan identification number 001

GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WESTGUARD INSURANCE COMPANY has sponsored the creation of one or more 401k plans.

Company Name:WESTGUARD INSURANCE COMPANY
Employer identification number (EIN):061678760
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Additional information about WESTGUARD INSURANCE COMPANY

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2015-01-07
Company Identification Number: 0802131246
Legal Registered Office Address: 1999 BRYAN ST STE 900

DALLAS
United States of America (USA)
75201

More information about WESTGUARD INSURANCE COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CARL WITKOWSKI CARL WITKOWSKI2018-10-11
0012016-01-01CARL WITKOWSKI CARL WITKOWSKI2017-09-29

Plan Statistics for GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN

401k plan membership statisitcs for GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN

Measure Date Value
2022: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,256
Total number of active participants reported on line 7a of the Form 55002022-01-011,309
Number of retired or separated participants receiving benefits2022-01-0143
Number of other retired or separated participants entitled to future benefits2022-01-01391
Total of all active and inactive participants2022-01-011,743
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-011,744
Number of participants with account balances2022-01-011,434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01165
2021: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,250
Total number of active participants reported on line 7a of the Form 55002021-01-01923
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01338
Total of all active and inactive participants2021-01-011,262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-011,263
Number of participants with account balances2021-01-011,189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01192
2020: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,082
Total number of active participants reported on line 7a of the Form 55002020-01-011,043
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01210
Total of all active and inactive participants2020-01-011,253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-011,254
Number of participants with account balances2020-01-011,191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01111
2019: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01935
Total number of active participants reported on line 7a of the Form 55002019-01-01961
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01121
Total of all active and inactive participants2019-01-011,082
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,082
Number of participants with account balances2019-01-01963
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0130
2018: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01774
Total number of active participants reported on line 7a of the Form 55002018-01-01728
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0178
Total of all active and inactive participants2018-01-01808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01808
Number of participants with account balances2018-01-01759
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0160
2017: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01631
Total number of active participants reported on line 7a of the Form 55002017-01-01653
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0166
Total of all active and inactive participants2017-01-01722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01722
Number of participants with account balances2017-01-01660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0134
2016: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01506
Total number of active participants reported on line 7a of the Form 55002016-01-01542
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0158
Total of all active and inactive participants2016-01-01602
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01602
Number of participants with account balances2016-01-01538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0121

Financial Data on GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN

Measure Date Value
2022 : GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets from this plan2022-12-31$4,934,261
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-7,447,459
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,735,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,653,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,304,861
Value of total assets at end of year2022-12-31$81,870,869
Value of total assets at beginning of year2022-12-31$100,988,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$81,970
Total interest from all sources2022-12-31$78,379
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,442,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,442,524
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,925,775
Participant contributions at end of year2022-12-31$1,462,128
Participant contributions at beginning of year2022-12-31$1,320,764
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$512,262
Administrative expenses (other) incurred2022-12-31$20,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-14,183,242
Value of net assets at end of year (total assets less liabilities)2022-12-31$81,870,869
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$100,988,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$61,800
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$66,572,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$85,775,141
Interest on participant loans2022-12-31$78,379
Value of interest in common/collective trusts at end of year2022-12-31$11,570,542
Value of interest in common/collective trusts at beginning of year2022-12-31$12,944,178
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-21,486,423
Net investment gain or loss from common/collective trusts2022-12-31$213,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,866,824
Employer contributions (assets) at end of year2022-12-31$2,265,805
Employer contributions (assets) at beginning of year2022-12-31$948,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,653,813
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KRONICK KALADA BERDY AND CO
Accountancy firm EIN2022-12-31232667890
2021 : GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$20,534,979
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$8,189,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$8,113,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$8,379,848
Value of total assets at end of year2021-12-31$100,988,372
Value of total assets at beginning of year2021-12-31$88,642,766
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$75,810
Total interest from all sources2021-12-31$73,280
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$6,091,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,091,923
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,982,930
Participant contributions at end of year2021-12-31$1,320,764
Participant contributions at beginning of year2021-12-31$1,224,894
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,010,633
Administrative expenses (other) incurred2021-12-31$17,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$12,345,606
Value of net assets at end of year (total assets less liabilities)2021-12-31$100,988,372
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$88,642,766
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$58,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$85,775,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$70,088,629
Interest on participant loans2021-12-31$73,280
Value of interest in common/collective trusts at end of year2021-12-31$12,944,178
Value of interest in common/collective trusts at beginning of year2021-12-31$16,139,767
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,752,588
Net investment gain or loss from common/collective trusts2021-12-31$237,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,386,285
Employer contributions (assets) at end of year2021-12-31$948,289
Employer contributions (assets) at beginning of year2021-12-31$1,189,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$8,113,563
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KRONICK KALADA BERDY AND CO
Accountancy firm EIN2021-12-31232667890
2020 : GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$20,500,267
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,091,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,034,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,848,727
Value of total assets at end of year2020-12-31$88,642,766
Value of total assets at beginning of year2020-12-31$73,233,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$56,580
Total interest from all sources2020-12-31$76,918
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,537,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,537,048
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,715,882
Participant contributions at end of year2020-12-31$1,224,894
Participant contributions at beginning of year2020-12-31$1,071,666
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,652,484
Administrative expenses (other) incurred2020-12-31$11,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$15,408,824
Value of net assets at end of year (total assets less liabilities)2020-12-31$88,642,766
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$73,233,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$70,088,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$55,684,196
Interest on participant loans2020-12-31$76,918
Value of interest in common/collective trusts at end of year2020-12-31$16,139,767
Value of interest in common/collective trusts at beginning of year2020-12-31$14,283,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,723,533
Net investment gain or loss from common/collective trusts2020-12-31$314,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,480,361
Employer contributions (assets) at end of year2020-12-31$1,189,476
Employer contributions (assets) at beginning of year2020-12-31$2,194,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,034,863
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KRONICK KALADA BERDY AND CO
Accountancy firm EIN2020-12-31232667890
2019 : GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$20,054,334
Total income from all sources (including contributions)2019-12-31$20,054,334
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,657,711
Total of all expenses incurred2019-12-31$5,657,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,598,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,598,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,639,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,639,654
Value of total assets at end of year2019-12-31$73,233,942
Value of total assets at end of year2019-12-31$73,233,942
Value of total assets at beginning of year2019-12-31$58,837,319
Value of total assets at beginning of year2019-12-31$58,837,319
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$59,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$59,664
Total interest from all sources2019-12-31$69,113
Total interest from all sources2019-12-31$69,113
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,994,281
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,994,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,994,281
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,994,281
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,024,064
Contributions received from participants2019-12-31$3,024,064
Participant contributions at end of year2019-12-31$1,071,666
Participant contributions at end of year2019-12-31$1,071,666
Participant contributions at beginning of year2019-12-31$996,570
Participant contributions at beginning of year2019-12-31$996,570
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$605,162
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$605,162
Administrative expenses (other) incurred2019-12-31$14,664
Administrative expenses (other) incurred2019-12-31$14,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$14,396,623
Value of net income/loss2019-12-31$14,396,623
Value of net assets at end of year (total assets less liabilities)2019-12-31$73,233,942
Value of net assets at end of year (total assets less liabilities)2019-12-31$73,233,942
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$58,837,319
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$58,837,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$45,000
Investment advisory and management fees2019-12-31$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$55,684,196
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$55,684,196
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,823,172
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,823,172
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$36,453,591
Value of interest in pooled separate accounts at beginning of year2019-12-31$36,453,591
Interest on participant loans2019-12-31$69,113
Interest on participant loans2019-12-31$69,113
Value of interest in common/collective trusts at end of year2019-12-31$14,283,307
Value of interest in common/collective trusts at end of year2019-12-31$14,283,307
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$14,680,067
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$14,680,067
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,193,730
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,193,730
Net investment gain/loss from pooled separate accounts2019-12-31$31,141
Net investment gain/loss from pooled separate accounts2019-12-31$31,141
Net investment gain or loss from common/collective trusts2019-12-31$126,415
Net investment gain or loss from common/collective trusts2019-12-31$126,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,010,428
Contributions received in cash from employer2019-12-31$4,010,428
Employer contributions (assets) at end of year2019-12-31$2,194,773
Employer contributions (assets) at end of year2019-12-31$2,194,773
Employer contributions (assets) at beginning of year2019-12-31$1,883,919
Employer contributions (assets) at beginning of year2019-12-31$1,883,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,598,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,598,047
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KRONICK KALADA BERDY AND CO
Accountancy firm name2019-12-31KRONICK KALADA BERDY AND CO
Accountancy firm EIN2019-12-31232667890
Accountancy firm EIN2019-12-31232667890
2018 : GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,989,234
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,169,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,102,650
Expenses. Certain deemed distributions of participant loans2018-12-31$12,641
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,187,507
Value of total assets at end of year2018-12-31$58,837,319
Value of total assets at beginning of year2018-12-31$57,017,784
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$54,408
Total interest from all sources2018-12-31$525,807
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$515,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$515,743
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,534,153
Participant contributions at end of year2018-12-31$996,570
Participant contributions at beginning of year2018-12-31$833,529
Participant contributions at beginning of year2018-12-31$72,770
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$245,994
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,819,535
Value of net assets at end of year (total assets less liabilities)2018-12-31$58,837,319
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$57,017,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,823,172
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,517,721
Value of interest in pooled separate accounts at end of year2018-12-31$36,453,591
Value of interest in pooled separate accounts at beginning of year2018-12-31$36,391,597
Interest on participant loans2018-12-31$51,285
Interest earned on other investments2018-12-31$474,522
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$14,680,067
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$12,500,737
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,119,638
Net investment gain/loss from pooled separate accounts2018-12-31$-2,120,185
Net investment gain or loss from common/collective trusts2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$3,407,360
Employer contributions (assets) at end of year2018-12-31$1,883,919
Employer contributions (assets) at beginning of year2018-12-31$1,701,430
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,102,650
Contract administrator fees2018-12-31$9,378
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KRONICK KALADA BERDY AND CO
Accountancy firm EIN2018-12-31232667890
2017 : GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$12,993,725
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,892,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,842,740
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,459,458
Value of total assets at end of year2017-12-31$57,017,784
Value of total assets at beginning of year2017-12-31$47,916,529
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$49,730
Total interest from all sources2017-12-31$439,496
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$414,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$414,791
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,272,500
Participant contributions at end of year2017-12-31$833,529
Participant contributions at beginning of year2017-12-31$880,579
Participant contributions at end of year2017-12-31$72,770
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$214,777
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Other income not declared elsewhere2017-12-31$262,984
Administrative expenses (other) incurred2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$9,101,255
Value of net assets at end of year (total assets less liabilities)2017-12-31$57,017,784
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$47,916,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,517,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,700,785
Value of interest in pooled separate accounts at end of year2017-12-31$36,391,597
Value of interest in pooled separate accounts at beginning of year2017-12-31$28,886,184
Interest on participant loans2017-12-31$44,983
Interest earned on other investments2017-12-31$394,513
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$12,500,737
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$11,107,554
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$135,314
Net investment gain/loss from pooled separate accounts2017-12-31$6,281,682
Net investment gain or loss from common/collective trusts2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$2,972,181
Employer contributions (assets) at end of year2017-12-31$1,701,430
Employer contributions (assets) at beginning of year2017-12-31$1,341,427
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,842,740
Contract administrator fees2017-12-31$4,730
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KRONICK KALADA BERDY & CO
Accountancy firm EIN2017-12-31232667890
2016 : GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,165,216
Total loss/gain on sale of assets2016-12-31$-118,359
Total of all expenses incurred2016-12-31$809,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$759,993
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,355,084
Value of total assets at end of year2016-12-31$47,916,529
Value of total assets at beginning of year2016-12-31$41,560,446
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$49,140
Total interest from all sources2016-12-31$406,782
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$169,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$169,174
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,897,938
Participant contributions at end of year2016-12-31$880,579
Participant contributions at beginning of year2016-12-31$651,444
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$68,251
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Other income not declared elsewhere2016-12-31$4,956
Administrative expenses (other) incurred2016-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,356,083
Value of net assets at end of year (total assets less liabilities)2016-12-31$47,916,529
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$41,560,446
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,700,785
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,954,136
Value of interest in pooled separate accounts at end of year2016-12-31$28,886,184
Value of interest in pooled separate accounts at beginning of year2016-12-31$25,065,458
Interest on participant loans2016-12-31$41,436
Interest earned on other investments2016-12-31$365,346
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$11,107,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$9,866,899
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,347,579
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$2,388,895
Employer contributions (assets) at end of year2016-12-31$1,341,427
Employer contributions (assets) at beginning of year2016-12-31$1,022,509
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$759,993
Contract administrator fees2016-12-31$4,110
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$517,412
Aggregate carrying amount (costs) on sale of assets2016-12-31$635,771
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KRONICK KALADA BERDY & CO
Accountancy firm EIN2016-12-31232667890

Form 5500 Responses for GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN

2022: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GUARD INSURANCE GROUP EMPLOYEES' PROFIT SHARING/ 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9131 - 1
Policy instance 1
Insurance contract or identification numberSF 9131 - 1
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-08-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9131
Policy instance 1
Insurance contract or identification numberSF 9131
Number of Individuals Covered808
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberSF 9131
Policy instance 1
Insurance contract or identification numberSF 9131
Number of Individuals Covered722
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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