ASTORIA BANK has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ASTORIA BANK EMPLOYEES' PENSION PLAN
| Measure | Date | Value |
|---|
| 2016: ASTORIA BANK EMPLOYEES' PENSION PLAN 2016 401k membership |
|---|
| Market value of plan assets | 2016-12-31 | 180,387,294 |
| Acturial value of plan assets | 2016-12-31 | 186,442,923 |
| Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 95,766,252 |
| Number of terminated vested participants | 2016-12-31 | 1,060 |
| Fundng target for terminated vested participants | 2016-12-31 | 44,188,173 |
| Active participant vested funding target | 2016-12-31 | 36,190,059 |
| Number of active participants | 2016-12-31 | 796 |
| Total funding liabilities for active participants | 2016-12-31 | 36,243,253 |
| Total participant count | 2016-12-31 | 3,368 |
| Total funding target for all participants | 2016-12-31 | 176,197,678 |
| Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 8,311,422 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 50,000 |
| Amount remaining of carryover balance | 2016-12-31 | 0 |
| Amount remaining of prefunding balance | 2016-12-31 | 8,261,422 |
| Present value of excess contributions | 2016-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2016-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2016-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2016-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2016-12-31 | 8,439,043 |
| Total employer contributions | 2016-12-31 | 0 |
| Total employee contributions | 2016-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2016-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2016-12-31 | 50,000 |
| Net shortfall amortization installment of oustanding balance | 2016-12-31 | 0 |
| Waiver amortization installment | 2016-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2016-12-31 | 0 |
| Carryover balance elected to use to offset funding requirement | 2016-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2016-12-31 | 0 |
| Additional cash requirement | 2016-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2016-12-31 | 0 |
| Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
| Total participants, beginning-of-year | 2016-01-01 | 3,368 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 725 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 1,403 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 1,026 |
| Total of all active and inactive participants | 2016-01-01 | 3,154 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 114 |
| Total participants | 2016-01-01 | 3,268 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 1 |
| 2015: ASTORIA BANK EMPLOYEES' PENSION PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 3,463 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 796 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 1,402 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 1,060 |
| Total of all active and inactive participants | 2015-01-01 | 3,258 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 110 |
| Total participants | 2015-01-01 | 3,368 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 7 |
| 2014: ASTORIA BANK EMPLOYEES' PENSION PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 3,978 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 890 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 1,401 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 1,063 |
| Total of all active and inactive participants | 2014-01-01 | 3,354 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 109 |
| Total participants | 2014-01-01 | 3,463 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 19 |
| 2013: ASTORIA BANK EMPLOYEES' PENSION PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 4,107 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 1,000 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 1,361 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 1,516 |
| Total of all active and inactive participants | 2013-01-01 | 3,877 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 101 |
| Total participants | 2013-01-01 | 3,978 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 59 |
| 2012: ASTORIA BANK EMPLOYEES' PENSION PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 4,250 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 1,169 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 1,305 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1,533 |
| Total of all active and inactive participants | 2012-01-01 | 4,007 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 100 |
| Total participants | 2012-01-01 | 4,107 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 122 |
| 2011: ASTORIA BANK EMPLOYEES' PENSION PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 4,266 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 1,375 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 1,280 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1,504 |
| Total of all active and inactive participants | 2011-01-01 | 4,159 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 91 |
| Total participants | 2011-01-01 | 4,250 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 98 |
| 2010: ASTORIA BANK EMPLOYEES' PENSION PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 4,286 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 1,384 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 1,255 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 1,541 |
| Total of all active and inactive participants | 2010-01-01 | 4,180 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 86 |
| Total participants | 2010-01-01 | 4,266 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 115 |
| 2009: ASTORIA BANK EMPLOYEES' PENSION PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 4,212 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 1,398 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 1,238 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1,569 |
| Total of all active and inactive participants | 2009-01-01 | 4,205 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 81 |
| Total participants | 2009-01-01 | 4,286 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 80 |
| Measure | Date | Value |
|---|
| 2016 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $2,660,458 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $2,660,458 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $13,196,648 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $10,813,965 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $10,796,687 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $182,769,976 |
| Value of total assets at beginning of year | 2016-12-31 | $180,387,293 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $17,278 |
| Total interest from all sources | 2016-12-31 | $329,222 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $150,816 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Other income not declared elsewhere | 2016-12-31 | $610 |
| Administrative expenses (other) incurred | 2016-12-31 | $17,278 |
| Total non interest bearing cash at end of year | 2016-12-31 | $4,169 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $4,167 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $2,382,683 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $182,769,976 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $180,387,293 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $155,925,195 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $155,214,654 |
| Interest earned on other investments | 2016-12-31 | $329,220 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $2 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $9,145,733 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $10,288,412 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $10,055,542 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Assets. Invements in employer securities at end of year | 2016-12-31 | $17,694,879 |
| Assets. Invements in employer securities at beginning of year | 2016-12-31 | $14,880,060 |
| Income. Dividends from common stock | 2016-12-31 | $150,816 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $10,796,687 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | KPMG LLP |
| Accountancy firm EIN | 2016-12-31 | 135565207 |
| 2015 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $2,060,202 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $2,060,202 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $3,908,605 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $10,595,647 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $10,568,169 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $180,387,293 |
| Value of total assets at beginning of year | 2015-12-31 | $187,074,335 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $27,478 |
| Total interest from all sources | 2015-12-31 | $292,568 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $149,216 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $50,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Administrative expenses (other) incurred | 2015-12-31 | $27,478 |
| Total non interest bearing cash at end of year | 2015-12-31 | $4,167 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $4,165 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-6,687,042 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $180,387,293 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $187,074,335 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $155,214,654 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $162,808,035 |
| Interest earned on other investments | 2015-12-31 | $292,566 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $2 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $10,288,412 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $11,857,745 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $1,406,619 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Assets. Invements in employer securities at end of year | 2015-12-31 | $14,880,060 |
| Assets. Invements in employer securities at beginning of year | 2015-12-31 | $12,404,390 |
| Income. Dividends from common stock | 2015-12-31 | $149,216 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $10,568,169 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | KPMG LLP |
| Accountancy firm EIN | 2015-12-31 | 135565207 |
| 2014 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-265,947 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-265,947 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $11,487,623 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $18,781,054 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $18,556,674 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $187,074,335 |
| Value of total assets at beginning of year | 2014-12-31 | $194,367,766 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $224,380 |
| Total interest from all sources | 2014-12-31 | $251,005 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $147,439 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Administrative expenses (other) incurred | 2014-12-31 | $224,380 |
| Total non interest bearing cash at end of year | 2014-12-31 | $4,165 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $4,163 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-7,293,431 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $187,074,335 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $194,367,766 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $162,808,035 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $170,377,909 |
| Interest earned on other investments | 2014-12-31 | $251,003 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $2 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $11,857,745 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $6,298,703 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $11,355,126 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Assets. Invements in employer securities at end of year | 2014-12-31 | $12,404,390 |
| Assets. Invements in employer securities at beginning of year | 2014-12-31 | $12,686,991 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $5,000,000 |
| Income. Dividends from common stock | 2014-12-31 | $147,439 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $18,556,674 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | KPMG LLP |
| Accountancy firm EIN | 2014-12-31 | 135565207 |
| 2013 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $3,871,077 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $3,871,077 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $38,630,813 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $9,946,505 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $9,898,991 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,000,000 |
| Value of total assets at end of year | 2013-12-31 | $194,367,766 |
| Value of total assets at beginning of year | 2013-12-31 | $165,683,458 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $47,514 |
| Total interest from all sources | 2013-12-31 | $273,871 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $145,571 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Administrative expenses (other) incurred | 2013-12-31 | $47,514 |
| Total non interest bearing cash at end of year | 2013-12-31 | $4,163 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $2,764 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $28,684,308 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $194,367,766 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $165,683,458 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $170,377,909 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $145,037,615 |
| Interest earned on other investments | 2013-12-31 | $272,472 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $1,399 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $6,298,703 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $7,176,760 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $29,340,294 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Assets. Invements in employer securities at end of year | 2013-12-31 | $12,686,991 |
| Assets. Invements in employer securities at beginning of year | 2013-12-31 | $8,466,319 |
| Contributions received in cash from employer | 2013-12-31 | $5,000,000 |
| Employer contributions (assets) at end of year | 2013-12-31 | $5,000,000 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $5,000,000 |
| Income. Dividends from common stock | 2013-12-31 | $145,571 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $9,898,991 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | KPMG LLP |
| Accountancy firm EIN | 2013-12-31 | 135565207 |
| 2012 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $949,083 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $949,083 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $22,283,190 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $9,549,404 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $9,481,715 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $5,623,068 |
| Value of total assets at end of year | 2012-12-31 | $165,683,458 |
| Value of total assets at beginning of year | 2012-12-31 | $152,949,672 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $67,689 |
| Total interest from all sources | 2012-12-31 | $352,385 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $222,132 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Administrative expenses (other) incurred | 2012-12-31 | $67,689 |
| Total non interest bearing cash at end of year | 2012-12-31 | $2,764 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $17,534 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $12,733,786 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $165,683,458 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $152,949,672 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $145,037,615 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $120,436,416 |
| Interest earned on other investments | 2012-12-31 | $337,155 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $15,230 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $7,176,760 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $6,563,506 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $15,136,522 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Assets. Invements in employer securities at end of year | 2012-12-31 | $8,466,319 |
| Assets. Invements in employer securities at beginning of year | 2012-12-31 | $7,477,488 |
| Contributions received in cash from employer | 2012-12-31 | $5,623,068 |
| Employer contributions (assets) at end of year | 2012-12-31 | $5,000,000 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $18,454,728 |
| Income. Dividends from common stock | 2012-12-31 | $222,132 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $9,481,715 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | KPMG, LLP |
| Accountancy firm EIN | 2012-12-31 | 135565207 |
| 2011 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $-4,569,030 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-4,569,030 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $20,265,928 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $9,032,028 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $8,995,590 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $22,867,538 |
| Value of total assets at end of year | 2011-12-31 | $152,949,672 |
| Value of total assets at beginning of year | 2011-12-31 | $141,715,772 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $36,438 |
| Total interest from all sources | 2011-12-31 | $310,526 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $442,919 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Administrative expenses (other) incurred | 2011-12-31 | $36,438 |
| Total non interest bearing cash at end of year | 2011-12-31 | $17,534 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $800 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $11,233,900 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $152,949,672 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $141,715,772 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $120,436,416 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $111,373,332 |
| Interest earned on other investments | 2011-12-31 | $293,792 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $16,734 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $6,563,506 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $6,300,958 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $1,213,975 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $7,477,488 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $11,676,458 |
| Contributions received in cash from employer | 2011-12-31 | $22,867,538 |
| Employer contributions (assets) at end of year | 2011-12-31 | $18,454,728 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $12,364,224 |
| Income. Dividends from common stock | 2011-12-31 | $442,919 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $8,995,590 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | KPMG, LLP |
| Accountancy firm EIN | 2011-12-31 | 135565207 |
| 2010 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,538,878 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,538,878 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $28,951,670 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $8,853,104 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $8,824,766 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $14,199,780 |
| Value of total assets at end of year | 2010-12-31 | $141,715,772 |
| Value of total assets at beginning of year | 2010-12-31 | $121,617,206 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $28,338 |
| Total interest from all sources | 2010-12-31 | $209,235 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $425,582 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $25,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Administrative expenses (other) incurred | 2010-12-31 | $28,338 |
| Total non interest bearing cash at end of year | 2010-12-31 | $800 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $12,677 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $20,098,566 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $141,715,772 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $121,617,206 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $111,373,332 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $105,930,140 |
| Interest earned on other investments | 2010-12-31 | $209,115 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $120 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $6,300,958 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $4,992,240 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $12,578,195 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $11,676,458 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $10,027,618 |
| Contributions received in cash from employer | 2010-12-31 | $14,199,780 |
| Employer contributions (assets) at end of year | 2010-12-31 | $12,364,224 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $654,531 |
| Income. Dividends from common stock | 2010-12-31 | $425,582 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $8,824,766 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | KPMG LLP |
| Accountancy firm EIN | 2010-12-31 | 135565207 |
| 2009 : ASTORIA BANK EMPLOYEES' PENSION PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |