401k Plan data: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN plan

POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan Name	POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number	001

POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

POLYTECHNIC UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: POLYTECHNIC UNIVERSITY

Employer identification number (EIN): 111630820

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 DENNIS DINTINO DENNIS DINTINO 2015-08-13
001 2012-01-01 DENNIS DINTINO DENNIS DINTINO 2014-08-22
001 2011-01-01 PEGGY CHEN PEGGY CHEN 2013-07-31
001 2010-01-01 DENNIS DINTINO DENNIS DINTINO 2012-09-18
001 2009-01-01 SUONG IVES
001 2009-01-01 DENNIS DINTINO DENNIS DINTINO 2012-09-17

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	DENNIS DINTINO	DENNIS DINTINO	2015-08-13
001	2012-01-01	DENNIS DINTINO	DENNIS DINTINO	2014-08-22
001	2011-01-01	PEGGY CHEN	PEGGY CHEN	2013-07-31
001	2010-01-01	DENNIS DINTINO	DENNIS DINTINO	2012-09-18
001	2009-01-01	SUONG IVES
001	2009-01-01	DENNIS DINTINO	DENNIS DINTINO	2012-09-17

Plan Statistics for POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2013: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,359
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,043
Number of retired or separated participants receiving benefits 2013-01-01 31
Number of other retired or separated participants entitled to future benefits 2013-01-01 262
Total of all active and inactive participants 2013-01-01 1,336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 3
Total participants 2013-01-01 1,339
Number of participants with account balances 2013-01-01 1,229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,269
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,131
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 227
Total of all active and inactive participants 2012-01-01 1,358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1,359
Number of participants with account balances 2012-01-01 1,233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,307
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,139
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 162
Total of all active and inactive participants 2011-01-01 1,301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 1,303
Number of participants with account balances 2011-01-01 1,212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,283
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,107
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 156
Total of all active and inactive participants 2010-01-01 1,263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1,235
Total participants 2010-01-01 2,498
Number of participants with account balances 2010-01-01 1,188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,290
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,031
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 194
Total of all active and inactive participants 2009-01-01 1,225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 1,226
Number of participants with account balances 2009-01-01 1,180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,359
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,043
Number of retired or separated participants receiving benefits	2013-01-01	31
Number of other retired or separated participants entitled to future benefits	2013-01-01	262
Total of all active and inactive participants	2013-01-01	1,336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	3
Total participants	2013-01-01	1,339
Number of participants with account balances	2013-01-01	1,229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,269
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,131
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	227
Total of all active and inactive participants	2012-01-01	1,358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,359
Number of participants with account balances	2012-01-01	1,233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,307
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,139
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	162
Total of all active and inactive participants	2011-01-01	1,301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	1,303
Number of participants with account balances	2011-01-01	1,212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,283
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,107
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	156
Total of all active and inactive participants	2010-01-01	1,263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1,235
Total participants	2010-01-01	2,498
Number of participants with account balances	2010-01-01	1,188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,290
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,031
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	194
Total of all active and inactive participants	2009-01-01	1,225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	1,226
Number of participants with account balances	2009-01-01	1,180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN

Measure	Date	Value
2013 : POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$37,643,578
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$15,489,067
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$15,482,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$7,265,522
Value of total assets at end of year	2013-12-31	$247,522,451
Value of total assets at beginning of year	2013-12-31	$225,367,940
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$6,284
Total interest from all sources	2013-12-31	$4,168,974
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,259,902
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,259,902
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$4,017,380
Participant contributions at end of year	2013-12-31	$117,011
Participant contributions at beginning of year	2013-12-31	$99,445
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$1,018
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$790,677
Other income not declared elsewhere	2013-12-31	$89,052
Administrative expenses (other) incurred	2013-12-31	$6,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$22,154,511
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$247,522,451
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$225,367,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$100,204,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$115,806,557
Value of interest in pooled separate accounts at end of year	2013-12-31	$10,458,628
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$8,457,839
Interest on participant loans	2013-12-31	$4,121
Interest earned on other investments	2013-12-31	$4,168,974
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$136,742,746
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$101,002,430
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$856,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$24,045,713
Net investment gain/loss from pooled separate accounts	2013-12-31	$903,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,248,142
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$14,626,571
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	KPMG
Accountancy firm EIN	2013-12-31	135565207
2012 : POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$22,186,877
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$9,907,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$9,907,093
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$6,431,816
Value of total assets at end of year	2012-12-31	$221,362,557
Value of total assets at beginning of year	2012-12-31	$209,082,773
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$3,976,298
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$615,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$615,290
Was this plan covered by a fidelity bond	2012-12-31	No
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,912,810
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$93,219
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$1,018
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$552,721
Other income not declared elsewhere	2012-12-31	$10,330
Administrative expenses (other) incurred	2012-12-31	$4,423
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$12,279,784
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$221,362,557
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$209,082,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$112,901,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$101,383,641
Value of interest in pooled separate accounts at end of year	2012-12-31	$8,457,839
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$7,348,237
Interest on participant loans	2012-12-31	$3,925
Interest earned on other investments	2012-12-31	$3,976,298
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$100,002,755
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$100,256,007
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$248,151
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$10,376,207
Net investment gain/loss from pooled separate accounts	2012-12-31	$776,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,966,285
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$9,658,942
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KPMG
Accountancy firm EIN	2012-12-31	135565207
2011 : POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$9,746,781
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$18,633,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$18,632,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$7,587,860
Value of total assets at end of year	2011-12-31	$209,055,811
Value of total assets at beginning of year	2011-12-31	$217,942,965
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,190
Total interest from all sources	2011-12-31	$3,963,361
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$336,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$336,714
Was this plan covered by a fidelity bond	2011-12-31	No
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,872,421
Participant contributions at end of year	2011-12-31	$93,220
Participant contributions at beginning of year	2011-12-31	$64,225
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$1,443
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,780,373
Other income not declared elsewhere	2011-12-31	$1,075
Administrative expenses (other) incurred	2011-12-31	$1,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-8,887,154
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$209,055,811
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$217,942,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$101,383,641
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$111,467,639
Value of interest in pooled separate accounts at end of year	2011-12-31	$7,348,237
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$6,323,585
Interest on participant loans	2011-12-31	$2,780
Interest earned on other investments	2011-12-31	$3,960,581
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$100,230,713
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$100,083,968
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$1,379,531
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,985,297
Net investment gain/loss from pooled separate accounts	2011-12-31	$843,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,935,066
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$2,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$17,253,214
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KMPG
Accountancy firm EIN	2011-12-31	135565207
2010 : POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$23,341,675
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$11,839,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$11,836,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$6,240,148
Value of total assets at end of year	2010-12-31	$217,939,417
Value of total assets at beginning of year	2010-12-31	$206,437,581
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,433
Total interest from all sources	2010-12-31	$3,800,892
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$188,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$188,874
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,802,280
Participant contributions at end of year	2010-12-31	$64,225
Participant contributions at beginning of year	2010-12-31	$79,248
Participant contributions at end of year	2010-12-31	$1,443
Participant contributions at beginning of year	2010-12-31	$1,578
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$927,958
Administrative expenses (other) incurred	2010-12-31	$3,433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$11,501,836
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$217,939,417
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$206,437,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$111,467,639
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$100,976,526
Value of interest in pooled separate accounts at end of year	2010-12-31	$6,323,585
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$3,356,896
Interest on participant loans	2010-12-31	$2,573
Interest earned on other investments	2010-12-31	$3,800,892
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$100,148,193
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$102,104,159
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$54,427
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$12,514,135
Net investment gain/loss from pooled separate accounts	2010-12-31	$597,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,509,910
Employer contributions (assets) at end of year	2010-12-31	$2,105
Employer contributions (assets) at beginning of year	2010-12-31	$5,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$11,781,979
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KPMG
Accountancy firm EIN	2010-12-31	135565207
2009 : POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN

2013: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: POLYTECHNIC INSTITUTE OF NYU DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	POLYTECHNIC UNIVERSITY
Employer identification number (EIN):	111630820
NAIC Classification:	611000