NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan Name	NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number	001

NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations. Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations. Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEW YORK-PRESBYTERIAN/QUEENS has sponsored the creation of one or more 401k plans.

Company Name:	NEW YORK-PRESBYTERIAN/QUEENS
Employer identification number (EIN):	111839362
NAIC Classification:	622000
NAIC Description:	Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	LORRAINE ORLANDO
001	2013-01-01	LORRAINE ORLANDO
001	2012-01-01	LORRAINE ORLANDO
001	2011-01-01	LORRAINE ORLANDO
001	2009-01-01	LORRAINE ORLANDO
001	2009-01-01	LORRAINE ORLANDO

Plan Statistics for NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN

Measure	Date	Value
2019: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	4,988
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	4,780
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	3,076
Number of retired or separated participants receiving benefits	2018-01-01	16
Number of other retired or separated participants entitled to future benefits	2018-01-01	1,885
Total of all active and inactive participants	2018-01-01	4,977
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	11
Total participants	2018-01-01	4,988
Number of participants with account balances	2018-01-01	4,847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1,847
2017: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	4,173
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2,847
Number of retired or separated participants receiving benefits	2017-01-01	10
Number of other retired or separated participants entitled to future benefits	2017-01-01	1,559
Total of all active and inactive participants	2017-01-01	4,416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	6
Total participants	2017-01-01	4,422
Number of participants with account balances	2017-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	4,327
2016: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	3,969
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2,632
Number of retired or separated participants receiving benefits	2016-01-01	10
Number of other retired or separated participants entitled to future benefits	2016-01-01	1,442
Total of all active and inactive participants	2016-01-01	4,084
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	7
Total participants	2016-01-01	4,091
Number of participants with account balances	2016-01-01	4,074
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	26
2015: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4,038
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,285
Number of retired or separated participants receiving benefits	2015-01-01	5
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,610
Total of all active and inactive participants	2015-01-01	3,900
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	5
Total participants	2015-01-01	3,905
Number of participants with account balances	2015-01-01	3,818
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	38
2014: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3,685
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,102
Number of retired or separated participants receiving benefits	2014-01-01	5
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,573
Total of all active and inactive participants	2014-01-01	3,680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	5
Total participants	2014-01-01	3,685
Number of participants with account balances	2014-01-01	3,678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	34
2013: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,599
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,571
Number of retired or separated participants receiving benefits	2013-01-01	3
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,074
Total of all active and inactive participants	2013-01-01	3,648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	5
Total participants	2013-01-01	3,653
Number of participants with account balances	2013-01-01	3,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	50
2012: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,530
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,460
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,095
Total of all active and inactive participants	2012-01-01	3,558
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	4
Total participants	2012-01-01	3,562
Number of participants with account balances	2012-01-01	3,492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	58
2011: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3,694
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,553
Number of retired or separated participants receiving benefits	2011-01-01	3
Number of other retired or separated participants entitled to future benefits	2011-01-01	973
Total of all active and inactive participants	2011-01-01	3,529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	3,530
Number of participants with account balances	2011-01-01	3,530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	81
2009: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3,630
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3,216
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	254
Total of all active and inactive participants	2009-01-01	3,471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3
Total participants	2009-01-01	3,474
Number of participants with account balances	2009-01-01	3,474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	73

Financial Data on NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN

Measure	Date	Value
2019 : NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$276,782,542
Total transfer of assets from this plan	2019-12-31	$276,782,542
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$69,463,150
Total income from all sources (including contributions)	2019-12-31	$69,463,150
Total loss/gain on sale of assets	2019-12-31	$32,356,578
Total of all expenses incurred	2019-12-31	$17,778,280
Total of all expenses incurred	2019-12-31	$17,778,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$17,744,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$17,744,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$32,240,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$32,240,775
Value of total assets at end of year	2019-12-31	$0
Value of total assets at end of year	2019-12-31	$0
Value of total assets at beginning of year	2019-12-31	$225,097,672
Value of total assets at beginning of year	2019-12-31	$225,097,672
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$33,709
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$33,709
Total interest from all sources	2019-12-31	$14,255
Total interest from all sources	2019-12-31	$14,255
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$4,851,542
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$4,851,542
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$4,851,542
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$4,851,542
Administrative expenses professional fees incurred	2019-12-31	$33,709
Administrative expenses professional fees incurred	2019-12-31	$33,709
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$4,463,357
Contributions received from participants	2019-12-31	$4,463,357
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$95,884
Participant contributions at beginning of year	2019-12-31	$95,884
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$556,064
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$556,064
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$10,200,199
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$10,200,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$51,684,870
Value of net income/loss	2019-12-31	$51,684,870
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$0
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$225,097,672
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$225,097,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$71,565,921
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$65,922,031
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$65,922,031
Interest on participant loans	2019-12-31	$14,255
Interest on participant loans	2019-12-31	$14,255
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$82,974,306
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$82,974,306
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$17,577,219
Contributions received in cash from employer	2019-12-31	$17,577,219
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$3,983,466
Employer contributions (assets) at beginning of year	2019-12-31	$3,983,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$17,744,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$17,744,571
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	Yes
Aggregate proceeds on sale of assets	2019-12-31	$32,356,578
Aggregate proceeds on sale of assets	2019-12-31	$32,356,578
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ERNST & YOUNG, LLP
Accountancy firm name	2019-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2019-12-31	346565596
Accountancy firm EIN	2019-12-31	346565596
2018 : NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$11,148,102
Total loss/gain on sale of assets	2018-12-31	$1,030,747
Total of all expenses incurred	2018-12-31	$8,260,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$8,176,743
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$16,714,798
Value of total assets at end of year	2018-12-31	$225,097,672
Value of total assets at beginning of year	2018-12-31	$222,209,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$83,320
Total interest from all sources	2018-12-31	$17,994
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,920,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,920,848
Administrative expenses professional fees incurred	2018-12-31	$83,320
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Participant contributions at end of year	2018-12-31	$95,884
Participant contributions at beginning of year	2018-12-31	$179,751
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$556,064
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$525,326
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$218,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$2,888,039
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$225,097,672
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$222,209,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$71,565,921
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$126,781,536
Value of interest in pooled separate accounts at end of year	2018-12-31	$65,922,031
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$19,405,682
Interest on participant loans	2018-12-31	$17,994
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$82,974,306
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$71,375,885
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-11,833,200
Net investment gain/loss from pooled separate accounts	2018-12-31	$3,296,915
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$16,496,491
Employer contributions (assets) at end of year	2018-12-31	$3,983,466
Employer contributions (assets) at beginning of year	2018-12-31	$3,941,453
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$8,176,743
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$1,030,747
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2018-12-31	346565596
2017 : NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$41,439,522
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$8,486,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$8,427,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$17,070,924
Value of total assets at end of year	2017-12-31	$222,209,633
Value of total assets at beginning of year	2017-12-31	$189,256,203
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$58,323
Total interest from all sources	2017-12-31	$4,330,111
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,354,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,354,069
Administrative expenses professional fees incurred	2017-12-31	$58,323
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Participant contributions at end of year	2017-12-31	$179,751
Participant contributions at beginning of year	2017-12-31	$299,386
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$525,326
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$476,585
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$801,927
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$32,953,430
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$222,209,633
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$189,256,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$126,781,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$100,000,781
Value of interest in pooled separate accounts at end of year	2017-12-31	$19,405,682
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$18,689,849
Interest on participant loans	2017-12-31	$99
Interest earned on other investments	2017-12-31	$4,330,012
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$71,375,885
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$65,664,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$16,657,262
Net investment gain/loss from pooled separate accounts	2017-12-31	$2,027,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$16,268,997
Employer contributions (assets) at end of year	2017-12-31	$3,941,453
Employer contributions (assets) at beginning of year	2017-12-31	$4,125,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$8,427,769
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2017-12-31	346565596
2016 : NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$25,513,625
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$6,064,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$6,022,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$15,403,812
Value of total assets at end of year	2016-12-31	$189,256,203
Value of total assets at beginning of year	2016-12-31	$169,807,116
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$41,841
Total interest from all sources	2016-12-31	$2,543,722
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$793,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$793,997
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$0
Participant contributions at end of year	2016-12-31	$299,386
Participant contributions at beginning of year	2016-12-31	$432,428
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$476,585
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$417,834
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$280,015
Other income not declared elsewhere	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$19,449,087
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$189,256,203
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$169,807,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$100,000,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$87,596,927
Value of interest in pooled separate accounts at end of year	2016-12-31	$18,689,849
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$17,255,666
Interest on participant loans	2016-12-31	$4,056
Interest earned on other investments	2016-12-31	$2,539,666
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$65,664,402
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$60,850,131
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$5,894,155
Net investment gain/loss from pooled separate accounts	2016-12-31	$877,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$15,123,797
Employer contributions (assets) at end of year	2016-12-31	$4,125,200
Employer contributions (assets) at beginning of year	2016-12-31	$3,254,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$6,022,697
Contract administrator fees	2016-12-31	$41,841
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2016-12-31	346565596
2015 : NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$17,907,745
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$6,469,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$6,433,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$15,182,741
Value of total assets at end of year	2015-12-31	$169,807,116
Value of total assets at beginning of year	2015-12-31	$158,368,941
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$36,032
Total interest from all sources	2015-12-31	$2,421,487
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$745,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$745,534
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at end of year	2015-12-31	$432,428
Participant contributions at beginning of year	2015-12-31	$625,929
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$417,834
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$228,544
Other income not declared elsewhere	2015-12-31	$-1,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$11,438,175
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$169,807,116
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$158,368,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$87,596,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$82,325,749
Value of interest in pooled separate accounts at end of year	2015-12-31	$17,255,666
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$17,184,374
Interest on participant loans	2015-12-31	$7,811
Interest earned on other investments	2015-12-31	$2,413,676
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$60,850,131
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$54,792,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,057,272
Net investment gain/loss from pooled separate accounts	2015-12-31	$616,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$15,182,741
Employer contributions (assets) at end of year	2015-12-31	$3,254,130
Employer contributions (assets) at beginning of year	2015-12-31	$3,211,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$6,433,538
Contract administrator fees	2015-12-31	$36,032
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2015-12-31	346565596
2014 : NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$23,522,124
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$5,406,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,339,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$15,100,943
Value of total assets at end of year	2014-12-31	$158,368,941
Value of total assets at beginning of year	2014-12-31	$140,252,945
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$66,422
Total interest from all sources	2014-12-31	$2,130,767
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$680,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$680,638
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$625,929
Participant contributions at beginning of year	2014-12-31	$847,009
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$228,544
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$209,458
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$18,115,996
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$158,368,941
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$140,252,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$82,325,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$71,761,339
Value of interest in pooled separate accounts at end of year	2014-12-31	$17,184,374
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$16,320,535
Interest on participant loans	2014-12-31	$17,546
Interest earned on other investments	2014-12-31	$2,113,221
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$54,792,794
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$49,060,257
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$4,457,328
Net investment gain/loss from pooled separate accounts	2014-12-31	$1,152,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$15,100,943
Employer contributions (assets) at end of year	2014-12-31	$3,211,551
Employer contributions (assets) at beginning of year	2014-12-31	$2,054,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,339,706
Contract administrator fees	2014-12-31	$66,422
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2014-12-31	346565596
2013 : NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$30,553,685
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,750,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,736,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$14,342,837
Value of total assets at end of year	2013-12-31	$140,252,945
Value of total assets at beginning of year	2013-12-31	$114,450,125
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$14,158
Total interest from all sources	2013-12-31	$1,852,959
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$206,644
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$206,644
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Participant contributions at end of year	2013-12-31	$847,009
Participant contributions at beginning of year	2013-12-31	$686,664
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$209,458
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$197,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$25,802,820
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$140,252,945
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$114,450,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$71,761,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$47,893,381
Value of interest in pooled separate accounts at end of year	2013-12-31	$16,320,535
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$19,574,554
Interest on participant loans	2013-12-31	$19,587
Interest earned on other investments	2013-12-31	$1,833,372
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$49,060,257
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$43,739,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$12,583,217
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,568,028
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$14,342,837
Employer contributions (assets) at end of year	2013-12-31	$2,054,347
Employer contributions (assets) at beginning of year	2013-12-31	$2,358,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,736,707
Contract administrator fees	2013-12-31	$14,158
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2013-12-31	346565596
2012 : NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$22,987,754
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,304,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,235,636
Expenses. Certain deemed distributions of participant loans	2012-12-31	$64,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$14,190,267
Value of total assets at end of year	2012-12-31	$114,450,125
Value of total assets at beginning of year	2012-12-31	$94,766,428
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,096
Total interest from all sources	2012-12-31	$1,728,269
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$283,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$283,395
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Participant contributions at end of year	2012-12-31	$686,664
Participant contributions at beginning of year	2012-12-31	$793,031
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$197,818
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$191,396
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$194,184
Other income not declared elsewhere	2012-12-31	$6,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$19,683,697
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$114,450,125
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$94,766,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$47,893,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$40,965,464
Value of interest in pooled separate accounts at end of year	2012-12-31	$19,574,554
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$12,276,272
Interest on participant loans	2012-12-31	$17,672
Interest earned on other investments	2012-12-31	$1,710,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$43,739,631
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$38,243,633
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$5,698,285
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,081,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$14,190,267
Employer contributions (assets) at end of year	2012-12-31	$2,358,077
Employer contributions (assets) at beginning of year	2012-12-31	$2,296,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,041,452
Contract administrator fees	2012-12-31	$4,096
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2012-12-31	346565596
2011 : NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$38,609
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$15,065,373
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,381,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,378,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$13,857,099
Value of total assets at end of year	2011-12-31	$94,766,428
Value of total assets at beginning of year	2011-12-31	$83,044,092
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,827
Total interest from all sources	2011-12-31	$1,493,970
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$158,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$158,676
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Participant contributions at end of year	2011-12-31	$793,031
Participant contributions at beginning of year	2011-12-31	$777,318
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$191,396
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$184,065
Other income not declared elsewhere	2011-12-31	$19,611
Administrative expenses (other) incurred	2011-12-31	$1,827
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$11,683,727
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$94,766,428
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$83,044,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$40,965,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$35,775,338
Value of interest in pooled separate accounts at end of year	2011-12-31	$12,276,272
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$11,606,937
Interest on participant loans	2011-12-31	$16,134
Interest earned on other investments	2011-12-31	$1,477,836
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$38,243,633
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$32,418,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-860,301
Net investment gain/loss from pooled separate accounts	2011-12-31	$396,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$13,857,099
Employer contributions (assets) at end of year	2011-12-31	$2,296,632
Employer contributions (assets) at beginning of year	2011-12-31	$2,281,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,378,819
Contract administrator fees	2011-12-31	$1,000
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2011-12-31	346565596
2010 : NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$18,330
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$19,076,303
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,846,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,845,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$12,698,745
Value of total assets at end of year	2010-12-31	$83,044,092
Value of total assets at beginning of year	2010-12-31	$65,796,346
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,623
Total interest from all sources	2010-12-31	$1,268,565
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$104,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$104,799
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Participant contributions at end of year	2010-12-31	$777,318
Participant contributions at beginning of year	2010-12-31	$632,287
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$184,065
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$6,358,042
Other income not declared elsewhere	2010-12-31	$48,505
Administrative expenses (other) incurred	2010-12-31	$1,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$17,229,416
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$83,044,092
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$65,796,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$35,775,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$23,265,471
Value of interest in pooled separate accounts at end of year	2010-12-31	$11,606,937
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$12,959,732
Interest on participant loans	2010-12-31	$15,699
Interest earned on other investments	2010-12-31	$1,252,866
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$32,418,535
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$20,871,023
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,961,729
Net investment gain/loss from pooled separate accounts	2010-12-31	$993,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$12,698,745
Employer contributions (assets) at end of year	2010-12-31	$2,281,899
Employer contributions (assets) at beginning of year	2010-12-31	$1,709,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,845,264
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2010-12-31	346565596
2009 : NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN

2019: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NEW YORK HOSPITAL QUEENS DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	6
Insurance contract or identification number 151304 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	5
Insurance contract or identification number 007217 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L7550091
Policy instance	1
Insurance contract or identification number L7550091 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $18,787 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $18,787 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker ADVISORY Insurance broker organization code? 3
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329-011
Policy instance	7
Insurance contract or identification number 194329-011 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	TT069318
Policy instance	2
Insurance contract or identification number TT069318 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-09-27 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489-006
Policy instance	4
Insurance contract or identification number 891489-006 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $242,717 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $0 Amount paid for insurance broker fees 242717 Additional information about fees paid to insurance broker INSURANCE AGENT Insurance broker organization code? 4
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	VFH167
Policy instance	3
Insurance contract or identification number VFH167 Number of Individuals Covered 0 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $3,459 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $3,459 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker ADVISOR Insurance broker organization code? 3
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329-011
Policy instance	7
Insurance contract or identification number 194329-011 Number of Individuals Covered 1370 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L755009180091
Policy instance	1
Insurance contract or identification number L755009180091 Number of Individuals Covered 172 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $4,723 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $4,723 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker ADVISORY Insurance broker organization code? 3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	TT069318
Policy instance	2
Insurance contract or identification number TT069318 Number of Individuals Covered 1979 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489-006
Policy instance	4
Insurance contract or identification number 891489-006 Number of Individuals Covered 10 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	5
Insurance contract or identification number 007217 Number of Individuals Covered 30 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	6
Insurance contract or identification number 151304 Number of Individuals Covered 924 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	VFH167
Policy instance	3
Insurance contract or identification number VFH167 Number of Individuals Covered 112 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $4,652 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $4,290 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker ADVISOR Insurance broker organization code? 3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	7
Insurance contract or identification number 151304 Number of Individuals Covered 947 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329-011
Policy instance	4
Insurance contract or identification number 194329-011 Number of Individuals Covered 1410 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489-006
Policy instance	5
Insurance contract or identification number 891489-006 Number of Individuals Covered 10 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $205,246 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $205,246 Insurance broker organization code? 4 Insurance broker name HEALTHCARE COMMUNITY SECURITIES
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	6
Insurance contract or identification number 007217 Number of Individuals Covered 34 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L755009180091
Policy instance	1
Insurance contract or identification number L755009180091 Number of Individuals Covered 179 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $1,659 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1,659 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker N/A Insurance broker organization code? 3 Insurance broker name HEALTHCARE COMMUNITY SECURITIES COR
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	TT069318
Policy instance	2
Insurance contract or identification number TT069318 Number of Individuals Covered 1716 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	VFH167
Policy instance	3
Insurance contract or identification number VFH167 Number of Individuals Covered 112 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $4,223 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $4,223 Insurance broker organization code? 3 Insurance broker name CETERA ADVISOR NETWORKS LLC
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	7
Insurance contract or identification number 151304 Number of Individuals Covered 966 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	6
Insurance contract or identification number 007217 Number of Individuals Covered 37 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489+006
Policy instance	5
Insurance contract or identification number 891489+006 Number of Individuals Covered 14 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	VFH167
Policy instance	3
Insurance contract or identification number VFH167 Number of Individuals Covered 119 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $3,952 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $3,952 Insurance broker organization code? 3 Insurance broker name CETERA ADVISOR NETWORKS LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	TT069318
Policy instance	2
Insurance contract or identification number TT069318 Number of Individuals Covered 1192 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L755009180091
Policy instance	1
Insurance contract or identification number L755009180091 Number of Individuals Covered 200 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329+011
Policy instance	4
Insurance contract or identification number 194329+011 Number of Individuals Covered 1468 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L755009180091
Policy instance	1
Insurance contract or identification number L755009180091 Number of Individuals Covered 209 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $4,815 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $4,815 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker N/A Insurance broker organization code? 3 Insurance broker name HEALTHCARE COMMUNITY SEC CORP
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	TT069318
Policy instance	2
Insurance contract or identification number TT069318 Number of Individuals Covered 1079 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	VFH167
Policy instance	3
Insurance contract or identification number VFH167 Number of Individuals Covered 118 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $3,967 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $3,967 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker INVESTMENT ADVISORY SERVICES Insurance broker organization code? 3 Insurance broker name CETERA ADVISOR NETWORKS LLC
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329+011
Policy instance	4
Insurance contract or identification number 194329+011 Number of Individuals Covered 1505 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489+006
Policy instance	5
Insurance contract or identification number 891489+006 Number of Individuals Covered 14 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	7
Insurance contract or identification number 151304 Number of Individuals Covered 978 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	6
Insurance contract or identification number 007217 Number of Individuals Covered 40 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	TT069318
Policy instance	2
Insurance contract or identification number TT069318 Number of Individuals Covered 928 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	VFH167
Policy instance	3
Insurance contract or identification number VFH167 Number of Individuals Covered 129 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $3,661 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $2,698 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker INVESTMENT ADVISORY SERVICES Insurance broker organization code? 3 Insurance broker name CETERA ADVISOR NETWORKS LLC
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329+011
Policy instance	4
Insurance contract or identification number 194329+011 Number of Individuals Covered 1554 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489+006
Policy instance	5
Insurance contract or identification number 891489+006 Number of Individuals Covered 14 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	6
Insurance contract or identification number 007217 Number of Individuals Covered 43 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	7
Insurance contract or identification number 151304 Number of Individuals Covered 969 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L755009180091
Policy instance	1
Insurance contract or identification number L755009180091 Number of Individuals Covered 223 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $4,701 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $4,701 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker N/A Insurance broker organization code? 3 Insurance broker name HEALTHCARE COMMUNITY SEC CORP
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	TT069318
Policy instance	2
Insurance contract or identification number TT069318 Number of Individuals Covered 740 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	VFH167
Policy instance	3
Insurance contract or identification number VFH167 Number of Individuals Covered 127 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $3,478 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $3,478 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker INVESTMENT ADVISORY SERVICES Insurance broker organization code? 3 Insurance broker name WALNUT STREET SECURITIES INC
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329+011
Policy instance	4
Insurance contract or identification number 194329+011 Number of Individuals Covered 1598 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489+006
Policy instance	5
Insurance contract or identification number 891489+006 Number of Individuals Covered 14 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	6
Insurance contract or identification number 007217 Number of Individuals Covered 50 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $69 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 69 Additional information about fees paid to insurance broker SERVICES TO INSURER OR PLAN Insurance broker organization code? 3 Insurance broker name HAMILTON-CAVANAUGH INV BROKERS INC
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151296
Policy instance	7
Insurance contract or identification number 151296 Number of Individuals Covered 0 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	8
Insurance contract or identification number 151304 Number of Individuals Covered 1058 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L755009180091
Policy instance	1
Insurance contract or identification number L755009180091 Number of Individuals Covered 236 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $18,804 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $18,804 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker N/A Insurance broker organization code? 3 Insurance broker name HEALTHCARE COMMUNITY SEC CORP
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	403225
Policy instance	9
Insurance contract or identification number 403225 Number of Individuals Covered 0 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329+011
Policy instance	4
Insurance contract or identification number 194329+011 Number of Individuals Covered 1651 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489+006
Policy instance	5
Insurance contract or identification number 891489+006 Number of Individuals Covered 13 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	6
Insurance contract or identification number 007217 Number of Individuals Covered 50 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151296
Policy instance	7
Insurance contract or identification number 151296 Number of Individuals Covered 146 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L755009180091
Policy instance	1
Insurance contract or identification number L755009180091 Number of Individuals Covered 250 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $5,274 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	8
Insurance contract or identification number 151304 Number of Individuals Covered 913 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	403225
Policy instance	9
Insurance contract or identification number 403225 Number of Individuals Covered 10 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	VFH167
Policy instance	3
Insurance contract or identification number VFH167 Number of Individuals Covered 148 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $3,612 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	TT069318
Policy instance	2
Insurance contract or identification number TT069318 Number of Individuals Covered 631 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	403225
Policy instance	9
Insurance contract or identification number 403225 Number of Individuals Covered 6 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	L755009180091
Policy instance	1
Insurance contract or identification number L755009180091 Number of Individuals Covered 264 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $5,165 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number	TT069318
Policy instance	2
Insurance contract or identification number TT069318 Number of Individuals Covered 490 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	VFH167
Policy instance	3
Insurance contract or identification number VFH167 Number of Individuals Covered 150 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $3,349 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	194329+011
Policy instance	4
Insurance contract or identification number 194329+011 Number of Individuals Covered 1680 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $22,056 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007217
Policy instance	6
Insurance contract or identification number 007217 Number of Individuals Covered 54 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151296
Policy instance	7
Insurance contract or identification number 151296 Number of Individuals Covered 139 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	151304
Policy instance	8
Insurance contract or identification number 151304 Number of Individuals Covered 900 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number	891489+006
Policy instance	5
Insurance contract or identification number 891489+006 Number of Individuals Covered 11 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No

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• NEW YORK STATE EMPLOYEES FEDERAL CREDIT UNION CAPITAL ACCUMULATION PLAN [EIN = 135609415]
• NEW YORK STATE EMPLOYEES FEDERAL CREDIT UNION 412(I) DEFINED BENEFIT PLAN AND TRUST [EIN = 135609415]
• NEW YORK CITY LOCAL 246 401K PROFIT SHARING PLAN & TRUST [EIN = 136307146]
• NEW YORK CARDIAC DIAGNOSTIC CENTER 401(K) SAVINGS PLAN [EIN = 133413929]
• NEW YORK STATE PROFESSIONAL FIRE FIGHTERS ASSOCIATION, INC. 401(K) PLAN [EIN = 111898077]
• NEW YORK BUSINESS ROUNDTABLE, INC. PROFIT SHARING PLAN [EIN = 061678963]
• NEW YORK COUNTY DENTAL SOCIETY PENSION PLAN [EIN = 135606330]
• NEW YORK BAKERY OF SYRACUSE, INC 401K PROFIT SHARING PLAN & TRUST [EIN = 161434369]
• NEW YORK FRACTURE & SPINE SALES CONSULTANTS, INC. NEW YORK FRACTURE & SPINE SALE [EIN = 113804010]
• NEW YORK DIGITAL PRINT CENTER 401(K) PROFIT SHARING PLAN [EIN = 270099634]
• NEW YORK ALLERGY AND ASTHMA PLLC PROFIT SHARING PLAN [EIN = 205638112]
• NEW YORK RENAL ASSOCIATES 401K PROFIT SHARING PLAN & TRUST [EIN = 133903802]
• NEW YORK LIGHT ENERGY, LLC NADART SALARY DEFERRAL 401(K) PLAN [EIN = 270336719]
• NEW YORK NEPHROLOGY AND DIALYSIS ACCESS SURGERY, P.C. PROFIT SHARING PLAN [EIN = 141601203]
• NEW YORK PULMONARY ASSOCIATES, PC, PROFIT SHARING PLAN [EIN = 133685359]
• NEW YORK ANESTHESIA ASSOCIATES, P.C. PROFIT SHARING PLAN [EIN = 112389931]
• NEW YORK PHYSICAL THERAPY, P.C. DEFINED BENEFIT PLAN [EIN = 112860202]
• NEW YORK SPORTS AND PHYSICAL THERAPY INSTITUTE 401(K) PLAN [EIN = 112356557]
• NEW YORK STATE RETIRED TEACHERS ASSOCIATION, INC 401(K) PROFIT SHARING PLAN [EIN = 141405516]
• NEW YORK NEWSPAPER SAVINGS PLUS PLAN [EIN = 150590976]
• NEW YORK LIVE ARTS 401(K) PROFIT SHARING PLAN [EIN = 136206608]
• NEW YORK ENERGY INC. 401-K PROFIT SHARING PLAN [EIN = 542120240]
• NEW YORK PACKAGING II LLC 401K PLAN [EIN = 043834351]
• NEW YORK ORAL & MAXILLO FACIAL SURGERY 401K PLAN [EIN = 270241626]
• NEW YORK BUS SALES, LLC/T-NINE, LLC 401(K) PLAN [EIN = 270063570]
• NEW YORK TECH SUPPLY DEFINED BENEFIT PLAN [EIN = 161115279]
• NEW YORK PLASTIC SURGERY ASSOCIATES, P.C. [EIN = 133660802]
• NEW YORK MILITARY ACADEMY 403(B) DC PLAN [EIN = 140921372]
• NEW YORK LABEL & BOX CORP. SAVINGS & INVESTMENT PLAN [EIN = 135582866]
• NEW YORK COUNCIL ON PROBLEM GAMBLING 403(B) PLAN [EIN = 141786116]
• NEW YORK CITY CENTER FOR CHART 401 K PROFIT SHARING PLAN TRUST [EIN = 200759687]
• NEW YORK ELECTRICAL INSPECTION 401 K PROFIT SHARING PLAN TRUST [EIN = 200833904]
• NEW YORK MERCHANT PROTECTIVE CO, INC. 401K PLAN [EIN = 112982540]
• NEW YORK MOTORCYCLE LTD 401 K PROFIT SHARING PLAN TRUST [EIN = 112636441]
• NEW YORK STEM CELL FOUNDATION 403(B) PLAN [EIN = 202905531]
• NEW YORK MEDICAL ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN & TRUST [EIN = 133751082]
• NEW YORK CITY GAY AND LESBIAN ANTI-VIOLENCE 403(B) RETIREMENT PLAN [EIN = 133149200]
• NEW YORK FOLKLORE SOCIETY [EIN = 222172604]
• NEW YORK METRO FEDERAL CREDIT UNION CAPITAL ACCUMULATION PLAN [EIN = 135564112]
• NEW YORK NETWORK MANAGEMENT LLC 401(K) PROFIT SHARING PLAN [EIN = 113347168]
• NEW YORK ALLERGY AND ASTHMA PLLC CASH BALANCE PLAN [EIN = 205638112]
• NEW YORK POPS 403(B) DC PLAN #358510 [EIN = 133240366]
• NEW YORK STATE DISPUTE RESOLUTION ASSOCIATION 403(B) PLAN [EIN = 161266087]
• NEW YORK MEDICAL ASSOCIATES, P.C. PENSION PLAN [EIN = 133751082]
• NEW YORK PROSECUTORS TRAINING INSTITUTE, INC. MONEY PURCHASE PLAN [EIN = 113289827]
• NEW YORK VETERINARY SPECIALTY CENTER 401(K) SAVINGS PLAN [EIN = 364530633]
• NEW YORK STATE PUBLIC HIGH SCHOOL ATHLETIC ASSOCIATION, INC. 401K PROFIT SHARING PLAN [EIN = 112652408]
• NEW YORK APPLE ASSOCIATION, INC. SAVINGS AND RETIREMENT PLAN [EIN = 160760119]
• NEW YORK SEMICONDUCTOR CORP 401 K PROFIT SHARING PLAN TRUST [EIN = 113630080]
• NEW YORK BOILER, INC. 401(K) PLAN [EIN = 112809119]
• NEW YORK UNDERGROUND, INC. 401(K) PLAN [EIN = 061834110]
• NEW YORK REPLACEMENT PARTS CORP. 401(K) PROFIT SHARING PLAN [EIN = 132963283]
• NEW YORK PRODUCTION ALLIANCE 401K PLAN AND TRUST [EIN = 134181130]
• NEW YORK COLLEGE OF HEALTH PROFESSIONS [EIN = 112705352]
• NEW YORK STATE ACADEMY OF FAMILY PHYSICIANS MONEY PURCHASE PLAN AND TRUST [EIN = 150524107]
• NEW YORK OUTDOOR, INC. 401(K) PLAN [EIN = 134012413]
• NEW YORK BANKERS ASSOCIATION 401(K) PLAN [EIN = 131882974]
• NEW YORK STATE ASSOCIATION OF INDEPENDENT SCHOOLS 403(B) DC [EIN = 141504908]
• NEW YORK COMMERCIAL FLOORING, INC. 401(K) SAFE HARBOR PLAN [EIN = 020751608]
• NEW YORK PHYSICAL THERAPY, P.C. PROFIT SHARING PLAN [EIN = 112860202]
• NEW YORK CENTER FOR REHABILITATION CARE RETIREMENT SAVINGS PLAN [EIN = 113626586]
• NEW YORK WINDOWS & DOORS INC. 401K PROFIT SHARING PLAN & TRUST [EIN = 113578982]
• NEW YORK FOOD COMPANY, INC. 401(K) PROFIT SHARING PLAN [EIN = 953897142]
• NEW YORK TRENCHLESS, INC. PROFIT SHARING PLAN [EIN = 113519631]
• NEW YORK STATE COALITION AGAINST SEXUAL ASSAULT, INC. 401(K) PLAN [EIN = 141700765]
• NEW YORK MUTUAL UNDERWRITERS 401(K) PLAN [EIN = 140920715]
• NEW YORK BRONX PEDIATRIC MEDICINE, PC 401K PROFIT SHARING PLAN AND TRUST [EIN = 134039698]
• NEW YORK ALLIANCE FOR DONATION INC 401(K) PLAN [EIN = 510430374]
• NEW YORK CENTER FOR LIVER TRAN 401 K PROFIT SHARING PLAN TRUST [EIN = 133510056]
• NEW YORK CARDIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN [EIN = 113339481]
• NEW YORK DERMATOLOGY, P.C. PROFIT SHARING PLAN AND TRUST [EIN = 113212960]
• NEW YORK COUNTY MEDICAL SOCIETY 401K PROFIT SHARING PLAN AND TRUST [EIN = 131030750]
• NEW YORK SENIOR CARE LLC 401(K) PROFIT SHARING PLAN & TRUST [EIN = 205547002]
• NEW YORK CARDIOVASCULAR ANESTHESIOLOGISTS PC RETIREMENT TRUST 401(K) PLAN [EIN = 113027215]
• NEW YORK CARDIOVASCULAR ASSOCIATES 401(K) PLAN [EIN = 260086404]
• NEW YORK PSYCHOANALYTIC INSTITUTE TAX-DEFERRED (TDA) ANNUITY PLAN [EIN = 131624130]
• NEW YORK NEUROLOGIC ASSOCIATES 401(K) P/S PLAN AND TRUST [EIN = 113340826]
• NEW YORK STATE WINE AND 401 K PROFIT SHARING PLAN TRUST [EIN = 201682175]
• NEW YORK CENTER FOR NANOMEDICI 401 K PROFIT SHARING PLAN TRUST [EIN = 471966850]
• NEW YORK TITLE RESEARCH 401(K) PROFIT SHARING PLAN & TRUST [EIN = 133873977]
• NEW YORK LAND SURVEYOR PC 401 K PROFIT SHARING PLAN TRUST [EIN = 205865530]
• NEW YORK COLLABORATES FOR AUTI 401 K PROFIT SHARING PLAN TRUST [EIN = 571136147]
• NEW YORK EYE CANCER CENTER DEFINED BENEFIT PENSION PLAN & TRUST [EIN = 134166365]
• NEW YORK CITY POLICE FOUNDATION, INC. 403(B) RETIREMENT PLAN [EIN = 132711338]
• NEW YORK CITY INDUSTRIAL TECHNOLOGY ASSISTANC E CORPORATION TAX SHELTERED ANNUITY [EIN = 133410779]
• NEW YORK STATE PUBLIC HIGH SCHOOL ATHLETIC ASSOCIATION, INC. MONEY PURCHASE PENSION PLAN [EIN = 112652408]
• NEW YORK STATE SOCIETY OF ANESTHESIOLOGISTS, INC. EMPLOYEES SAVINGS & RETIREMENT PLAN [EIN = 131938679]
• NEW YORK SECURITY SYSTEMS, INC. 401K PLAN [EIN = 141648882]
• NEW YORK STATE ASSOCIATION 401 K PROFIT SHARING PLAN TRUST [EIN = 140992970]
• NEW YORK SPACES, INC. 401(K) PS PLAN [EIN = 133559698]
• NEW YORK GOLF CENTER INC 401 K PROFIT SHARING PLAN TRUST [EIN = 133117316]
• NEW YORK BISCOTTI COMPANY [EIN = 113452788]
• NEW YORK REHABILITATIVE SERVICES LLC 401K PLAN [EIN = 770618878]
• NEW YORK STATE RESTAURANT ASSOCIATION, INC. 401(K) PLAN [EIN = 131101544]
• NEW YORK COUNCIL FOR THE HUMANITIES TAX-SHELTERED RETIREMENT ANNUITY PLAN [EIN = 510152266]
• NEW YORK STATE FUNERAL DIRECTORS ASSOCIATION, INC. RETIREMENT PLAN [EIN = 150398553]
• NEW YORK OIL HEATING ASSOCIATION, INC. 401K RETIREMENT PLAN [EIN = 135668120]
• NEW YORK CARDIOVASCULAR 401 K PROFIT SHARING PLAN TRUST [EIN = 760849946]
• NEW YORK STATE MUSEUM INSTITUTE DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 222714165]
• NEW YORK PHYSICIANS LLP 401(K) SAVINGS PLAN [EIN = 061562780]
• NEW YORK PRINTING SYSTEMS INC 401 K PROFIT SHARING PLAN TRUST [EIN = 161497587]
• NEW YORK NEEDS YOU 403(B) PLAN [EIN = 270601596]
• NEW YORK TRANS HARBOR LLC 401(K) PLAN [EIN = 470858384]
• NEW YORK PRECISION EQUIPMENT I 401 K PROFIT SHARING PLAN TRUST [EIN = 112904877]
• NEW YORK WOMENS CHAMBER OF COMMERCE [EIN = 141845651]
• NEW YORK STATE DEFENDERS ASSOCIATION, INC. 403(B) PLAN [EIN = 112461900]
• NEW YORK NUCLEAR CORP. & AFFILIATES DEFINED BENEFIT PENSION PLAN [EIN = 133149399]
• NEW YORK ASSOCIATES IN GASTROENTEROLOGY, LLP 401(K) PROFIT SHARING PLAN [EIN = 134114875]
• NEW YORK BARIATRIC AND LAPAROSCOPY, P.C. RETIREMENT PLAN [EIN = 200121622]
• NEW YORK CONSTRUCTION 401(K) PLAN [EIN = 134171043]
• NEW YORK WEALTH MANAGEMENT, LLC 401K PROFIT SHARING PLAN [EIN = 270339461]
• NEW YORKS LITTLE ELVES INC 401 K PROFIT SHARING PLAN TRUST [EIN = 133874666]
• NEW YORK YOUTH SYMPHONY 403B [EIN = 136133041]
• NEW YORK TIMES EMPLOYEES FEDERAL CREDIT UNION CAPITAL ACCUMULATION PLAN [EIN = 131780480]
• NEW YORK PAIN CONSULTANTS, LLC RETIREMENT PLAN [EIN = 200239132]
• NEW YORK STATE TECHNOLOGY ENTERPRISE CORPORATION 403B RETIREMENT PLAN [EIN = 161521105]
• NEW YORK YOUTH AT RISK [EIN = 133533428]
• NEW YORK EYE EAR INFIRMARY O 401 K PROFIT SHARING PLAN TRUST [EIN = 133660461]
• NEW YORK COUNTY DENTAL SOCIETY PROFIT SHARING PLAN [EIN = 135606330]
• NEW YORK BUILDING CONGRESS, INC. PROFIT SHARING P [EIN = 131097030]
• NEW YORK ACCESSORY GROUP, INC. 401(K) PLAN [EIN = 134175959]
• NEW YORK SAMPLE CARD CO. PROFIT SHARING PLAN [EIN = 135582882]
• NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. 401(K) PROFIT SHARING PLAN [EIN = 112621554]
• NEW YORK JEWELERS, INC. RETIREMENT SAVINGS PLAN [EIN = 362471887]
• NEW YORK FIRE ACADEMY, INC. PROFIT SHARING PLAN [EIN = 272982077]
• NEW YORK DOUGH COMPANY, INC. 401 (K) PROFIT SHARING PLAN [EIN = 454994423]
• NEW YORK STATE REHABILITATION ASSOCIATION, INC. 401(K) PROFIT SHARING PLAN [EIN = 141748065]
• NEW YORK COUNCIL OF NONPROFITS, INC. 403(B) PLAN [EIN = 141343047]
• NEW YORK REAL ESTATE INSTITUTE 401(K) PLAN [EIN = 200484486]
• NEW YORK INSTITUTE OF MASSAGE 401 K PROFIT SHARING PLAN TRUST [EIN = 161501956]
• NEW YORKERS FOR CHILDREN, INC. 403(B) PLAN [EIN = 133904537]
• NEW YORK UNIVERSITY FEDERAL CREDIT UNION CAPITAL ACCUMULATION PLAN [EIN = 133147950]
• NEW YORK CARDIOLOGY ASSOCIATES, P.C. PROFIT SHARING PLAN [EIN = 223374409]
• NEW YORK DELI NEWS, INC. 401(K) PROFIT SHARING PLAN & TRUST [EIN = 841114774]
• NEW YORK JUNIOR TENNIS LEAGUE 401K PLAN [EIN = 237442256]
• NEW YORK TIMES EMPLOYEES FEDERAL CREDIT UNION RETIREMENT PENSION PLAN [EIN = 131780480]
• NEW YORK COLLEGE OF HEALTH PROFESSIONS [EIN = 112705352]
• NEW YORK CITY REGIONAL CENTER, LLC CASH BALANCE PLAN [EIN = 262686201]
• NEW YORK PROFESSIONAL NURSES UNION RETIREMENT PLAN [EIN = 133642959]
• NEW YORK CARDIOTHORACIC SURGEONS/ P.C. DEFINED BENEFIT PLAN [EIN = 113486382]
• NEW YORK EYE CANCER CENTER 401(K) PROFIT SHARING PLAN & TRUST [EIN = 134166365]
• NEW YORK NEUROLOGICAL ASSOCIATES, P. C. TARGET BENEFIT PLAN [EIN = 132792803]
• NEW YORK BUSINESS SYSTEMS 401(K) PROFIT SHARING PLAN [EIN = 112817533]
• NEW YORK OPHTHALMOLOGY, P.C. PROFIT SHARING PLAN [EIN = 113563467]
• NEW YORK ISPINE SPECIALIST MEDICAL 401(K) PLAN [EIN = 474507961]
• NEW YORK PAIN MANAGEMENT, PLLC PROFIT SHARING 401 K) PLAN [EIN = 421554476]
• NEW YORK CORNEA, PLLC PROFIT SHARING PLAN [EIN = 571147780]
• NEW YORK COUNTY LAWYERS' ASSOCIATION 403(B) PLAN [EIN = 135273040]
• NEW YORK MRI MANAGEMENT, INC. 401(K) PROFIT SHARING PLAN [EIN = 650967298]
• NEW YORK DESIGN CENTER, INC 401(K) PLAN [EIN = 135582860]
• NEW YORK TECHNOLOGY PARTNERS 401 K PROFIT SHARING PLAN TRUST [EIN = 134082098]
• NEW YORK METROPOLITAN REFERENCE & RESEARCH LIBRARY AGENCY (METRO) TAX DEFERRED ANNUITY PLAN [EIN = 136210582]
• NEW YORK STATE HOSPITALITY & TOURISM ASSOCIATION, INC. PROFIT SHARING AND 401(K) PLAN [EIN = 131101450]
• NEW YORK CITY RESCUE MISSION 401 K PROFIT SHARING PLAN TRUST [EIN = 135596794]
• NEW YORK STATE HEALTH FOUNDATION RETIREMENT PLAN [EIN = 300127892]
• NEW YORK PRESS SERVICE, INC. SAVINGS PLUS PLAN [EIN = 161030258]
• NEW YORK STATE WEST YOUTH SOCCER ASSOCIATION, INC 401(K) PLAN [EIN = 161185044]
• NEW YORK COMMUNICATIONS CO., INC. PROFIT SHARING PLAN AND TRUST [EIN = 141459493]
• NEW YORK E-COMMERCE ADVISORY INC. 401(K) PROFIT SHARING PLAN [EIN = 453950113]
• NEW YORK SUSTAINABLE 401 K PROFIT SHARING PLAN TRUST [EIN = 161562172]
• NEW YORK FOUNDATION FOR THE ARTS, INC. ANNUITY PLAN [EIN = 237129564]
• NEW YORK LONG TERM CARE BROKERS RETIREMENT PLAN [EIN = 141764648]
• NEW YORK HARM REDUCTION EDUCATORS 403(B) PLAN [EIN = 133678499]
• NEW YORK ADJUSTMENT BUREAU 401K PLAN [EIN = 112947108]
• NEW YORK ENVIRONMENTAL & ANALYTICAL LABS INC 401K PLAN [EIN = 113045775]
• NEW YORK PUBLIC WELFARE ASSOCIATION, INC. MONEY PURCHASE PLAN [EIN = 160968352]
• NEW YORK ST ASSOC. OF AREA AGENCIES ON AGING TDA RETIREMENT PLAN [EIN = 161107763]
• NEW YORK METROPOLITAN REFERENCE & RESEARCH LIBRARY AGENCY (METRO) DEFINED CONTRIBUTION PLAN [EIN = 136210582]
• NEW YORK INSULATION INC 401 K PROFIT SHARING PLAN TRUST [EIN = 112966988]
• NEW YORK STATE BROADCASTERS ASSOCIATION, INC. DB PENSION PLAN [EIN = 141541060]
• NEW YORK CONGREGATIONAL NURSING CENTER LOCAL 144 DIVISION OF 1199 PENSION PLAN [EIN = 113188802]
• NEW YORK NEUROLOGICAL ASSOCIATES, P. C. PROFIT SHARING & EMPLOYEES SAVINGS PLAN [EIN = 132792803]
• NEW YORK CENTER FOR INTERPERSONAL DEVELOPMENT 403(B) PLAN [EIN = 237085239]
• NEW YORK COMMUNITIES FOR CHANG 401 K PROFIT SHARING PLAN TRUST [EIN = 271359103]
• NEW YORK BOILER, INC. CASH BALANCE PLAN [EIN = 112809119]
• NEW YORK CAREER INSTITUTE, INC 401(K) PLAN [EIN = 132502849]
• NEW YORK FOOT AND ANKLE, PLLC DEFINED BENEFIT PLAN [EIN = 455012159]
• NEW YORK OPTICAL, INC. DEFINED BENEFIT PENSION PLAN [EIN = 112654052]
• NEW YORK 811, INC. 401(K) PLAN [EIN = 900289921]
• NEW YORK ELECTRICAL DESIGN INC 401 K PROFIT SHARING PLAN TRUST [EIN = 300343412]
• NEW YORK VALUE CLUB, LTD. 401(K) PROFIT SHARING PLAN [EIN = 113288102]
• NEW YORK PSYCHOANALYTIC INSTITUTE DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 131624130]
• NEW YORK STRUCTURAL BIOLOGY CENTER 403(B) DEFINED CONTRIBUTION PLAN [EIN = 134043587]
• NEW YORK CENTER FOR SPECIALIZED DENTISTRY, P.C. PROFIT SHARING 401K PLAN [EIN = 132951569]
• NEW YORK STATE ASSOCIATION FOR 401 K PROFIT SHARING PLAN TRUST [EIN = 134001946]
• NEW YORK JOINT BOARD NY CLOTHING MANUFACTURERS SCHOLARSHIP FUND [EIN = 133118573]
• NEW YORK STATE ASSOCIATION OF INDEPENDENT SCHOOLS 403(B) TDA PLAN [EIN = 141504908]
• NEW YORK SPEAKERS BUREAU, INC. 401(K) PLAN [EIN = 133793535]
• NEW YORK OTOLARYNGOLOGY GROUP, P.C. PROFIT SHARING PLAN [EIN = 133295335]
• NEW YORK APPLE SALES, INC. 401(K) PROFIT SHARING PLAN [EIN = 141772604]
• NEW YORK FOOT CARE SERVICES PLLC PROFIT SHARING PL [EIN = 204026741]
• NEW YORK STATE BROADCASTERS ASSOCIATION, INC. EMPLOYEE RETIREMENT PLAN [EIN = 141541060]
• NEW YORK SKYLINE, INC 401(K) PLAN [EIN = 113149397]
• NEW YORK MOTORS CORP. PENSION PLAN [EIN = 223477428]
• NEW YORK SECURITY SYSTEMS, INC. 401K PLAN [EIN = 141648882]
• NEW YORK DIALYSIS SERVICES, INC. MEP 401(K) PLAN [EIN = 043267217]
• NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. MONEY PURCHASE PENSION PLAN [EIN = 112621554]
• NEW YORK PODIATRIC MEDICINE & SURGERY 401(K) PROFIT SHARING PLAN & TRUST [EIN = 203426389]
• NEW YORK CITY SOCIAL SPORTS CLUB, INC. RETIREMENT PLAN [EIN = 205774314]
• NEW YORK GRANT COMPANY 401K/PROFIT SHARING PLAN [EIN = 043680621]
• NEW YORK MUNICIPAL ADVISORS CORPORATION 401K PROFIT SHARING PLAN [EIN = 113206884]
• NEW YORK JUNIOR TENNIS LEAGUE 403(B) PLAN [EIN = 237442256]
• NEW YORK REPRESENTATIVES, LTD. PROFIT SHARING TRUST [EIN = 112657913]
• NEW YORK CITY MISSION SOCIETY 403(B) PLAN [EIN = 135562301]
• NEW YORK LANGUAGE CENTER, INC. & IT'S AFFILIATES 401(K) PROFIT SHARING PLAN [EIN = 133275377]
• NEW YORK CONCRETE CORP. 401(K) PLAN [EIN = 113076836]
• NEW YORK CITY ENERGY EFFICIENCY CORPORATION 401(K) PLAN [EIN = 273731338]
• NEW YORK ARTIFICIAL KIDNEY CENTER, INC. 401(K) PROFIT SHARING PLAN AND TRUST [EIN = 113561833]
• NEW YORK LIFE INTERNATIONAL LLC PROFIT SHARING PLAN [EIN = 134199614]
• NEW YORK QUEENS OB/GYN, P.C. CASH OR DEFERRED PLAN AND TRUST [EIN = 113395424]
• NEW YORK HEALTH PLAN ASSOCIATION, INC. PENSION PLAN [EIN = 141641053]
• NEW YORK TENT COMPANY, INC. PENSION PLAN [EIN = 113234663]
• NEW YORK TENT COMPANY, INC. 401(K) PLAN [EIN = 113234663]
• NEW YORK PROSECUTORS TRAINING INSTITUTE, INC. EMPLOYEE RETIREMENT PLAN AND TRUST [EIN = 113289827]
• NEW YORK SPINE & NEUROSURGERY ASSOCIATES, P.C. 401(K) PLAN [EIN = 200590854]
• NEW YORK COMMERCIAL REAL ESTATE, LTD 401(K) PLAN [EIN = 264179466]
• NEW YORK LASER EYE LLP 401K PLAN [EIN = 421600458]
• NEW YORK HEATING CORP. 401(K) PLAN [EIN = 112999708]
• NEW YORK STATE DENTAL ASSOCIATION RETIREMENT PLAN [EIN = 141434154]
• NEW YORK COSMOS, LLC. 401(K) PLAN [EIN = 270849852]
• NEW YORK CITY REGIONAL CENTER, LLC 401(K) PLAN [EIN = 262686201]
• NEW YORK SAMPLE CARD COMPANY PROFIT SHARING PLAN [EIN = 135582882]
• NEW YORK HOTEL AND MOTEL TRADES COUNCIL, AFL-CIO DEFINED BENEFIT PENSION PLAN [EIN = 131098484]
• NEW YORK TEMPERATURE CONTROLS, INC 401 K PROFIT SHARING PLAN TRUST [EIN = 203260332]
• NEW YORK FIRE DETECTION, INC. 401(K) PLAN [EIN = 113145334]
• NEW YORK BLACK CAR FUND 401(K) PLAN [EIN = 134074646]
• NEW YORK STATE FENCE, INC. RETIREMENT SAVINGS PLAN [EIN = 161098453]
• NEW YORK STATE PSYCHOLOGICAL ASSOCIATION, INC. 401(K) PLAN [EIN = 131956620]
• NEW YORK RURAL WATER ASSOCIATION 401(K) PROFIT SHARING PLAN [EIN = 222257996]
• NEW YORK SPORTS AND PHYSICAL THERAPY INSTITUTE DEFINED BENEFIT [EIN = 112356557]
• NEW YORK & ATLANTIC RAILWAY UNION 401(K) PLAN [EIN = 133926500]
• NEW YORK FLAG & POLE CO., INC. PROFIT SHARING PLAN [EIN = 133132131]
• NEW YORK PAVING, INC. PROFIT SHARING PLAN [EIN = 112426065]
• NEW YORK PACKAGING II LLC CASH BALANCE PLAN [EIN = 043834351]
• NEW YORK REAL ESTATE INSTITUTE PENSION PLAN [EIN = 200484486]
• NEW YORK STATE PODIATRIC MEDICAL ASSOCIATION 401(K) PLAN [EIN = 131679614]
• NEW YORK STATE ASSOC OF ALCOHO 401 K PROFIT SHARING PLAN TRUST [EIN = 141793172]
• NEW YORK CARDIOLOGY GROUP, P.C. CASH BALANCE PENSION PLAN [EIN = 113339481]
• NEW YORK URGENT CARE, P.C. PROFIT SHARING 401(K) PENSION PLAN [EIN = 260250985]
• NEW YORK INTEGRATIVE RHEUMATOLOGY & ARTHRITIS CARE 401(K) PLAN [EIN = 270609949]
• NEW YORK CITY RENT GUIDELINES BOARD PROFIT SHARIN [EIN = 133026145]
• NEW YORK COOLING TOWERS INC 401 K PROFIT SHARING PLAN TRUST [EIN = 133266877]
• NEW YORK LAW JOURNAL UNION EMPLOYEES' PENSION PLAN [EIN = 133273851]
• NEW YORK RESIDENTIAL WORKS INC 401 K PROFIT SHARING PLAN TRUST [EIN = 112984526]
• NEW YORK ORAL, MAXILLOFACIAL AND IMPLANT SURGERY, P.C. DEFINED BENEFIT PLAN [EIN = 112621554]
• NEW YORK CITY RUNS, INC. 401(K) PLAN [EIN = 274480140]
• NEW YORK TYPOGRAPHICAL 401(K) P/S PLAN [EIN = 135276340]
• NEW YORK BIOTECHNOLOGY ASSOCIATION SAVINGS AND RETIREMENT PLAN [EIN = 113026494]
• NEW YORK GASTROENTEROLOGY ASSOCIATES, LLP 401(K) PLAN [EIN = 134056764]
• NEW YORK CHILD RESOURCE CENTER PROFIT SHARING PLAN [EIN = 133792985]
• NEW YORK SPINE PHYSICAL THERAPY, P.C. [EIN = 113497018]
• NEW YORK RHB, LLC 401K PLAN [EIN = 208104462]
• NEW YORK ORTHOPAEDIC HOSPITAL ASSOCIATES, P.C. RETIREMENT PLAN [EIN = 133297333]
• NEW YORK STATE DEFENDERS JUSTICE FUND, INC. 401(K) PLAN [EIN = 205311731]
• NEW YORK MILITARY ACADEMY [EIN = 140921372]
• NEW YORK STATE FORUM INC 401K PLAN [EIN = 263962887]
• NEW YORK CITY POLICE MUSEUM 401 K PROFIT SHARING PLAN TRUST [EIN = 134000578]
• NEW YORKER ELECTRONICS CO. INC. RETIREMENT PLAN [EIN = 131666917]
• NEW YORK CITY CENTER FOR CHARTER SCHOOL EXCELLENCE 403(B) PLAN [EIN = 200759687]
• NEW YORK STATE HISTORICAL ASSOCIATION AND THE FARMERS MUSEUM [EIN = 150539110]
• NEW YORK STATE WEATHERIZATION DIRECTORS' ASSOCIATION 401(K) PLAN [EIN = 222712338]
• NEW YORK LAW INSTITUTE 403(B) PLAN [EIN = 135600417]
• NEW YORK FOUNDATION FOR THE ARTS, INC. ANNUITY PLAN [EIN = 237129564]
• NEW YORK ASIAN WOMEN'S CENTER 403(B)(7) PLAN [EIN = 133286250]
• NEW YORK PLASTIC SURGERY, P.C. PROFIT-SHARING PLA [EIN = 133651645]
• NEW YORK PREMIER WINES, INC. PROFIT SHARING PLAN [EIN = 203705744]
• NEW YORK CENTER FOR CIVIL JUSTICE TOLERANCE & VALUES DEFINED BENEFIT PENSION PLAN [EIN = 010701804]
• NEW YORK PATHWAYS 401K PROFIT SHARING PLAN [EIN = 300667649]
• NEW YORK FARM VIABILITY INSTIT 401 K PROFIT SHARING PLAN TRUST [EIN = 134295807]
• NEW YORK FILM ACADEMY LTD 401(K) PROFIT SHARING PLAN & TRUST [EIN = 133723331]
• NEW YORK ENGINEERS 401(K) PLAN [EIN = 454064575]
• NEW YORK LOAN EXCHANGE 401K PLAN [EIN = 383717882]
• NEW YORK HAND REHABILITATION, O.T., P.C. 401(K) PLAN [EIN = 133671130]
• NEW YORK OBSTETRICS & GYNECOLOGY PC 401(K) PROFIT SHARING PLAN [EIN = 133890271]
• NEW YORK ANESTHESIOLOGY MEDICAL SPECIALTIES, PC PENSION PLAN [EIN = 161592210]
• NEW YORK DENTAL GROUP LLP 401(K) PLAN [EIN = 331130608]
• NEW YORK HEALTH PURCHASING ALLIANCE, INC. 401(K) PLAN [EIN = 134019932]
• NEW YORK RISK SOLUTIONS, INC. 401(K) PLAN [EIN = 364697668]
• NEW YORK FOLDING BOX CO. PROFIT SHARING PLAN [EIN = 221662323]
• NEW YORK EHEALTH COLLABORATIVE (NYEC) 401(K) PLAN [EIN = 208022336]
• NEW YORK SPEAKERS BUREAU, INC. DEFINED BENEFIT PLAN [EIN = 133793535]
• NEW YORK ORTHOPEDIC SPECIALISTS, PC 401K PROFIT SHARING PLAN AND TRUST [EIN = 132795179]
• NEW YORK BITUMINOUS PRODUCTS C 401 K PROFIT SHARING PLAN TRUST [EIN = 061069341]
• NEW YORK PELVIC PAIN AND MINIMALLY INVASIVE GYNECOLOGIC SURGERY, P.C. CASH BALANCE PENSION PLAN [EIN = 205706671]
• NEW YORK ACADEMY OF ART 403B RETIREMENT PLAN [EIN = 133643485]
• NEW YORK REPUBLICAN STATE COMMITTEE 401(K) PLAN [EIN = 131214350]
• NEW YORK HOME X-RAY LLC 401 K PROFIT SHARING PLAN TRUST [EIN = 200975541]
• NEW YORK DESIGN ARCHITECTS LLP 401K PLAN [EIN = 113338348]
• NEW YORK RESTORATION PROJECT 401(K) RETIREMENT PLAN [EIN = 133959056]
• NEW YORK EXPORT CO., INC. EMPLOYEES PROFIT SHARING PLAN [EIN = 135516850]
• NEW YORK PULMONARY & SLEEP MEDICINE, PC PROFIT SHARING [EIN = 462712332]
• NEW YORK WOMEN IN FILM & TELEVISION, INC. 401(K) RETIREMENT PLAN [EIN = 132983705]
• NEW YORK CENTER FOR LIVING INC 401K PLAN [EIN = 202323022]
• NEW YORK AFFORDABLE RELIABLE ELECTR [EIN = 205860747]
• NEW YORK ORTHODONTICS GROUP PLLC 401(K) PROFIT SHARING PLAN [EIN = 271447761]
• NEW YORK OTOLARYNGOLOGY GROUP, P.C. CASH BALANCE PENSION PLAN [EIN = 133295335]
• NEW YORK URGENT CARE, P.C. DEFINED BENEFIT PLAN [EIN = 260250985]
• NEW YORK STATE ASSOCIATION OF COUNTY HEALTH OFFICIALS RETIREMENT TRUST [EIN = 141747742]
• NEW YORK UROLOGICAL ASSOCIATES PC RETIREMENT PLAN [EIN = 133548722]
• NEW YORK GOLD MART MONEY PURCHASE PLAN [EIN = 133427970]
• NEW YORK CARDIOVASCULAR ANESTHESIOLOGISTS PC DEFINED BENEFIT PLAN [EIN = 113027215]
• NEW YORK HOTEL AND MOTEL TRADES COUNCIL, AFL-CIO MONEY PURCHASE PLAN [EIN = 131098484]
• NEW YORK LEAK DETECTION, INC. 401(K) PROFIT SHARING PLAN [EIN = 161299328]
• NEW YORK PULMONARY & SLEEP MEDICINE PC PENSION PLAN [EIN = 462712332]
• NEW YORK LEGAL ASSISTANCE GROUP SAVINGS PLAN [EIN = 133505428]
• NEW YORK METRO TRUCK, INC. 401(K) PLAN [EIN = 113057170]
• NEW YORK EYE SAVINGS PLAN [EIN = 132686866]
• NEW YORK INSTITUTE OF BUSINESS TECHNOLOGY 401(K) PLAN [EIN = 133903957]
• NEW YORK STATE RESTAURANT ASSOCIATION 401(K) PLAN [EIN = 131101544]
• NEW YORK LEAGUE OF CONSERVATION VOTERS 401(K) PLAN [EIN = 113095033]
• NEW YORK AERIAL SERVICES 401(K) PLAN [EIN = 161613650]
• NEW YORK INSURANCE ASSOCIATION 401K SAVINGS PLAN [EIN = 161521843]
• NEW YORK NETWORK MANAGEMENT LLC CASH BALANCE PLAN [EIN = 113347168]
• NEW YORK MINT LTD. 401(K) PLAN [EIN = 411840859]
• NEW YORK DISTRICT COUNCIL OF CARPENTERS ANNUITY FUND [EIN = 364660775]
• NEW YORK BAKERY 401(K) PROFIT SHARING PLAN & TRUST [EIN = 300886210]
• NEW YORK STATE REHABILITATION ASSOCIATION, INC. 401(K) PROFIT SHARING PLAN [EIN = 141596108]
• NEW YORK GRAPHIC SOCEITY 401(K) PLAN [EIN = 060834793]
• NEW YORK PEACE INSTITUTE, INC. 401(K) PROFIT SHARING PLAN [EIN = 451964622]
• NEW YORK E COMMERCE ADVISORY, INC. PENSION PLAN [EIN = 453950113]
• NEW YORK COSMETIC AND [EIN = 464096493]
• NEW YORK INTERNATIONAL SCHOOL, INC. 401K PLAN [EIN = 463640492]
• NEW YORK TRUCK & EQUIPMENT, INC. PROFIT SHARING 401(K) PLAN [EIN = 900915971]
• NEW YORK URBAN PROFESSIONALS ATHLETIC LEAGUE, INC. PROFIT SHARING PLAN [EIN = 133975259]
• NEW YORK SPORTS CHIROPRACTIC 401(K) PLAN [EIN = 271115776]
• NEW YORK-CONNECTICUT DEVELOPME 401 K PROFIT SHARING PLAN TRUST [EIN = 134042619]
• NEW YORK VETERINARY SPECIALTY CENTER DEFINED BENEFIT PLAN [EIN = 364530633]
• NEW YORK RESTORATION PROJECT 401(K) RETIREMENT PLAN [EIN = 133959056]
• NEW YORK DIGITAL CORP. 401(K) PROFIT SHARING PLAN [EIN = 870789932]
• NEW YORK STATE RESTAURANT 401(K) PROFIT SHARING PLAN & TRUST [EIN = 141817369]
• NEW YORK BEACON, INC. 401(K) PLAN [EIN = 113449447]
• NEW YORK ACHIEVEMENT LLC 401 K PROFIT SHARING PLAN TRUST [EIN = 232834912]
• NEW YORK DOG SPA & HOTEL INC 401K PROFIT SHARING PLAN [EIN = 133995305]
• NEW YORK CITY SOCIAL SPORTS CLUB, INC. 401(K)/PROFIT SHARING PLAN [EIN = 205774314]
• NEW YORK FRENCH AMERICAN CHARTER SCHOOL 401(K) PLAN [EIN = 800518737]
• NEW YORK HOMTOWN STORES SEARS [EIN = 461661511]
• NEW YORK EYE CANCER CENTER 401(K) PROFIT SHARING PLAN & TRUST [EIN = 134166365]
• NEW YORK TECH INDUSTRIES INC 401K PLAN [EIN = 020587191]
• NEW YORK CENTER FOR ADDICTION TREATMENT 401(K) PLAN [EIN = 133704138]
• NEW YORK CENTER FOR LIVER TRAN 401 K PROFIT SHARING PLAN TRUST [EIN = 133510056]
• NEW YORK PRODUCTS DISTRIBUTORS INC 401(K) PROFIT SHARING PLAN [EIN = 113213359]
• NEW YORK CITY ENVIRONMENTAL JU 401 K PROFIT SHARING PLAN TRUST [EIN = 133779250]
• NEW YORK PHYSICAL MEDICINE CENTER 401(K) PROFIT SHARING PLAN [EIN = 204226416]
• NEW YORK GASTROENTEROLOGY & HEPATOLOGY 401(K) PLAN [EIN = 364698047]
• NEW YORK STATE RESTAURANT ASSN 401(K) PROFIT SHARING PLAN & TRUST [EIN = 131101544]
• NEW YORK GASTROENTEROLOGY ASSOCIATES DEFINED BENEFIT PLAN [EIN = 134056764]
• NEW YORK NECK & BACK CENTER 401(K) PLAN [EIN = 900893068]
• NEW YORK STATE HEALTH FOUNDATION TAX DEFERRED ANNUITY PLAN [EIN = 300127892]
• NEW YORK MEDICAL & DIAGNOSTIC CENTER, INC. EMPLOYEES PROFIT SHARING PLAN & TRUST [EIN = 113405167]
• NEW YORK HOUSING CONFERENCE IN 401(K) PROFIT SHARING PLAN & TRUST [EIN = 263846042]
• NEW YORK, NEW YORK SALON INC 401K PLAN [EIN = 521529495]
• NEW YORK STATEWIDE SENIOR ACTION COUNCIL, INC. 403(B) TDA PLAN [EIN = 222233947]
• NEW YORK STOCK EXCHANGE INC., AND SUBSIDIARY COMPANIES EMPLOYEE SAVINGS PLAN - MASTER TRUST [EIN = 203783862]
• NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN [EIN = 111380045]
• NEW YORK CARDIAC DIAGNOSTIC CENTER DEFINED BENEFIT PLAN [EIN = 133413929]
• NEW YORK CAROLINA EXPRESS, INC. 401(K) RETIREMENT PLAN [EIN = 161236489]
• NEW YORK DIALYSIS SERVICES, INC. SECTION 125 CAFETERIA PLAN [EIN = 043267217]
• NEW YORK CORPORATE OFFICE/FAMS DISABILITY PLAN [EIN = 133324058]
• NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN [EIN = 141454232]
• NEW YORK EYE & EAR INFIRMARY SHORT TERM DISABILITY PLAN [EIN = 135562304]
• NEW YORK ORTHOPEDIC & SPINE SV PLLC 401K PLAN [EIN = 113433664]
• NEW YORK NEWSPAPER SAVINGS PLUS PLAN [EIN = 141772204]
• NEW YORK COMPENSATION INSURANCE RATING BOARD LTD PLAN [EIN = 130594020]
• NEW YORK UNIVERSITY RETIREMENT PLAN FOR ADJUNCT FACULTY MEMBERS [EIN = 135562308]
• NEW YORK LOCKSMITH SUPPLY, INC. RETIREMENT TRUST [EIN = 133146769]
• NEW YORK STOCK EXCHANGE INC., AND SUBSIDIARY COMPANIES OPERATIONS LEVEL EMPLOYEE SAVINGS PLAN [EIN = 203783862]
• NEW YORK MINUTE MANAGEMENT, INC. 401(K) PLAN [EIN = 113628783]
• NEW YORK CENTER HEALTH PLAN [EIN = 113626586]
• NEW YORK ORTHOPAEDICS AND SPORTS MEDICINE, P.C. PROFIT SHARING PLAN [EIN = 133955151]
• NEW YORK WELFARE FUND [EIN = 204285629]
• NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN [EIN = 160341550]
• NEW YORK BOTANICAL GARDEN PENSION BENEFIT PLAN [EIN = 131693134]
• NEW YORK GENEALOGICAL & BIOGRAPHICAL SOCIETY DEFINED CONTRIBUTION MONEY PURCHASE RETIREMENT PLA [EIN = 135596870]
• NEW YORK STATE BAR ASSOCIATION TERMINATION PAY PLAN [EIN = 140923640]
• NEW YORK DISABILITY BENEFITS LAW PLAN [EIN = 010085930]
• NEW YORK TRAP ROCK-HOURLY RETIREE GROUP HEALTH PLAN [EIN = 061032119]
• NEW YORK WESTCHESTER SQUARE MEDICAL CENTER INC. PROFIT SHARING PLAN [EIN = 131732601]
• NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN [EIN = 110804410]
• NEW YORK COLLEGE OF TRADITIONAL CHINESE MEDICINE 401(K) PROFIT SHARING PLAN & TRUST [EIN = 113358541]
• NEW YORK WATER SERVICE CORPORATION POST RETIREMENT HEALTHCARE PLAN [EIN = 550823550]
• NEW YORK ISLANDERS HOCKEY CLUB DENTAL PLAN [EIN = 112254417]
• NEW YORK STOCK EXCHANGE INC., AND SUBSIDIARY COMPANIES EMPLOYEE SAVINGS PLAN [EIN = 203783862]
• NEW YORK STATE AFL-CIO [EIN = 140923720]
• NEW YORK CARDIOLOGY PC DEFINED BENEFIT PENSION PLAN [EIN = 113638015]
• NEW YORK GROUP ADMINISTRATORS INC PENSION PLAN AND TRUST [EIN = 161160566]
• NEW YORK LIFE INSURANCE COMPANY EMPLOYEE PROGRESS-SHARING INVESTMENT PLAN [EIN = 135582869]
• NEW YORK MERCANTILE EXCHANGE [EIN = 135274360]
• NEW YORK STATE TEAMSTERS COUNCIL HEALTH & HOSPITAL FUND [EIN = 150551885]
• NEW YORK MEDIA LLC 401(K) PLAN [EIN = 320101978]
• NEW YORK INDEPENDENT SYSTEM OPERATOR, INC. CAFETERIA PLAN [EIN = 141815612]
• NEW YORK PRESBYTERIAN HOSPITAL MASTER TRUST - NYP DREYFUS [EIN = 134011699]
• NEW YORK LEAGUE FOR EARLY LEARNING WELFARE BENEFITS PLAN [EIN = 112513824]
• NEW YORK PRESBYTERIAN HOSPITAL MASTER TRUST - LONG TERM POOL [EIN = 134011699]
• NEW YORK ANESTHESIOLOGY MEDICAL SPECIALTIES, P.C. HEALTH AND WELFARE BENEFITS PLAN [EIN = 161592210]
• NEW YORK KIDS CLUB 401(K) AND PROFIT SHARING PLAN [EIN = 474552493]
• NEW YORK CRUISE LINES RETIREMENT AND 401(K) PLAN [EIN = 133082308]
• NEW YORK CITY ACOUSTICS INC 401K PLAN [EIN = 133564989]
• NEW YORK UNIVERSITY STAFF PENSION PLAN FOR NON-CONTRIBUTORY [EIN = 135562308]
• NEW YORK INSTITUTE OF TECHNOLOGY GROUP LIFE AND ACCIDENT INSURANCE PLAN [EIN = 111788788]
• NEW YORK ISLANDERS HOCKEY CLUB, LP 401(K) PLAN [EIN = 112254417]
• NEW YORK MARINE T/T INDUSTRY PLAN I [EIN = 205336063]
• NEW YORK STATE UNITED TEACHERS MEMBER BENEFITS TRUST [EIN = 222480854]
• NEW YORK COMMUNITY BANCORP, INC. GROUP BENEFITS PLAN [EIN = 061377322]
• NEW YORK THERAPY PLACEMENT INC. 401(K) PROFIT SHARING PLAN III [EIN = 113139640]
• NEW YORK FARM BUREAU, INC. 401(K) PLAN [EIN = 150539109]
• NEW YORK LEGAL ASSISTANCE GROUP HEALTH AND WELFARE BENEFITS PLAN [EIN = 133505428]
• NEW YORK LIFE INSURANCE COMPANY JOB ELIMINATION SEVERANCE BENEFIT PLAN [EIN = 135582869]
• NEW YORK CITY ACOUSTICS INC. DEFINED BENEFIT PENSION PLAN [EIN = 133564989]
• NEW YORK PRESBYTERIAN HOSPITAL MASTER TRUST - WESTCHESTER DREYFUS [EIN = 134011699]
• NEW YORK STATE AFL-CIO 401(K) PROFIT SHARING PLAN [EIN = 140923720]
• NEW YORK COUNCIL OF NONPROFITS, INC. HEALTH PLAN [EIN = 141343047]
• NEW YORK COUNCIL FOR THE HUMANITIES TAX-SHELTERED ANNUITY PLAN [EIN = 510152266]
• NEW YORK PUBLIC RADIO RETIREMENT PLAN [EIN = 133015230]
• NEW YORK LIFE INSURANCE COMPANY PENSION PLAN [EIN = 135582869]
• NEW YORK LAW SCHOOL DEFINED CONTRIBUTION RET. PLAN [EIN = 135645885]
• NEW YORK TRANSIT, INC 401(K) [EIN = 942956194]
• NEW YORK STATE TECHNOLOGY ENTERPRISE CORPORATION LIFE & LTD PLAN [EIN = 161521105]
• NEW YORK ISLANDERS HOCKEY CLUB LIFE & LTD PLAN [EIN = 112254417]
• NEW YORK PRESBYTERIAN HOSPITAL MASTER TRUST - LEGACY POOL [EIN = 134011699]
• NEW YORK THERAPY PLACEMENT INC. 401(K) PROFIT SHARING PLAN II [EIN = 113139640]
• NEW YORK CITY Q-CARDS, INC. 401(K) PROFIT SHARING PLAN [EIN = 201115600]
• NEW YORK SHIPPING ASSOCIATION 401(K) PLAN [EIN = 135637319]
• NEW YORK PROSTHETIC & AESTHETIC DENTISTRY, PC 401K PROFIT SHARING PLAN [EIN = 455162331]
• NEW YORK CITY MILLWORK LLC 401 K PROFIT SHARING PLAN TRUST [EIN = 474300970]
• NEW YORK SCALE AND EQUIPMENT, INC. 401(K) PROFIT SHARING PLAN [EIN = 465736198]
• NEW YORK TECHNOLOGY PARTNERS HEALTH AND WELFARE BENEFITS PLAN [EIN = 223529507]
• NEW YORK MEDICAL SCIENCES, P.C. 401(K) PLAN [EIN = 472177995]
• NEW YORK CITY HEMOPHILIA CHAPTER 403(B) PLAN [EIN = 261915425]
• NEW YORK CONCRETE, CORP. 401(K) PLAN [EIN = 541510482]
• NEW YORK GREEN BUILDERS INC 401 K PROFIT SHARING PLAN TRUST [EIN = 320101575]
• NEW YORK INSTITUTE OF FINANCE 401(K) PLAN [EIN = 800151037]
• NEW YORK CENTER FOR LIVING INC 401K PLAN [EIN = 202313022]
• NEW YORK ART WORLD INC 401 K PROFIT SHARING PLAN TRUST [EIN = 133698970]
• NEW YORK ADVISORY SERVICES 401K PROFIT SHARING PLAN AND TRUST [EIN = 133743797]
• NEW YORK RETINA CONSULTANTS PL 401 K PROFIT SHARING PLAN TRUST [EIN = 813634016]
• NEW YORK TECH BENEFITS PROGRAM [EIN = 826109942]
• NEW YORK FILM ACADEMY LTD. HEALTH AND WELFARE PLAN [EIN = 133723331]
• NEW YORK HEALTH CARE WELFARE BENEFIT PLAN [EIN = 112636089]
• NEW YORK WIRE RETIREMENT SAVINGS PLAN [EIN = 452856535]
• NEW YORK BANKERS ASSOCIATION PENSION PLAN AS A MEMBER OF THE NEW YORK STATE BANKERS RETIREMENT SYSTEM [EIN = 131882974]
• NEW YORK AESTHETIC CONSULTANTS 401(K) PLAN [EIN = 113422704]
• NEW YORK STOCK EXCHANGE INC., AND SUBSIDIARY COMPANIES EMPLOYEE SAVINGS PLAN [EIN = 205474429]
• NEW YORK CREDIT UNION ASSOCIATION HEALTH PLAN [EIN = 135582889]
• NEW YORK NATIONAL BANK EMPLOYEE STOCK OWNERSHIP PLAN [EIN = 133078761]
• NEW YORK WIRE EMPLOYEE BENEFIT PLAN [EIN = 452856535]
• NEW YORK ACADEMY OF MEDICINE EE BENEFIT PLAN [EIN = 131656674]
• NEW YORK COLLEGE OF HEALTH PROFESSIONS [EIN = 112705352]
• NEW YORK PSYCHOLOGICAL SERVICES, PC PROFIT SHARING PLAN [EIN = 134093755]
• NEW YORK ROAD RUNNERS, INC. LONG-TERM DISABILITY PLAN [EIN = 132949483]
• NEW YORK STATE LABOR COMMUNITY SERVICES AGENCY INC. [EIN = 133347505]
• NEW YORK DOWNTOWN HOSPITAL HEALTH AND WELFARE PLAN [EIN = 133957095]
• NEW YORK CITY ECONOMIC DEVELOPMENT CORPORATION 403B PLAN [EIN = 455311842]
• NEW YORK CITY INDUSTRIES FOR THE BLIND, INC. 401(K) PLAN [EIN = 133862439]
• NEW YORK CHIROPRACTIC COLLEGE TAX DEFERRED ANNUITY PLAN [EIN = 131916574]
• NEW YORK WIRE EMPLOYEE BENEFIT PLAN [EIN = 233022760]
• NEW YORK LEAGUE FOR EARLY LEARNING WELFARE PLAN [EIN = 112513824]
• NEW YORK COMPENSATION INSURANCE RATING BOARD DENTAL PLAN [EIN = 130594020]
• NEW YORK GENEALOGICAL & BIOGRAPHICAL SOCIETY DEFINED CONTRIBUTION MONEY PURCHASE RETIREMENT PLA [EIN = 135596870]
• NEW YORK COMPENSATION INSURANCE RATING BOARD LIFE INSURANCE PLAN [EIN = 130594020]
• NEW YORK ROAD RUNNERS FSA PLAN [EIN = 132949483]
• NEW YORK DOWNTOWN HOSPITAL HEALTH AND WELFARE PLAN [EIN = 133049852]
• NEW YORK CITY OPERA 403B RETIREMENT PLAN [EIN = 132974347]
• NEW YORK MEDICAL ALLIANCE, U.F.P.C. RETIREMENT PLAN [EIN = 134169311]
• NEW YORK COMPENSATION INSURANCE RATING BOARD HEALTH PLAN [EIN = 130594020]
• NEW YORK STATE PUBLIC EMPLOYEES FEDERATION HEALTHCARE PLAN [EIN = 141825178]
• NEW YORK HOME ATTENDANT PROGRAM RETIREMENT PLAN [EIN = 112636089]
• NEW YORK CRIMINAL JUSTICE AGENCY [EIN = 132900682]
• NEW YORK WIRE COMPANY RETIREMENT SAVINGS PLAN [EIN = 233022760]
• NEW YORK CAROLINA EXPRESS PREMIUM CONVERSION PLAN [EIN = 161236489]
• NEW YORK BUSINESS SERVICE INC DEFINED BENEFIT PENSION PLAN [EIN = 161782843]
• NEW YORK COMPREHENSIVE CARDIOLOGY LLC 401(K) PROFIT SHARING PLAN [EIN = 270925882]
• NEW YORK COLLEGE OF PODIATRIC MEDICINE F459 [EIN = 131632522]
• NEW YORK OIL HEATING INSURANCE FUND [EIN = 135168120]
• NEW YORK CITY ECONOMIC DEVELOPMENT CORPORATION 403B PLAN [EIN = 132577233]
• NEW YORK POST CRAFT UNION AND NMDU SHORT TERM DISABILITY PLAN [EIN = 133732753]
• NEW YORK BLOOD CENTER, INC. 2011 VOLUNTARY SEPARATION INCENTIVE PLAN [EIN = 131949477]
• NEW YORK FISH HOUSE/TRUE WORLD FOODS, INC. OF NEW YORK LIFE PLAN [EIN = 132974013]
• NEW YORK FISH HOUSE/TRUE WORLD FOODS, INC. OF NEW YORK HEALTH PLAN [EIN = 132974013]
• NEW YORK SCHOOL OF INTERIOR DESIGN DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 131662715]
• NEW YORK PRESBYTERIAN HOSPITAL MASTER TRUST - LEGACY QUEENS [EIN = 134011699]
• NEW YORK CHILDHOOD CENTER RETIREMENT PLAN [EIN = 112661607]
• NEW YORK STATE BANKERS RETIREMENT SYSTEM VOLUME SUBMITTER PLAN [EIN = 150492520]
• NEW YORK CITY BALLET, INC 403(B) PLAN [EIN = 132947386]
• NEW YORK PRESBYTERIAN HOSPITAL MASTER TRUST - QUEENS DREYFUS [EIN = 134011699]
• NEW YORK LAW SCHOOL GROUP DENTAL PLAN [EIN = 135645885]
• NEW YORK APPRENTICESHIP FUND [EIN = 133049630]
• NEW YORK FISH HOUSE/TRUE WORLD FOODS, INC. OF NEW YORK DENTAL PLAN [EIN = 132974013]
• NEW YORK CHILDHOOD CENTER PENSION PLAN [EIN = 112661607]
• NEW YORK SMILES LLC 401 K PROFIT SHARING PLAN TRUST [EIN = 814770494]
• NEW YORK CITY BALLET, INC. GROUP INSURANCE PLAN [EIN = 132947386]
• NEW YORK LIMB LENGTHENING AND COMPLEX RECONSTRUCTION SURGERY, 401(K) PROFIT SHARING PLAN [EIN = 814385738]
• NEW YORK SECURITY SYSTEMS, INC. PROFIT SHARING PLAN [EIN = 141648882]
• NEW YORK ASSOCIATION ON INDEPENDENT LIVING RETIREMENT PLAN [EIN = 222432417]
• NEW YORK GEOMATICS INC. DEFINED BENEFIT PLAN [EIN = 455590859]
• NEW YORK LIMB LENGTHENING AND COMPLEX RECONSTRUCTION SURGERY DEFINED BENEFIT PLAN [EIN = 814385738]
• NEW YORK GEOMATICS INC. 401(K) PROFIT SHARING PLAN [EIN = 455590859]
• NEW YORK CAT HOSPITAL 401(K) PLAN [EIN = 200702449]
• NEW YORK BLOCK EXCHANGE, INC. SAVINGS AND INVESTMENT PLAN [EIN = 562145118]
• NEW YORK BUILDERS SUPPLY CORP. EMPLOYEES PROFIT SHARING PLAN [EIN = 135676648]
• NEW YORK DENTAL SUPPLY LLC 401K PLAN [EIN = 202706207]
• NEW YORK BLACKBOARD OF N.J., INC. PROFIT SHARING PLAN [EIN = 222942080]
• NEW YORK INDUSTRIAL MECHANICAL 401 K PROFIT SHARING PLAN TRUST [EIN = 161407312]
• NEW YORK RADIATION ASSOCIATION P.C. RETIREMENT PLAN [EIN = 113089245]
• NEW YORK MILLS ISD 553 [EIN = 416002937]
• NEW YORK INDEPENDENT PRACTICE OF ANESTHESIA, PC DEFINED BENEFIT PLAN [EIN = 202829616]
• NEW YORK WATER SERVICE CORPORATION UNION 401(K) PLAN [EIN = 131662101]
• NEW YORK FAMILY MEDICINE 401(K) PROFIT SHARING PLAN [EIN = 134027841]
• NEW YORK WOMEN IN FILM & TELEVISION, INC. 401(K) PROFIT SHARING PLAN [EIN = 132983705]
• NEW YORK RADIATION ONCOLOGY ASSOCIATES, P.C. DEFINED BENEFIT PLAN [EIN = 113526308]
• NEW YORK CARDIAC DIAGNOSTIC CENTER PROFIT SHARING PLAN [EIN = 133413929]
• NEW YORK GYPSUM FLOORS, INC. DEFINED BENEFIT PLAN [EIN = 061525345]
• NEW YORK NURSING AGENCY, INC. PROFIT SHARING PLAN [EIN = 133929396]
• NEW YORK GYPSUM FLOORS, INC. PROFIT SHARING PLAN [EIN = 061525345]
• NEW YORK ORTHOPAEDICS AND SPORTS MEDICINE, P.C. CASH BALANCE PLAN [EIN = 133955151]
• NEW YORK CAROLINA EXPRESS, INC. EMPLOYEE STOCK OWNERSHIP PLAN [EIN = 161236489]
• NEW YORK STRATEGY GROUP LLC 401K PLAN [EIN = 134097417]
• NEW YORK LOCKSMITH SUPPLY, INC. RETIREMENT TRUST [EIN = 133146769]
• NEW YORK STOCK EXCHANGE INC., AND SUBSIDIARY COMPANIES OPERATIONS LEVEL EMPLOYEE SAVINGS PLAN [EIN = 205474429]
• NEW YORK DISABILITY [EIN = 251555749]
• NEW YORK STATE TEAMSTERS COUNCIL PREPAID LEGAL SERVICES FUND [EIN = 161396951]
• NEW YORK INTERIOR CONSTRUCTION 401(K) PROFIT SHARING PLAN & TRU [EIN = 113252945]
• NEW YORK VIDEOS LIMITED PARTNERSHIP 401(K) PLAN [EIN = 363605796]
• NEW YORK STATE OLYMPIC REGIONAL DEVELOPMENT AUTHORITY HEALTH REIMBURSEMENT ACCOUNT [EIN = 141634669]
• NEW YORK GENOME CENTER DISABILITY PLAN [EIN = 800631734]
• NEW YORK GENOME CENTER [EIN = 800631734]
• NEW YORK ALLERGY ASTHMA IMMU 401 K PROFIT SHARING PLAN TRUST [EIN = 821293810]
• NEW YORK MEAT AND FISH MARKET 401 K PROFIT SHARING PLAN TRUST [EIN = 770692645]
• NEW YORK DAIRY DIST LLC 401 K PROFIT SHARING PLAN TRUST [EIN = 900705550]
• NEW YORK CITY FOOTBALL CLUB, LLC WELFARE BENEFIT PLAN [EIN = 462677915]
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• NEW YORK ACADEMY EDUCATIONAL SERVICES 401(K) P/S PLAN [EIN = 203736009]
• NEW YORK PAIN RELIEF MEDICINE PLLC 401(K) PENSION PLAN [EIN = 472626118]
• NEW YORK CITY ELECTRIC, INC. 401(K) PROFIT SHARING PLAN [EIN = 113421847]
• NEW YORK PAIN RELIEF MEDICINE PLLC DEFINED BENEFIT PLAN [EIN = 472626118]
• NEW YORK SHOWER DOOR 401(K) PLAN [EIN = 113003950]
• NEW YORK GI CENTER, LLC 401(K) PROFIT SHARING PLAN [EIN = 202562489]
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• NEW YORK FAMILY PRACTICE PLLC 401(K) P/S PLAN [EIN = 202091576]
• NEW YORK OTOLARYNGOLOGY AND AESTHETIC SURGERY, PC DEFINED BENEFIT PENSION PLAN [EIN = 203730569]
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• NEW YORK PRODUCE, INC. 401K PLAN [EIN = 133225248]
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• NEW YORK HEART AND MEDICAL PC PROFIT SHARING PLAN [EIN = 274848887]
• NEW YORK HEART AND MEDICAL PC DEFINED BENEFIT PLAN [EIN = 274848887]
• NEW YORK HAND SURGERY, PC CASH BALANCE PLAN [EIN = 471411746]
• NEW YORK PREPARATORY SCHOOL, INC. DBA DWIGHT SCHOOL EMPLOYEE BENEFITS PLAN [EIN = 131100880]
• NEW YORK PSYCHOTHERAPY WELFARE PLAN [EIN = 112320614]
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• NEW YORK PRESBYTERIAN HOSPITAL MASTER TRUST - LMH DREYFUS [EIN = 134011699]
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• NEW YORK PRESBYTERIAN HOSPITAL MASTER TRUST - LEGACY METHODIST [EIN = 134011699]
• NEW YORK PRESBYTERIAN HOSPITAL MASTER TRUST - METHODIST DREYFUS [EIN = 134011699]
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• NEW YORK BUSINESS DEVELOPMENT CORP [EIN = 141420782]
• NEW YORK BUSINESS DEVELOPMENT CORP [EIN = 141420782]
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• NEW YORK STATE PROFESSIONAL FIRE FIGHTERS LIFE INSURANCE TRUST [EIN = 111898077]
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• NEW YORK ISLANDERS HOCKEY CLUB VISION PLAN [EIN = 112254417]
• NEW YORK CONSULTATION MEDICAL PLLC 401K PLAN [EIN = 462369172]
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• NEW YORK ISLANDERS HOCKEY CLUB, L.P. HEALTH AND WELFARE BENEFIT PLAN [EIN = 112254417]
• NEW YORK STATE NURSES ASSOCIATION BENEFITS FUND BRIDGE TO MEDICARE HEALTH REIMBURSEMENT ARRANGEMENT PLAN [EIN = 237336001]
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• NEW YORK LIFE SHORT TERM DISABILITY [EIN = 831485877]
• NEW YORK LIFE BASIC AD&D [EIN = 831485877]
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• NEW YORK WELLNESS MASSAGE - 401K [EIN = 853735076]
• NEW YORK HOME HEALTH HOLDINGS 401(K) PROFIT SHARING PLAN [EIN = 474810121]
• NEW YORK STAFF SEARCH - 401K [EIN = 800861820]
• NEW YORK QUARTERLY MEETING OF THE RELIGIOUS SOCIETY OF FRIENDS RETIREMENT PLAN [EIN = 135628570]
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• NEW YORK LIFE LONG TERM DISABILITY [EIN = 831485877]
• NEW YORKERS FOR PARKS 403(B) PLAN [EIN = 136167879]
• NEW YORK CRUISE LINES INC WELFARE BENEFITS PLAN [EIN = 133083208]