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RAILROAD AVENUE ASSOCIATES 401(K) PLAN 401k Plan overview

Plan NameRAILROAD AVENUE ASSOCIATES 401(K) PLAN
Plan identification number 001

RAILROAD AVENUE ASSOCIATES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RAILROAD AVENUE ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:RAILROAD AVENUE ASSOCIATES
Employer identification number (EIN):112019218
NAIC Classification:238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RAILROAD AVENUE ASSOCIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LESLIE SUTHERLAND
0012016-01-01LESLIE SUTHERLAND
0012015-01-01LESLIE SUTHERLAND2016-07-27
0012014-01-01LESLIE SUTHERLAND2015-07-20
0012013-01-01LESLIE SUTHERLAND2014-06-30
0012012-01-01LESLIE SUTHERLAND2013-05-09
0012011-01-01LESLIE SUTHERLAND2012-07-27
0012010-01-01LESLIE SUTHERLAND2011-09-26 LESLIE SUTHERLAND2011-09-26

Plan Statistics for RAILROAD AVENUE ASSOCIATES 401(K) PLAN

401k plan membership statisitcs for RAILROAD AVENUE ASSOCIATES 401(K) PLAN

Measure Date Value
2022: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01176
Total number of active participants reported on line 7a of the Form 55002022-01-01162
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0116
Total of all active and inactive participants2022-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01178
Number of participants with account balances2022-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01186
Total number of active participants reported on line 7a of the Form 55002021-01-01150
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0114
Total of all active and inactive participants2021-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01164
Number of participants with account balances2021-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01178
Total number of active participants reported on line 7a of the Form 55002020-01-01160
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0117
Total of all active and inactive participants2020-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01177
Number of participants with account balances2020-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01161
Total number of active participants reported on line 7a of the Form 55002019-01-01160
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0110
Total of all active and inactive participants2019-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01170
Number of participants with account balances2019-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01134
Total number of active participants reported on line 7a of the Form 55002018-01-01137
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-019
Total of all active and inactive participants2018-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01146
Number of participants with account balances2018-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01133
Total number of active participants reported on line 7a of the Form 55002017-01-01124
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-017
Total of all active and inactive participants2017-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01131
Number of participants with account balances2017-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01125
Total number of active participants reported on line 7a of the Form 55002016-01-01112
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0114
Total of all active and inactive participants2016-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01126
Number of participants with account balances2016-01-0183

Financial Data on RAILROAD AVENUE ASSOCIATES 401(K) PLAN

Measure Date Value
2022 : RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$6,299
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$6,266
Total income from all sources (including contributions)2022-12-31$-638,254
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$923,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$905,467
Expenses. Certain deemed distributions of participant loans2022-12-31$13,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$780,916
Value of total assets at end of year2022-12-31$8,410,754
Value of total assets at beginning of year2022-12-31$9,972,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,310
Total interest from all sources2022-12-31$18,302
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$606,983
Participant contributions at end of year2022-12-31$339,757
Participant contributions at beginning of year2022-12-31$362,219
Participant contributions at end of year2022-12-31$8,798
Participant contributions at beginning of year2022-12-31$9,178
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,561,326
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,404,455
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$9,965,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$385,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$427,421
Value of interest in pooled separate accounts at end of year2022-12-31$6,871,908
Value of interest in pooled separate accounts at beginning of year2022-12-31$8,368,995
Interest on participant loans2022-12-31$18,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,735
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,735
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$805,159
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$799,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-42,292
Net investment gain/loss from pooled separate accounts2022-12-31$-1,395,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$173,933
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$2,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$905,467
Contract administrator fees2022-12-31$4,310
Liabilities. Value of benefit claims payable at end of year2022-12-31$6,299
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$6,266
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LEE CPA AUDIT GROUP
Accountancy firm EIN2022-12-31814637885
2021 : RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$6,266
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,409
Total income from all sources (including contributions)2021-12-31$1,868,145
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$443,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$432,300
Value of total corrective distributions2021-12-31$9,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$685,022
Value of total assets at end of year2021-12-31$9,972,047
Value of total assets at beginning of year2021-12-31$8,544,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,505
Total interest from all sources2021-12-31$16,254
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,714
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$526,914
Participant contributions at end of year2021-12-31$362,219
Participant contributions at beginning of year2021-12-31$210,456
Participant contributions at end of year2021-12-31$9,178
Participant contributions at beginning of year2021-12-31$9,049
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,424,336
Value of net assets at end of year (total assets less liabilities)2021-12-31$9,965,781
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,541,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$427,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$335,891
Value of interest in pooled separate accounts at end of year2021-12-31$8,368,995
Value of interest in pooled separate accounts at beginning of year2021-12-31$7,163,081
Interest earned on other investments2021-12-31$16,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,735
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$799,820
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$823,628
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$91,555
Net investment gain/loss from pooled separate accounts2021-12-31$1,073,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$158,108
Employer contributions (assets) at end of year2021-12-31$2,679
Employer contributions (assets) at beginning of year2021-12-31$2,749
Income. Dividends from common stock2021-12-31$1,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$432,300
Contract administrator fees2021-12-31$2,505
Liabilities. Value of benefit claims payable at end of year2021-12-31$6,266
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$3,409
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31NUSSBAUM BERG KLEIN & WOLPOW CPAS
Accountancy firm EIN2021-12-31260221653
2020 : RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$3,409
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$88
Total income from all sources (including contributions)2020-12-31$1,847,848
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$135,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$91,540
Value of total corrective distributions2020-12-31$38,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$653,301
Value of total assets at end of year2020-12-31$8,544,854
Value of total assets at beginning of year2020-12-31$6,829,186
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$5,235
Total interest from all sources2020-12-31$8,983
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$500,905
Participant contributions at end of year2020-12-31$210,456
Participant contributions at beginning of year2020-12-31$138,099
Participant contributions at end of year2020-12-31$9,049
Participant contributions at beginning of year2020-12-31$5,564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,712,347
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,541,445
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,829,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$335,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$268,708
Value of interest in pooled separate accounts at end of year2020-12-31$7,163,081
Value of interest in pooled separate accounts at beginning of year2020-12-31$5,734,110
Interest on participant loans2020-12-31$8,983
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$823,628
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$682,705
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$67,182
Net investment gain/loss from pooled separate accounts2020-12-31$1,118,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$152,396
Employer contributions (assets) at end of year2020-12-31$2,749
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$91,540
Contract administrator fees2020-12-31$5,235
Liabilities. Value of benefit claims payable at end of year2020-12-31$3,409
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$88
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31NUSSBAUM BERG KLEIN & WOLPOW CPAS
Accountancy firm EIN2020-12-31260221653
2019 : RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$88
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,705,715
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$739,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$707,779
Value of total corrective distributions2019-12-31$30,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$517,545
Value of total assets at end of year2019-12-31$6,829,186
Value of total assets at beginning of year2019-12-31$5,862,936
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,592
Total interest from all sources2019-12-31$11,338
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$428,492
Participant contributions at end of year2019-12-31$138,099
Participant contributions at beginning of year2019-12-31$161,703
Participant contributions at end of year2019-12-31$5,564
Participant contributions at beginning of year2019-12-31$6,463
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$966,162
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,829,098
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,862,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$268,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$201,554
Value of interest in pooled separate accounts at end of year2019-12-31$5,734,110
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,040,973
Interest on participant loans2019-12-31$11,338
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$682,705
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$451,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$67,155
Net investment gain/loss from pooled separate accounts2019-12-31$1,109,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$89,053
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$707,779
Contract administrator fees2019-12-31$1,592
Liabilities. Value of benefit claims payable at end of year2019-12-31$88
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31NUSSBAUM BERG KLEIN & WOLPOW CPAS
Accountancy firm EIN2019-12-31260221653
2018 : RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$124,259
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$34,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$32,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$450,751
Value of total assets at end of year2018-12-31$5,862,936
Value of total assets at beginning of year2018-12-31$5,772,689
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,248
Total interest from all sources2018-12-31$11,908
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$378,220
Participant contributions at end of year2018-12-31$161,703
Participant contributions at beginning of year2018-12-31$220,334
Participant contributions at end of year2018-12-31$6,463
Participant contributions at beginning of year2018-12-31$6,421
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$15,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$90,247
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,862,936
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,772,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$201,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$248,429
Value of interest in pooled separate accounts at end of year2018-12-31$5,040,973
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,925,687
Interest on participant loans2018-12-31$11,908
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$451,479
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$371,009
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-46,875
Net investment gain/loss from pooled separate accounts2018-12-31$-291,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$57,136
Employer contributions (assets) at end of year2018-12-31$764
Employer contributions (assets) at beginning of year2018-12-31$809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$32,764
Contract administrator fees2018-12-31$1,248
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31NUSSBAUM BERG KLEIN & WOLPOW CPAS
Accountancy firm EIN2018-12-31260221653
2017 : RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,083,623
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$249,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$247,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$423,970
Value of total assets at end of year2017-12-31$5,772,689
Value of total assets at beginning of year2017-12-31$4,938,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,061
Total interest from all sources2017-12-31$11,841
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$369,978
Participant contributions at end of year2017-12-31$220,334
Participant contributions at beginning of year2017-12-31$200,634
Participant contributions at end of year2017-12-31$6,421
Participant contributions at beginning of year2017-12-31$5,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$834,240
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,772,689
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,938,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$248,429
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$240,623
Value of interest in pooled separate accounts at end of year2017-12-31$4,925,687
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,128,119
Interest on participant loans2017-12-31$11,841
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$371,009
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$362,992
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,806
Net investment gain/loss from pooled separate accounts2017-12-31$640,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$53,992
Employer contributions (assets) at end of year2017-12-31$809
Employer contributions (assets) at beginning of year2017-12-31$1,005
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$247,322
Contract administrator fees2017-12-31$2,061
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31NUSSBAUM YATES BERG KLEIN & WOLPOW
Accountancy firm EIN2017-12-31260221653
2016 : RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$729,538
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$410,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$408,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$379,706
Value of total assets at end of year2016-12-31$4,938,449
Value of total assets at beginning of year2016-12-31$4,619,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,688
Total interest from all sources2016-12-31$8,347
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$306,141
Participant contributions at end of year2016-12-31$200,634
Participant contributions at beginning of year2016-12-31$160,930
Participant contributions at end of year2016-12-31$5,076
Participant contributions at beginning of year2016-12-31$9,062
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$25,582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$318,862
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,938,449
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,619,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$240,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$230,363
Value of interest in pooled separate accounts at end of year2016-12-31$4,128,119
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,887,012
Interest on participant loans2016-12-31$8,347
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$362,992
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$330,562
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$331,225
Net investment gain/loss from pooled separate accounts2016-12-31$10,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$47,983
Employer contributions (assets) at end of year2016-12-31$1,005
Employer contributions (assets) at beginning of year2016-12-31$1,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$408,988
Contract administrator fees2016-12-31$1,688
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31NUSSBAUM YATES BERG KLEIN & WOLPOW
Accountancy firm EIN2016-12-31260221653

Form 5500 Responses for RAILROAD AVENUE ASSOCIATES 401(K) PLAN

2022: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RAILROAD AVENUE ASSOCIATES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81D179
Policy instance 1
Insurance contract or identification number81D179
Number of Individuals Covered99
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $21,096
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,096
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81D179
Policy instance 1
Insurance contract or identification number81D179
Number of Individuals Covered97
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $21,115
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,115
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81D179
Policy instance 1
Insurance contract or identification number81D179
Number of Individuals Covered108
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $8,618
Total amount of fees paid to insurance companyUSD $4,368
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,618
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number830505
Policy instance 1
Insurance contract or identification number830505
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $8,876
Total amount of fees paid to insurance companyUSD $2,186
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,876
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81D179
Policy instance 2
Insurance contract or identification number81D179
Number of Individuals Covered101
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $19,609
Total amount of fees paid to insurance companyUSD $5,766
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,609
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number830505
Policy instance 1
Insurance contract or identification number830505
Number of Individuals Covered90
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $16,766
Total amount of fees paid to insurance companyUSD $2,090
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,766
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number830505
Policy instance 1
Insurance contract or identification number830505
Number of Individuals Covered81
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $17,959
Total amount of fees paid to insurance companyUSD $2,993
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,959
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCASH COMMISSIONS
Insurance broker organization code?3
Insurance broker nameASSOCIATED PENSION CONSULTANTS

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