401k Plan data: NAFA 401(K) PLAN plan

NAFA 401(K) PLAN 401k Plan overview

Plan Name	NAFA 401(K) PLAN
Plan identification number	002

NAFA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Money purchase (other than target benefit)
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NATIONAL ASSOCIATION OF FLEET ADMINISTRATORS has sponsored the creation of one or more 401k plans.

Company Name: NATIONAL ASSOCIATION OF FLEET ADMINISTRATORS

Employer identification number (EIN): 112050435

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NAFA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-01-01 ERISA FIDUCIARY SERVICES 2022-06-10
002 2020-01-01 ERISA FIDUCIARY SERVICES 2021-04-01
002 2019-01-01 ERISA FIDUCIARY SERVICES 2020-04-09
002 2018-01-01 ERISA FIDUCIARY SERVICES
002 2017-01-01 BILL SCHANKEL 2018-07-09
002 2016-01-01 PHIL RUSSO 2017-07-24
002 2015-01-01 PHILLIP RUSSO 2016-07-21
002 2014-01-01 THOMAS TILLEY
002 2013-01-01 IAN HARING 2014-10-14 IAN HARING 2014-10-14
002 2012-01-01 PHILLIP E RUSSO PHILLIP E RUSSO 2013-05-30
002 2011-01-01 PHILLIP E. RUSSO 2012-05-30 PHILLIP E. RUSSO 2012-05-30
002 2010-01-01 PHILLIP E. RUSSO 2011-04-13 PHILLIP E. RUSSO 2011-04-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2021-01-01	ERISA FIDUCIARY SERVICES	2022-06-10
002	2020-01-01	ERISA FIDUCIARY SERVICES	2021-04-01
002	2019-01-01	ERISA FIDUCIARY SERVICES	2020-04-09
002	2018-01-01	ERISA FIDUCIARY SERVICES
002	2017-01-01	BILL SCHANKEL	2018-07-09
002	2016-01-01	PHIL RUSSO	2017-07-24
002	2015-01-01	PHILLIP RUSSO	2016-07-21
002	2014-01-01	THOMAS TILLEY
002	2013-01-01	IAN HARING	2014-10-14	IAN HARING	2014-10-14
002	2012-01-01	PHILLIP E RUSSO		PHILLIP E RUSSO	2013-05-30
002	2011-01-01	PHILLIP E. RUSSO	2012-05-30	PHILLIP E. RUSSO	2012-05-30
002	2010-01-01	PHILLIP E. RUSSO	2011-04-13	PHILLIP E. RUSSO	2011-04-13

Plan Statistics for NAFA 401(K) PLAN

401k plan membership statisitcs for NAFA 401(K) PLAN

Measure Date Value
2018: NAFA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 16
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 7
Total of all active and inactive participants 2018-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 23
Number of participants with account balances 2018-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2014: NAFA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 13
Total of all active and inactive participants 2014-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 18
Number of participants with account balances 2014-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2012: NAFA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 10
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 10
Total of all active and inactive participants 2012-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 20
Number of participants with account balances 2012-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 8

Measure	Date	Value
2018: NAFA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	16
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	7
Total of all active and inactive participants	2018-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	23
Number of participants with account balances	2018-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2014: NAFA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	13
Total of all active and inactive participants	2014-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	18
Number of participants with account balances	2014-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2012: NAFA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	10
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	10
Total of all active and inactive participants	2012-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	20
Number of participants with account balances	2012-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	8

Financial Data on NAFA 401(K) PLAN

Measure	Date	Value
2018 : NAFA 401(K) PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-37,054
Expenses. Total of all expenses incurred	2018-12-31	$98,839
Benefits paid (including direct rollovers)	2018-12-31	$86,480
Total plan assets at end of year	2018-12-31	$1,634,333
Total plan assets at beginning of year	2018-12-31	$1,770,226
Value of fidelity bond covering the plan	2018-12-31	$0
Total contributions received or receivable from participants	2018-12-31	$49,751
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-124,493
Net income (gross income less expenses)	2018-12-31	$-135,893
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,634,333
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,770,226
Total contributions received or receivable from employer(s)	2018-12-31	$37,688
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$12,359
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2018-12-31	$0
Minimum employer required contribution for this plan year	2018-12-31	$0
Amount contributed by the employer to the plan for this plan year	2018-12-31	$0
2014 : NAFA 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$98
Total income from all sources	2014-12-31	$155,411
Expenses. Total of all expenses incurred	2014-12-31	$389,168
Benefits paid (including direct rollovers)	2014-12-31	$389,119
Total plan assets at end of year	2014-12-31	$1,226,215
Total plan assets at beginning of year	2014-12-31	$1,459,874
Total contributions received or receivable from participants	2014-12-31	$56,672
Expenses. Other expenses not covered elsewhere	2014-12-31	$49
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$65,621
Net income (gross income less expenses)	2014-12-31	$-233,757
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,226,215
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,459,874
Assets. Value of participant loans	2014-12-31	$2,472
Total contributions received or receivable from employer(s)	2014-12-31	$33,118
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2012 : NAFA 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total income from all sources	2012-12-31	$248,365
Expenses. Total of all expenses incurred	2012-12-31	$73,136
Benefits paid (including direct rollovers)	2012-12-31	$72,770
Total plan assets at end of year	2012-12-31	$1,084,929
Total plan assets at beginning of year	2012-12-31	$909,700
Total contributions received or receivable from participants	2012-12-31	$53,240
Expenses. Other expenses not covered elsewhere	2012-12-31	$366
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$143,648
Net income (gross income less expenses)	2012-12-31	$175,229
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,084,929
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$909,700
Assets. Value of participant loans	2012-12-31	$0
Total contributions received or receivable from employer(s)	2012-12-31	$51,477
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0

Form 5500 Responses for NAFA 401(K) PLAN

2018: NAFA 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2014: NAFA 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2012: NAFA 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-829027

Policy instance

Insurance contract or identification number	GA-829027
Number of Individuals Covered	18
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $5,744
Total amount of fees paid to insurance company	USD $577
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,744
Insurance broker organization code?	3
Amount paid for insurance broker fees	577
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MERRILL LYNCH, PIERCE, FENNER &

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-829027

Policy instance

Insurance contract or identification number	GA-829027
Number of Individuals Covered	10
Insurance policy start date	2012-04-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $8,430
Total amount of fees paid to insurance company	USD $187
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,430
Insurance broker organization code?	3
Amount paid for insurance broker fees	187
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MERRILL LYNCH PIERCE FENNER SMITH I

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Company Name:	NATIONAL ASSOCIATION OF FLEET ADMINISTRATORS
Employer identification number (EIN):	112050435
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services