401k Plan data: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST plan

NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 401k Plan overview

Plan Name	NEUROLOGICAL SURGERY, PC RETIREMENT TRUST
Plan identification number	001

NEUROLOGICAL SURGERY, PC RETIREMENT TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEUROLOGICAL SURGERY, PC has sponsored the creation of one or more 401k plans.

Company Name: NEUROLOGICAL SURGERY, PC

Employer identification number (EIN): 112370723

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEUROLOGICAL SURGERY, PC RETIREMENT TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 MICHAEL BRISMAN
001 2016-01-01
001 2015-01-01
001 2014-01-01 DR. MICHAEL BRISMAN
001 2013-01-01 DR. STEPHEN BURSTEIN DR. WILLIAM SONSTEIN 2014-09-30
001 2012-01-01 DR. MICHAEL BRISMAN 2013-07-01
001 2011-01-01 DR. STEPHEN BURSTEIN 2012-06-29
001 2010-01-01 DR. STEPHEN BURSTEIN 2011-07-01

Plan Statistics for NEUROLOGICAL SURGERY, PC RETIREMENT TRUST

401k plan membership statisitcs for NEUROLOGICAL SURGERY, PC RETIREMENT TRUST

Measure Date Value
2022: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 93
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 65
Total of all active and inactive participants 2022-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 158
Number of participants with account balances 2022-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 1
2021: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 176
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 101
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 65
Total of all active and inactive participants 2021-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 166
Number of participants with account balances 2021-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 101
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 65
Total of all active and inactive participants 2020-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 166
Number of participants with account balances 2020-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 2
2019: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 167
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 95
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 66
Total of all active and inactive participants 2019-01-01 161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 161
Number of participants with account balances 2019-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 1
2018: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 96
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 69
Total of all active and inactive participants 2018-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 165
Number of participants with account balances 2018-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 7
2017: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 195
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 112
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 64
Total of all active and inactive participants 2017-01-01 176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 176
Number of participants with account balances 2017-01-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 194
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 119
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 73
Total of all active and inactive participants 2016-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 194
Number of participants with account balances 2016-01-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 189
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 191
Number of retired or separated participants receiving benefits 2015-01-01 62
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 253
Number of participants with account balances 2015-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 25
2014: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 168
Number of retired or separated participants receiving benefits 2014-01-01 14
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 182
Number of participants with account balances 2014-01-01 162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 176
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 171
Number of other retired or separated participants entitled to future benefits 2013-01-01 9
Total of all active and inactive participants 2013-01-01 180
Total participants 2013-01-01 180
Number of participants with account balances 2013-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
Number of employers contributing to the scheme 2013-01-01 0

Measure	Date	Value
2022: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	93
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	65
Total of all active and inactive participants	2022-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	158
Number of participants with account balances	2022-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1
2021: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	176
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	101
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	65
Total of all active and inactive participants	2021-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	166
Number of participants with account balances	2021-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	101
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	65
Total of all active and inactive participants	2020-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	166
Number of participants with account balances	2020-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2
2019: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	167
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	95
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	66
Total of all active and inactive participants	2019-01-01	161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	161
Number of participants with account balances	2019-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	1
2018: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	96
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	69
Total of all active and inactive participants	2018-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	165
Number of participants with account balances	2018-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	7
2017: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	195
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	112
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	64
Total of all active and inactive participants	2017-01-01	176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	176
Number of participants with account balances	2017-01-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	194
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	119
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	73
Total of all active and inactive participants	2016-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	194
Number of participants with account balances	2016-01-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	189
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	191
Number of retired or separated participants receiving benefits	2015-01-01	62
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	253
Number of participants with account balances	2015-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	25
2014: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	168
Number of retired or separated participants receiving benefits	2014-01-01	14
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	182
Number of participants with account balances	2014-01-01	162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	176
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	171
Number of other retired or separated participants entitled to future benefits	2013-01-01	9
Total of all active and inactive participants	2013-01-01	180
Total participants	2013-01-01	180
Number of participants with account balances	2013-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
Number of employers contributing to the scheme	2013-01-01	0

Financial Data on NEUROLOGICAL SURGERY, PC RETIREMENT TRUST

Measure	Date	Value
2022 : NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-3,142,638
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,110,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,036,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,302,869
Value of total assets at end of year	2022-12-31	$22,575,175
Value of total assets at beginning of year	2022-12-31	$26,828,477
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$74,388
Total interest from all sources	2022-12-31	$8,874
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$354,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$354,239
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$892,258
Participant contributions at end of year	2022-12-31	$167,076
Participant contributions at beginning of year	2022-12-31	$204,631
Participant contributions at end of year	2022-12-31	$22,910
Participant contributions at beginning of year	2022-12-31	$19,500
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$648,858
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$631,902
Other income not declared elsewhere	2022-12-31	$16,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-4,253,302
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$22,575,175
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$26,828,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$57,845
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$19,521,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$24,362,162
Interest on participant loans	2022-12-31	$8,874
Income. Interest from loans (other than to participants)	2022-12-31	$0
Value of interest in common/collective trusts at end of year	2022-12-31	$1,807,882
Value of interest in common/collective trusts at beginning of year	2022-12-31	$1,253,354
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-4,865,066
Net investment gain or loss from common/collective trusts	2022-12-31	$39,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$410,611
Employer contributions (assets) at end of year	2022-12-31	$406,541
Employer contributions (assets) at beginning of year	2022-12-31	$356,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,036,276
Contract administrator fees	2022-12-31	$16,543
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	NAWROCKI SMITH LLP
Accountancy firm EIN	2022-12-31	743216978
2021 : NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,360,927
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,485,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,410,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,239,002
Value of total assets at end of year	2021-12-31	$26,828,477
Value of total assets at beginning of year	2021-12-31	$22,953,513
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$75,100
Total interest from all sources	2021-12-31	$10,084
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$328,149
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$328,149
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$823,401
Participant contributions at end of year	2021-12-31	$204,631
Participant contributions at beginning of year	2021-12-31	$330,913
Participant contributions at end of year	2021-12-31	$19,500
Participant contributions at beginning of year	2021-12-31	$54,716
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$631,902
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$501,212
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$19,331
Other income not declared elsewhere	2021-12-31	$130,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$3,874,964
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$26,828,477
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$22,953,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$59,560
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$24,362,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$20,201,256
Interest on participant loans	2021-12-31	$10,084
Income. Interest from loans (other than to participants)	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$1,253,354
Value of interest in common/collective trusts at beginning of year	2021-12-31	$1,526,129
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,622,529
Net investment gain or loss from common/collective trusts	2021-12-31	$30,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$396,270
Employer contributions (assets) at end of year	2021-12-31	$356,928
Employer contributions (assets) at beginning of year	2021-12-31	$339,287
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,410,863
Contract administrator fees	2021-12-31	$15,540
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	NAWROCKI SMITH LLP
Accountancy firm EIN	2021-12-31	743216978
2020 : NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$4,349,523
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,585,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,523,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,179,720
Value of total assets at end of year	2020-12-31	$22,953,513
Value of total assets at beginning of year	2020-12-31	$20,189,909
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$62,173
Total interest from all sources	2020-12-31	$12,876
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$296,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$296,860
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$810,590
Participant contributions at end of year	2020-12-31	$330,913
Participant contributions at beginning of year	2020-12-31	$244,373
Participant contributions at end of year	2020-12-31	$54,716
Participant contributions at beginning of year	2020-12-31	$28,927
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$501,212
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$497,694
Other income not declared elsewhere	2020-12-31	$3,529
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,763,604
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$22,953,513
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$20,189,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$46,631
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$20,201,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$17,590,614
Interest on participant loans	2020-12-31	$12,876
Income. Interest from loans (other than to participants)	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$1,526,129
Value of interest in common/collective trusts at beginning of year	2020-12-31	$1,520,738
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,820,715
Net investment gain or loss from common/collective trusts	2020-12-31	$35,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$369,130
Employer contributions (assets) at end of year	2020-12-31	$339,287
Employer contributions (assets) at beginning of year	2020-12-31	$307,563
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,523,746
Contract administrator fees	2020-12-31	$15,542
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	NAWROCKI SMITH LLP
Accountancy firm EIN	2020-12-31	743216978
2019 : NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$4,944,989
Total income from all sources (including contributions)	2019-12-31	$4,944,989
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$919,456
Total of all expenses incurred	2019-12-31	$919,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$861,317
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$861,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,100,925
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,100,925
Value of total assets at end of year	2019-12-31	$20,189,909
Value of total assets at end of year	2019-12-31	$20,189,909
Value of total assets at beginning of year	2019-12-31	$16,164,376
Value of total assets at beginning of year	2019-12-31	$16,164,376
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$58,139
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$58,139
Total interest from all sources	2019-12-31	$11,731
Total interest from all sources	2019-12-31	$11,731
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$332,089
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$332,089
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$332,089
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$332,089
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$727,317
Contributions received from participants	2019-12-31	$727,317
Participant contributions at end of year	2019-12-31	$244,373
Participant contributions at end of year	2019-12-31	$244,373
Participant contributions at beginning of year	2019-12-31	$248,447
Participant contributions at beginning of year	2019-12-31	$248,447
Participant contributions at end of year	2019-12-31	$28,927
Participant contributions at end of year	2019-12-31	$28,927
Participant contributions at beginning of year	2019-12-31	$104,500
Participant contributions at beginning of year	2019-12-31	$104,500
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$497,694
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$497,694
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$433,769
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$433,769
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,253
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,253
Other income not declared elsewhere	2019-12-31	$64,107
Other income not declared elsewhere	2019-12-31	$64,107
Administrative expenses (other) incurred	2019-12-31	$100
Administrative expenses (other) incurred	2019-12-31	$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$4,025,533
Value of net income/loss	2019-12-31	$4,025,533
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$20,189,909
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$20,189,909
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$16,164,376
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$16,164,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$43,126
Investment advisory and management fees	2019-12-31	$43,126
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$17,590,614
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$17,590,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$13,679,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$13,679,292
Interest on participant loans	2019-12-31	$11,731
Interest on participant loans	2019-12-31	$11,731
Income. Interest from loans (other than to participants)	2019-12-31	$0
Income. Interest from loans (other than to participants)	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$1,520,738
Value of interest in common/collective trusts at end of year	2019-12-31	$1,520,738
Value of interest in common/collective trusts at beginning of year	2019-12-31	$1,349,787
Value of interest in common/collective trusts at beginning of year	2019-12-31	$1,349,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,396,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,396,560
Net investment gain or loss from common/collective trusts	2019-12-31	$39,577
Net investment gain or loss from common/collective trusts	2019-12-31	$39,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$372,355
Contributions received in cash from employer	2019-12-31	$372,355
Employer contributions (assets) at end of year	2019-12-31	$307,563
Employer contributions (assets) at end of year	2019-12-31	$307,563
Employer contributions (assets) at beginning of year	2019-12-31	$348,581
Employer contributions (assets) at beginning of year	2019-12-31	$348,581
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$861,317
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$861,317
Contract administrator fees	2019-12-31	$14,913
Contract administrator fees	2019-12-31	$14,913
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	NAWROCKI SMITH LLP
Accountancy firm name	2019-12-31	NAWROCKI SMITH LLP
Accountancy firm EIN	2019-12-31	743216978
Accountancy firm EIN	2019-12-31	743216978
2018 : NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$619,332
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,554,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,493,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,290,778
Value of total assets at end of year	2018-12-31	$16,164,376
Value of total assets at beginning of year	2018-12-31	$18,099,875
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$61,207
Total interest from all sources	2018-12-31	$13,140
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$309,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$309,238
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$858,127
Participant contributions at end of year	2018-12-31	$248,447
Participant contributions at beginning of year	2018-12-31	$353,566
Participant contributions at end of year	2018-12-31	$104,500
Participant contributions at beginning of year	2018-12-31	$60,000
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$433,769
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$496,114
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$6,242
Other income not declared elsewhere	2018-12-31	$-6,990
Administrative expenses (other) incurred	2018-12-31	$106
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,935,499
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$16,164,376
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$18,099,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$44,990
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$13,679,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$15,687,345
Interest on participant loans	2018-12-31	$13,140
Income. Interest from loans (other than to participants)	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$1,349,787
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,218,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$116
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$116
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,023,723
Net investment gain or loss from common/collective trusts	2018-12-31	$36,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$426,409
Employer contributions (assets) at end of year	2018-12-31	$348,581
Employer contributions (assets) at beginning of year	2018-12-31	$284,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,493,624
Contract administrator fees	2018-12-31	$16,111
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	NAWROCKI SMITH LLP
Accountancy firm EIN	2018-12-31	743216978
2017 : NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$4,299,794
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,431,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,386,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,543,441
Value of total assets at end of year	2017-12-31	$18,099,875
Value of total assets at beginning of year	2017-12-31	$16,231,250
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$44,534
Total interest from all sources	2017-12-31	$16,636
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$310,658
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$310,658
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$833,045
Participant contributions at end of year	2017-12-31	$353,566
Participant contributions at beginning of year	2017-12-31	$335,543
Participant contributions at end of year	2017-12-31	$60,000
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$496,114
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$596,675
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$50,550
Other income not declared elsewhere	2017-12-31	$29,233
Administrative expenses (other) incurred	2017-12-31	$420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,868,625
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$18,099,875
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$16,231,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$32,123
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$15,687,345
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$9,087,789
Interest on participant loans	2017-12-31	$16,636
Income. Interest from loans (other than to participants)	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$1,218,000
Value of interest in common/collective trusts at beginning of year	2017-12-31	$3,779,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$116
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$2,431,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,335,453
Net investment gain or loss from common/collective trusts	2017-12-31	$64,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$659,846
Employer contributions (assets) at end of year	2017-12-31	$284,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,386,635
Contract administrator fees	2017-12-31	$11,991
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	NAWROCKI SMITH LLP
Accountancy firm EIN	2017-12-31	743216978
2016 : NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,204,329
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,074,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,071,304
Value of total corrective distributions	2016-12-31	$691
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,192,866
Value of total assets at end of year	2016-12-31	$16,231,250
Value of total assets at beginning of year	2016-12-31	$15,101,484
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,568
Total interest from all sources	2016-12-31	$16,568
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$365,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$365,434
Administrative expenses professional fees incurred	2016-12-31	$2,568
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$698,304
Participant contributions at end of year	2016-12-31	$335,543
Participant contributions at beginning of year	2016-12-31	$442,960
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$596,675
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$1,469,083
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$20,196
Other income not declared elsewhere	2016-12-31	$6,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,129,766
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$16,231,250
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$15,101,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$9,087,789
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$8,584,806
Income. Interest from loans (other than to participants)	2016-12-31	$16,568
Value of interest in common/collective trusts at end of year	2016-12-31	$3,779,809
Value of interest in common/collective trusts at beginning of year	2016-12-31	$3,102,090
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$2,431,434
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,502,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$622,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$474,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,071,304
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	NAWROCKI SMITH LLP
Accountancy firm EIN	2016-12-31	743216978
2015 : NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,541,185
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$746,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$743,272
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,528,175
Value of total assets at end of year	2015-12-31	$15,101,484
Value of total assets at beginning of year	2015-12-31	$14,306,843
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,272
Total interest from all sources	2015-12-31	$14,482
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$461,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$461,876
Administrative expenses professional fees incurred	2015-12-31	$3,272
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$993,421
Participant contributions at end of year	2015-12-31	$442,960
Participant contributions at beginning of year	2015-12-31	$374,850
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$1,469,083
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$1,465,925
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$31,381
Other income not declared elsewhere	2015-12-31	$6,430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$794,641
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$15,101,484
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$14,306,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$8,584,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$11,246,608
Interest on participant loans	2015-12-31	$14,482
Value of interest in common/collective trusts at end of year	2015-12-31	$3,102,090
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,502,545
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,219,460
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-469,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$503,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$743,272
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	NAWROCKI SMITH
Accountancy firm EIN	2015-12-31	743216978
2014 : NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,323,313
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$108,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$106,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,499,659
Value of total assets at end of year	2014-12-31	$14,306,843
Value of total assets at beginning of year	2014-12-31	$12,092,321
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,717
Total interest from all sources	2014-12-31	$13,387
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$659,177
Administrative expenses professional fees incurred	2014-12-31	$2,717
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$926,070
Participant contributions at end of year	2014-12-31	$374,850
Participant contributions at beginning of year	2014-12-31	$272,672
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$1,465,925
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$1,283,964
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$131,892
Other income not declared elsewhere	2014-12-31	$6,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,214,522
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$14,306,843
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,092,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$11,246,608
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,128,808
Income. Interest from loans (other than to participants)	2014-12-31	$13,387
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$2,365,090
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,219,460
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,041,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$144,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$441,697
Income. Dividends from preferred stock	2014-12-31	$659,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$106,074
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	NAWROCKI SMITH
Accountancy firm EIN	2014-12-31	743216978
2013 : NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,323,239
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$262,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$250,104
Value of total corrective distributions	2013-12-31	$10,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,562,613
Value of total assets at end of year	2013-12-31	$12,092,321
Value of total assets at beginning of year	2013-12-31	$9,031,924
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,718
Total interest from all sources	2013-12-31	$8,689
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$396,744
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$396,744
Administrative expenses professional fees incurred	2013-12-31	$2,718
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,039,012
Participant contributions at end of year	2013-12-31	$272,672
Participant contributions at beginning of year	2013-12-31	$182,156
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$1,283,964
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$1,157,867
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$4,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,060,397
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,092,321
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,031,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,128,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,218,625
Interest on participant loans	2013-12-31	$8,689
Value of interest in common/collective trusts at end of year	2013-12-31	$2,365,090
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,659,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,041,787
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$813,538
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,355,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$518,971
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$250,104
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	NAWROCKI SMITH
Accountancy firm EIN	2013-12-31	743216978

Form 5500 Responses for NEUROLOGICAL SURGERY, PC RETIREMENT TRUST

2022: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NEUROLOGICAL SURGERY, PC RETIREMENT TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824929

Policy instance

Insurance contract or identification number	GA-824929
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824929

Policy instance

Insurance contract or identification number	GA-824929
Number of Individuals Covered	169
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $38,882
Total amount of fees paid to insurance company	USD $6,395
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $38,882
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	6395
Insurance broker name	DYATECH LLC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824929

Policy instance

Insurance contract or identification number	GA-824929
Number of Individuals Covered	182
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $34,036
Total amount of fees paid to insurance company	USD $5,448
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $34,036
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	3
Insurance broker name	DYATECH LLC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824929

Policy instance

Insurance contract or identification number	GA-824929
Number of Individuals Covered	150
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $28,136
Total amount of fees paid to insurance company	USD $4,231
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $28,136
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	3
Amount paid for insurance broker fees	4231
Insurance broker name	DYATECH LLC

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	NEUROLOGICAL SURGERY, PC
Employer identification number (EIN):	112370723
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)