Plan Name | ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | ALPS ALPINE NORTH AMERICA, INC. |
Employer identification number (EIN): | 112404503 |
NAIC Classification: | 334110 |
Additional information about ALPS ALPINE NORTH AMERICA, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 1991-03-15 |
Company Identification Number: | 0008695406 |
Legal Registered Office Address: |
1500 ATLANTIC BLVD AUBURN HILLS United States of America (USA) 48326 |
More information about ALPS ALPINE NORTH AMERICA, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2022-01-01 | ||||
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | SEQUOIA COLEMAN | |||
001 | 2016-01-01 | SEQUOIA COLEMAN | |||
001 | 2015-01-01 | SEQUOIA COLEMAN | |||
001 | 2014-01-01 | SEQUOIA COLEMAN | |||
001 | 2013-01-01 | SEQUOIA COLEMAN | |||
001 | 2012-01-01 | SEQUOIA COLEMAN | |||
001 | 2011-01-01 | SEQUOIA COLEMAN | |||
001 | 2009-01-01 | HIROYASU UEDA |
Measure | Date | Value |
---|---|---|
2022: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 398 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 561 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 5 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 257 |
Total of all active and inactive participants | 2022-01-01 | 823 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 2 |
Total participants | 2022-01-01 | 825 |
Number of participants with account balances | 2022-01-01 | 761 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 11 |
2021: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 428 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 291 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 106 |
Total of all active and inactive participants | 2021-01-01 | 397 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 1 |
Total participants | 2021-01-01 | 398 |
Number of participants with account balances | 2021-01-01 | 365 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 9 |
2020: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 423 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 317 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 110 |
Total of all active and inactive participants | 2020-01-01 | 427 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 1 |
Total participants | 2020-01-01 | 428 |
Number of participants with account balances | 2020-01-01 | 364 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 11 |
2019: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 435 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 327 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 95 |
Total of all active and inactive participants | 2019-01-01 | 422 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 1 |
Total participants | 2019-01-01 | 423 |
Number of participants with account balances | 2019-01-01 | 359 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 17 |
2018: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 398 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 341 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 93 |
Total of all active and inactive participants | 2018-01-01 | 434 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 1 |
Total participants | 2018-01-01 | 435 |
Number of participants with account balances | 2018-01-01 | 366 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 15 |
2017: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 419 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 299 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 98 |
Total of all active and inactive participants | 2017-01-01 | 397 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 1 |
Total participants | 2017-01-01 | 398 |
Number of participants with account balances | 2017-01-01 | 346 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 13 |
2016: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 348 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 328 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 90 |
Total of all active and inactive participants | 2016-01-01 | 418 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 1 |
Total participants | 2016-01-01 | 419 |
Number of participants with account balances | 2016-01-01 | 304 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 11 |
2015: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 393 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 255 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 91 |
Total of all active and inactive participants | 2015-01-01 | 346 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 2 |
Total participants | 2015-01-01 | 348 |
Number of participants with account balances | 2015-01-01 | 280 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 7 |
2014: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 320 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 297 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 94 |
Total of all active and inactive participants | 2014-01-01 | 391 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 2 |
Total participants | 2014-01-01 | 393 |
Number of participants with account balances | 2014-01-01 | 256 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 9 |
2013: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 366 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 223 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 94 |
Total of all active and inactive participants | 2013-01-01 | 317 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 3 |
Total participants | 2013-01-01 | 320 |
Number of participants with account balances | 2013-01-01 | 247 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 9 |
2012: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 290 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 262 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 102 |
Total of all active and inactive participants | 2012-01-01 | 364 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 2 |
Total participants | 2012-01-01 | 366 |
Number of participants with account balances | 2012-01-01 | 244 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
2011: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 288 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 175 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 113 |
Total of all active and inactive participants | 2011-01-01 | 288 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 2 |
Total participants | 2011-01-01 | 290 |
Number of participants with account balances | 2011-01-01 | 240 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 6 |
2009: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 371 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 189 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 137 |
Total of all active and inactive participants | 2009-01-01 | 326 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 326 |
Number of participants with account balances | 2009-01-01 | 266 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 23 |
Measure | Date | Value |
---|---|---|
2022 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2022 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2022-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-172,050 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-172,050 |
Total transfer of assets to this plan | 2022-12-31 | $52,031,817 |
Total transfer of assets from this plan | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Expenses. Interest paid | 2022-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-6,336,288 |
Total loss/gain on sale of assets | 2022-12-31 | $11,371 |
Total of all expenses incurred | 2022-12-31 | $8,944,630 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $8,848,357 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $27,634 |
Value of total corrective distributions | 2022-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $5,427,311 |
Value of total assets at end of year | 2022-12-31 | $103,897,748 |
Value of total assets at beginning of year | 2022-12-31 | $67,146,849 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $68,639 |
Total income from rents | 2022-12-31 | $0 |
Total interest from all sources | 2022-12-31 | $65,429 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,791,899 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,788,275 |
Assets. Real estate other than employer real property at end of year | 2022-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2022-12-31 | $0 |
Administrative expenses professional fees incurred | 2022-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-12-31 | $901 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-12-31 | $0 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,996,479 |
Participant contributions at end of year | 2022-12-31 | $1,303,636 |
Participant contributions at beginning of year | 2022-12-31 | $778,574 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $5,863,534 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $840,794 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2022-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2022-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $0 |
Other income not declared elsewhere | 2022-12-31 | $-1,910,339 |
Administrative expenses (other) incurred | 2022-12-31 | $54,648 |
Liabilities. Value of operating payables at end of year | 2022-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $0 |
Total non interest bearing cash at end of year | 2022-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Income. Non cash contributions | 2022-12-31 | $0 |
Value of net income/loss | 2022-12-31 | $-15,280,918 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $103,897,748 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $67,146,849 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2022-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2022-12-31 | $0 |
Investment advisory and management fees | 2022-12-31 | $13,991 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $87,446,290 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $35,899,358 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $0 |
Interest on participant loans | 2022-12-31 | $56,909 |
Income. Interest from loans (other than to participants) | 2022-12-31 | $0 |
Interest earned on other investments | 2022-12-31 | $0 |
Income. Interest from US Government securities | 2022-12-31 | $0 |
Income. Interest from corporate debt instruments | 2022-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2022-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $12,543,360 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $24,605,383 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $710,606 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $8,520 |
Assets. Value of investments in 103.12 investment entities at end of year | 2022-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2022-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $0 |
Asset value of US Government securities at end of year | 2022-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-9,336,341 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-3,213,568 |
Net gain/loss from 103.12 investment entities | 2022-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Assets. Invements in employer securities at end of year | 2022-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2022-12-31 | $0 |
Assets. Value of employer real property at end of year | 2022-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2022-12-31 | $0 |
Contributions received in cash from employer | 2022-12-31 | $1,590,038 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
Income. Dividends from preferred stock | 2022-12-31 | $0 |
Income. Dividends from common stock | 2022-12-31 | $3,624 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $8,848,357 |
Asset. Corporate debt instrument preferred debt at end of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $0 |
Contract administrator fees | 2022-12-31 | $0 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $1,892,955 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2022-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2022-12-31 | $0 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $420,074 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $408,703 |
Liabilities. Value of acquisition indebtedness at end of year | 2022-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2022-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2022-12-31 | 910189318 |
2021 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $12,371,499 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $4,705,163 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,650,129 |
Value of total corrective distributions | 2021-12-31 | $12,296 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,115,837 |
Value of total assets at end of year | 2021-12-31 | $67,146,849 |
Value of total assets at beginning of year | 2021-12-31 | $59,480,513 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $42,738 |
Total interest from all sources | 2021-12-31 | $44,157 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,042,413 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,042,413 |
Administrative expenses professional fees incurred | 2021-12-31 | $18,300 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,101,862 |
Participant contributions at end of year | 2021-12-31 | $778,574 |
Participant contributions at beginning of year | 2021-12-31 | $810,437 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $5,863,534 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $4,679,494 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $132,172 |
Other income not declared elsewhere | 2021-12-31 | $1,574,687 |
Administrative expenses (other) incurred | 2021-12-31 | $9,438 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $7,666,336 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $67,146,849 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $59,480,513 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $15,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $35,899,358 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $35,095,163 |
Interest on participant loans | 2021-12-31 | $44,157 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $24,605,383 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $18,895,419 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,700,821 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $1,893,584 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $881,803 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,650,129 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2021-12-31 | 910189318 |
2020 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $13,095,177 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $3,976,951 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,902,049 |
Value of total corrective distributions | 2020-12-31 | $41,016 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,493,724 |
Value of total assets at end of year | 2020-12-31 | $59,480,513 |
Value of total assets at beginning of year | 2020-12-31 | $50,362,287 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $33,886 |
Total interest from all sources | 2020-12-31 | $49,684 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,366,152 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,366,152 |
Administrative expenses professional fees incurred | 2020-12-31 | $5,500 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,000,197 |
Participant contributions at end of year | 2020-12-31 | $810,437 |
Participant contributions at beginning of year | 2020-12-31 | $701,265 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $4,679,494 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $3,012,701 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $22,228 |
Other income not declared elsewhere | 2020-12-31 | $1,115,766 |
Administrative expenses (other) incurred | 2020-12-31 | $3,386 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $9,118,226 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $59,480,513 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $50,362,287 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $25,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $35,095,163 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $30,465,244 |
Interest on participant loans | 2020-12-31 | $49,684 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $18,895,419 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $16,183,077 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $6,081,540 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $1,988,311 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $471,299 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,902,049 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2020-12-31 | 910189318 |
2019 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $12,805,001 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $3,205,849 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,186,517 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,242,988 |
Value of total assets at end of year | 2019-12-31 | $50,362,287 |
Value of total assets at beginning of year | 2019-12-31 | $40,763,135 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $19,332 |
Total interest from all sources | 2019-12-31 | $36,744 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,106,507 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,106,507 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,046,508 |
Participant contributions at end of year | 2019-12-31 | $701,265 |
Participant contributions at beginning of year | 2019-12-31 | $523,858 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $3,012,701 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $2,347,143 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $174,802 |
Other income not declared elsewhere | 2019-12-31 | $643,470 |
Administrative expenses (other) incurred | 2019-12-31 | $4,332 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $9,599,152 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $50,362,287 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $40,763,135 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $15,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $30,465,244 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $23,836,010 |
Interest on participant loans | 2019-12-31 | $36,744 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $16,183,077 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $14,056,124 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,469,497 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $2,305,795 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,021,678 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,186,517 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2019-12-31 | 910189318 |
2018 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $597,970 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $3,503,519 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,458,658 |
Value of total corrective distributions | 2018-12-31 | $27,404 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,251,879 |
Value of total assets at end of year | 2018-12-31 | $40,763,135 |
Value of total assets at beginning of year | 2018-12-31 | $43,668,684 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $17,457 |
Total interest from all sources | 2018-12-31 | $28,516 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,431,162 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,431,162 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,903,064 |
Participant contributions at end of year | 2018-12-31 | $523,858 |
Participant contributions at beginning of year | 2018-12-31 | $532,904 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $2,347,143 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $2,652,568 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $287,209 |
Other income not declared elsewhere | 2018-12-31 | $-491,691 |
Administrative expenses (other) incurred | 2018-12-31 | $2,457 |
Total non interest bearing cash at end of year | 2018-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $8,216 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-2,905,549 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $40,763,135 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $43,668,684 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $15,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $23,836,010 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $26,069,866 |
Interest on participant loans | 2018-12-31 | $28,516 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $14,056,124 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $14,405,130 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,038,346 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-583,550 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,061,606 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,458,658 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2018-12-31 | 910189318 |
2017 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $8,905,428 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,355,585 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,333,164 |
Value of total corrective distributions | 2017-12-31 | $4,222 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,970,936 |
Value of total assets at end of year | 2017-12-31 | $43,668,684 |
Value of total assets at beginning of year | 2017-12-31 | $37,118,841 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $18,199 |
Total interest from all sources | 2017-12-31 | $24,552 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,420,858 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,420,858 |
Administrative expenses professional fees incurred | 2017-12-31 | $4,464 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,750,376 |
Participant contributions at end of year | 2017-12-31 | $532,904 |
Participant contributions at beginning of year | 2017-12-31 | $476,225 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $2,652,568 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $2,168,319 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $256,185 |
Other income not declared elsewhere | 2017-12-31 | $292,621 |
Administrative expenses (other) incurred | 2017-12-31 | $3,735 |
Total non interest bearing cash at end of year | 2017-12-31 | $8,216 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $6,549,843 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $43,668,684 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $37,118,841 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $10,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $26,069,866 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $20,754,957 |
Interest on participant loans | 2017-12-31 | $24,552 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $14,405,130 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $13,683,015 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,819,076 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $1,377,385 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $964,375 |
Employer contributions (assets) at end of year | 2017-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $36,325 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,333,164 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2017-12-31 | 910189318 |
2016 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $5,289,569 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,586,863 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,559,070 |
Value of total corrective distributions | 2016-12-31 | $20,391 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,531,163 |
Value of total assets at end of year | 2016-12-31 | $37,118,841 |
Value of total assets at beginning of year | 2016-12-31 | $33,416,135 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $7,402 |
Total interest from all sources | 2016-12-31 | $25,447 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $860,413 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $860,413 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,533,794 |
Participant contributions at end of year | 2016-12-31 | $476,225 |
Participant contributions at beginning of year | 2016-12-31 | $542,353 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $2,168,319 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $1,703,692 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $137,762 |
Other income not declared elsewhere | 2016-12-31 | $246,241 |
Administrative expenses (other) incurred | 2016-12-31 | $2,402 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $3,702,706 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $37,118,841 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $33,416,135 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $5,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $20,754,957 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $19,240,825 |
Interest on participant loans | 2016-12-31 | $25,447 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $13,683,015 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $11,929,265 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,099,473 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $526,832 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $859,607 |
Employer contributions (assets) at end of year | 2016-12-31 | $36,325 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,559,070 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2016-12-31 | 910189318 |
2015 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,332,977 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,272,066 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,247,526 |
Value of total corrective distributions | 2015-12-31 | $10,056 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,251,112 |
Value of total assets at end of year | 2015-12-31 | $33,416,135 |
Value of total assets at beginning of year | 2015-12-31 | $32,355,224 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $14,484 |
Total interest from all sources | 2015-12-31 | $24,248 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,348,872 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,348,872 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,380,939 |
Participant contributions at end of year | 2015-12-31 | $542,353 |
Participant contributions at beginning of year | 2015-12-31 | $446,612 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $1,703,692 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $1,607,195 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $162,754 |
Other income not declared elsewhere | 2015-12-31 | $-109,620 |
Administrative expenses (other) incurred | 2015-12-31 | $6,025 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,060,911 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $33,416,135 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $32,355,224 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $8,459 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $19,240,825 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $19,044,030 |
Interest on participant loans | 2015-12-31 | $24,248 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $11,929,265 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $11,257,387 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,200,306 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $18,671 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $707,419 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,247,526 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2015-12-31 | 910189318 |
2014 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,870,095 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,052,135 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,994,770 |
Value of total corrective distributions | 2014-12-31 | $47,590 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,024,565 |
Value of total assets at end of year | 2014-12-31 | $32,355,224 |
Value of total assets at beginning of year | 2014-12-31 | $30,537,264 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $9,775 |
Total interest from all sources | 2014-12-31 | $18,693 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,102,099 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,102,099 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,220,594 |
Participant contributions at end of year | 2014-12-31 | $446,612 |
Participant contributions at beginning of year | 2014-12-31 | $324,006 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $1,607,195 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $1,436,012 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $173,470 |
Other income not declared elsewhere | 2014-12-31 | $-35,764 |
Administrative expenses (other) incurred | 2014-12-31 | $1,275 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,817,960 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $32,355,224 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $30,537,264 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $8,500 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $19,044,030 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $17,949,653 |
Interest on participant loans | 2014-12-31 | $18,693 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $11,257,387 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $10,827,593 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $268,074 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $492,428 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $630,501 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,994,770 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2014-12-31 | 910189318 |
2013 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $6,509,196 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $2,313,241 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,299,892 |
Value of total corrective distributions | 2013-12-31 | $12,528 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,794,191 |
Value of total assets at end of year | 2013-12-31 | $30,537,264 |
Value of total assets at beginning of year | 2013-12-31 | $26,341,309 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $821 |
Total interest from all sources | 2013-12-31 | $14,361 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $725,721 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $725,721 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,160,666 |
Participant contributions at end of year | 2013-12-31 | $324,006 |
Participant contributions at beginning of year | 2013-12-31 | $260,310 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $1,436,012 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $1,797,524 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $13,932 |
Other income not declared elsewhere | 2013-12-31 | $-208,475 |
Administrative expenses (other) incurred | 2013-12-31 | $821 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $4,195,955 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $30,537,264 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $26,341,309 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $17,949,653 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $14,542,723 |
Interest on participant loans | 2013-12-31 | $14,361 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $10,827,593 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $9,740,752 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,028,540 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,154,858 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $619,593 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,299,892 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2013-12-31 | 910189318 |
2012 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $4,702,701 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,530,431 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,505,544 |
Value of total corrective distributions | 2012-12-31 | $4,287 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,755,178 |
Value of total assets at end of year | 2012-12-31 | $26,341,309 |
Value of total assets at beginning of year | 2012-12-31 | $23,169,039 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $20,600 |
Total interest from all sources | 2012-12-31 | $14,106 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $304,060 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $304,060 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,031,736 |
Participant contributions at end of year | 2012-12-31 | $260,310 |
Participant contributions at beginning of year | 2012-12-31 | $295,785 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $1,797,524 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $1,634,326 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $155,330 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $7,469 |
Other income not declared elsewhere | 2012-12-31 | $165,305 |
Administrative expenses (other) incurred | 2012-12-31 | $600 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,172,270 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $26,341,309 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $23,169,039 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $20,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $14,542,723 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $12,900,377 |
Interest on participant loans | 2012-12-31 | $14,106 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $9,740,752 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $8,331,082 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,787,234 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $676,818 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $568,112 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,505,544 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2012-12-31 | 910189318 |
2011 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $878,909 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $3,175,256 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $3,174,209 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,452,120 |
Value of total assets at end of year | 2011-12-31 | $23,169,039 |
Value of total assets at beginning of year | 2011-12-31 | $25,465,386 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,047 |
Total interest from all sources | 2011-12-31 | $17,748 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $238,357 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $238,357 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $953,709 |
Participant contributions at end of year | 2011-12-31 | $295,785 |
Participant contributions at beginning of year | 2011-12-31 | $368,640 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $1,634,326 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $1,606,489 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $103 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $7,469 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $11,625 |
Other income not declared elsewhere | 2011-12-31 | $-178,753 |
Administrative expenses (other) incurred | 2011-12-31 | $1,047 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-2,296,347 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $23,169,039 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $25,465,386 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $12,900,377 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $14,630,967 |
Interest on participant loans | 2011-12-31 | $17,748 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $8,331,082 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $8,847,665 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-642,492 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-8,071 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $498,308 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $3,174,209 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MOHLER NIXON & WILLIAMS |
Accountancy firm EIN | 2011-12-31 | 770106234 |
2010 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $4,338,829 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $2,716,103 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,715,128 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,382,880 |
Value of total assets at end of year | 2010-12-31 | $25,465,386 |
Value of total assets at beginning of year | 2010-12-31 | $23,842,660 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $975 |
Total interest from all sources | 2010-12-31 | $21,981 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $211,717 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $211,717 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $971,808 |
Participant contributions at end of year | 2010-12-31 | $368,640 |
Participant contributions at beginning of year | 2010-12-31 | $347,082 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $1,606,489 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $1,073,830 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $11,625 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $10,255 |
Other income not declared elsewhere | 2010-12-31 | $376,533 |
Administrative expenses (other) incurred | 2010-12-31 | $975 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,622,726 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $25,465,386 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $23,842,660 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $14,630,967 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $14,050,957 |
Interest on participant loans | 2010-12-31 | $21,981 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $8,847,665 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $8,358,620 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,616,036 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $729,682 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $411,072 |
Employer contributions (assets) at end of year | 2010-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $1,916 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,715,128 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MOHLER NIXON & WILLIAMS |
Accountancy firm EIN | 2010-12-31 | 770106234 |
2009 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |