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ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 401k Plan overview

Plan NameALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN
Plan identification number 001

ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALPS ALPINE NORTH AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name:ALPS ALPINE NORTH AMERICA, INC.
Employer identification number (EIN):112404503
NAIC Classification:334110

Additional information about ALPS ALPINE NORTH AMERICA, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1991-03-15
Company Identification Number: 0008695406
Legal Registered Office Address: 1500 ATLANTIC BLVD

AUBURN HILLS
United States of America (USA)
48326

More information about ALPS ALPINE NORTH AMERICA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012022-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SEQUOIA COLEMAN
0012016-01-01SEQUOIA COLEMAN
0012015-01-01SEQUOIA COLEMAN
0012014-01-01SEQUOIA COLEMAN
0012013-01-01SEQUOIA COLEMAN
0012012-01-01SEQUOIA COLEMAN
0012011-01-01SEQUOIA COLEMAN
0012009-01-01HIROYASU UEDA

Plan Statistics for ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN

401k plan membership statisitcs for ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN

Measure Date Value
2022: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01398
Total number of active participants reported on line 7a of the Form 55002022-01-01561
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-01257
Total of all active and inactive participants2022-01-01823
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01825
Number of participants with account balances2022-01-01761
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0111
2021: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01428
Total number of active participants reported on line 7a of the Form 55002021-01-01291
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01106
Total of all active and inactive participants2021-01-01397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01398
Number of participants with account balances2021-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-019
2020: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01423
Total number of active participants reported on line 7a of the Form 55002020-01-01317
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01110
Total of all active and inactive participants2020-01-01427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01428
Number of participants with account balances2020-01-01364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01435
Total number of active participants reported on line 7a of the Form 55002019-01-01327
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0195
Total of all active and inactive participants2019-01-01422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01423
Number of participants with account balances2019-01-01359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0117
2018: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01398
Total number of active participants reported on line 7a of the Form 55002018-01-01341
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0193
Total of all active and inactive participants2018-01-01434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01435
Number of participants with account balances2018-01-01366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0115
2017: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01419
Total number of active participants reported on line 7a of the Form 55002017-01-01299
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0198
Total of all active and inactive participants2017-01-01397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01398
Number of participants with account balances2017-01-01346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0113
2016: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01348
Total number of active participants reported on line 7a of the Form 55002016-01-01328
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0190
Total of all active and inactive participants2016-01-01418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01419
Number of participants with account balances2016-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
2015: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01393
Total number of active participants reported on line 7a of the Form 55002015-01-01255
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0191
Total of all active and inactive participants2015-01-01346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01348
Number of participants with account balances2015-01-01280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01320
Total number of active participants reported on line 7a of the Form 55002014-01-01297
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0194
Total of all active and inactive participants2014-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01393
Number of participants with account balances2014-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01366
Total number of active participants reported on line 7a of the Form 55002013-01-01223
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0194
Total of all active and inactive participants2013-01-01317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01320
Number of participants with account balances2013-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01290
Total number of active participants reported on line 7a of the Form 55002012-01-01262
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01102
Total of all active and inactive participants2012-01-01364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01366
Number of participants with account balances2012-01-01244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01288
Total number of active participants reported on line 7a of the Form 55002011-01-01175
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01113
Total of all active and inactive participants2011-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01290
Number of participants with account balances2011-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2009: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01371
Total number of active participants reported on line 7a of the Form 55002009-01-01189
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01137
Total of all active and inactive participants2009-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01326
Number of participants with account balances2009-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0123

Financial Data on ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN

Measure Date Value
2022 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-172,050
Total unrealized appreciation/depreciation of assets2022-12-31$-172,050
Total transfer of assets to this plan2022-12-31$52,031,817
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,336,288
Total loss/gain on sale of assets2022-12-31$11,371
Total of all expenses incurred2022-12-31$8,944,630
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,848,357
Expenses. Certain deemed distributions of participant loans2022-12-31$27,634
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,427,311
Value of total assets at end of year2022-12-31$103,897,748
Value of total assets at beginning of year2022-12-31$67,146,849
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$68,639
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$65,429
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,791,899
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,788,275
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$901
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,996,479
Participant contributions at end of year2022-12-31$1,303,636
Participant contributions at beginning of year2022-12-31$778,574
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$5,863,534
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$840,794
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$-1,910,339
Administrative expenses (other) incurred2022-12-31$54,648
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-15,280,918
Value of net assets at end of year (total assets less liabilities)2022-12-31$103,897,748
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$67,146,849
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$13,991
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$87,446,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$35,899,358
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$56,909
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$12,543,360
Value of interest in common/collective trusts at beginning of year2022-12-31$24,605,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$710,606
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$8,520
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,336,341
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$-3,213,568
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$1,590,038
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$3,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,848,357
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$1,892,955
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$420,074
Aggregate carrying amount (costs) on sale of assets2022-12-31$408,703
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$12,371,499
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,705,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,650,129
Value of total corrective distributions2021-12-31$12,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,115,837
Value of total assets at end of year2021-12-31$67,146,849
Value of total assets at beginning of year2021-12-31$59,480,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$42,738
Total interest from all sources2021-12-31$44,157
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,042,413
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,042,413
Administrative expenses professional fees incurred2021-12-31$18,300
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,101,862
Participant contributions at end of year2021-12-31$778,574
Participant contributions at beginning of year2021-12-31$810,437
Assets. Other investments not covered elsewhere at end of year2021-12-31$5,863,534
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$4,679,494
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$132,172
Other income not declared elsewhere2021-12-31$1,574,687
Administrative expenses (other) incurred2021-12-31$9,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,666,336
Value of net assets at end of year (total assets less liabilities)2021-12-31$67,146,849
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$59,480,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$35,899,358
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$35,095,163
Interest on participant loans2021-12-31$44,157
Value of interest in common/collective trusts at end of year2021-12-31$24,605,383
Value of interest in common/collective trusts at beginning of year2021-12-31$18,895,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,700,821
Net investment gain or loss from common/collective trusts2021-12-31$1,893,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$881,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,650,129
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$13,095,177
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,976,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,902,049
Value of total corrective distributions2020-12-31$41,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,493,724
Value of total assets at end of year2020-12-31$59,480,513
Value of total assets at beginning of year2020-12-31$50,362,287
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$33,886
Total interest from all sources2020-12-31$49,684
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,366,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,366,152
Administrative expenses professional fees incurred2020-12-31$5,500
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,000,197
Participant contributions at end of year2020-12-31$810,437
Participant contributions at beginning of year2020-12-31$701,265
Assets. Other investments not covered elsewhere at end of year2020-12-31$4,679,494
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,012,701
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$22,228
Other income not declared elsewhere2020-12-31$1,115,766
Administrative expenses (other) incurred2020-12-31$3,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$9,118,226
Value of net assets at end of year (total assets less liabilities)2020-12-31$59,480,513
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$50,362,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$35,095,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$30,465,244
Interest on participant loans2020-12-31$49,684
Value of interest in common/collective trusts at end of year2020-12-31$18,895,419
Value of interest in common/collective trusts at beginning of year2020-12-31$16,183,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,081,540
Net investment gain or loss from common/collective trusts2020-12-31$1,988,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$471,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,902,049
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$12,805,001
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,205,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,186,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,242,988
Value of total assets at end of year2019-12-31$50,362,287
Value of total assets at beginning of year2019-12-31$40,763,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,332
Total interest from all sources2019-12-31$36,744
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,106,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,106,507
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,046,508
Participant contributions at end of year2019-12-31$701,265
Participant contributions at beginning of year2019-12-31$523,858
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,012,701
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$2,347,143
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$174,802
Other income not declared elsewhere2019-12-31$643,470
Administrative expenses (other) incurred2019-12-31$4,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,599,152
Value of net assets at end of year (total assets less liabilities)2019-12-31$50,362,287
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$40,763,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$30,465,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$23,836,010
Interest on participant loans2019-12-31$36,744
Value of interest in common/collective trusts at end of year2019-12-31$16,183,077
Value of interest in common/collective trusts at beginning of year2019-12-31$14,056,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,469,497
Net investment gain or loss from common/collective trusts2019-12-31$2,305,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,021,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,186,517
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS, LLP
Accountancy firm EIN2019-12-31910189318
2018 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$597,970
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,503,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,458,658
Value of total corrective distributions2018-12-31$27,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,251,879
Value of total assets at end of year2018-12-31$40,763,135
Value of total assets at beginning of year2018-12-31$43,668,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$17,457
Total interest from all sources2018-12-31$28,516
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,431,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,431,162
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,903,064
Participant contributions at end of year2018-12-31$523,858
Participant contributions at beginning of year2018-12-31$532,904
Assets. Other investments not covered elsewhere at end of year2018-12-31$2,347,143
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$2,652,568
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$287,209
Other income not declared elsewhere2018-12-31$-491,691
Administrative expenses (other) incurred2018-12-31$2,457
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$8,216
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,905,549
Value of net assets at end of year (total assets less liabilities)2018-12-31$40,763,135
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$43,668,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$23,836,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$26,069,866
Interest on participant loans2018-12-31$28,516
Value of interest in common/collective trusts at end of year2018-12-31$14,056,124
Value of interest in common/collective trusts at beginning of year2018-12-31$14,405,130
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,038,346
Net investment gain or loss from common/collective trusts2018-12-31$-583,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,061,606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,458,658
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS, LLP
Accountancy firm EIN2018-12-31910189318
2017 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,905,428
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,355,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,333,164
Value of total corrective distributions2017-12-31$4,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,970,936
Value of total assets at end of year2017-12-31$43,668,684
Value of total assets at beginning of year2017-12-31$37,118,841
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$18,199
Total interest from all sources2017-12-31$24,552
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,420,858
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,420,858
Administrative expenses professional fees incurred2017-12-31$4,464
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,750,376
Participant contributions at end of year2017-12-31$532,904
Participant contributions at beginning of year2017-12-31$476,225
Assets. Other investments not covered elsewhere at end of year2017-12-31$2,652,568
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,168,319
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$256,185
Other income not declared elsewhere2017-12-31$292,621
Administrative expenses (other) incurred2017-12-31$3,735
Total non interest bearing cash at end of year2017-12-31$8,216
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,549,843
Value of net assets at end of year (total assets less liabilities)2017-12-31$43,668,684
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$37,118,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$10,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$26,069,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$20,754,957
Interest on participant loans2017-12-31$24,552
Value of interest in common/collective trusts at end of year2017-12-31$14,405,130
Value of interest in common/collective trusts at beginning of year2017-12-31$13,683,015
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,819,076
Net investment gain or loss from common/collective trusts2017-12-31$1,377,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$964,375
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$36,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,333,164
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS, LLP
Accountancy firm EIN2017-12-31910189318
2016 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,289,569
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,586,863
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,559,070
Value of total corrective distributions2016-12-31$20,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,531,163
Value of total assets at end of year2016-12-31$37,118,841
Value of total assets at beginning of year2016-12-31$33,416,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,402
Total interest from all sources2016-12-31$25,447
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$860,413
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$860,413
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,533,794
Participant contributions at end of year2016-12-31$476,225
Participant contributions at beginning of year2016-12-31$542,353
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,168,319
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,703,692
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$137,762
Other income not declared elsewhere2016-12-31$246,241
Administrative expenses (other) incurred2016-12-31$2,402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,702,706
Value of net assets at end of year (total assets less liabilities)2016-12-31$37,118,841
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$33,416,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$5,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$20,754,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$19,240,825
Interest on participant loans2016-12-31$25,447
Value of interest in common/collective trusts at end of year2016-12-31$13,683,015
Value of interest in common/collective trusts at beginning of year2016-12-31$11,929,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,099,473
Net investment gain or loss from common/collective trusts2016-12-31$526,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$859,607
Employer contributions (assets) at end of year2016-12-31$36,325
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,559,070
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS, LLP
Accountancy firm EIN2016-12-31910189318
2015 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,332,977
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,272,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,247,526
Value of total corrective distributions2015-12-31$10,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,251,112
Value of total assets at end of year2015-12-31$33,416,135
Value of total assets at beginning of year2015-12-31$32,355,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$14,484
Total interest from all sources2015-12-31$24,248
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,348,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,348,872
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,380,939
Participant contributions at end of year2015-12-31$542,353
Participant contributions at beginning of year2015-12-31$446,612
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,703,692
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,607,195
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$162,754
Other income not declared elsewhere2015-12-31$-109,620
Administrative expenses (other) incurred2015-12-31$6,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,060,911
Value of net assets at end of year (total assets less liabilities)2015-12-31$33,416,135
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$32,355,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$8,459
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$19,240,825
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$19,044,030
Interest on participant loans2015-12-31$24,248
Value of interest in common/collective trusts at end of year2015-12-31$11,929,265
Value of interest in common/collective trusts at beginning of year2015-12-31$11,257,387
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,200,306
Net investment gain or loss from common/collective trusts2015-12-31$18,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$707,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,247,526
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS, LLP
Accountancy firm EIN2015-12-31910189318
2014 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,870,095
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,052,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,994,770
Value of total corrective distributions2014-12-31$47,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,024,565
Value of total assets at end of year2014-12-31$32,355,224
Value of total assets at beginning of year2014-12-31$30,537,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,775
Total interest from all sources2014-12-31$18,693
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,102,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,102,099
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,220,594
Participant contributions at end of year2014-12-31$446,612
Participant contributions at beginning of year2014-12-31$324,006
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,607,195
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,436,012
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$173,470
Other income not declared elsewhere2014-12-31$-35,764
Administrative expenses (other) incurred2014-12-31$1,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,817,960
Value of net assets at end of year (total assets less liabilities)2014-12-31$32,355,224
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$30,537,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$8,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$19,044,030
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$17,949,653
Interest on participant loans2014-12-31$18,693
Value of interest in common/collective trusts at end of year2014-12-31$11,257,387
Value of interest in common/collective trusts at beginning of year2014-12-31$10,827,593
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$268,074
Net investment gain or loss from common/collective trusts2014-12-31$492,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$630,501
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,994,770
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS, LLP
Accountancy firm EIN2014-12-31910189318
2013 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,509,196
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,313,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,299,892
Value of total corrective distributions2013-12-31$12,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,794,191
Value of total assets at end of year2013-12-31$30,537,264
Value of total assets at beginning of year2013-12-31$26,341,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$821
Total interest from all sources2013-12-31$14,361
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$725,721
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$725,721
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,160,666
Participant contributions at end of year2013-12-31$324,006
Participant contributions at beginning of year2013-12-31$260,310
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,436,012
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,797,524
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$13,932
Other income not declared elsewhere2013-12-31$-208,475
Administrative expenses (other) incurred2013-12-31$821
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,195,955
Value of net assets at end of year (total assets less liabilities)2013-12-31$30,537,264
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$26,341,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$17,949,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$14,542,723
Interest on participant loans2013-12-31$14,361
Value of interest in common/collective trusts at end of year2013-12-31$10,827,593
Value of interest in common/collective trusts at beginning of year2013-12-31$9,740,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,028,540
Net investment gain or loss from common/collective trusts2013-12-31$1,154,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$619,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,299,892
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS, LLP
Accountancy firm EIN2013-12-31910189318
2012 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,702,701
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,530,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,505,544
Value of total corrective distributions2012-12-31$4,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,755,178
Value of total assets at end of year2012-12-31$26,341,309
Value of total assets at beginning of year2012-12-31$23,169,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$20,600
Total interest from all sources2012-12-31$14,106
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$304,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$304,060
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,031,736
Participant contributions at end of year2012-12-31$260,310
Participant contributions at beginning of year2012-12-31$295,785
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,797,524
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,634,326
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$155,330
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$7,469
Other income not declared elsewhere2012-12-31$165,305
Administrative expenses (other) incurred2012-12-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,172,270
Value of net assets at end of year (total assets less liabilities)2012-12-31$26,341,309
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$23,169,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$14,542,723
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,900,377
Interest on participant loans2012-12-31$14,106
Value of interest in common/collective trusts at end of year2012-12-31$9,740,752
Value of interest in common/collective trusts at beginning of year2012-12-31$8,331,082
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,787,234
Net investment gain or loss from common/collective trusts2012-12-31$676,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$568,112
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,505,544
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS, LLP
Accountancy firm EIN2012-12-31910189318
2011 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$878,909
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,175,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,174,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,452,120
Value of total assets at end of year2011-12-31$23,169,039
Value of total assets at beginning of year2011-12-31$25,465,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,047
Total interest from all sources2011-12-31$17,748
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$238,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$238,357
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$953,709
Participant contributions at end of year2011-12-31$295,785
Participant contributions at beginning of year2011-12-31$368,640
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,634,326
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,606,489
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$103
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$7,469
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$11,625
Other income not declared elsewhere2011-12-31$-178,753
Administrative expenses (other) incurred2011-12-31$1,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,296,347
Value of net assets at end of year (total assets less liabilities)2011-12-31$23,169,039
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$25,465,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,900,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$14,630,967
Interest on participant loans2011-12-31$17,748
Value of interest in common/collective trusts at end of year2011-12-31$8,331,082
Value of interest in common/collective trusts at beginning of year2011-12-31$8,847,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-642,492
Net investment gain or loss from common/collective trusts2011-12-31$-8,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$498,308
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,174,209
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOHLER NIXON & WILLIAMS
Accountancy firm EIN2011-12-31770106234
2010 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,338,829
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,716,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,715,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,382,880
Value of total assets at end of year2010-12-31$25,465,386
Value of total assets at beginning of year2010-12-31$23,842,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$975
Total interest from all sources2010-12-31$21,981
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$211,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$211,717
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$971,808
Participant contributions at end of year2010-12-31$368,640
Participant contributions at beginning of year2010-12-31$347,082
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,606,489
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,073,830
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$11,625
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$10,255
Other income not declared elsewhere2010-12-31$376,533
Administrative expenses (other) incurred2010-12-31$975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,622,726
Value of net assets at end of year (total assets less liabilities)2010-12-31$25,465,386
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,842,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$14,630,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,050,957
Interest on participant loans2010-12-31$21,981
Value of interest in common/collective trusts at end of year2010-12-31$8,847,665
Value of interest in common/collective trusts at beginning of year2010-12-31$8,358,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,616,036
Net investment gain or loss from common/collective trusts2010-12-31$729,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$411,072
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$1,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,715,128
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOHLER NIXON & WILLIAMS
Accountancy firm EIN2010-12-31770106234
2009 : ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN

2022: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ALPS ALPINE NORTH AMERICA, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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