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ADAPCO 401(K) PLAN 401k Plan overview

Plan NameADAPCO 401(K) PLAN
Plan identification number 001

ADAPCO 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ANALYSIS & DESIGN APPLICATION CO has sponsored the creation of one or more 401k plans.

Company Name:ANALYSIS & DESIGN APPLICATION CO
Employer identification number (EIN):112549599
NAIC Classification:511210
NAIC Description:Software Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADAPCO 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01CHELSEA WELLEN
0012017-01-01CHELSEA WELLEN
0012016-01-01ALENE L HERRINGER
0012015-01-01ALENE HERRINGER
0012014-01-01ALENE L. HERRINGER
0012013-01-01ALENE L. HERRINGER
0012012-01-01ALENE L. HERRINGER
0012011-01-01ALENE HERRINGER
0012009-01-01ALENE HERRINGER

Plan Statistics for ADAPCO 401(K) PLAN

401k plan membership statisitcs for ADAPCO 401(K) PLAN

Measure Date Value
2017: ADAPCO 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01398
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ADAPCO 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01391
Total number of active participants reported on line 7a of the Form 55002016-01-01340
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0156
Total of all active and inactive participants2016-01-01396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01396
Number of participants with account balances2016-01-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ADAPCO 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01334
Total number of active participants reported on line 7a of the Form 55002015-01-01333
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0160
Total of all active and inactive participants2015-01-01393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01393
Number of participants with account balances2015-01-01352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ADAPCO 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01367
Total number of active participants reported on line 7a of the Form 55002014-01-01308
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0162
Total of all active and inactive participants2014-01-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01371
Number of participants with account balances2014-01-01340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ADAPCO 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01333
Total number of active participants reported on line 7a of the Form 55002013-01-01313
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0154
Total of all active and inactive participants2013-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01367
Number of participants with account balances2013-01-01331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ADAPCO 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01285
Total number of active participants reported on line 7a of the Form 55002012-01-01283
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0150
Total of all active and inactive participants2012-01-01333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01333
Number of participants with account balances2012-01-01298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ADAPCO 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01276
Total number of active participants reported on line 7a of the Form 55002011-01-01235
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0150
Total of all active and inactive participants2011-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01285
Number of participants with account balances2011-01-01257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ADAPCO 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01272
Total number of active participants reported on line 7a of the Form 55002009-01-01192
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0160
Total of all active and inactive participants2009-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01252
Number of participants with account balances2009-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ADAPCO 401(K) PLAN

Measure Date Value
2017 : ADAPCO 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$26,250,097
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,307,127
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,039,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,037,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$61,192
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$25,981,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,790
Total interest from all sources2017-12-31$332
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$13,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$13,011
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$61,192
Participant contributions at beginning of year2017-12-31$187,566
Other income not declared elsewhere2017-12-31$5,621
Administrative expenses (other) incurred2017-12-31$1,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$268,102
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$25,981,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$25,794,429
Interest on participant loans2017-12-31$332
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,226,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,037,235
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FULLER LOWENBERG & CO.
Accountancy firm EIN2017-12-31200066099
2016 : ADAPCO 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,302,247
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,644,730
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,562,834
Expenses. Certain deemed distributions of participant loans2016-12-31$4,686
Value of total corrective distributions2016-12-31$29,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,253,053
Value of total assets at end of year2016-12-31$25,981,995
Value of total assets at beginning of year2016-12-31$23,324,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$48,137
Total interest from all sources2016-12-31$8,237
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$718,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$718,384
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,011,009
Participant contributions at end of year2016-12-31$187,566
Participant contributions at beginning of year2016-12-31$189,939
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$242,044
Other income not declared elsewhere2016-12-31$13,074
Administrative expenses (other) incurred2016-12-31$48,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,657,517
Value of net assets at end of year (total assets less liabilities)2016-12-31$25,981,995
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,324,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$25,794,429
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$23,134,539
Interest on participant loans2016-12-31$8,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,309,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,562,834
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FULLER LOWENBERG & CO.
Accountancy firm EIN2016-12-31200066099
2015 : ADAPCO 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,464,294
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,679,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,624,462
Value of total corrective distributions2015-12-31$15,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,737,311
Value of total assets at end of year2015-12-31$23,324,478
Value of total assets at beginning of year2015-12-31$22,539,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$38,847
Total interest from all sources2015-12-31$7,157
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,431,940
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,431,940
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,491,900
Participant contributions at end of year2015-12-31$189,939
Participant contributions at beginning of year2015-12-31$150,983
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$245,411
Other income not declared elsewhere2015-12-31$13,907
Administrative expenses (other) incurred2015-12-31$38,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$785,065
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,324,478
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,539,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$23,134,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$22,388,430
Interest on participant loans2015-12-31$7,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,726,021
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,624,462
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FULLER LOWENBERG & CO.
Accountancy firm EIN2015-12-31200066099
2014 : ADAPCO 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,550,763
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$773,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$771,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,260,305
Value of total assets at end of year2014-12-31$22,539,413
Value of total assets at beginning of year2014-12-31$19,761,913
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,087
Total interest from all sources2014-12-31$5,877
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,679,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,679,452
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,238,470
Participant contributions at end of year2014-12-31$150,983
Participant contributions at beginning of year2014-12-31$117,191
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$21,835
Other income not declared elsewhere2014-12-31$4,016
Administrative expenses (other) incurred2014-12-31$2,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,777,500
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,539,413
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$19,761,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$22,388,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$19,644,722
Interest on participant loans2014-12-31$5,877
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-398,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$771,176
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FULLER LOWENBERG & CO.
Accountancy firm EIN2014-12-31200066099
2013 : ADAPCO 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,442,491
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$664,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$663,065
Value of total corrective distributions2013-12-31$227
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,966,734
Value of total assets at end of year2013-12-31$19,761,913
Value of total assets at beginning of year2013-12-31$14,984,356
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,642
Total interest from all sources2013-12-31$5,236
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$837,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$837,199
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,947,492
Participant contributions at end of year2013-12-31$117,191
Participant contributions at beginning of year2013-12-31$148,225
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$19,242
Other income not declared elsewhere2013-12-31$1,927
Administrative expenses (other) incurred2013-12-31$1,642
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,777,557
Value of net assets at end of year (total assets less liabilities)2013-12-31$19,761,913
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,984,356
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$19,644,722
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$14,836,131
Interest on participant loans2013-12-31$5,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,631,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$663,065
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FULLER LOWENBERG & CO.
Accountancy firm EIN2013-12-31200066099
2012 : ADAPCO 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,397,444
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$216,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$214,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,865,431
Value of total assets at end of year2012-12-31$14,984,356
Value of total assets at beginning of year2012-12-31$11,802,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,281
Total interest from all sources2012-12-31$6,697
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$417,612
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$417,612
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,720,407
Participant contributions at end of year2012-12-31$148,225
Participant contributions at beginning of year2012-12-31$134,358
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$145,024
Other income not declared elsewhere2012-12-31$139
Administrative expenses (other) incurred2012-12-31$1,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,181,383
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,984,356
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,802,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$14,836,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,668,615
Interest on participant loans2012-12-31$6,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,107,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$214,780
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FULLER LOWENBERG & CO.
Accountancy firm EIN2012-12-31200066099
2011 : ADAPCO 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,225,957
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$168,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$164,930
Value of total corrective distributions2011-12-31$1,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,629,802
Value of total assets at end of year2011-12-31$11,802,973
Value of total assets at beginning of year2011-12-31$10,745,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,177
Total interest from all sources2011-12-31$7,066
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$200,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$200,363
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,476,481
Participant contributions at end of year2011-12-31$134,358
Participant contributions at beginning of year2011-12-31$177,153
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$153,321
Other income not declared elsewhere2011-12-31$151
Administrative expenses (other) incurred2011-12-31$1,177
Total non interest bearing cash at beginning of year2011-12-31$2,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,057,926
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,802,973
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,745,047
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,668,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,565,352
Interest on participant loans2011-12-31$7,066
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-611,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$164,930
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FULLER LOWENBERG & CO.
Accountancy firm EIN2011-12-31200066099
2010 : ADAPCO 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,591,508
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$113,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$75,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,327,713
Value of total assets at end of year2010-12-31$10,745,047
Value of total assets at beginning of year2010-12-31$8,266,917
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$37,554
Total interest from all sources2010-12-31$9,791
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$96,910
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$96,910
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,250,934
Participant contributions at end of year2010-12-31$177,153
Participant contributions at beginning of year2010-12-31$223,445
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$76,779
Administrative expenses (other) incurred2010-12-31$37,554
Total non interest bearing cash at end of year2010-12-31$2,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,478,130
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,745,047
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,266,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,565,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,043,472
Interest on participant loans2010-12-31$9,791
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,157,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$75,824
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FULLER, LOWENBERG & COMPANY, CPA
Accountancy firm EIN2010-12-31200066099
2009 : ADAPCO 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ADAPCO 401(K) PLAN

2017: ADAPCO 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ADAPCO 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ADAPCO 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ADAPCO 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ADAPCO 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ADAPCO 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ADAPCO 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ADAPCO 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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