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LLOYD COMPANIES RETIREMENT PLAN 401k Plan overview

Plan NameLLOYD COMPANIES RETIREMENT PLAN
Plan identification number 003

LLOYD COMPANIES RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LLOYD STAFFING, INC. has sponsored the creation of one or more 401k plans.

Company Name:LLOYD STAFFING, INC.
Employer identification number (EIN):112579488
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about LLOYD STAFFING, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1981-10-01
Company Identification Number: 725793
Legal Registered Office Address: 445 BROADHOLLOW ROAD
SUITE 119
MELVILLE
United States of America (USA)
11747

More information about LLOYD STAFFING, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LLOYD COMPANIES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01JASON BANKS2023-07-06 JASON BANKS2023-07-06
0032021-01-01JASON BANKS2022-07-26 JASON BANKS2022-07-26
0032020-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01JASON BANKS
0032016-01-01ERIKA BARTNICK
0032015-01-01SUSAN KING
0032014-01-01KIM UNRUH
0032013-01-01KIM UNRUH
0032012-01-01KIM UNRUH
0032011-01-01RUSSELL WILLENS

Plan Statistics for LLOYD COMPANIES RETIREMENT PLAN

401k plan membership statisitcs for LLOYD COMPANIES RETIREMENT PLAN

Measure Date Value
2020: LLOYD COMPANIES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01120
Total number of active participants reported on line 7a of the Form 55002020-01-01155
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0110
Total of all active and inactive participants2020-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01165
Number of participants with account balances2020-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: LLOYD COMPANIES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01162
Total number of active participants reported on line 7a of the Form 55002019-01-01190
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-018
Total of all active and inactive participants2019-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01198
Number of participants with account balances2019-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: LLOYD COMPANIES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01262
Total number of active participants reported on line 7a of the Form 55002018-01-01234
Number of other retired or separated participants entitled to future benefits2018-01-018
Total of all active and inactive participants2018-01-01242
Total participants2018-01-01242
Number of participants with account balances2018-01-0137
2017: LLOYD COMPANIES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01269
Total number of active participants reported on line 7a of the Form 55002017-01-01255
Number of other retired or separated participants entitled to future benefits2017-01-017
Total of all active and inactive participants2017-01-01262
Total participants2017-01-01262
Number of participants with account balances2017-01-0136
2016: LLOYD COMPANIES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01351
Total number of active participants reported on line 7a of the Form 55002016-01-01261
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-01269
Total participants2016-01-01269
Number of participants with account balances2016-01-0137
2015: LLOYD COMPANIES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01374
Total number of active participants reported on line 7a of the Form 55002015-01-01334
Number of other retired or separated participants entitled to future benefits2015-01-0117
Total of all active and inactive participants2015-01-01351
Total participants2015-01-01351
Number of participants with account balances2015-01-0147
2014: LLOYD COMPANIES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01478
Total number of active participants reported on line 7a of the Form 55002014-01-01361
Number of other retired or separated participants entitled to future benefits2014-01-0113
Total of all active and inactive participants2014-01-01374
Total participants2014-01-01374
Number of participants with account balances2014-01-0144
2013: LLOYD COMPANIES RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01521
Total number of active participants reported on line 7a of the Form 55002013-01-01459
Number of other retired or separated participants entitled to future benefits2013-01-0119
Total of all active and inactive participants2013-01-01478
Total participants2013-01-01478
Number of participants with account balances2013-01-0149
2012: LLOYD COMPANIES RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01919
Total number of active participants reported on line 7a of the Form 55002012-01-01506
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-01521
Total participants2012-01-01521
Number of participants with account balances2012-01-0144
2011: LLOYD COMPANIES RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01631
Total number of active participants reported on line 7a of the Form 55002011-01-01901
Number of other retired or separated participants entitled to future benefits2011-01-0118
Total of all active and inactive participants2011-01-01919
Total participants2011-01-01919
Number of participants with account balances2011-01-0149

Financial Data on LLOYD COMPANIES RETIREMENT PLAN

Measure Date Value
2020 : LLOYD COMPANIES RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$358,488
Total of all expenses incurred2020-12-31$158,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$147,775
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$81,651
Value of total assets at end of year2020-12-31$2,945,081
Value of total assets at beginning of year2020-12-31$2,745,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$10,910
Total interest from all sources2020-12-31$6,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$79,156
Participant contributions at end of year2020-12-31$88,092
Participant contributions at beginning of year2020-12-31$108,183
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,495
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$199,803
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,945,081
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,745,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$2,044,279
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,962,181
Interest on participant loans2020-12-31$6,146
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$812,710
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$674,914
Net investment gain/loss from pooled separate accounts2020-12-31$270,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$147,775
Contract administrator fees2020-12-31$10,910
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31RAICH ENDE MALTER & CO. LLP
Accountancy firm EIN2020-12-31112336434
2019 : LLOYD COMPANIES RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$615,292
Total of all expenses incurred2019-12-31$884,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$863,666
Value of total corrective distributions2019-12-31$9,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$94,602
Value of total assets at end of year2019-12-31$2,745,278
Value of total assets at beginning of year2019-12-31$3,014,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$11,340
Total interest from all sources2019-12-31$7,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$94,602
Participant contributions at end of year2019-12-31$108,183
Participant contributions at beginning of year2019-12-31$140,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-268,825
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,745,278
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,014,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$1,962,181
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,110,302
Interest on participant loans2019-12-31$7,124
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$674,914
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$763,197
Net investment gain/loss from pooled separate accounts2019-12-31$513,566
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$863,666
Contract administrator fees2019-12-31$11,340
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RAICH ENDE MALTER & CO. LLP
Accountancy firm EIN2019-12-31112336434
2018 : LLOYD COMPANIES RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-47,811
Total of all expenses incurred2018-12-31$252,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$241,210
Value of total corrective distributions2018-12-31$10,174
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$114,781
Value of total assets at end of year2018-12-31$3,014,103
Value of total assets at beginning of year2018-12-31$3,314,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$878
Total interest from all sources2018-12-31$7,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$114,781
Participant contributions at end of year2018-12-31$140,604
Participant contributions at beginning of year2018-12-31$103,469
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-300,073
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,014,103
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,314,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$2,110,302
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,645,439
Interest on participant loans2018-12-31$7,811
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$763,197
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$565,268
Net investment gain/loss from pooled separate accounts2018-12-31$-170,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$241,210
Contract administrator fees2018-12-31$878
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RAICH ENDE MALTER & CO. LLP
Accountancy firm EIN2018-12-31112336434
2017 : LLOYD COMPANIES RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$542,437
Total of all expenses incurred2017-12-31$26,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$15,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$147,936
Value of total assets at end of year2017-12-31$3,314,176
Value of total assets at beginning of year2017-12-31$2,798,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$10,759
Total interest from all sources2017-12-31$5,432
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$147,936
Participant contributions at end of year2017-12-31$103,469
Participant contributions at beginning of year2017-12-31$101,084
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$515,947
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,314,176
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,798,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$2,645,439
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,163,889
Interest on participant loans2017-12-31$5,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$565,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$533,256
Net investment gain/loss from pooled separate accounts2017-12-31$389,069
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$15,731
Contract administrator fees2017-12-31$10,759
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RAICH ENDE MALTER & CO. LLP
Accountancy firm EIN2017-12-31112336434
2016 : LLOYD COMPANIES RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$351,419
Total of all expenses incurred2016-12-31$64,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$48,785
Value of total corrective distributions2016-12-31$5,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$134,380
Value of total assets at end of year2016-12-31$2,798,229
Value of total assets at beginning of year2016-12-31$2,511,785
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,935
Total interest from all sources2016-12-31$5,068
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$134,380
Participant contributions at end of year2016-12-31$101,084
Participant contributions at beginning of year2016-12-31$92,950
Participant contributions at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$286,444
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,798,229
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,511,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$2,163,889
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,962,186
Interest on participant loans2016-12-31$5,068
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$533,256
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$456,649
Net investment gain/loss from pooled separate accounts2016-12-31$211,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$48,785
Contract administrator fees2016-12-31$10,935
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RAICH ENDE MALTER & CO. LLP
Accountancy firm EIN2016-12-31112336434
2015 : LLOYD COMPANIES RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$115,495
Total of all expenses incurred2015-12-31$119,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$90,293
Value of total corrective distributions2015-12-31$3,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$150,316
Value of total assets at end of year2015-12-31$2,511,785
Value of total assets at beginning of year2015-12-31$2,515,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$25,329
Total interest from all sources2015-12-31$5,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$150,316
Participant contributions at end of year2015-12-31$92,950
Participant contributions at beginning of year2015-12-31$106,656
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,651
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,511,785
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,515,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$1,962,186
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,934,100
Interest on participant loans2015-12-31$5,570
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$456,649
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$474,475
Net investment gain/loss from pooled separate accounts2015-12-31$-40,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$90,293
Contract administrator fees2015-12-31$25,329
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RAICH ENDE MALTER & CO. LLP
Accountancy firm EIN2015-12-31112336434
2014 : LLOYD COMPANIES RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$254,095
Total of all expenses incurred2014-12-31$89,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$62,710
Expenses. Certain deemed distributions of participant loans2014-12-31$12,637
Value of total corrective distributions2014-12-31$3,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$121,723
Value of total assets at end of year2014-12-31$2,515,436
Value of total assets at beginning of year2014-12-31$2,350,958
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,026
Total interest from all sources2014-12-31$6,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$119,441
Participant contributions at end of year2014-12-31$106,656
Participant contributions at beginning of year2014-12-31$107,220
Participant contributions at end of year2014-12-31$205
Participant contributions at beginning of year2014-12-31$3,345
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,282
Other income not declared elsewhere2014-12-31$3,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$164,478
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,515,436
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,350,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$1,934,100
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,733,663
Interest on participant loans2014-12-31$6,019
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$474,475
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$506,730
Net investment gain/loss from pooled separate accounts2014-12-31$123,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$62,710
Contract administrator fees2014-12-31$11,026
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RAICH ENDE MALTER & CO. LLP
Accountancy firm EIN2014-12-31112336434
2013 : LLOYD COMPANIES RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$470,431
Total of all expenses incurred2013-12-31$249,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$238,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$144,260
Value of total assets at end of year2013-12-31$2,350,958
Value of total assets at beginning of year2013-12-31$2,130,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$11,087
Total interest from all sources2013-12-31$6,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$144,260
Participant contributions at end of year2013-12-31$107,220
Participant contributions at beginning of year2013-12-31$130,399
Participant contributions at end of year2013-12-31$3,345
Participant contributions at beginning of year2013-12-31$4,251
Other income not declared elsewhere2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$220,558
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,350,958
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,130,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$1,733,663
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,509,840
Interest on participant loans2013-12-31$6,401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$506,730
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$485,910
Net investment gain/loss from pooled separate accounts2013-12-31$319,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$238,786
Contract administrator fees2013-12-31$11,087
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RAICH ENDE MALTER & CO. LLP
Accountancy firm EIN2013-12-31112336434
2012 : LLOYD COMPANIES RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$366,412
Total of all expenses incurred2012-12-31$78,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$65,188
Expenses. Certain deemed distributions of participant loans2012-12-31$3,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$178,737
Value of total assets at end of year2012-12-31$2,130,400
Value of total assets at beginning of year2012-12-31$1,842,433
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$9,974
Total interest from all sources2012-12-31$9,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$178,737
Participant contributions at end of year2012-12-31$130,399
Participant contributions at beginning of year2012-12-31$116,363
Participant contributions at end of year2012-12-31$4,251
Participant contributions at beginning of year2012-12-31$3,268
Other income not declared elsewhere2012-12-31$382
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$287,967
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,130,400
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,842,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,509,840
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,242,680
Interest on participant loans2012-12-31$9,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$485,910
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$480,122
Net investment gain/loss from pooled separate accounts2012-12-31$177,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$65,188
Contract administrator fees2012-12-31$9,974
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RAICH ENDE MALTER & CO. LLP
Accountancy firm EIN2012-12-31112336434
2011 : LLOYD COMPANIES RETIREMENT PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$180,772
Total of all expenses incurred2011-12-31$719,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$700,761
Expenses. Certain deemed distributions of participant loans2011-12-31$4,538
Value of total corrective distributions2011-12-31$198
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$157,130
Value of total assets at end of year2011-12-31$1,842,433
Value of total assets at beginning of year2011-12-31$2,380,723
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,565
Total interest from all sources2011-12-31$2,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$157,130
Participant contributions at end of year2011-12-31$116,363
Participant contributions at beginning of year2011-12-31$97,946
Participant contributions at end of year2011-12-31$3,268
Participant contributions at beginning of year2011-12-31$10,909
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$121
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-538,290
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,842,433
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,380,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,242,680
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,958,447
Interest on participant loans2011-12-31$2,428
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$480,122
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$313,421
Net investment gain/loss from pooled separate accounts2011-12-31$21,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$700,761
Contract administrator fees2011-12-31$13,565
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RAICH ENDE MALTER & CO. LLP
Accountancy firm EIN2011-12-31112336434

Form 5500 Responses for LLOYD COMPANIES RETIREMENT PLAN

2020: LLOYD COMPANIES RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: LLOYD COMPANIES RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: LLOYD COMPANIES RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: LLOYD COMPANIES RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: LLOYD COMPANIES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: LLOYD COMPANIES RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: LLOYD COMPANIES RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: LLOYD COMPANIES RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: LLOYD COMPANIES RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: LLOYD COMPANIES RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824768
Policy instance 1
Insurance contract or identification numberGA-824768
Number of Individuals Covered38
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $10,488
Total amount of fees paid to insurance companyUSD $1,308
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $10,252
Insurance broker organization code?3
Amount paid for insurance broker fees1308
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824768
Policy instance 1
Insurance contract or identification numberGA-824768
Number of Individuals Covered37
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $8,910
Total amount of fees paid to insurance companyUSD $1,485
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $8,910
Insurance broker organization code?3
Amount paid for insurance broker fees1485
Additional information about fees paid to insurance brokerADMINISTRATIVE ALLOWANCE
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824768
Policy instance 1
Insurance contract or identification numberGA-824768
Number of Individuals Covered37
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $12,187
Total amount of fees paid to insurance companyUSD $1,150
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $12,187
Insurance broker organization code?3
Amount paid for insurance broker fees1150
Additional information about fees paid to insurance brokerADMINISTRATIVE ALLOWANCE
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824768
Policy instance 1
Insurance contract or identification numberGA-824768
Number of Individuals Covered36
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $14,476
Total amount of fees paid to insurance companyUSD $1,810
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $14,476
Insurance broker organization code?3
Amount paid for insurance broker fees1810
Additional information about fees paid to insurance brokerADMINISTRATIVE ALLOWANCE
Insurance broker nameUNITED BENEFIT PENSIONS INC.
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824768
Policy instance 1
Insurance contract or identification numberGA-824768
Number of Individuals Covered47
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $9,706
Total amount of fees paid to insurance companyUSD $1,213
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $9,706
Insurance broker organization code?3
Amount paid for insurance broker fees1213
Additional information about fees paid to insurance brokerSUPPORT SERVICE
Insurance broker nameAMERICAN PORTFOLIOS FINANCIAL
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824768
Policy instance 1
Insurance contract or identification numberGA-824768
Number of Individuals Covered44
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $9,028
Total amount of fees paid to insurance companyUSD $1,128
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2,349
Insurance broker organization code?3
Amount paid for insurance broker fees1128
Additional information about fees paid to insurance brokerSUPPORT SERVICE
Insurance broker nameAMERICAN PORTFOLIOS FINANCIAL
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824768
Policy instance 1
Insurance contract or identification numberGA-824768
Number of Individuals Covered49
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $8,438
Total amount of fees paid to insurance companyUSD $1,055
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $8,438
Insurance broker organization code?3
Amount paid for insurance broker fees1055
Additional information about fees paid to insurance brokerSUPPORT SERVICE
Insurance broker nameUNITED BENEFIT PENSIONS INC.
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824768
Policy instance 1
Insurance contract or identification numberGA-824768
Number of Individuals Covered44
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $7,268
Total amount of fees paid to insurance companyUSD $909
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $7,268
Insurance broker organization code?3
Amount paid for insurance broker fees909
Additional information about fees paid to insurance brokerSUPPORT SERVICE
Insurance broker nameUNITED BENEFIT PENSIONS INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHN901
Policy instance 1
Insurance contract or identification numberPHN901
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,426
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824768
Policy instance 2
Insurance contract or identification numberGA-824768
Number of Individuals Covered49
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $5,509
Total amount of fees paid to insurance companyUSD $689
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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