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EMPIRE STATE CARPENTERS ANNUITY FUND 401k Plan overview

Plan NameEMPIRE STATE CARPENTERS ANNUITY FUND
Plan identification number 001

EMPIRE STATE CARPENTERS ANNUITY FUND Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Life insurance

401k Sponsoring company profile

BD OF TRUSTEES EMPIRE STATE CARPENTERS ANNUITY FUND has sponsored the creation of one or more 401k plans.

Company Name:BD OF TRUSTEES EMPIRE STATE CARPENTERS ANNUITY FUND
Employer identification number (EIN):112824705
NAIC Classification:525100
NAIC Description: Insurance and Employee Benefit Funds

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPIRE STATE CARPENTERS ANNUITY FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-07-01CAROL WESTFALL
0012014-07-01CAROL WESTFALL
0012013-07-01CAROL WESTFALL
0012012-07-01CAROL WESTFALL
0012011-07-01CAROL WESTFALL
0012010-07-01CAROL WESTFALL
0012009-07-01VINCENT F. PANETTIERI

Plan Statistics for EMPIRE STATE CARPENTERS ANNUITY FUND

401k plan membership statisitcs for EMPIRE STATE CARPENTERS ANNUITY FUND

Measure Date Value
2015: EMPIRE STATE CARPENTERS ANNUITY FUND 2015 401k membership
Total participants, beginning-of-year2015-07-0113,502
Total of all active and inactive participants2015-07-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-010
Number of participants with account balances2015-07-010
Number of employers contributing to the scheme2015-07-01660
2014: EMPIRE STATE CARPENTERS ANNUITY FUND 2014 401k membership
Total participants, beginning-of-year2014-07-0114,474
Total number of active participants reported on line 7a of the Form 55002014-07-0113,300
Number of retired or separated participants receiving benefits2014-07-01110
Number of other retired or separated participants entitled to future benefits2014-07-0183
Total of all active and inactive participants2014-07-0113,493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-019
Total participants2014-07-0113,502
Number of participants with account balances2014-07-0112,137
Number of employers contributing to the scheme2014-07-01755
2013: EMPIRE STATE CARPENTERS ANNUITY FUND 2013 401k membership
Total participants, beginning-of-year2013-07-0114,158
Total number of active participants reported on line 7a of the Form 55002013-07-0114,321
Number of retired or separated participants receiving benefits2013-07-01104
Number of other retired or separated participants entitled to future benefits2013-07-0112
Total of all active and inactive participants2013-07-0114,437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-0137
Total participants2013-07-0114,474
Number of participants with account balances2013-07-0112,147
Number of employers contributing to the scheme2013-07-01820
2012: EMPIRE STATE CARPENTERS ANNUITY FUND 2012 401k membership
Total participants, beginning-of-year2012-07-0113,343
Total number of active participants reported on line 7a of the Form 55002012-07-0114,044
Number of retired or separated participants receiving benefits2012-07-0198
Number of other retired or separated participants entitled to future benefits2012-07-019
Total of all active and inactive participants2012-07-0114,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-017
Total participants2012-07-0114,158
Number of participants with account balances2012-07-0111,941
Number of employers contributing to the scheme2012-07-01846
2011: EMPIRE STATE CARPENTERS ANNUITY FUND 2011 401k membership
Total participants, beginning-of-year2011-07-0114,766
Total number of active participants reported on line 7a of the Form 55002011-07-0113,247
Number of retired or separated participants receiving benefits2011-07-0193
Number of other retired or separated participants entitled to future benefits2011-07-013
Total of all active and inactive participants2011-07-0113,343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-0113,343
Number of participants with account balances2011-07-0112,145
Number of employers contributing to the scheme2011-07-01868
2010: EMPIRE STATE CARPENTERS ANNUITY FUND 2010 401k membership
Total participants, beginning-of-year2010-07-0114,973
Total number of active participants reported on line 7a of the Form 55002010-07-019,000
Number of retired or separated participants receiving benefits2010-07-0191
Number of other retired or separated participants entitled to future benefits2010-07-015,675
Total of all active and inactive participants2010-07-0114,766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-0114,766
Number of participants with account balances2010-07-0114,766
Number of employers contributing to the scheme2010-07-01923
2009: EMPIRE STATE CARPENTERS ANNUITY FUND 2009 401k membership
Total participants, beginning-of-year2009-07-0116,519
Total number of active participants reported on line 7a of the Form 55002009-07-019,254
Number of retired or separated participants receiving benefits2009-07-0194
Number of other retired or separated participants entitled to future benefits2009-07-015,625
Total of all active and inactive participants2009-07-0114,973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-0114,973
Number of participants with account balances2009-07-0114,973
Number of employers contributing to the scheme2009-07-01940

Financial Data on EMPIRE STATE CARPENTERS ANNUITY FUND

Measure Date Value
2015 : EMPIRE STATE CARPENTERS ANNUITY FUND 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$529,561,073
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$292,493
Total income from all sources (including contributions)2015-12-31$17,436,536
Total loss/gain on sale of assets2015-12-31$-10,706
Total of all expenses incurred2015-12-31$26,549,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$25,675,032
Expenses. Certain deemed distributions of participant loans2015-12-31$892
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$20,150,717
Value of total assets at end of year2015-12-31$0
Value of total assets at beginning of year2015-12-31$538,966,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$873,811
Total interest from all sources2015-12-31$434,201
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$21,896,136
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$21,896,136
Administrative expenses professional fees incurred2015-12-31$349,776
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$132,332
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$429,887
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$73,520
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$3,811,428
Other income not declared elsewhere2015-12-31$1,449,488
Administrative expenses (other) incurred2015-12-31$455,706
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$292,493
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-9,113,199
Value of net assets at end of year (total assets less liabilities)2015-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$538,674,272
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$10,706
Investment advisory and management fees2015-12-31$68,329
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$488,545,932
Interest earned on other investments2015-12-31$428,981
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$5,545,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$11,166,634
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$11,166,634
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$5,220
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$294,434
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$24,330,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-26,898,919
Net investment gain or loss from common/collective trusts2015-12-31$448,503
Net gain/loss from 103.12 investment entities2015-12-31$-32,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$20,077,197
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$4,700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$25,675,032
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31Yes
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$10,706
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2015-12-31131577780
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$292,493
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$1,498,911
Total income from all sources (including contributions)2015-06-30$51,951,146
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$42,691,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$40,396,015
Expenses. Certain deemed distributions of participant loans2015-06-30$36,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$36,220,703
Value of total assets at end of year2015-06-30$538,966,765
Value of total assets at beginning of year2015-06-30$530,913,417
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$2,258,893
Total interest from all sources2015-06-30$771,593
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$45,081,441
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$45,081,441
Administrative expenses professional fees incurred2015-06-30$1,256,104
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$10,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Participant contributions at end of year2015-06-30$132,332
Participant contributions at beginning of year2015-06-30$309,398
Assets. Other investments not covered elsewhere at end of year2015-06-30$429,887
Assets. Other investments not covered elsewhere at beginning of year2015-06-30$419,963
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$356,319
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-06-30$3,811,428
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-06-30$6,741,075
Other income not declared elsewhere2015-06-30$2,370,783
Administrative expenses (other) incurred2015-06-30$841,832
Liabilities. Value of operating payables at end of year2015-06-30$292,493
Liabilities. Value of operating payables at beginning of year2015-06-30$1,498,911
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$9,259,766
Value of net assets at end of year (total assets less liabilities)2015-06-30$538,674,272
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$529,414,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Assets. partnership/joint venture interests at end of year2015-06-30$10,706
Assets. partnership/joint venture interests at beginning of year2015-06-30$10,706
Investment advisory and management fees2015-06-30$160,957
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$488,545,932
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$478,136,042
Interest on participant loans2015-06-30$13,193
Interest earned on other investments2015-06-30$737,123
Value of interest in common/collective trusts at end of year2015-06-30$5,545,111
Value of interest in common/collective trusts at beginning of year2015-06-30$6,463,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$11,166,634
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-06-30$10,885,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-06-30$10,885,167
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-06-30$21,277
Assets. Value of investments in 103.12 investment entities at end of year2015-06-30$294,434
Assets. Value of investments in 103.12 investment entities at beginning of year2015-06-30$362,063
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$24,330,301
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$23,085,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$-33,060,501
Net investment gain or loss from common/collective trusts2015-06-30$385,539
Net gain/loss from 103.12 investment entities2015-06-30$181,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30Yes
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$35,864,384
Employer contributions (assets) at end of year2015-06-30$4,700,000
Employer contributions (assets) at beginning of year2015-06-30$4,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$40,396,015
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30No
Opinion of an independent qualified public accountant for this plan2015-06-30Unqualified
Accountancy firm name2015-06-30SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2015-06-30131577780
2014 : EMPIRE STATE CARPENTERS ANNUITY FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-06-30$3,603
Total unrealized appreciation/depreciation of assets2014-06-30$3,603
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$1,498,911
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$894,314
Total income from all sources (including contributions)2014-06-30$109,065,441
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$45,032,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$42,191,538
Expenses. Certain deemed distributions of participant loans2014-06-30$18,659
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$34,124,327
Value of total assets at end of year2014-06-30$530,913,417
Value of total assets at beginning of year2014-06-30$466,275,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$2,821,863
Total interest from all sources2014-06-30$690,882
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$29,928,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$29,928,022
Administrative expenses professional fees incurred2014-06-30$1,672,271
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$10,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Participant contributions at end of year2014-06-30$309,398
Participant contributions at beginning of year2014-06-30$544,478
Assets. Other investments not covered elsewhere at end of year2014-06-30$419,963
Assets. Other investments not covered elsewhere at beginning of year2014-06-30$389,884
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$211,487
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-06-30$6,741,075
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-06-30$8,428,111
Other income not declared elsewhere2014-06-30$7,226,917
Administrative expenses (other) incurred2014-06-30$1,001,496
Liabilities. Value of operating payables at end of year2014-06-30$1,498,911
Liabilities. Value of operating payables at beginning of year2014-06-30$894,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$64,033,381
Value of net assets at end of year (total assets less liabilities)2014-06-30$529,414,506
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$465,381,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Assets. partnership/joint venture interests at end of year2014-06-30$10,706
Assets. partnership/joint venture interests at beginning of year2014-06-30$934,495
Investment advisory and management fees2014-06-30$148,096
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$478,136,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$408,101,580
Interest earned on other investments2014-06-30$657,543
Value of interest in common/collective trusts at end of year2014-06-30$6,463,348
Value of interest in common/collective trusts at beginning of year2014-06-30$6,693,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-30$10,885,167
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$8,726,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$8,726,310
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-06-30$33,339
Assets. Value of investments in 103.12 investment entities at end of year2014-06-30$362,063
Assets. Value of investments in 103.12 investment entities at beginning of year2014-06-30$6,393,133
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$23,085,655
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$22,164,291
Asset value of US Government securities at beginning of year2014-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$36,224,622
Net investment gain or loss from common/collective trusts2014-06-30$760,246
Net gain/loss from 103.12 investment entities2014-06-30$106,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$33,912,840
Employer contributions (assets) at end of year2014-06-30$4,500,000
Employer contributions (assets) at beginning of year2014-06-30$3,900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$42,191,538
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30No
Opinion of an independent qualified public accountant for this plan2014-06-30Unqualified
Accountancy firm name2014-06-30SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2014-06-30131577780
2013 : EMPIRE STATE CARPENTERS ANNUITY FUND 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-06-30$-2,005,542
Total unrealized appreciation/depreciation of assets2013-06-30$-2,005,542
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$894,314
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$799,183
Total income from all sources (including contributions)2013-06-30$88,184,572
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$42,513,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$39,110,697
Expenses. Certain deemed distributions of participant loans2013-06-30$318,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$32,509,030
Value of total assets at end of year2013-06-30$466,275,439
Value of total assets at beginning of year2013-06-30$420,508,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$3,083,676
Total interest from all sources2013-06-30$659,541
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$13,063,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$13,063,906
Administrative expenses professional fees incurred2013-06-30$1,857,887
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Participant contributions at end of year2013-06-30$544,478
Participant contributions at beginning of year2013-06-30$1,164,648
Assets. Other investments not covered elsewhere at end of year2013-06-30$389,884
Assets. Other investments not covered elsewhere at beginning of year2013-06-30$399,373
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$16,431
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-06-30$8,428,111
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-06-30$1,805,524
Other income not declared elsewhere2013-06-30$8,779,943
Administrative expenses (other) incurred2013-06-30$1,078,125
Liabilities. Value of operating payables at end of year2013-06-30$894,314
Liabilities. Value of operating payables at beginning of year2013-06-30$799,183
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$45,671,461
Value of net assets at end of year (total assets less liabilities)2013-06-30$465,381,125
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$419,709,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Assets. partnership/joint venture interests at end of year2013-06-30$934,495
Assets. partnership/joint venture interests at beginning of year2013-06-30$0
Investment advisory and management fees2013-06-30$147,664
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$408,101,580
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$369,545,092
Interest earned on other investments2013-06-30$601,108
Value of interest in common/collective trusts at end of year2013-06-30$6,693,157
Value of interest in common/collective trusts at beginning of year2013-06-30$6,666,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$8,726,310
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$10,512,786
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$10,512,786
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-06-30$58,433
Assets. Value of investments in 103.12 investment entities at end of year2013-06-30$6,393,133
Assets. Value of investments in 103.12 investment entities at beginning of year2013-06-30$5,679,197
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$22,164,291
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$19,902,163
Asset value of US Government securities at end of year2013-06-30$0
Asset value of US Government securities at beginning of year2013-06-30$933,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$32,058,015
Net investment gain or loss from common/collective trusts2013-06-30$399,645
Net gain/loss from 103.12 investment entities2013-06-30$2,720,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$32,492,599
Employer contributions (assets) at end of year2013-06-30$3,900,000
Employer contributions (assets) at beginning of year2013-06-30$3,900,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$39,110,697
Asset. Corporate debt instrument preferred debt at beginning of year2013-06-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-06-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-06-30$0
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30No
Opinion of an independent qualified public accountant for this plan2013-06-30Unqualified
Accountancy firm name2013-06-30SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2013-06-30131577780
2012 : EMPIRE STATE CARPENTERS ANNUITY FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-06-30$-3,458,082
Total unrealized appreciation/depreciation of assets2012-06-30$-3,458,082
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$799,183
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$453,666
Total income from all sources (including contributions)2012-06-30$46,554,505
Total loss/gain on sale of assets2012-06-30$-7,010,194
Total of all expenses incurred2012-06-30$52,254,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$48,597,717
Expenses. Certain deemed distributions of participant loans2012-06-30$173,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$32,944,713
Value of total assets at end of year2012-06-30$420,508,847
Value of total assets at beginning of year2012-06-30$425,863,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$3,483,681
Total interest from all sources2012-06-30$2,376,414
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$891,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$1,354,112
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$10,000,000
If this is an individual account plan, was there a blackout period2012-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Participant contributions at end of year2012-06-30$1,164,648
Participant contributions at beginning of year2012-06-30$1,721,774
Assets. Other investments not covered elsewhere at end of year2012-06-30$399,373
Assets. Other investments not covered elsewhere at beginning of year2012-06-30$14,902,460
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$4,508
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-06-30$1,805,524
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-06-30$4,045,996
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-06-30$0
Other income not declared elsewhere2012-06-30$3,743,087
Administrative expenses (other) incurred2012-06-30$1,203,346
Liabilities. Value of operating payables at end of year2012-06-30$799,183
Liabilities. Value of operating payables at beginning of year2012-06-30$453,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-5,700,293
Value of net assets at end of year (total assets less liabilities)2012-06-30$419,709,664
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$425,409,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Investment advisory and management fees2012-06-30$926,223
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$369,545,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$85,754,703
Interest on participant loans2012-06-30$114,265
Interest earned on other investments2012-06-30$326,376
Income. Interest from US Government securities2012-06-30$1,220,205
Income. Interest from corporate debt instruments2012-06-30$710,500
Value of interest in common/collective trusts at end of year2012-06-30$6,666,125
Value of interest in common/collective trusts at beginning of year2012-06-30$77,392,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$10,512,786
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$5,809,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$5,809,253
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$5,068
Assets. Value of investments in 103.12 investment entities at end of year2012-06-30$5,679,197
Assets. Value of investments in 103.12 investment entities at beginning of year2012-06-30$5,654,358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$19,902,163
Asset value of US Government securities at end of year2012-06-30$933,939
Asset value of US Government securities at beginning of year2012-06-30$69,623,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$22,060,631
Net investment gain or loss from common/collective trusts2012-06-30$-5,021,757
Net gain/loss from 103.12 investment entities2012-06-30$28,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$32,940,205
Employer contributions (assets) at end of year2012-06-30$3,900,000
Employer contributions (assets) at beginning of year2012-06-30$4,000,000
Income. Dividends from common stock2012-06-30$891,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$48,597,717
Asset. Corporate debt instrument preferred debt at end of year2012-06-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-06-30$25,305,281
Asset. Corporate debt instrument debt (other) at end of year2012-06-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-06-30$10,804,616
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30Yes
Assets. Corporate common stocks other than exployer securities at end of year2012-06-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-06-30$120,849,116
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-06-30$0
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Aggregate proceeds on sale of assets2012-06-30$267,850,954
Aggregate carrying amount (costs) on sale of assets2012-06-30$274,861,148
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30No
Opinion of an independent qualified public accountant for this plan2012-06-30Unqualified
Accountancy firm name2012-06-30SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2012-06-30131577780
2011 : EMPIRE STATE CARPENTERS ANNUITY FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-06-30$11,196,097
Total unrealized appreciation/depreciation of assets2011-06-30$11,196,097
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$453,666
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$1,474,287
Total income from all sources (including contributions)2011-06-30$101,377,003
Total loss/gain on sale of assets2011-06-30$21,822,301
Total of all expenses incurred2011-06-30$44,080,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$40,636,939
Expenses. Certain deemed distributions of participant loans2011-06-30$170,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$34,565,864
Value of total assets at end of year2011-06-30$425,863,623
Value of total assets at beginning of year2011-06-30$369,588,046
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$3,273,295
Total interest from all sources2011-06-30$4,471,485
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$1,804,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Administrative expenses professional fees incurred2011-06-30$736,437
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Participant contributions at end of year2011-06-30$1,721,774
Participant contributions at beginning of year2011-06-30$1,460,852
Assets. Other investments not covered elsewhere at end of year2011-06-30$14,902,460
Assets. Other investments not covered elsewhere at beginning of year2011-06-30$16,775,006
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$226,941
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-06-30$4,045,996
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-06-30$4,444,064
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-06-30$892,621
Other income not declared elsewhere2011-06-30$1,735,011
Administrative expenses (other) incurred2011-06-30$945,540
Liabilities. Value of operating payables at end of year2011-06-30$453,666
Liabilities. Value of operating payables at beginning of year2011-06-30$581,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$57,296,198
Value of net assets at end of year (total assets less liabilities)2011-06-30$425,409,957
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$368,113,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Investment advisory and management fees2011-06-30$1,591,318
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$85,754,703
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$71,797,778
Interest on participant loans2011-06-30$84,909
Income. Interest from US Government securities2011-06-30$2,623,202
Income. Interest from corporate debt instruments2011-06-30$1,449,326
Value of interest in common/collective trusts at end of year2011-06-30$77,392,665
Value of interest in common/collective trusts at beginning of year2011-06-30$60,184,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$5,809,253
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$5,613,503
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$5,613,503
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$314,048
Assets. Value of investments in 103.12 investment entities at end of year2011-06-30$5,654,358
Assets. Value of investments in 103.12 investment entities at beginning of year2011-06-30$7,444,497
Asset value of US Government securities at end of year2011-06-30$69,623,401
Asset value of US Government securities at beginning of year2011-06-30$73,240,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$15,695,786
Net investment gain or loss from common/collective trusts2011-06-30$9,447,516
Net gain/loss from 103.12 investment entities2011-06-30$638,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$34,338,923
Employer contributions (assets) at end of year2011-06-30$4,000,000
Employer contributions (assets) at beginning of year2011-06-30$3,800,000
Income. Dividends from common stock2011-06-30$1,804,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$40,636,939
Asset. Corporate debt instrument preferred debt at end of year2011-06-30$25,305,281
Asset. Corporate debt instrument preferred debt at beginning of year2011-06-30$19,553,854
Asset. Corporate debt instrument debt (other) at end of year2011-06-30$10,804,616
Asset. Corporate debt instrument debt (other) at beginning of year2011-06-30$10,024,212
Assets. Corporate common stocks other than exployer securities at end of year2011-06-30$120,849,116
Assets. Corporate common stocks other than exployer securities at beginning of year2011-06-30$95,249,140
Assets. Value of buildings and other operty used in plan operation at end of year2011-06-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-06-30$367
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Aggregate proceeds on sale of assets2011-06-30$477,896,032
Aggregate carrying amount (costs) on sale of assets2011-06-30$456,073,731
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30No
Opinion of an independent qualified public accountant for this plan2011-06-30Unqualified
Accountancy firm name2011-06-30SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2011-06-30131577780
2010 : EMPIRE STATE CARPENTERS ANNUITY FUND 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for EMPIRE STATE CARPENTERS ANNUITY FUND

2015: EMPIRE STATE CARPENTERS ANNUITY FUND 2015 form 5500 responses
2015-07-01Type of plan entityMulti-employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingYes
2015-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-07-01Plan is a collectively bargained planYes
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: EMPIRE STATE CARPENTERS ANNUITY FUND 2014 form 5500 responses
2014-07-01Type of plan entityMulti-employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planYes
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: EMPIRE STATE CARPENTERS ANNUITY FUND 2013 form 5500 responses
2013-07-01Type of plan entityMulti-employer plan
2013-07-01Submission has been amendedYes
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planYes
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: EMPIRE STATE CARPENTERS ANNUITY FUND 2012 form 5500 responses
2012-07-01Type of plan entityMulti-employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planYes
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: EMPIRE STATE CARPENTERS ANNUITY FUND 2011 form 5500 responses
2011-07-01Type of plan entityMulti-employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planYes
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: EMPIRE STATE CARPENTERS ANNUITY FUND 2010 form 5500 responses
2010-07-01Type of plan entityMulti-employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planYes
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes
2009: EMPIRE STATE CARPENTERS ANNUITY FUND 2009 form 5500 responses
2009-07-01Type of plan entityMulti-employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planYes
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP51225
Policy instance 2
Insurance contract or identification numberP51225
Number of Individuals Covered10
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60731
Policy instance 1
Insurance contract or identification numberMR 60731
Number of Individuals Covered0
Insurance policy start date2015-07-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60731
Policy instance 3
Insurance contract or identification numberMR 60731
Number of Individuals Covered13502
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP51170
Policy instance 1
Insurance contract or identification numberP51170
Number of Individuals Covered3
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP51225
Policy instance 2
Insurance contract or identification numberP51225
Number of Individuals Covered11
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP51170
Policy instance 1
Insurance contract or identification numberP51170
Number of Individuals Covered3
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP51225
Policy instance 2
Insurance contract or identification numberP51225
Number of Individuals Covered13
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60731
Policy instance 3
Insurance contract or identification numberMR 60731
Number of Individuals Covered14446
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP51170
Policy instance 1
Insurance contract or identification numberP51170
Number of Individuals Covered3
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60731
Policy instance 3
Insurance contract or identification numberMR 60731
Number of Individuals Covered14158
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP51225
Policy instance 2
Insurance contract or identification numberP51225
Number of Individuals Covered18
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP51170
Policy instance 1
Insurance contract or identification numberP51170
Number of Individuals Covered3
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP51225
Policy instance 2
Insurance contract or identification numberP51225
Number of Individuals Covered18
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60731
Policy instance 3
Insurance contract or identification numberMR 60731
Number of Individuals Covered13343
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP51170
Policy instance 1
Insurance contract or identification numberP51170
Number of Individuals Covered3
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP51225
Policy instance 2
Insurance contract or identification numberP51225
Number of Individuals Covered20
Insurance policy start date2009-10-01
Insurance policy end date2010-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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