401k Plan data: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN plan

CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 401k Plan overview

Plan Name	CHERNOFF DIAMOND & CO. LLC 401(K) PLAN
Plan identification number	001

CHERNOFF DIAMOND & CO. LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CHERNOFF DIAMOND & CO., LLC has sponsored the creation of one or more 401k plans.

Company Name: CHERNOFF DIAMOND & CO., LLC

Employer identification number (EIN): 112836994

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about CHERNOFF DIAMOND & CO., LLC

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1996-02-28

Company Identification Number: 2004641

Legal Registered Office Address: 20 BEACHSIDE DRIVE
# 201
VERO BEACH
United States of America (USA)
32963

More information about CHERNOFF DIAMOND & CO., LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHERNOFF DIAMOND & CO. LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 DONNA DIAMOND 2021-06-02 DONNA DIAMOND 2021-06-02
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 DAVID A YACKEL DAVID A YACKEL 2018-10-10
001 2016-01-01 DAVID A YACKEL DAVID A YACKEL 2017-10-12
001 2015-01-01 DAVID A YACKEL DAVID A YACKEL 2016-10-17
001 2014-01-01 DAVID A YACKEL DAVID A YACKEL 2016-02-08
001 2014-01-01 DAVID A YACKEL DAVID A YACKEL 2015-09-29
001 2013-01-01 DAVID A YACKEL DAVID A YACKEL 2016-02-08
001 2012-01-01 DAVID A YACKEL DAVID A YACKEL 2013-10-14
001 2011-01-01 DAVID A YACKEL DAVID A YACKEL 2012-10-15
001 2010-01-01 DAVID A YACKEL DAVID A YACKEL 2011-10-10
001 2009-01-01 DAVID A YACKEL DAVID A YACKEL 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01	DONNA DIAMOND	2021-06-02	DONNA DIAMOND	2021-06-02
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	DAVID A YACKEL		DAVID A YACKEL	2018-10-10
001	2016-01-01	DAVID A YACKEL		DAVID A YACKEL	2017-10-12
001	2015-01-01	DAVID A YACKEL		DAVID A YACKEL	2016-10-17
001	2014-01-01	DAVID A YACKEL		DAVID A YACKEL	2016-02-08
001	2014-01-01	DAVID A YACKEL		DAVID A YACKEL	2015-09-29
001	2013-01-01	DAVID A YACKEL		DAVID A YACKEL	2016-02-08
001	2012-01-01	DAVID A YACKEL		DAVID A YACKEL	2013-10-14
001	2011-01-01	DAVID A YACKEL		DAVID A YACKEL	2012-10-15
001	2010-01-01	DAVID A YACKEL		DAVID A YACKEL	2011-10-10
001	2009-01-01	DAVID A YACKEL		DAVID A YACKEL	2010-10-13

Plan Statistics for CHERNOFF DIAMOND & CO. LLC 401(K) PLAN

401k plan membership statisitcs for CHERNOFF DIAMOND & CO. LLC 401(K) PLAN

Measure Date Value
2020: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 74
Total of all active and inactive participants 2020-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 74
Number of participants with account balances 2020-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 10
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 101
Total of all active and inactive participants 2019-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 111
Number of participants with account balances 2019-01-01 111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 4
2018: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 100
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 25
Total of all active and inactive participants 2018-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 125
Number of participants with account balances 2018-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 5
2017: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 102
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 24
Total of all active and inactive participants 2017-01-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 126
Number of participants with account balances 2017-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 97
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 33
Total of all active and inactive participants 2016-01-01 130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 130
Number of participants with account balances 2016-01-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 11
2015: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 108
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 23
Total of all active and inactive participants 2015-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 131
Number of participants with account balances 2015-01-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2014: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 106
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 23
Total of all active and inactive participants 2014-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 129
Number of participants with account balances 2014-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 6
2013: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 104
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 21
Total of all active and inactive participants 2013-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 125
Number of participants with account balances 2013-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 95
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 24
Total of all active and inactive participants 2012-01-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 119
Number of participants with account balances 2012-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 105
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 90
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 18
Total of all active and inactive participants 2011-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 108
Number of participants with account balances 2011-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 84
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 17
Total of all active and inactive participants 2010-01-01 101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 101
Number of participants with account balances 2010-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 7
2009: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 116
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 87
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 17
Total of all active and inactive participants 2009-01-01 104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 104
Number of participants with account balances 2009-01-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 7

Measure	Date	Value
2020: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	74
Total of all active and inactive participants	2020-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	74
Number of participants with account balances	2020-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	10
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	101
Total of all active and inactive participants	2019-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	111
Number of participants with account balances	2019-01-01	111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	4
2018: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	100
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	25
Total of all active and inactive participants	2018-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	125
Number of participants with account balances	2018-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	5
2017: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	102
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	24
Total of all active and inactive participants	2017-01-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	126
Number of participants with account balances	2017-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	97
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	33
Total of all active and inactive participants	2016-01-01	130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	130
Number of participants with account balances	2016-01-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	11
2015: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	108
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	23
Total of all active and inactive participants	2015-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	131
Number of participants with account balances	2015-01-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2014: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	106
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	23
Total of all active and inactive participants	2014-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	129
Number of participants with account balances	2014-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	6
2013: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	104
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	21
Total of all active and inactive participants	2013-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	125
Number of participants with account balances	2013-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	95
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	24
Total of all active and inactive participants	2012-01-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	119
Number of participants with account balances	2012-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	105
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	90
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	18
Total of all active and inactive participants	2011-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	108
Number of participants with account balances	2011-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	84
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	17
Total of all active and inactive participants	2010-01-01	101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	101
Number of participants with account balances	2010-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	7
2009: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	116
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	87
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	17
Total of all active and inactive participants	2009-01-01	104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	104
Number of participants with account balances	2009-01-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	7

Financial Data on CHERNOFF DIAMOND & CO. LLC 401(K) PLAN

Measure	Date	Value
2020 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,988,839
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$10,557,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$10,557,758
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$0
Value of total assets at end of year	2020-12-31	$9,489,669
Value of total assets at beginning of year	2020-12-31	$18,058,630
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$42
Total interest from all sources	2020-12-31	$6,451
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$545,374
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$545,374
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$40,514
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$-8,568,961
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$9,489,669
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$18,058,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$8,654,025
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$16,882,189
Interest on participant loans	2020-12-31	$1,379
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$835,644
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$1,135,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$1,135,922
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$5,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,437,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$10,557,758
Contract administrator fees	2020-12-31	$42
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	BERRY DUNN, MCNEIL & PARKER, LLC
Accountancy firm EIN	2020-12-31	010523282
2019 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$4,072,109
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$3,275,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,275,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$458,624
Value of total assets at end of year	2019-12-31	$18,058,630
Value of total assets at beginning of year	2019-12-31	$17,261,691
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$0
Total interest from all sources	2019-12-31	$25,435
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$709,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$709,946
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$370,898
Participant contributions at end of year	2019-12-31	$40,514
Participant contributions at beginning of year	2019-12-31	$304,536
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$34,500
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$85,073
Other income not declared elsewhere	2019-12-31	$5,292
Total non interest bearing cash at end of year	2019-12-31	$5
Total non interest bearing cash at beginning of year	2019-12-31	$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$796,939
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$18,058,630
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$17,261,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$16,882,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$15,329,381
Interest on participant loans	2019-12-31	$7,336
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$1,135,922
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$1,158,314
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$1,158,314
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$18,099
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,872,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$87,726
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$349,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,275,170
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BERRY DUNN, MCNEIL & PARKER, LLC
Accountancy firm EIN	2019-12-31	010523282
2018 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$211,244
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$243,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$243,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,253,223
Value of total assets at end of year	2018-12-31	$17,261,691
Value of total assets at beginning of year	2018-12-31	$17,293,674
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$0
Total interest from all sources	2018-12-31	$33,094
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$686,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$686,451
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$899,077
Participant contributions at end of year	2018-12-31	$304,536
Participant contributions at beginning of year	2018-12-31	$388,284
Participant contributions at end of year	2018-12-31	$34,500
Participant contributions at beginning of year	2018-12-31	$57,600
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$85,073
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$79,893
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$4,264
Other income not declared elsewhere	2018-12-31	$5,179
Total non interest bearing cash at end of year	2018-12-31	$5
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-31,983
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$17,261,691
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$17,293,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$15,329,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$15,587,037
Interest on participant loans	2018-12-31	$23,561
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$1,158,314
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$846,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$846,673
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$9,533
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$11,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,766,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$349,882
Employer contributions (assets) at end of year	2018-12-31	$349,882
Employer contributions (assets) at beginning of year	2018-12-31	$334,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$231,799
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BERRY DUNN, MCNEIL & PARKER, LLC
Accountancy firm EIN	2018-12-31	010523282
2017 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,567,525
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$602,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$601,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,216,745
Value of total assets at end of year	2017-12-31	$17,293,674
Value of total assets at beginning of year	2017-12-31	$14,329,082
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,183
Total interest from all sources	2017-12-31	$18,606
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$579,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$579,066
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$878,400
Participant contributions at end of year	2017-12-31	$388,284
Participant contributions at beginning of year	2017-12-31	$380,051
Participant contributions at end of year	2017-12-31	$57,600
Participant contributions at beginning of year	2017-12-31	$55,200
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$79,893
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$74,661
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$4,158
Other income not declared elsewhere	2017-12-31	$5,281
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,964,592
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$17,293,674
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$14,329,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$15,587,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$12,314,436
Interest on participant loans	2017-12-31	$13,306
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$846,673
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$1,222,216
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$1,222,216
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$5,300
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$5,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,747,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$334,187
Employer contributions (assets) at end of year	2017-12-31	$334,187
Employer contributions (assets) at beginning of year	2017-12-31	$282,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$596,037
Contract administrator fees	2017-12-31	$1,183
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BERRY DUNN, MCNEIL & PARKER, LLC
Accountancy firm EIN	2017-12-31	010523282
2016 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,364,185
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,363,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,363,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,258,968
Value of total assets at end of year	2016-12-31	$14,329,082
Value of total assets at beginning of year	2016-12-31	$13,328,100
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$0
Total interest from all sources	2016-12-31	$19,987
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$587,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$587,380
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$872,304
Participant contributions at end of year	2016-12-31	$380,051
Participant contributions at beginning of year	2016-12-31	$411,977
Participant contributions at end of year	2016-12-31	$55,200
Participant contributions at beginning of year	2016-12-31	$138,000
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$74,661
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$69,507
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$104,298
Other income not declared elsewhere	2016-12-31	$5,154
Total non interest bearing cash at end of year	2016-12-31	$152
Total non interest bearing cash at beginning of year	2016-12-31	$154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,000,982
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$14,329,082
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$13,328,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$12,314,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$12,392,441
Interest on participant loans	2016-12-31	$18,007
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,222,216
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$1,980
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$492,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$282,366
Employer contributions (assets) at end of year	2016-12-31	$282,366
Employer contributions (assets) at beginning of year	2016-12-31	$316,021
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,363,203
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BERRY, DUNN, MCNEIL & PARKER, LLC
Accountancy firm EIN	2016-12-31	010523282
2015 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$908,787
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$488,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$478,806
Expenses. Certain deemed distributions of participant loans	2015-12-31	$9,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,187,932
Value of total assets at end of year	2015-12-31	$13,328,100
Value of total assets at beginning of year	2015-12-31	$12,907,375
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$12
Total interest from all sources	2015-12-31	$13,044
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$534,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$534,530
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$865,504
Participant contributions at end of year	2015-12-31	$411,977
Participant contributions at beginning of year	2015-12-31	$406,011
Participant contributions at end of year	2015-12-31	$138,000
Participant contributions at beginning of year	2015-12-31	$133,000
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$69,507
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$64,332
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$6,407
Other income not declared elsewhere	2015-12-31	$5,174
Total non interest bearing cash at end of year	2015-12-31	$154
Total non interest bearing cash at beginning of year	2015-12-31	$152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$420,725
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$13,328,100
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,907,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$12
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,392,441
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$11,984,074
Interest on participant loans	2015-12-31	$12,964
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$80
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-831,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$316,021
Employer contributions (assets) at end of year	2015-12-31	$316,021
Employer contributions (assets) at beginning of year	2015-12-31	$319,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$478,806
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BERRYDUNN
Accountancy firm EIN	2015-12-31	010523282
2014 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,032,400
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$462,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$462,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,289,832
Value of total assets at end of year	2014-12-31	$12,907,375
Value of total assets at beginning of year	2014-12-31	$11,337,262
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$15,727
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$460,390
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$460,390
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$782,063
Participant contributions at end of year	2014-12-31	$406,011
Participant contributions at beginning of year	2014-12-31	$388,216
Participant contributions at end of year	2014-12-31	$133,000
Participant contributions at beginning of year	2014-12-31	$128,671
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$64,332
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$62,106
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$187,963
Assets. Loans (other than to participants) at end of year	2014-12-31	$406,011
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$388,216
Other income not declared elsewhere	2014-12-31	$2,226
Total non interest bearing cash at end of year	2014-12-31	$152
Total non interest bearing cash at beginning of year	2014-12-31	$156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,570,113
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,907,375
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$11,337,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$11,984,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$10,461,072
Interest on participant loans	2014-12-31	$15,657
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$70
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$264,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$319,806
Employer contributions (assets) at end of year	2014-12-31	$319,806
Employer contributions (assets) at beginning of year	2014-12-31	$297,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$462,287
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BERRYDUNN
Accountancy firm EIN	2014-12-31	010523282
2013 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,139,235
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$570,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$570,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,116,592
Value of total assets at end of year	2013-12-31	$11,337,262
Value of total assets at beginning of year	2013-12-31	$8,768,063
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$18,629
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$304,540
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$304,540
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$742,206
Participant contributions at end of year	2013-12-31	$388,216
Participant contributions at beginning of year	2013-12-31	$437,935
Participant contributions at end of year	2013-12-31	$128,671
Participant contributions at beginning of year	2013-12-31	$95,386
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$62,106
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$59,926
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$77,345
Assets. Loans (other than to participants) at end of year	2013-12-31	$388,216
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$437,935
Other income not declared elsewhere	2013-12-31	$2,180
Total non interest bearing cash at end of year	2013-12-31	$156
Total non interest bearing cash at beginning of year	2013-12-31	$29,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,569,199
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$11,337,262
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,768,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$10,461,072
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$7,885,302
Interest on participant loans	2013-12-31	$18,556
Income. Interest from loans (other than to participants)	2013-12-31	$18,556
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$73
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$5,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,697,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$297,041
Employer contributions (assets) at end of year	2013-12-31	$297,041
Employer contributions (assets) at beginning of year	2013-12-31	$260,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$564,628
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BERRYDUNN
Accountancy firm EIN	2013-12-31	010523282
2012 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$2,005,072
Expenses. Total of all expenses incurred	2012-12-31	$329,333
Benefits paid (including direct rollovers)	2012-12-31	$329,326
Total plan assets at end of year	2012-12-31	$8,768,063
Total plan assets at beginning of year	2012-12-31	$7,092,324
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$640,738
Contributions received from other sources (not participants or employers)	2012-12-31	$215,130
Other income received	2012-12-31	$888,261
Net income (gross income less expenses)	2012-12-31	$1,675,739
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$8,768,063
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$7,092,324
Assets. Value of participant loans	2012-12-31	$437,935
Total contributions received or receivable from employer(s)	2012-12-31	$260,943
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$7
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$694,712
Expenses. Total of all expenses incurred	2011-12-31	$34,946
Benefits paid (including direct rollovers)	2011-12-31	$35,058
Total plan assets at end of year	2011-12-31	$7,092,323
Total plan assets at beginning of year	2011-12-31	$6,432,557
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$568,610
Noncash contributions received	2011-12-31	$-93,306
Net income (gross income less expenses)	2011-12-31	$659,766
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$7,092,323
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$6,432,557
Assets. Value of participant loans	2011-12-31	$287,777
Total contributions received or receivable from employer(s)	2011-12-31	$219,408
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$-112
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$1,356,975
Expenses. Total of all expenses incurred	2010-12-31	$484,168
Benefits paid (including direct rollovers)	2010-12-31	$483,545
Total plan assets at end of year	2010-12-31	$6,432,557
Total plan assets at beginning of year	2010-12-31	$5,559,750
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$510,695
Expenses. Other expenses not covered elsewhere	2010-12-31	$623
Contributions received from other sources (not participants or employers)	2010-12-31	$29,441
Other income received	2010-12-31	$610,668
Net income (gross income less expenses)	2010-12-31	$872,807
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$6,432,557
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$5,559,750
Assets. Value of participant loans	2010-12-31	$222,794
Total contributions received or receivable from employer(s)	2010-12-31	$206,171
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CHERNOFF DIAMOND & CO. LLC 401(K) PLAN

2020: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CHERNOFF DIAMOND & CO. LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

WILLIAM PENN (National Association of Insurance Commissioners NAIC id number: 66230 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Number of Individuals Covered	3
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

WILLIAM PENN (National Association of Insurance Commissioners NAIC id number: 66230 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Number of Individuals Covered	3
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

WILLIAM PENN (National Association of Insurance Commissioners NAIC id number: 66230 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Number of Individuals Covered	3
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

WILLIAM PENN (National Association of Insurance Commissioners NAIC id number: 66230 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

WILLIAM PENN (National Association of Insurance Commissioners NAIC id number: 66230 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Number of Individuals Covered	3
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

WILLIAM PENN (National Association of Insurance Commissioners NAIC id number: 66230 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Number of Individuals Covered	3
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

WILLIAM PENN (National Association of Insurance Commissioners NAIC id number: 66230 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Number of Individuals Covered	3
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

WILLIAM PENN (National Association of Insurance Commissioners NAIC id number: 66230 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

WILLIAM PENN (National Association of Insurance Commissioners NAIC id number: 66230 )

Policy contract number

VARIOUS

Policy instance

Insurance contract or identification number	VARIOUS
Number of Individuals Covered	3
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	CHERNOFF DIAMOND & CO., LLC
Employer identification number (EIN):	112836994
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1996-02-28
Company Identification Number:	2004641
Legal Registered Office Address:	20 BEACHSIDE DRIVE # 201 VERO BEACH United States of America (USA) 32963