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URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameURI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN
Plan identification number 001

URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

URI SHABTO M.D., P.C. has sponsored the creation of one or more 401k plans.

Company Name:URI SHABTO M.D., P.C.
Employer identification number (EIN):113198425
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about URI SHABTO M.D., P.C.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1994-02-18
Company Identification Number: 1797138
Legal Registered Office Address: 310 E. 14TH ST.
NEW YORK
NEW YORK
United States of America (USA)
10003

More information about URI SHABTO M.D., P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01URI SHABTO
0012016-01-01URI SHABTO
0012015-01-01URI SHABTO
0012014-01-01URI SHABTO
0012013-01-01URI SHABTO
0012012-01-01URI SHABTO
0012011-01-01URI SHABTO2012-10-01 URI SHABTO2012-10-01
0012010-01-01URI SHABTO2011-06-13 URI SHABTO2011-06-13

Plan Statistics for URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0121
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0119
Total number of active participants reported on line 7a of the Form 55002016-01-0114
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-017
Total of all active and inactive participants2016-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0121
Number of participants with account balances2016-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0115
Total number of active participants reported on line 7a of the Form 55002015-01-0111
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0115
Number of participants with account balances2015-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0115
Total number of active participants reported on line 7a of the Form 55002014-01-0110
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-013
Total of all active and inactive participants2014-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0113
Number of participants with account balances2014-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0124
Total number of active participants reported on line 7a of the Form 55002013-01-0111
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-013
Total of all active and inactive participants2013-01-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0114
Number of participants with account balances2013-01-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0121
Total number of active participants reported on line 7a of the Form 55002012-01-0112
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0111
Total of all active and inactive participants2012-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0123
Number of participants with account balances2012-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017 : URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$190,878
Expenses. Total of all expenses incurred2017-12-31$2,705,363
Benefits paid (including direct rollovers)2017-12-31$2,705,363
Total plan assets at end of year2017-12-31$0
Total plan assets at beginning of year2017-12-31$2,514,485
Value of fidelity bond covering the plan2017-12-31$200,000
Total contributions received or receivable from participants2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$190,878
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$-2,514,485
Net plan assets at end of year (total assets less liabilities)2017-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,514,485
Total contributions received or receivable from employer(s)2017-12-31$0
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$336,830
Expenses. Total of all expenses incurred2016-12-31$0
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$2,514,485
Total plan assets at beginning of year2016-12-31$2,177,655
Value of fidelity bond covering the plan2016-12-31$200,000
Total contributions received or receivable from participants2016-12-31$55,249
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$183,878
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$336,830
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,514,485
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,177,655
Assets. Value of participant loans2016-12-31$4,018
Total contributions received or receivable from employer(s)2016-12-31$97,703
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$0
2015 : URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$68,521
Expenses. Total of all expenses incurred2015-12-31$8,981
Benefits paid (including direct rollovers)2015-12-31$2,429
Total plan assets at end of year2015-12-31$2,177,655
Total plan assets at beginning of year2015-12-31$2,118,115
Value of fidelity bond covering the plan2015-12-31$200,000
Total contributions received or receivable from participants2015-12-31$56,406
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-41,800
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$59,540
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,177,655
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,118,115
Assets. Value of participant loans2015-12-31$3,770
Total contributions received or receivable from employer(s)2015-12-31$53,915
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$6,552
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$192,522
Expenses. Total of all expenses incurred2014-12-31$4,617
Benefits paid (including direct rollovers)2014-12-31$4,617
Total plan assets at end of year2014-12-31$2,118,115
Total plan assets at beginning of year2014-12-31$1,930,210
Value of fidelity bond covering the plan2014-12-31$200,000
Total contributions received or receivable from participants2014-12-31$78,006
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$65,179
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$187,905
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,118,115
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,930,210
Assets. Value of participant loans2014-12-31$5,026
Total contributions received or receivable from employer(s)2014-12-31$49,337
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$269,538
Expenses. Total of all expenses incurred2013-12-31$50,233
Benefits paid (including direct rollovers)2013-12-31$50,233
Total plan assets at end of year2013-12-31$1,930,210
Total plan assets at beginning of year2013-12-31$1,710,905
Value of fidelity bond covering the plan2013-12-31$200,000
Total contributions received or receivable from participants2013-12-31$72,761
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$147,460
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$219,305
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,930,210
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,710,905
Assets. Value of participant loans2013-12-31$6,229
Total contributions received or receivable from employer(s)2013-12-31$49,317
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$230,000
Expenses. Total of all expenses incurred2012-12-31$53,965
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$1,710,905
Total plan assets at beginning of year2012-12-31$1,534,870
Value of fidelity bond covering the plan2012-12-31$150,000
Total contributions received or receivable from participants2012-12-31$62,393
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$132,091
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$176,035
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,710,905
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,534,870
Assets. Value of participant loans2012-12-31$2,073
Total contributions received or receivable from employer(s)2012-12-31$35,516
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$47,795
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$6,170

Form 5500 Responses for URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN

2017: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: URI SHABTO M.D., P.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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