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BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 401k Plan overview

Plan NameBRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN
Plan identification number 001

BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BRUNO, GERBINO, SORIANO & AITKEN, LLP has sponsored the creation of one or more 401k plans.

Company Name:BRUNO, GERBINO, SORIANO & AITKEN, LLP
Employer identification number (EIN):113330389
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about BRUNO, GERBINO, SORIANO & AITKEN, LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1998-12-11
Company Identification Number: 2324199
Legal Registered Office Address: 445 BROADHOLLOW RD
STE 220
MELVILLE
United States of America (USA)
11747

More information about BRUNO, GERBINO, SORIANO & AITKEN, LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01MARIA YOUNG MARIA YOUNG2016-10-14
0012014-01-01MARIA YOUNG MARIA YOUNG2015-10-14
0012013-01-01MARIA YOUNG MARIA YOUNG2014-10-13
0012012-01-01MARIA YOUNG MARIA YOUNG2013-10-09
0012011-01-01MARIA YOUNG MARIA YOUNG2012-10-15
0012010-01-01JAMES BURDETT
0012009-01-01MARIA YOUNG

Plan Statistics for BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN

401k plan membership statisitcs for BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN

Measure Date Value
2017: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01109
Total number of active participants reported on line 7a of the Form 55002017-01-0180
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0113
Total of all active and inactive participants2017-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0193
Number of participants with account balances2017-01-0153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01108
Total number of active participants reported on line 7a of the Form 55002016-01-0175
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0132
Total of all active and inactive participants2016-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01107
Number of participants with account balances2016-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01110
Total number of active participants reported on line 7a of the Form 55002015-01-0162
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0138
Total of all active and inactive participants2015-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01100
Number of participants with account balances2015-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01123
Total number of active participants reported on line 7a of the Form 55002014-01-0189
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0119
Total of all active and inactive participants2014-01-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01108
Number of participants with account balances2014-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01132
Total number of active participants reported on line 7a of the Form 55002013-01-0193
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0130
Total of all active and inactive participants2013-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01123
Number of participants with account balances2013-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0121
2012: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01112
Total number of active participants reported on line 7a of the Form 55002012-01-0194
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0138
Total of all active and inactive participants2012-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01132
Number of participants with account balances2012-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01135
Total number of active participants reported on line 7a of the Form 55002011-01-0194
Number of other retired or separated participants entitled to future benefits2011-01-0118
Total of all active and inactive participants2011-01-01112
Total participants2011-01-01112
Number of participants with account balances2011-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0112
2010: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01130
Total number of active participants reported on line 7a of the Form 55002010-01-0191
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0144
Total of all active and inactive participants2010-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01135
Number of participants with account balances2010-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01136
Total number of active participants reported on line 7a of the Form 55002009-01-0194
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0131
Total of all active and inactive participants2009-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01125
Number of participants with account balances2009-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN

Measure Date Value
2017 : BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$813,389
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$150,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$125,489
Value of total corrective distributions2017-12-31$3,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$249,815
Value of total assets at end of year2017-12-31$4,422,571
Value of total assets at beginning of year2017-12-31$3,759,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$21,715
Total interest from all sources2017-12-31$4,727
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$233,274
Participant contributions at end of year2017-12-31$93,334
Participant contributions at beginning of year2017-12-31$95,685
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$16,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$662,830
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,422,571
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,759,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$3,912,053
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,223,493
Income. Interest from loans (other than to participants)2017-12-31$4,727
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$417,184
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$440,563
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$70,398
Net investment gain/loss from pooled separate accounts2017-12-31$488,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$125,489
Contract administrator fees2017-12-31$21,715
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31TMI CPA, P.C.
Accountancy firm EIN2017-12-31472426908
2016 : BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$669
Total income from all sources (including contributions)2016-12-31$628,601
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$872,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$870,197
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$307,513
Value of total assets at end of year2016-12-31$3,759,741
Value of total assets at beginning of year2016-12-31$4,003,829
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,823
Total interest from all sources2016-12-31$5,149
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$375,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$204,620
Participant contributions at end of year2016-12-31$95,685
Participant contributions at beginning of year2016-12-31$103,359
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$102,893
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$669
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-243,419
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,759,741
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,003,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$3,223,493
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,578,618
Interest on participant loans2016-12-31$5,149
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$440,563
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$321,852
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$37,992
Net investment gain/loss from pooled separate accounts2016-12-31$277,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$870,197
Contract administrator fees2016-12-31$1,823
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31TMI CPA, P.C.
Accountancy firm EIN2016-12-31472426908
2015 : BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$669
Total income from all sources (including contributions)2015-12-31$153,677
Total of all expenses incurred2015-12-31$414,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$411,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$223,897
Value of total assets at end of year2015-12-31$4,003,829
Value of total assets at beginning of year2015-12-31$4,264,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,908
Total interest from all sources2015-12-31$3,476
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$257,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$257,945
Administrative expenses professional fees incurred2015-12-31$2,460
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$265,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$217,104
Participant contributions at end of year2015-12-31$103,359
Participant contributions at beginning of year2015-12-31$36,714
Participant contributions at beginning of year2015-12-31$1,010
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$6,793
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$669
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-261,068
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,003,160
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,264,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$3,578,618
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,843,636
Interest on participant loans2015-12-31$3,476
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$321,852
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$382,868
Net investment gain/loss from pooled separate accounts2015-12-31$-331,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$411,837
Contract administrator fees2015-12-31$448
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CALLAGHAN LUCERINO & ASSOCIATES LLP
Accountancy firm EIN2015-12-31260301051
2014 : BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,083
Total income from all sources (including contributions)2014-12-31$459,680
Total of all expenses incurred2014-12-31$186,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$176,626
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$266,216
Value of total assets at end of year2014-12-31$4,264,228
Value of total assets at beginning of year2014-12-31$3,999,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,107
Total interest from all sources2014-12-31$1,440
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$272,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$272,966
Administrative expenses professional fees incurred2014-12-31$9,150
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$265,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$256,248
Participant contributions at end of year2014-12-31$36,714
Participant contributions at beginning of year2014-12-31$36,452
Participant contributions at end of year2014-12-31$1,010
Participant contributions at beginning of year2014-12-31$4,981
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$9,968
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$8,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$272,947
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,264,228
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,991,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$3,843,636
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,782,547
Interest on participant loans2014-12-31$1,440
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$382,868
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$175,384
Net investment gain/loss from pooled separate accounts2014-12-31$-80,942
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$176,626
Contract administrator fees2014-12-31$957
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CALLAGHAN LUCERINO & ASSOCIATES LLP
Accountancy firm EIN2014-12-31260301051
2013 : BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$8,083
Total income from all sources (including contributions)2013-12-31$846,135
Total of all expenses incurred2013-12-31$83,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$80,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$305,465
Value of total assets at end of year2013-12-31$3,999,364
Value of total assets at beginning of year2013-12-31$3,228,419
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,127
Total interest from all sources2013-12-31$1,155
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$194,405
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$194,405
Administrative expenses professional fees incurred2013-12-31$1,950
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$265,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$302,529
Participant contributions at end of year2013-12-31$36,452
Participant contributions at beginning of year2013-12-31$5,277
Participant contributions at end of year2013-12-31$4,981
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,936
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$8,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$762,862
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,991,281
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,228,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$3,782,547
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,123,142
Interest on participant loans2013-12-31$1,155
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$175,384
Net investment gain/loss from pooled separate accounts2013-12-31$345,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at beginning of year2013-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$80,146
Contract administrator fees2013-12-31$1,177
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CALLAGHAN LUCERINO & ASSOCIATES LLP
Accountancy firm EIN2013-12-31260301051
2012 : BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$737,996
Total of all expenses incurred2012-12-31$346,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$326,027
Expenses. Certain deemed distributions of participant loans2012-12-31$14,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$397,736
Value of total assets at end of year2012-12-31$3,228,419
Value of total assets at beginning of year2012-12-31$2,837,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,767
Total interest from all sources2012-12-31$543
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$92,718
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$92,718
Administrative expenses professional fees incurred2012-12-31$5,250
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$265,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$294,095
Participant contributions at end of year2012-12-31$5,277
Participant contributions at beginning of year2012-12-31$20,746
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$391,304
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,228,419
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,837,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$3,123,142
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,716,369
Interest on participant loans2012-12-31$543
Interest earned on other investments2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$246,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$100,000
Employer contributions (assets) at end of year2012-12-31$100,000
Employer contributions (assets) at beginning of year2012-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$326,027
Contract administrator fees2012-12-31$517
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CALLAGHAN LUCERINO & ASSOCIATES LLP
Accountancy firm EIN2012-12-31260301051
2011 : BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$372,751
Total of all expenses incurred2011-12-31$203,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$201,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$461,041
Value of total assets at end of year2011-12-31$2,837,115
Value of total assets at beginning of year2011-12-31$2,667,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,126
Total interest from all sources2011-12-31$831
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$98,061
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$98,061
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$265,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$279,555
Participant contributions at end of year2011-12-31$20,746
Participant contributions at beginning of year2011-12-31$16,407
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$81,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$169,712
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,837,115
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,667,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,458,000
Value of interest in pooled separate accounts at end of year2011-12-31$2,716,369
Interest on participant loans2011-12-31$824
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$192,996
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$192,996
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$7
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-187,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$100,000
Employer contributions (assets) at end of year2011-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$201,913
Contract administrator fees2011-12-31$1,126
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CALLAGHAN LUCERINO & ASSOCIATES LLP
Accountancy firm EIN2011-12-31260301051
2010 : BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$540,521
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$216,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$213,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$224,065
Value of total assets at end of year2010-12-31$2,622,219
Value of total assets at beginning of year2010-12-31$2,297,987
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,997
Total interest from all sources2010-12-31$2,228
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$38,789
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$38,789
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$265,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$223,334
Participant contributions at end of year2010-12-31$16,407
Participant contributions at beginning of year2010-12-31$60,710
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$324,232
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,622,219
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,297,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,458,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,034,115
Interest on participant loans2010-12-31$2,228
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$147,812
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$203,162
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$203,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$275,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$213,292
Contract administrator fees2010-12-31$2,997
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CALLAGHAN LUCERINO & ASSOCIATES LLP
Accountancy firm EIN2010-12-31260301051

Form 5500 Responses for BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN

2017: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BRUNO, GERBINO, SORIANO & AITKEN, LLP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number815433
Policy instance 1
Insurance contract or identification number815433
Number of Individuals Covered53
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $6,901
Total amount of fees paid to insurance companyUSD $2,059
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,901
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?4
Insurance broker nameAPPLIED PENSION SERVICES, LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824677
Policy instance 1
Insurance contract or identification numberGA-824677
Number of Individuals Covered90
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $12,555
Total amount of fees paid to insurance companyUSD $2,093
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,555
Insurance broker organization code?3
Amount paid for insurance broker fees2093
Insurance broker nameHERITAGE ADMINISTRATIVE SERVICE LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824677
Policy instance 1
Insurance contract or identification numberGA-824677
Number of Individuals Covered97
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,069
Total amount of fees paid to insurance companyUSD $2,011
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,069
Insurance broker organization code?3
Amount paid for insurance broker fees2011
Insurance broker nameHERITAGE ADMINISTRATIVE SERVICE LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824677
Policy instance 1
Insurance contract or identification numberGA-824677
Number of Individuals Covered107
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $11,647
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,983
Insurance broker organization code?3
Insurance broker nameHERITAGE ADMINISTRATIVE SERVICE LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824677
Policy instance 1
Insurance contract or identification numberGA-824677
Number of Individuals Covered121
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $7,871
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,747
Insurance broker organization code?3
Insurance broker nameHERITAGE ADMINISTRATIVE SERVICE LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824677
Policy instance 1
Insurance contract or identification numberGA-824677
Number of Individuals Covered95
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $31,143
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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