401k Plan data: KINGS POINT CAPITAL MANAGEMENT LLC 401(K) PLAN plan

KINGS POINT CAPITAL MANAGEMENT LLC 401(K) PLAN 401k Plan overview

Plan Name	KINGS POINT CAPITAL MANAGEMENT LLC 401(K) PLAN
Plan identification number	002

KINGS POINT CAPITAL MANAGEMENT LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KINGS POINT CAPITAL MANAGEMENT LLC has sponsored the creation of one or more 401k plans.

Company Name: KINGS POINT CAPITAL MANAGEMENT LLC

Employer identification number (EIN): 113420298

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KINGS POINT CAPITAL MANAGEMENT LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 JACK SALZMAN 2022-11-02
002 2021-01-01 JACK SALZMAN 2022-07-29
002 2020-01-01 JACK SALZMAN 2021-09-07
002 2019-01-01 JACK SALZMAN 2020-07-07
002 2018-01-01 JACK SALZMAN 2019-08-08
002 2017-01-01 JACK SALZMAN 2018-05-18
002 2016-01-01 JACK SALZMAN 2017-07-06
002 2015-01-01 JACK SALZMAN 2016-07-07
002 2014-01-01 JACK SALZMAN 2015-08-26
002 2013-01-01 JACK SALZMAN 2014-08-07
002 2012-01-01 JACK SALZMAN 2013-07-22
002 2011-01-01 JACK SALZMAN 2013-07-22
002 2010-01-01 JACK SALZMAN 2011-07-19

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2022-01-01	JACK SALZMAN	2022-11-02
002	2021-01-01	JACK SALZMAN	2022-07-29
002	2020-01-01	JACK SALZMAN	2021-09-07
002	2019-01-01	JACK SALZMAN	2020-07-07
002	2018-01-01	JACK SALZMAN	2019-08-08
002	2017-01-01	JACK SALZMAN	2018-05-18
002	2016-01-01	JACK SALZMAN	2017-07-06
002	2015-01-01	JACK SALZMAN	2016-07-07
002	2014-01-01	JACK SALZMAN	2015-08-26
002	2013-01-01	JACK SALZMAN	2014-08-07
002	2012-01-01	JACK SALZMAN	2013-07-22
002	2011-01-01	JACK SALZMAN	2013-07-22
002	2010-01-01	JACK SALZMAN	2011-07-19

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Company Name:	KINGS POINT CAPITAL MANAGEMENT LLC
Employer identification number (EIN):	113420298
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing