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HAIER AMERICA TRADING, LLC 401(K) PLAN 401k Plan overview

Plan NameHAIER AMERICA TRADING, LLC 401(K) PLAN
Plan identification number 334

HAIER AMERICA TRADING, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HAIER AMERICA TRADING, LLC has sponsored the creation of one or more 401k plans.

Company Name:HAIER AMERICA TRADING, LLC
Employer identification number (EIN):113465817
NAIC Classification:443142
NAIC Description:Electronics Stores

Additional information about HAIER AMERICA TRADING, LLC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2014-01-13
Company Identification Number: 4512704
Legal Registered Office Address: 80 STATE STREET
NEW YORK
ALBANY
United States of America (USA)
12207-2543

More information about HAIER AMERICA TRADING, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAIER AMERICA TRADING, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
3342018-01-01AMY SCHLUETER
3342017-01-01AMY SCHLUETER
3342016-01-01STEPHANIE KARLIN
3342015-01-01STEPHANIE KARLIN
3342014-01-01JOSEPH COHEN
3342013-01-01JOSEPH COHEN
3342012-01-01JOSEPH COHEN JOSEPH COHEN2013-10-15
3342011-01-01JOSEPH MARCH COHEN
3342009-01-01JOSEPH COHEN
3342009-01-01JOSEPH COHEN
3342009-01-01JOSEPH COHEN

Plan Statistics for HAIER AMERICA TRADING, LLC 401(K) PLAN

401k plan membership statisitcs for HAIER AMERICA TRADING, LLC 401(K) PLAN

Measure Date Value
2018: HAIER AMERICA TRADING, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01215
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HAIER AMERICA TRADING, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01352
Total number of active participants reported on line 7a of the Form 55002017-01-0198
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01117
Total of all active and inactive participants2017-01-01215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01215
Number of participants with account balances2017-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: HAIER AMERICA TRADING, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01266
Total number of active participants reported on line 7a of the Form 55002016-01-01234
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01118
Total of all active and inactive participants2016-01-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01352
Number of participants with account balances2016-01-01347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0121
2015: HAIER AMERICA TRADING, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01272
Total number of active participants reported on line 7a of the Form 55002015-01-01189
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0177
Total of all active and inactive participants2015-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01266
Number of participants with account balances2015-01-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0112
2014: HAIER AMERICA TRADING, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01246
Total number of active participants reported on line 7a of the Form 55002014-01-01198
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0174
Total of all active and inactive participants2014-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01272
Number of participants with account balances2014-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: HAIER AMERICA TRADING, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01254
Total number of active participants reported on line 7a of the Form 55002013-01-01185
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0160
Total of all active and inactive participants2013-01-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01246
Number of participants with account balances2013-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0126
2012: HAIER AMERICA TRADING, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01288
Total number of active participants reported on line 7a of the Form 55002012-01-01218
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0136
Total of all active and inactive participants2012-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01254
Number of participants with account balances2012-01-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0115
2011: HAIER AMERICA TRADING, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01271
Total number of active participants reported on line 7a of the Form 55002011-01-01213
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0173
Total of all active and inactive participants2011-01-01287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01287
Number of participants with account balances2011-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0124
2009: HAIER AMERICA TRADING, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01137
Total number of active participants reported on line 7a of the Form 55002009-01-01273
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0121
Total of all active and inactive participants2009-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01294
Number of participants with account balances2009-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on HAIER AMERICA TRADING, LLC 401(K) PLAN

Measure Date Value
2018 : HAIER AMERICA TRADING, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-02-13$0
Total transfer of assets from this plan2018-02-13$3,199,060
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-02-13$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-02-13$0
Total income from all sources (including contributions)2018-02-13$109,164
Total loss/gain on sale of assets2018-02-13$0
Total of all expenses incurred2018-02-13$8,867,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-02-13$8,859,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-02-13$0
Value of total assets at end of year2018-02-13$0
Value of total assets at beginning of year2018-02-13$11,957,431
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-02-13$8,300
Total interest from all sources2018-02-13$1,423
Total dividends received (eg from common stock, registered investment company shares)2018-02-13$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-02-13Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-02-13$0
Was this plan covered by a fidelity bond2018-02-13Yes
Value of fidelity bond cover2018-02-13$500,000
If this is an individual account plan, was there a blackout period2018-02-13Yes
Were there any nonexempt tranactions with any party-in-interest2018-02-13No
Participant contributions at end of year2018-02-13$0
Participant contributions at beginning of year2018-02-13$131,265
Other income not declared elsewhere2018-02-13$4,717
Administrative expenses (other) incurred2018-02-13$8,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-02-13No
Value of net income/loss2018-02-13$-8,758,371
Value of net assets at end of year (total assets less liabilities)2018-02-13$0
Value of net assets at beginning of year (total assets less liabilities)2018-02-13$11,957,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-02-13No
Were any loans by the plan or fixed income obligations due to the plan in default2018-02-13No
Were any leases to which the plan was party in default or uncollectible2018-02-13No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-02-13$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-02-13$11,055,385
Interest earned on other investments2018-02-13$1,423
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-02-13$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-02-13$770,781
Net investment gain/loss from pooled separate accounts2018-02-13$103,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-02-13No
Was there a failure to transmit to the plan any participant contributions2018-02-13No
Has the plan failed to provide any benefit when due under the plan2018-02-13No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-02-13$8,859,235
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-02-13Yes
Did the plan have assets held for investment2018-02-13No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-02-13No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-02-13Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-02-13Yes
Opinion of an independent qualified public accountant for this plan2018-02-13Disclaimer
Accountancy firm name2018-02-13COHNREZNICK, LLP
Accountancy firm EIN2018-02-13221478099
2017 : HAIER AMERICA TRADING, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,216,195
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,489,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,475,259
Expenses. Certain deemed distributions of participant loans2017-12-31$4,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,182,041
Value of total assets at end of year2017-12-31$11,957,431
Value of total assets at beginning of year2017-12-31$15,231,031
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,850
Total interest from all sources2017-12-31$24,876
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$741,483
Participant contributions at end of year2017-12-31$131,265
Participant contributions at beginning of year2017-12-31$294,315
Other income not declared elsewhere2017-12-31$2,811
Administrative expenses (other) incurred2017-12-31$9,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-3,273,600
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,957,431
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,231,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,055,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$13,247,894
Interest on participant loans2017-12-31$13,822
Interest earned on other investments2017-12-31$11,054
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$770,781
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,688,822
Net investment gain/loss from pooled separate accounts2017-12-31$2,006,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$440,558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,475,259
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31COHNREZNICK, LLP
Accountancy firm EIN2017-12-31221478099
2016 : HAIER AMERICA TRADING, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$2,445,386
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,035,420
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,914,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,887,222
Expenses. Certain deemed distributions of participant loans2016-12-31$10,780
Value of total corrective distributions2016-12-31$10,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,861,645
Value of total assets at end of year2016-12-31$15,231,031
Value of total assets at beginning of year2016-12-31$10,664,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,050
Total interest from all sources2016-12-31$32,279
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,208,705
Participant contributions at end of year2016-12-31$294,315
Participant contributions at beginning of year2016-12-31$118,158
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$520,951
Other income not declared elsewhere2016-12-31$2,801
Administrative expenses (other) incurred2016-12-31$6,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,120,807
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,231,031
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,664,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$13,247,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,707,365
Interest on participant loans2016-12-31$19,278
Interest earned on other investments2016-12-31$13,001
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,688,822
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$839,315
Net investment gain/loss from pooled separate accounts2016-12-31$1,138,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,131,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,887,222
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31COHNREZNICK, LLP
Accountancy firm EIN2016-12-31221478099
2015 : HAIER AMERICA TRADING, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,679,308
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,889,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,886,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,776,397
Value of total assets at end of year2015-12-31$10,664,838
Value of total assets at beginning of year2015-12-31$9,874,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,670
Total interest from all sources2015-12-31$3,964
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,782,646
Participant contributions at end of year2015-12-31$118,158
Participant contributions at beginning of year2015-12-31$68,079
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$489,118
Other income not declared elsewhere2015-12-31$13,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$789,931
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,664,838
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,874,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,707,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$8,742,320
Interest on participant loans2015-12-31$3,667
Interest earned on other investments2015-12-31$297
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$839,315
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,064,508
Net investment gain/loss from pooled separate accounts2015-12-31$-114,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$504,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,886,707
Contract administrator fees2015-12-31$2,670
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31COHNREZNICK, LLP
Accountancy firm EIN2015-12-31221478099
2014 : HAIER AMERICA TRADING, LLC 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,629,695
Total of all expenses incurred2014-12-31$1,954,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,948,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,079,920
Value of total assets at end of year2014-12-31$9,874,907
Value of total assets at beginning of year2014-12-31$9,199,827
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,940
Total interest from all sources2014-12-31$4,193
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,316,270
Participant contributions at end of year2014-12-31$68,079
Participant contributions at beginning of year2014-12-31$133,638
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$358,647
Other income not declared elsewhere2014-12-31$19,497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$675,080
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,874,907
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,199,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$8,742,320
Value of interest in pooled separate accounts at beginning of year2014-12-31$7,764,916
Interest on participant loans2014-12-31$4,193
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,064,508
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,301,273
Net investment gain/loss from pooled separate accounts2014-12-31$526,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$405,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,948,675
Contract administrator fees2014-12-31$5,940
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COHENREZNICK, LLP
Accountancy firm EIN2014-12-31221478099
2013 : HAIER AMERICA TRADING, LLC 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$2,748,766
Total of all expenses incurred2013-12-31$1,071,503
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,051,471
Expenses. Certain deemed distributions of participant loans2013-12-31$2,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,621,766
Value of total assets at end of year2013-12-31$9,199,827
Value of total assets at beginning of year2013-12-31$7,522,564
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$18,007
Total interest from all sources2013-12-31$4,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,208,964
Participant contributions at end of year2013-12-31$133,638
Participant contributions at beginning of year2013-12-31$123,528
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$103,481
Other income not declared elsewhere2013-12-31$22,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,677,263
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,199,827
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,522,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$7,764,916
Value of interest in pooled separate accounts at beginning of year2013-12-31$6,139,880
Interest on participant loans2013-12-31$4,174
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,301,273
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,259,156
Net investment gain/loss from pooled separate accounts2013-12-31$1,100,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$309,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,051,471
Contract administrator fees2013-12-31$18,007
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COHENREZNICK, LLP
Accountancy firm EIN2013-12-31221478099
2012 : HAIER AMERICA TRADING, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,116,024
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$917,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$888,428
Expenses. Certain deemed distributions of participant loans2012-12-31$14,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,472,046
Value of total assets at end of year2012-12-31$7,522,564
Value of total assets at beginning of year2012-12-31$6,324,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$15,238
Total interest from all sources2012-12-31$4,551
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,099,778
Participant contributions at end of year2012-12-31$123,528
Participant contributions at beginning of year2012-12-31$140,282
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$108,117
Other income not declared elsewhere2012-12-31$25,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,198,182
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,522,564
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,324,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$6,139,880
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,954,648
Interest on participant loans2012-12-31$4,551
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,259,156
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,229,452
Net investment gain/loss from pooled separate accounts2012-12-31$613,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$264,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$888,428
Contract administrator fees2012-12-31$15,238
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COHNREZNICK LLP
Accountancy firm EIN2012-12-31221478099
2011 : HAIER AMERICA TRADING, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,285,845
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,152,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,135,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,423,945
Value of total assets at end of year2011-12-31$6,324,382
Value of total assets at beginning of year2011-12-31$6,190,618
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$16,891
Total interest from all sources2011-12-31$5,430
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$998,356
Participant contributions at end of year2011-12-31$140,282
Participant contributions at beginning of year2011-12-31$135,452
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$115,290
Other income not declared elsewhere2011-12-31$28,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$133,764
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,324,382
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,190,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$4,954,648
Value of interest in pooled separate accounts at beginning of year2011-12-31$5,183,337
Interest on participant loans2011-12-31$5,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,229,452
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$871,829
Net investment gain/loss from pooled separate accounts2011-12-31$-171,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$310,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,135,190
Contract administrator fees2011-12-31$16,891
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31J.H. COHN, LLP
Accountancy firm EIN2011-12-31221478099
2010 : HAIER AMERICA TRADING, LLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,968,052
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$371,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$350,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,347,701
Value of total assets at end of year2010-12-31$6,190,618
Value of total assets at beginning of year2010-12-31$4,593,943
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$21,141
Total interest from all sources2010-12-31$5,028
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$21,141
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$940,895
Participant contributions at end of year2010-12-31$135,452
Participant contributions at beginning of year2010-12-31$93,086
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$138,395
Other income not declared elsewhere2010-12-31$25,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,596,675
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,190,618
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,593,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$5,183,337
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,688,311
Interest on participant loans2010-12-31$5,028
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$871,829
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$812,546
Net investment gain/loss from pooled separate accounts2010-12-31$589,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$268,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$350,236
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31J. H. COHN LLP
Accountancy firm EIN2010-12-31221478099
2009 : HAIER AMERICA TRADING, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HAIER AMERICA TRADING, LLC 401(K) PLAN

2018: HAIER AMERICA TRADING, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HAIER AMERICA TRADING, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HAIER AMERICA TRADING, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HAIER AMERICA TRADING, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HAIER AMERICA TRADING, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HAIER AMERICA TRADING, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HAIER AMERICA TRADING, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HAIER AMERICA TRADING, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HAIER AMERICA TRADING, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9920
Policy instance 1
Insurance contract or identification numberZH9920
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-02-13
Total amount of commissions paid to insurance brokerUSD $4,146
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,146
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITIES, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9920
Policy instance 1
Insurance contract or identification numberZH9920
Number of Individuals Covered215
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $32,871
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,871
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITIES, LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341539
Policy instance 1
Insurance contract or identification number341539
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-17
Total amount of commissions paid to insurance brokerUSD $23,524
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,411
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9920
Policy instance 2
Insurance contract or identification numberZH9920
Number of Individuals Covered266
Insurance policy start date2015-12-17
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $26,050
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,050
Insurance broker organization code?3
Insurance broker namePARK AVENUE SECURITIES, LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341539
Policy instance 1
Insurance contract or identification number341539
Number of Individuals Covered216
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $25,797
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,348
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341539
Policy instance 1
Insurance contract or identification number341539
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $29,041
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $21,781
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341539
Policy instance 1
Insurance contract or identification number341539
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $23,639
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $17,729
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341539
Policy instance 1
Insurance contract or identification number341539
Number of Individuals Covered287
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $23,750
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341539
Policy instance 1
Insurance contract or identification number341539
Number of Individuals Covered271
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $24,909
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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