401k Plan data: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN plan

TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRI-STATE MARKETING ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRI-STATE MARKETING ASSOCIATES, INC.

Employer identification number (EIN): 113493033

NAIC Classification: 423990
NAIC Description: Other Miscellaneous Durable Goods Merchant Wholesalers

Additional information about TRI-STATE MARKETING ASSOCIATES, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1999-05-25

Company Identification Number: 2382101

Legal Registered Office Address: 135 EAST 57TH STREET
12TH FLOOR
NEW YORK
United States of America (USA)
10022

More information about TRI-STATE MARKETING ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01
001 2014-01-01
001 2013-01-01 LYNNE SCHULTZ
001 2012-01-01 LYNNE SCHULTZ LYNNE SCHULTZ 2013-09-09
001 2011-01-01 LYNNE SCHULTZ
001 2009-01-01 JAMES MACDONALD LYNNE SCHULTZ 2010-07-28
001 2009-01-01 LYNNE SCHULTZ

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01
001	2014-01-01
001	2013-01-01	LYNNE SCHULTZ
001	2012-01-01	LYNNE SCHULTZ	LYNNE SCHULTZ	2013-09-09
001	2011-01-01	LYNNE SCHULTZ
001	2009-01-01	JAMES MACDONALD	LYNNE SCHULTZ	2010-07-28
001	2009-01-01	LYNNE SCHULTZ

Plan Statistics for TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2013: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 8
Number of participants with account balances 2013-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6
Number of retired or separated participants receiving benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 8
Number of participants with account balances 2012-01-01 8
2011: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 3
Total of all active and inactive participants 2011-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 9
Number of participants with account balances 2011-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Number of other retired or separated participants entitled to future benefits 2009-01-01 4
Total of all active and inactive participants 2009-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 9
Number of participants with account balances 2009-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
Number of employers contributing to the scheme 2009-01-01 1

Measure	Date	Value
2013: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	8
Number of participants with account balances	2013-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6
Number of retired or separated participants receiving benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	8
Number of participants with account balances	2012-01-01	8
2011: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	3
Total of all active and inactive participants	2011-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	9
Number of participants with account balances	2011-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Number of other retired or separated participants entitled to future benefits	2009-01-01	4
Total of all active and inactive participants	2009-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	9
Number of participants with account balances	2009-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
Number of employers contributing to the scheme	2009-01-01	1

Financial Data on TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2013 : TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$45,526
Expenses. Total of all expenses incurred	2013-12-31	$5,481
Benefits paid (including direct rollovers)	2013-12-31	$5,481
Total plan assets at end of year	2013-12-31	$355,873
Total plan assets at beginning of year	2013-12-31	$315,828
Value of fidelity bond covering the plan	2013-12-31	$50,000
Total contributions received or receivable from participants	2013-12-31	$375
Other income received	2013-12-31	$31,263
Net income (gross income less expenses)	2013-12-31	$40,045
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$355,873
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$315,828
Total contributions received or receivable from employer(s)	2013-12-31	$13,888
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$13,888
Amount contributed by the employer to the plan for this plan year	2013-12-31	$13,888
2012 : TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$30,388
Expenses. Total of all expenses incurred	2012-12-31	$3,671
Benefits paid (including direct rollovers)	2012-12-31	$3,671
Total plan assets at end of year	2012-12-31	$315,828
Total plan assets at beginning of year	2012-12-31	$289,111
Value of fidelity bond covering the plan	2012-12-31	$100,000
Other income received	2012-12-31	$19,551
Net income (gross income less expenses)	2012-12-31	$26,717
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$315,828
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$289,111
Total contributions received or receivable from employer(s)	2012-12-31	$10,837
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$10,837
Amount contributed by the employer to the plan for this plan year	2012-12-31	$10,837
2011 : TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$6,615
Total plan assets at end of year	2011-12-31	$289,111
Total plan assets at beginning of year	2011-12-31	$282,496
Value of fidelity bond covering the plan	2011-12-31	$100,000
Other income received	2011-12-31	$-3,067
Net income (gross income less expenses)	2011-12-31	$6,615
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$289,111
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$282,496
Assets. Value of participant loans	2011-12-31	$46,468
Total contributions received or receivable from employer(s)	2011-12-31	$9,682
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$9,682
Amount contributed by the employer to the plan for this plan year	2011-12-31	$9,682
2010 : TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$21,212
Total plan assets at end of year	2010-12-31	$282,496
Total plan assets at beginning of year	2010-12-31	$261,284
Value of fidelity bond covering the plan	2010-12-31	$50,000
Other income received	2010-12-31	$12,489
Net income (gross income less expenses)	2010-12-31	$21,212
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$282,496
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$261,284
Assets. Value of participant loans	2010-12-31	$58,637
Total contributions received or receivable from employer(s)	2010-12-31	$8,723
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

2013: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: TRI-STATE MARKETING ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	TRI-STATE MARKETING ASSOCIATES, INC.
Employer identification number (EIN):	113493033
NAIC Classification:	423990
NAIC Description:	Other Miscellaneous Durable Goods Merchant Wholesalers

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1999-05-25
Company Identification Number:	2382101
Legal Registered Office Address:	135 EAST 57TH STREET 12TH FLOOR NEW YORK United States of America (USA) 10022