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| Plan Name | MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I |
| Plan identification number | 002 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | MARKS PANETH LLP |
| Employer identification number (EIN): | 113518842 |
| NAIC Classification: | 541211 |
| NAIC Description: | Offices of Certified Public Accountants |
Additional information about MARKS PANETH LLP
| Jurisdiction of Incorporation: | New York Department of State |
| Incorporation Date: | 1995-02-10 |
| Company Identification Number: | 1893675 |
| Legal Registered Office Address: |
685 THIRD AVENUE NEW YORK United States of America (USA) 10017 |
More information about MARKS PANETH LLP
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 002 | 2012-01-01 | HARRY MOEHRINGER | |||
| 002 | 2011-01-01 | HARRY MOEHRINGER | |||
| 002 | 2010-01-01 | ERIC MARKS | |||
| 002 | 2009-01-01 | HARRY MOEHRINGER |
| Measure | Date | Value |
|---|---|---|
| 2012: MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I 2012 401k membership | ||
| Total participants, beginning-of-year | 2012-01-01 | 283 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 0 |
| Number of participants with account balances | 2012-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I 2011 401k membership | ||
| Total participants, beginning-of-year | 2011-01-01 | 302 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 203 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 79 |
| Total of all active and inactive participants | 2011-01-01 | 282 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 1 |
| Total participants | 2011-01-01 | 283 |
| Number of participants with account balances | 2011-01-01 | 240 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I 2010 401k membership | ||
| Total participants, beginning-of-year | 2010-01-01 | 427 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 215 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 86 |
| Total of all active and inactive participants | 2010-01-01 | 301 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 1 |
| Total participants | 2010-01-01 | 302 |
| Number of participants with account balances | 2010-01-01 | 252 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 3 |
| 2009: MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I 2009 401k membership | ||
| Total participants, beginning-of-year | 2009-01-01 | 345 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 267 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 160 |
| Total of all active and inactive participants | 2009-01-01 | 427 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 427 |
| Number of participants with account balances | 2009-01-01 | 270 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 5 |
| Measure | Date | Value |
|---|---|---|
| 2012 : MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I 2012 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets from this plan | 2012-12-31 | $1,441,477 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $125,912 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $79,963 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $79,528 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $0 |
| Value of total assets at beginning of year | 2012-12-31 | $1,395,528 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $435 |
| Total interest from all sources | 2012-12-31 | $1,084 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $11,864 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $11,864 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Participant contributions at end of year | 2012-12-31 | $0 |
| Participant contributions at beginning of year | 2012-12-31 | $29,559 |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $557 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $45,949 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,395,528 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,014,124 |
| Interest on participant loans | 2012-12-31 | $1,084 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $351,288 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $107,344 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $5,620 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $79,528 |
| Contract administrator fees | 2012-12-31 | $435 |
| Did the plan have assets held for investment | 2012-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | SECKENDORF,HASSON&REILLY CPA'S LLC |
| Accountancy firm EIN | 2012-12-31 | 900436485 |
| 2011 : MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I 2011 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $-19,241 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $76,012 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $75,049 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $1,395,528 |
| Value of total assets at beginning of year | 2011-12-31 | $1,490,781 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $963 |
| Total interest from all sources | 2011-12-31 | $1,414 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $34,864 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $34,864 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Participant contributions at end of year | 2011-12-31 | $29,559 |
| Participant contributions at beginning of year | 2011-12-31 | $23,189 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $557 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $59,417 |
| Other income not declared elsewhere | 2011-12-31 | $-5,082 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-95,253 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,395,528 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,490,781 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $479 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,014,124 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,054,421 |
| Interest on participant loans | 2011-12-31 | $1,414 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $351,288 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $353,754 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-51,020 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $583 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $75,049 |
| Contract administrator fees | 2011-12-31 | $484 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | SECKENDORF,HASSON& REILLY CPA'S LLC |
| Accountancy firm EIN | 2011-12-31 | 900436485 |
| 2010 : MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I 2010 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total transfer of assets from this plan | 2010-12-31 | $15,487 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $172,480 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $99,019 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $97,248 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $1,490,781 |
| Value of total assets at beginning of year | 2010-12-31 | $1,432,807 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,771 |
| Total interest from all sources | 2010-12-31 | $1,165 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $20,985 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $20,985 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Participant contributions at end of year | 2010-12-31 | $23,189 |
| Participant contributions at beginning of year | 2010-12-31 | $18,965 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $59,417 |
| Other income not declared elsewhere | 2010-12-31 | $17,188 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $73,461 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,490,781 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,432,807 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $1,251 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,054,421 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,052,982 |
| Interest on participant loans | 2010-12-31 | $1,165 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $353,754 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $360,860 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $122,072 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $11,070 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $97,248 |
| Contract administrator fees | 2010-12-31 | $520 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | SECKENDORF HASSON & REILY |
| Accountancy firm EIN | 2010-12-31 | 112900554 |
| 2012: MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I 2012 form 5500 responses | ||
|---|---|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | Yes |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I 2011 form 5500 responses | ||
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I 2010 form 5500 responses | ||
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: MARKS PANETH & SHRON LLP DEFINED CONTRIBUTION PLAN I 2009 form 5500 responses | ||
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |