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THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NameTHE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN
Plan identification number 002

THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

AMERICAN ARBITRATION ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN ARBITRATION ASSOCIATION
Employer identification number (EIN):130429745
NAIC Classification:541190

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01ERIC DILL
0022016-01-01ERIC DILL
0022015-01-01ERIC DILL
0022014-01-01ERIC DILL
0022013-01-01ERIC DILL
0022012-01-01MORAG ROLLINS
0022011-01-01MORAG ROLLINS
0022010-01-01MORAG ROLLINS
0022009-01-01MORAG ROLLINS
0022008-01-01

Plan Statistics for THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01766
Total number of active participants reported on line 7a of the Form 55002022-01-01591
Number of retired or separated participants receiving benefits2022-01-0141
Number of other retired or separated participants entitled to future benefits2022-01-01164
Total of all active and inactive participants2022-01-01796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01798
Number of participants with account balances2022-01-01791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0132
2021: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01739
Total number of active participants reported on line 7a of the Form 55002021-01-01577
Number of retired or separated participants receiving benefits2021-01-0138
Number of other retired or separated participants entitled to future benefits2021-01-01148
Total of all active and inactive participants2021-01-01763
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01766
Number of participants with account balances2021-01-01758
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0135
2020: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01723
Total number of active participants reported on line 7a of the Form 55002020-01-01591
Number of retired or separated participants receiving benefits2020-01-0135
Number of other retired or separated participants entitled to future benefits2020-01-01110
Total of all active and inactive participants2020-01-01736
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01739
Number of participants with account balances2020-01-01734
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01715
Total number of active participants reported on line 7a of the Form 55002019-01-01568
Number of retired or separated participants receiving benefits2019-01-0140
Number of other retired or separated participants entitled to future benefits2019-01-01113
Total of all active and inactive participants2019-01-01721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01723
Number of participants with account balances2019-01-01716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0123
2018: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01711
Total number of active participants reported on line 7a of the Form 55002018-01-01546
Number of retired or separated participants receiving benefits2018-01-0137
Number of other retired or separated participants entitled to future benefits2018-01-01127
Total of all active and inactive participants2018-01-01710
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-01715
Number of participants with account balances2018-01-01684
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0117
2017: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01733
Total number of active participants reported on line 7a of the Form 55002017-01-01528
Number of retired or separated participants receiving benefits2017-01-0134
Number of other retired or separated participants entitled to future benefits2017-01-01143
Total of all active and inactive participants2017-01-01705
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-016
Total participants2017-01-01711
Number of participants with account balances2017-01-01670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0125
2016: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01653
Total number of active participants reported on line 7a of the Form 55002016-01-01537
Number of retired or separated participants receiving benefits2016-01-0126
Number of other retired or separated participants entitled to future benefits2016-01-01166
Total of all active and inactive participants2016-01-01729
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-01733
Number of participants with account balances2016-01-01683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0114
2015: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01634
Total number of active participants reported on line 7a of the Form 55002015-01-01489
Number of retired or separated participants receiving benefits2015-01-0129
Number of other retired or separated participants entitled to future benefits2015-01-01130
Total of all active and inactive participants2015-01-01648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-01653
Number of participants with account balances2015-01-01596
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01742
Total number of active participants reported on line 7a of the Form 55002014-01-01478
Number of retired or separated participants receiving benefits2014-01-0127
Number of other retired or separated participants entitled to future benefits2014-01-01125
Total of all active and inactive participants2014-01-01630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-01634
Number of participants with account balances2014-01-01552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01791
Total number of active participants reported on line 7a of the Form 55002013-01-01478
Number of retired or separated participants receiving benefits2013-01-0123
Number of other retired or separated participants entitled to future benefits2013-01-01236
Total of all active and inactive participants2013-01-01737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-01742
Number of participants with account balances2013-01-01683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01856
Total number of active participants reported on line 7a of the Form 55002012-01-01512
Number of retired or separated participants receiving benefits2012-01-0119
Number of other retired or separated participants entitled to future benefits2012-01-01254
Total of all active and inactive participants2012-01-01785
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-01789
Number of participants with account balances2012-01-01703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0131
2011: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01789
Total number of active participants reported on line 7a of the Form 55002011-01-01605
Number of retired or separated participants receiving benefits2011-01-0116
Number of other retired or separated participants entitled to future benefits2011-01-01226
Total of all active and inactive participants2011-01-01847
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-019
Total participants2011-01-01856
Number of participants with account balances2011-01-01747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0142
2010: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01781
Total number of active participants reported on line 7a of the Form 55002010-01-01582
Number of retired or separated participants receiving benefits2010-01-0111
Number of other retired or separated participants entitled to future benefits2010-01-01189
Total of all active and inactive participants2010-01-01782
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-017
Total participants2010-01-01789
Number of participants with account balances2010-01-01746
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-019
2009: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01702
Total number of active participants reported on line 7a of the Form 55002009-01-01586
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-01183
Total of all active and inactive participants2009-01-01775
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-016
Total participants2009-01-01781
Number of participants with account balances2009-01-01732
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0110

Financial Data on THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$109,749
Total unrealized appreciation/depreciation of assets2022-12-31$109,749
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,815,097
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,969,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,872,791
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$8,806,341
Value of total assets at end of year2022-12-31$88,004,441
Value of total assets at beginning of year2022-12-31$99,788,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$96,627
Total interest from all sources2022-12-31$55,703
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$5,200,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$5,200,295
Administrative expenses professional fees incurred2022-12-31$3,600
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,915,272
Participant contributions at end of year2022-12-31$1,311,879
Participant contributions at beginning of year2022-12-31$1,055,162
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$219,865
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Administrative expenses (other) incurred2022-12-31$10,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-11,784,515
Value of net assets at end of year (total assets less liabilities)2022-12-31$88,004,441
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$99,788,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$34,375
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$80,600,853
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$93,388,588
Interest on participant loans2022-12-31$55,703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$6,091,709
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$5,345,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-20,987,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,671,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,872,791
Contract administrator fees2022-12-31$48,245
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31COHNREZNICK
Accountancy firm EIN2022-12-31221478099
2021 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$101,886
Total unrealized appreciation/depreciation of assets2021-12-31$101,886
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$19,941,843
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,176,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,083,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$8,245,337
Value of total assets at end of year2021-12-31$99,788,956
Value of total assets at beginning of year2021-12-31$83,023,431
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$92,654
Total interest from all sources2021-12-31$47,302
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,809,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,809,530
Administrative expenses professional fees incurred2021-12-31$3,400
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,893,049
Participant contributions at end of year2021-12-31$1,055,162
Participant contributions at beginning of year2021-12-31$896,786
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$190,831
Administrative expenses (other) incurred2021-12-31$18,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,765,525
Value of net assets at end of year (total assets less liabilities)2021-12-31$99,788,956
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$83,023,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$93,388,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$76,947,478
Interest on participant loans2021-12-31$47,302
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$5,345,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,179,167
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,737,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,161,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,083,664
Contract administrator fees2021-12-31$45,620
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31COHNREZNICK
Accountancy firm EIN2021-12-31221478099
2020 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$123,588
Total unrealized appreciation/depreciation of assets2020-12-31$123,588
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$18,213,028
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,971,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,868,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,334,546
Value of total assets at end of year2020-12-31$83,023,431
Value of total assets at beginning of year2020-12-31$69,781,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$102,613
Total interest from all sources2020-12-31$48,399
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,515,476
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,515,476
Administrative expenses professional fees incurred2020-12-31$22,500
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,419,004
Participant contributions at end of year2020-12-31$896,786
Participant contributions at beginning of year2020-12-31$827,219
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$258,791
Administrative expenses (other) incurred2020-12-31$7,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$13,241,459
Value of net assets at end of year (total assets less liabilities)2020-12-31$83,023,431
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$69,781,972
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$76,947,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$63,645,764
Interest on participant loans2020-12-31$48,399
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,179,167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,308,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,191,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,656,751
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,868,956
Contract administrator fees2020-12-31$48,100
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31COHNREZNICK
Accountancy firm EIN2020-12-31221478099
2019 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$20,955,287
Total income from all sources (including contributions)2019-12-31$20,955,287
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,667,581
Total of all expenses incurred2019-12-31$4,667,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,471,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,471,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,460,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,460,000
Value of total assets at end of year2019-12-31$69,781,972
Value of total assets at end of year2019-12-31$69,781,972
Value of total assets at beginning of year2019-12-31$53,494,266
Value of total assets at beginning of year2019-12-31$53,494,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$196,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$196,466
Total interest from all sources2019-12-31$55,538
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,561,841
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,561,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,561,841
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,561,841
Administrative expenses professional fees incurred2019-12-31$20,500
Administrative expenses professional fees incurred2019-12-31$20,500
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,928,594
Contributions received from participants2019-12-31$2,928,594
Participant contributions at end of year2019-12-31$827,219
Participant contributions at end of year2019-12-31$827,219
Participant contributions at beginning of year2019-12-31$820,702
Participant contributions at beginning of year2019-12-31$820,702
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,069,173
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,069,173
Administrative expenses (other) incurred2019-12-31$123,074
Administrative expenses (other) incurred2019-12-31$123,074
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$16,287,706
Value of net income/loss2019-12-31$16,287,706
Value of net assets at end of year (total assets less liabilities)2019-12-31$69,781,972
Value of net assets at end of year (total assets less liabilities)2019-12-31$69,781,972
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$53,494,266
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$53,494,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$31,250
Investment advisory and management fees2019-12-31$31,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$63,645,764
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$63,645,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$48,626,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$48,626,613
Interest on participant loans2019-12-31$55,538
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,308,989
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,308,989
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,957,363
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,957,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,877,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,877,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,462,233
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$89,588
Employer contributions (assets) at beginning of year2019-12-31$89,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,471,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,471,115
Contract administrator fees2019-12-31$21,642
Contract administrator fees2019-12-31$21,642
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31COHNREZNICK
Accountancy firm name2019-12-31COHNREZNICK
Accountancy firm EIN2019-12-31221478099
Accountancy firm EIN2019-12-31221478099
2018 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$2,959,947
Total of all expenses incurred2018-12-31$2,724,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,612,775
Expenses. Certain deemed distributions of participant loans2018-12-31$10,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,634,274
Value of total assets at end of year2018-12-31$53,494,266
Value of total assets at beginning of year2018-12-31$53,258,394
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$100,468
Total interest from all sources2018-12-31$99,051
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,075,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,075,696
Administrative expenses professional fees incurred2018-12-31$55,350
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,509,182
Participant contributions at end of year2018-12-31$820,702
Participant contributions at beginning of year2018-12-31$754,320
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$75,679
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$503,778
Administrative expenses (other) incurred2018-12-31$32,618
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$235,872
Value of net assets at end of year (total assets less liabilities)2018-12-31$53,494,266
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$53,258,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$12,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$48,626,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$49,257,427
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,886,306
Interest on participant loans2018-12-31$58,287
Interest earned on other investments2018-12-31$40,764
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,957,363
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$160,855
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,875,847
Net investment gain/loss from pooled separate accounts2018-12-31$26,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,621,314
Employer contributions (assets) at end of year2018-12-31$89,588
Employer contributions (assets) at beginning of year2018-12-31$123,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,612,775
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31COHNREZNICK
Accountancy firm EIN2018-12-31221478099
2017 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$11,600,540
Total of all expenses incurred2017-12-31$2,726,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,557,991
Expenses. Certain deemed distributions of participant loans2017-12-31$89,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,359,443
Value of total assets at end of year2017-12-31$53,258,394
Value of total assets at beginning of year2017-12-31$44,384,303
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$78,838
Total interest from all sources2017-12-31$20,731
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$904,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$904,753
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,166,682
Participant contributions at end of year2017-12-31$754,320
Participant contributions at beginning of year2017-12-31$746,767
Participant contributions at end of year2017-12-31$75,679
Participant contributions at beginning of year2017-12-31$68,613
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$150,035
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$3,740
Administrative expenses (other) incurred2017-12-31$60,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,874,091
Value of net assets at end of year (total assets less liabilities)2017-12-31$53,258,394
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$44,384,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$18,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$49,257,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$40,687,362
Value of interest in pooled separate accounts at end of year2017-12-31$2,886,306
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,631,285
Interest on participant loans2017-12-31$19,303
Interest earned on other investments2017-12-31$1,428
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$160,855
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$138,554
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,277,229
Net investment gain/loss from pooled separate accounts2017-12-31$38,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,042,726
Employer contributions (assets) at end of year2017-12-31$123,807
Employer contributions (assets) at beginning of year2017-12-31$107,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,557,991
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31COHNREZNICK
Accountancy firm EIN2017-12-31221478099
2016 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$6,015,515
Total of all expenses incurred2016-12-31$2,958,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,828,862
Expenses. Certain deemed distributions of participant loans2016-12-31$39,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,651,450
Value of total assets at end of year2016-12-31$44,384,303
Value of total assets at beginning of year2016-12-31$41,327,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$90,531
Total interest from all sources2016-12-31$49,289
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$803,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$803,620
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,824,243
Participant contributions at end of year2016-12-31$746,767
Participant contributions at beginning of year2016-12-31$690,278
Participant contributions at end of year2016-12-31$68,613
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$69,748
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$3,740
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$3,451
Administrative expenses (other) incurred2016-12-31$78,031
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,056,740
Value of net assets at end of year (total assets less liabilities)2016-12-31$44,384,303
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$41,327,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$12,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$40,687,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$31,804,633
Value of interest in pooled separate accounts at end of year2016-12-31$2,631,285
Value of interest in pooled separate accounts at beginning of year2016-12-31$8,635,812
Interest on participant loans2016-12-31$48,163
Interest earned on other investments2016-12-31$1,126
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$138,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$126,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,336,958
Net investment gain/loss from pooled separate accounts2016-12-31$174,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,757,459
Employer contributions (assets) at end of year2016-12-31$107,982
Employer contributions (assets) at beginning of year2016-12-31$66,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,828,862
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31COHNREZNICK
Accountancy firm EIN2016-12-31221478099
2015 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$2,695,447
Total of all expenses incurred2015-12-31$2,633,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,485,298
Expenses. Certain deemed distributions of participant loans2015-12-31$49,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,560,201
Value of total assets at end of year2015-12-31$41,327,563
Value of total assets at beginning of year2015-12-31$41,265,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$98,146
Total interest from all sources2015-12-31$22,435
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$528,441
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$528,441
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,655,466
Participant contributions at end of year2015-12-31$690,278
Participant contributions at beginning of year2015-12-31$597,960
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$3,451
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$3,659
Administrative expenses (other) incurred2015-12-31$73,146
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$19,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$62,440
Value of net assets at end of year (total assets less liabilities)2015-12-31$41,327,563
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$41,265,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$31,804,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$31,742,079
Value of interest in pooled separate accounts at end of year2015-12-31$8,635,812
Value of interest in pooled separate accounts at beginning of year2015-12-31$8,801,472
Interest on participant loans2015-12-31$21,393
Interest earned on other investments2015-12-31$1,042
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$126,514
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$100,085
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-623,434
Net investment gain/loss from pooled separate accounts2015-12-31$207,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$904,735
Employer contributions (assets) at end of year2015-12-31$66,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,485,298
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31COHNREZNICK
Accountancy firm EIN2015-12-31221478099
2014 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$4,588,975
Total of all expenses incurred2014-12-31$2,594,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,445,403
Expenses. Certain deemed distributions of participant loans2014-12-31$43,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,087,165
Value of total assets at end of year2014-12-31$41,265,123
Value of total assets at beginning of year2014-12-31$39,270,428
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$105,298
Total interest from all sources2014-12-31$9,686
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$627,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$627,544
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,352,537
Participant contributions at end of year2014-12-31$597,960
Participant contributions at beginning of year2014-12-31$496,234
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$3,659
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$2,709
Administrative expenses (other) incurred2014-12-31$80,298
Total non interest bearing cash at end of year2014-12-31$19,868
Total non interest bearing cash at beginning of year2014-12-31$4,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,994,695
Value of net assets at end of year (total assets less liabilities)2014-12-31$41,265,123
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$39,270,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$31,742,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$30,021,043
Value of interest in pooled separate accounts at end of year2014-12-31$8,801,472
Value of interest in pooled separate accounts at beginning of year2014-12-31$8,708,655
Interest on participant loans2014-12-31$9,115
Interest earned on other investments2014-12-31$571
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$100,085
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$36,810
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,649,645
Net investment gain/loss from pooled separate accounts2014-12-31$214,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$734,628
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,445,403
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COHNREZNICK
Accountancy firm EIN2014-12-31221478099
2013 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$7,813,671
Total of all expenses incurred2013-12-31$3,522,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,251,548
Expenses. Certain deemed distributions of participant loans2013-12-31$136,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,001,473
Value of total assets at end of year2013-12-31$39,270,428
Value of total assets at beginning of year2013-12-31$34,979,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$134,511
Total interest from all sources2013-12-31$11,114
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$475,365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$475,365
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,354,848
Participant contributions at end of year2013-12-31$496,234
Participant contributions at beginning of year2013-12-31$604,000
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$4,768
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$2,709
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$4,665
Administrative expenses (other) incurred2013-12-31$113,678
Total non interest bearing cash at end of year2013-12-31$4,977
Total non interest bearing cash at beginning of year2013-12-31$5,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,290,674
Value of net assets at end of year (total assets less liabilities)2013-12-31$39,270,428
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$34,979,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$20,833
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$30,021,043
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$25,224,534
Value of interest in pooled separate accounts at end of year2013-12-31$8,708,655
Value of interest in pooled separate accounts at beginning of year2013-12-31$9,056,134
Interest on participant loans2013-12-31$10,278
Interest earned on other investments2013-12-31$836
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$36,810
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$85,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,098,968
Net investment gain/loss from pooled separate accounts2013-12-31$226,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$641,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,251,548
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COHNREZNICK
Accountancy firm EIN2013-12-31221478099
2012 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$5,624,627
Total of all expenses incurred2012-12-31$2,213,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,170,774
Expenses. Certain deemed distributions of participant loans2012-12-31$38,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,197,132
Value of total assets at end of year2012-12-31$34,979,754
Value of total assets at beginning of year2012-12-31$31,568,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,752
Total interest from all sources2012-12-31$9,924
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$532,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$532,420
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,444,427
Participant contributions at end of year2012-12-31$604,000
Participant contributions at beginning of year2012-12-31$585,123
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$92,020
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$4,665
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$4,627
Administrative expenses (other) incurred2012-12-31$3,752
Total non interest bearing cash at end of year2012-12-31$5,000
Total non interest bearing cash at beginning of year2012-12-31$2,708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,411,593
Value of net assets at end of year (total assets less liabilities)2012-12-31$34,979,754
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$31,568,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$25,224,534
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$21,554,117
Value of interest in pooled separate accounts at end of year2012-12-31$9,056,134
Value of interest in pooled separate accounts at beginning of year2012-12-31$9,182,119
Interest on participant loans2012-12-31$8,590
Interest earned on other investments2012-12-31$1,334
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$85,421
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$43,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,640,228
Net investment gain/loss from pooled separate accounts2012-12-31$244,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$660,685
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$196,286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,170,774
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COHNREZNICK
Accountancy firm EIN2012-12-31221478099
2011 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$4,300,748
Total of all expenses incurred2011-12-31$1,748,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,635,673
Expenses. Certain deemed distributions of participant loans2011-12-31$71,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,634,635
Value of total assets at end of year2011-12-31$31,568,161
Value of total assets at beginning of year2011-12-31$29,016,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$42,012
Total interest from all sources2011-12-31$10,189
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$383,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$383,080
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,565,654
Participant contributions at end of year2011-12-31$585,123
Participant contributions at beginning of year2011-12-31$502,289
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$202,724
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$4,627
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$4,848
Administrative expenses (other) incurred2011-12-31$2,012
Total non interest bearing cash at end of year2011-12-31$2,708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,551,811
Value of net assets at end of year (total assets less liabilities)2011-12-31$31,568,161
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$29,016,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$21,554,117
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$19,684,395
Value of interest in pooled separate accounts at end of year2011-12-31$9,182,119
Value of interest in pooled separate accounts at beginning of year2011-12-31$8,797,096
Interest on participant loans2011-12-31$9,313
Interest earned on other investments2011-12-31$876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$43,181
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$27,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-986,352
Net investment gain/loss from pooled separate accounts2011-12-31$259,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,866,257
Employer contributions (assets) at end of year2011-12-31$196,286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,635,673
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31COHNREZNICK
Accountancy firm EIN2011-12-31221478099
2010 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$6,782,572
Total of all expenses incurred2010-12-31$951,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$885,083
Expenses. Certain deemed distributions of participant loans2010-12-31$66,347
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,193,961
Value of total assets at end of year2010-12-31$29,016,350
Value of total assets at beginning of year2010-12-31$23,185,499
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$291
Total interest from all sources2010-12-31$16,538
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$381,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$381,524
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,535,069
Participant contributions at end of year2010-12-31$502,289
Participant contributions at beginning of year2010-12-31$428,084
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$3,955
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$4,848
Administrative expenses (other) incurred2010-12-31$291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,830,851
Value of net assets at end of year (total assets less liabilities)2010-12-31$29,016,350
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,185,499
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$19,684,395
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,525,777
Value of interest in pooled separate accounts at end of year2010-12-31$8,797,096
Value of interest in pooled separate accounts at beginning of year2010-12-31$8,202,078
Interest on participant loans2010-12-31$15,878
Interest earned on other investments2010-12-31$660
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$27,722
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$29,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,898,468
Net investment gain/loss from pooled separate accounts2010-12-31$292,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,654,937
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$885,083
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31JH COHN
Accountancy firm EIN2010-12-31221478099
2009 : THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN

2022: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: THE AMERICAN ARBITRATION ASSOCIATION, INC. EMPLOYEE SAVINGS AND RETIREMENT PLAN 2008 form 5500 responses
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered110
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered112
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered125
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069180
Policy instance 2
Insurance contract or identification numberTA069180
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-08-16
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered131
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered684
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberTA069180
Policy instance 2
Insurance contract or identification numberTA069180
Number of Individuals Covered684
Insurance policy start date2018-07-19
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered670
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered596
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered552
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered683
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered703
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered747
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069180
Policy instance 1
Insurance contract or identification numberTA069180
Number of Individuals Covered746
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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