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IBM 401 (K) PLUS PLAN 401k Plan overview

Plan NameIBM 401 (K) PLUS PLAN
Plan identification number 005

IBM 401 (K) PLUS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

INTERNATIONAL BUSINESS MACHINES CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:INTERNATIONAL BUSINESS MACHINES CORPORATION
Employer identification number (EIN):130871985

Additional information about INTERNATIONAL BUSINESS MACHINES CORPORATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1911-06-16
Company Identification Number: 30059
Legal Registered Office Address: One North Castle Drive
Westchester
Armonk
United States of America (USA)
10504

More information about INTERNATIONAL BUSINESS MACHINES CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan IBM 401 (K) PLUS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052022-01-01
0052021-01-01
0052020-01-01
0052019-01-01
0052018-01-01GREGG NELSON
0052017-01-01GREGG NELSON
0052016-01-01GREGG NELSON
0052015-01-01GREGG NELSON
0052014-01-01RICHARD CARROLL
0052013-01-01RICHARD CARROLL
0052012-01-01RICHARD CARROLL
0052011-01-01RICHARD CARROLL
0052010-01-01RICHARD CARROLL
0052009-01-01RICHARD CARROLL

Plan Statistics for IBM 401 (K) PLUS PLAN

401k plan membership statisitcs for IBM 401 (K) PLUS PLAN

Measure Date Value
2022: IBM 401 (K) PLUS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01168,665
Total number of active participants reported on line 7a of the Form 55002022-01-0154,912
Number of retired or separated participants receiving benefits2022-01-0120,684
Number of other retired or separated participants entitled to future benefits2022-01-0188,425
Total of all active and inactive participants2022-01-01164,021
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01723
Total participants2022-01-01164,744
Number of participants with account balances2022-01-01162,870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: IBM 401 (K) PLUS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01172,646
Total number of active participants reported on line 7a of the Form 55002021-01-0156,376
Number of retired or separated participants receiving benefits2021-01-0121,163
Number of other retired or separated participants entitled to future benefits2021-01-0190,545
Total of all active and inactive participants2021-01-01168,084
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01581
Total participants2021-01-01168,665
Number of participants with account balances2021-01-01166,735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: IBM 401 (K) PLUS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01179,859
Total number of active participants reported on line 7a of the Form 55002020-01-0164,398
Number of retired or separated participants receiving benefits2020-01-0110,864
Number of other retired or separated participants entitled to future benefits2020-01-0196,838
Total of all active and inactive participants2020-01-01172,100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01546
Total participants2020-01-01172,646
Number of participants with account balances2020-01-01170,646
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: IBM 401 (K) PLUS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01183,694
Total number of active participants reported on line 7a of the Form 55002019-01-0170,367
Number of retired or separated participants receiving benefits2019-01-0122,244
Number of other retired or separated participants entitled to future benefits2019-01-0186,822
Total of all active and inactive participants2019-01-01179,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01426
Total participants2019-01-01179,859
Number of participants with account balances2019-01-01177,658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: IBM 401 (K) PLUS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01188,541
Total number of active participants reported on line 7a of the Form 55002018-01-0173,349
Number of retired or separated participants receiving benefits2018-01-0122,081
Number of other retired or separated participants entitled to future benefits2018-01-0187,877
Total of all active and inactive participants2018-01-01183,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01387
Total participants2018-01-01183,694
Number of participants with account balances2018-01-01181,381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: IBM 401 (K) PLUS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01189,179
Total number of active participants reported on line 7a of the Form 55002017-01-0179,251
Number of retired or separated participants receiving benefits2017-01-0121,218
Number of other retired or separated participants entitled to future benefits2017-01-0187,751
Total of all active and inactive participants2017-01-01188,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01321
Total participants2017-01-01188,541
Number of participants with account balances2017-01-01186,303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: IBM 401 (K) PLUS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01190,777
Total number of active participants reported on line 7a of the Form 55002016-01-0180,296
Number of retired or separated participants receiving benefits2016-01-0120,125
Number of other retired or separated participants entitled to future benefits2016-01-0188,520
Total of all active and inactive participants2016-01-01188,941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01238
Total participants2016-01-01189,179
Number of participants with account balances2016-01-01186,290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: IBM 401 (K) PLUS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01195,209
Total number of active participants reported on line 7a of the Form 55002015-01-0184,350
Number of retired or separated participants receiving benefits2015-01-0119,121
Number of other retired or separated participants entitled to future benefits2015-01-0187,088
Total of all active and inactive participants2015-01-01190,559
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01218
Total participants2015-01-01190,777
Number of participants with account balances2015-01-01187,937
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: IBM 401 (K) PLUS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01200,504
Total number of active participants reported on line 7a of the Form 55002014-01-0191,852
Number of retired or separated participants receiving benefits2014-01-0118,220
Number of other retired or separated participants entitled to future benefits2014-01-0184,916
Total of all active and inactive participants2014-01-01194,988
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01221
Total participants2014-01-01195,209
Number of participants with account balances2014-01-01191,921
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: IBM 401 (K) PLUS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01201,412
Total number of active participants reported on line 7a of the Form 55002013-01-0199,921
Number of retired or separated participants receiving benefits2013-01-0117,033
Number of other retired or separated participants entitled to future benefits2013-01-0183,367
Total of all active and inactive participants2013-01-01200,321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01183
Total participants2013-01-01200,504
Number of participants with account balances2013-01-01196,397
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: IBM 401 (K) PLUS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01203,888
Total number of active participants reported on line 7a of the Form 55002012-01-01102,456
Number of retired or separated participants receiving benefits2012-01-0118,082
Number of other retired or separated participants entitled to future benefits2012-01-0180,683
Total of all active and inactive participants2012-01-01201,221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01191
Total participants2012-01-01201,412
Number of participants with account balances2012-01-01197,713
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: IBM 401 (K) PLUS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01207,714
Total number of active participants reported on line 7a of the Form 55002011-01-01106,569
Number of retired or separated participants receiving benefits2011-01-0116,524
Number of other retired or separated participants entitled to future benefits2011-01-0180,616
Total of all active and inactive participants2011-01-01203,709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01179
Total participants2011-01-01203,888
Number of participants with account balances2011-01-01200,205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: IBM 401 (K) PLUS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01209,610
Total number of active participants reported on line 7a of the Form 55002010-01-01110,876
Number of retired or separated participants receiving benefits2010-01-0114,992
Number of other retired or separated participants entitled to future benefits2010-01-0181,657
Total of all active and inactive participants2010-01-01207,525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01189
Total participants2010-01-01207,714
Number of participants with account balances2010-01-01202,638
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: IBM 401 (K) PLUS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01214,594
Total number of active participants reported on line 7a of the Form 55002009-01-01109,872
Number of retired or separated participants receiving benefits2009-01-0113,912
Number of other retired or separated participants entitled to future benefits2009-01-0185,087
Total of all active and inactive participants2009-01-01208,871
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01739
Total participants2009-01-01209,610
Number of participants with account balances2009-01-01206,487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on IBM 401 (K) PLUS PLAN

Measure Date Value
2022 : IBM 401 (K) PLUS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-4,440,607,594
Total unrealized appreciation/depreciation of assets2022-12-31$-4,440,607,594
Total transfer of assets to this plan2022-12-31$27,574,416
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,681,703,513
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,657,271,718
Total income from all sources (including contributions)2022-12-31$-9,541,534,492
Total loss/gain on sale of assets2022-12-31$-705,631,937
Total of all expenses incurred2022-12-31$4,701,515,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,665,026,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,431,981,821
Value of total assets at end of year2022-12-31$53,363,875,208
Value of total assets at beginning of year2022-12-31$67,554,919,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$36,489,247
Total interest from all sources2022-12-31$363,495,517
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$822,615,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$404,295,954
Administrative expenses professional fees incurred2022-12-31$2,344,963
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$36,372,469
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$43,192,867
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$150,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$942,501,461
Participant contributions at end of year2022-12-31$155,523,891
Participant contributions at beginning of year2022-12-31$168,508,107
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,711,402,705
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,973,024,037
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$789,962,897
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$400,111,712
Assets. Loans (other than to participants) at end of year2022-12-31$832,072,933
Assets. Loans (other than to participants) at beginning of year2022-12-31$855,181,530
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$1,681,703,513
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$1,657,271,718
Other income not declared elsewhere2022-12-31$-1,083,706,621
Administrative expenses (other) incurred2022-12-31$4,412,033
Total non interest bearing cash at end of year2022-12-31$19,022,414
Total non interest bearing cash at beginning of year2022-12-31$21,486,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-14,243,050,024
Value of net assets at end of year (total assets less liabilities)2022-12-31$51,682,171,695
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$65,897,647,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2022-12-31$28,037,152
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$27,698,741
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,266,180,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,713,516,881
Value of interest in pooled separate accounts at end of year2022-12-31$336,589,258
Value of interest in pooled separate accounts at beginning of year2022-12-31$426,378,325
Interest on participant loans2022-12-31$6,684,910
Income. Interest from loans (other than to participants)2022-12-31$27,788,283
Interest earned on other investments2022-12-31$27,799,763
Income. Interest from US Government securities2022-12-31$124,783,022
Income. Interest from corporate debt instruments2022-12-31$166,993,412
Value of interest in common/collective trusts at end of year2022-12-31$11,440,945,994
Value of interest in common/collective trusts at beginning of year2022-12-31$23,785,580,144
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,320,077,707
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,428,224,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,428,224,799
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$9,446,127
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$710,226,568
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$988,017,463
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,866,421
Asset value of US Government securities at end of year2022-12-31$7,667,503,290
Asset value of US Government securities at beginning of year2022-12-31$9,528,140,063
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,318,307,163
Net investment gain/loss from pooled separate accounts2022-12-31$-44,789,067
Net investment gain or loss from common/collective trusts2022-12-31$-3,360,750,797
Net gain/loss from 103.12 investment entities2022-12-31$-205,834,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$978,196,094
Assets. Invements in employer securities at beginning of year2022-12-31$950,587,393
Contributions received in cash from employer2022-12-31$489,480,360
Income. Dividends from preferred stock2022-12-31$4,989,888
Income. Dividends from common stock2022-12-31$413,329,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,663,159,864
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$2,129,242,908
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$2,371,414,565
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$2,314,464,121
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$2,910,520,029
Contract administrator fees2022-12-31$2,033,510
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$15,656,091,837
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$11,991,034,326
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$31,805,544,543
Aggregate carrying amount (costs) on sale of assets2022-12-31$32,511,176,480
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2022-12-31134008324
2021 : IBM 401 (K) PLUS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,209,782,330
Total unrealized appreciation/depreciation of assets2021-12-31$1,209,782,330
Total transfer of assets to this plan2021-12-31$45,108,392
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,657,271,718
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,958,692,628
Total income from all sources (including contributions)2021-12-31$9,501,588,202
Total loss/gain on sale of assets2021-12-31$-69,895,194
Total of all expenses incurred2021-12-31$5,244,170,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,207,326,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,551,797,055
Value of total assets at end of year2021-12-31$67,554,919,021
Value of total assets at beginning of year2021-12-31$63,553,813,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$36,843,394
Total interest from all sources2021-12-31$476,704,391
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,016,222,140
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$714,808,123
Administrative expenses professional fees incurred2021-12-31$2,042,084
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$43,192,867
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$49,742,180
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$150,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,063,925,807
Participant contributions at end of year2021-12-31$168,508,107
Participant contributions at beginning of year2021-12-31$201,566,150
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,973,024,037
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,291,698,926
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$400,111,712
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$745,433,418
Assets. Loans (other than to participants) at end of year2021-12-31$855,181,530
Assets. Loans (other than to participants) at beginning of year2021-12-31$837,958,193
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$1,657,271,718
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$1,958,692,628
Other income not declared elsewhere2021-12-31$-312,474,484
Administrative expenses (other) incurred2021-12-31$5,115,608
Total non interest bearing cash at end of year2021-12-31$21,486,780
Total non interest bearing cash at beginning of year2021-12-31$31,224,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,257,418,118
Value of net assets at end of year (total assets less liabilities)2021-12-31$65,897,647,303
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$61,595,120,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2021-12-31$27,935,826
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$26,275,695
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,713,516,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,590,580,829
Value of interest in pooled separate accounts at end of year2021-12-31$426,378,325
Value of interest in pooled separate accounts at beginning of year2021-12-31$475,881,295
Interest on participant loans2021-12-31$8,491,394
Income. Interest from loans (other than to participants)2021-12-31$21,381,212
Interest earned on other investments2021-12-31$32,730,828
Income. Interest from US Government securities2021-12-31$117,677,140
Income. Interest from corporate debt instruments2021-12-31$296,332,239
Value of interest in common/collective trusts at end of year2021-12-31$23,785,580,144
Value of interest in common/collective trusts at beginning of year2021-12-31$20,545,893,222
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,428,224,799
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,639,449,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,639,449,175
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$91,578
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$988,017,463
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$1,179,405,214
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$376,593
Asset value of US Government securities at end of year2021-12-31$9,528,140,063
Asset value of US Government securities at beginning of year2021-12-31$9,271,485,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$555,420,360
Net investment gain/loss from pooled separate accounts2021-12-31$497,030
Net investment gain or loss from common/collective trusts2021-12-31$4,956,681,949
Net gain/loss from 103.12 investment entities2021-12-31$116,852,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$950,587,393
Assets. Invements in employer securities at beginning of year2021-12-31$952,217,755
Contributions received in cash from employer2021-12-31$487,871,248
Income. Dividends from preferred stock2021-12-31$3,540,490
Income. Dividends from common stock2021-12-31$297,873,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,206,950,097
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$2,371,414,565
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$2,796,642,649
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$2,910,520,029
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$2,866,608,179
Contract administrator fees2021-12-31$3,410,007
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$11,991,034,326
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$11,078,026,109
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$38,519,277,722
Aggregate carrying amount (costs) on sale of assets2021-12-31$38,589,172,916
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2021-12-31134008324
2020 : IBM 401 (K) PLUS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$1,355,791,538
Total unrealized appreciation/depreciation of assets2020-12-31$1,355,791,538
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,958,692,628
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,521,720,211
Total income from all sources (including contributions)2020-12-31$9,198,734,587
Total loss/gain on sale of assets2020-12-31$369,296,713
Total of all expenses incurred2020-12-31$4,247,594,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,213,044,208
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,603,047,082
Value of total assets at end of year2020-12-31$63,553,813,421
Value of total assets at beginning of year2020-12-31$58,165,700,712
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$34,550,087
Total interest from all sources2020-12-31$400,011,544
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$981,096,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$709,687,193
Administrative expenses professional fees incurred2020-12-31$1,254,715
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$49,742,180
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$56,395,138
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$150,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,019,744,518
Participant contributions at end of year2020-12-31$201,566,150
Participant contributions at beginning of year2020-12-31$210,870,942
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,291,698,926
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$2,065,032,587
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$745,433,418
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$652,433,503
Assets. Loans (other than to participants) at end of year2020-12-31$837,958,193
Assets. Loans (other than to participants) at beginning of year2020-12-31$791,424,802
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$1,958,692,628
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,521,720,211
Other income not declared elsewhere2020-12-31$28,024,326
Administrative expenses (other) incurred2020-12-31$13,944,724
Total non interest bearing cash at end of year2020-12-31$31,224,518
Total non interest bearing cash at beginning of year2020-12-31$4,731,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,951,140,292
Value of net assets at end of year (total assets less liabilities)2020-12-31$61,595,120,793
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$56,643,980,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$27,836,730
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$17,292,693
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,590,580,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,311,951,527
Value of interest in pooled separate accounts at end of year2020-12-31$475,881,295
Value of interest in pooled separate accounts at beginning of year2020-12-31$463,834,694
Interest on participant loans2020-12-31$9,633,233
Income. Interest from loans (other than to participants)2020-12-31$22,101,153
Interest earned on other investments2020-12-31$28,239,933
Income. Interest from US Government securities2020-12-31$143,730,105
Income. Interest from corporate debt instruments2020-12-31$193,327,482
Value of interest in common/collective trusts at end of year2020-12-31$20,545,893,222
Value of interest in common/collective trusts at beginning of year2020-12-31$19,537,657,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,639,449,175
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,265,849,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,265,849,909
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,979,638
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$1,179,405,214
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$1,155,249,818
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,117,365
Asset value of US Government securities at end of year2020-12-31$9,271,485,609
Asset value of US Government securities at beginning of year2020-12-31$8,309,908,887
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$975,927,150
Net investment gain/loss from pooled separate accounts2020-12-31$42,046,601
Net investment gain or loss from common/collective trusts2020-12-31$3,275,504,943
Net gain/loss from 103.12 investment entities2020-12-31$167,987,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$952,217,755
Assets. Invements in employer securities at beginning of year2020-12-31$1,063,653,342
Contributions received in cash from employer2020-12-31$583,302,564
Income. Dividends from preferred stock2020-12-31$1,198,169
Income. Dividends from common stock2020-12-31$270,211,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,210,926,843
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$2,796,642,649
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$2,386,547,387
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$2,866,608,179
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$2,522,157,929
Contract administrator fees2020-12-31$2,057,955
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$11,078,026,109
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$10,368,000,379
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$32,488,832,285
Aggregate carrying amount (costs) on sale of assets2020-12-31$32,119,535,572
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2020-12-31134008324
2019 : IBM 401 (K) PLUS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$2,184,576,347
Total unrealized appreciation/depreciation of assets2019-12-31$2,184,576,347
Total transfer of assets to this plan2019-12-31$67,700,731
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,521,720,211
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,661,376,085
Total income from all sources (including contributions)2019-12-31$11,659,704,114
Total loss/gain on sale of assets2019-12-31$381,482,292
Total of all expenses incurred2019-12-31$3,844,382,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,806,984,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,613,980,550
Value of total assets at end of year2019-12-31$58,165,700,712
Value of total assets at beginning of year2019-12-31$50,422,333,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$37,397,852
Total interest from all sources2019-12-31$456,104,069
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$652,834,529
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$331,043,358
Administrative expenses professional fees incurred2019-12-31$1,065,632
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$56,395,138
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$48,008,488
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$150,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,037,373,377
Participant contributions at end of year2019-12-31$210,870,942
Participant contributions at beginning of year2019-12-31$220,043,531
Assets. Other investments not covered elsewhere at end of year2019-12-31$2,065,032,587
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,959,763,957
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$652,433,503
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$577,072,794
Assets. Loans (other than to participants) at end of year2019-12-31$791,424,802
Assets. Loans (other than to participants) at beginning of year2019-12-31$519,266,837
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,521,720,211
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,661,376,085
Other income not declared elsewhere2019-12-31$340,085,290
Administrative expenses (other) incurred2019-12-31$15,295,883
Total non interest bearing cash at end of year2019-12-31$4,731,965
Total non interest bearing cash at beginning of year2019-12-31$1,867,152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,815,321,886
Value of net assets at end of year (total assets less liabilities)2019-12-31$56,643,980,501
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$48,760,957,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$27,735,828
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$19,893,626
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,311,951,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,274,154,417
Value of interest in pooled separate accounts at end of year2019-12-31$463,834,694
Value of interest in pooled separate accounts at beginning of year2019-12-31$422,780,659
Interest on participant loans2019-12-31$10,978,472
Income. Interest from loans (other than to participants)2019-12-31$21,100,822
Interest earned on other investments2019-12-31$62,141,078
Income. Interest from US Government securities2019-12-31$168,037,469
Income. Interest from corporate debt instruments2019-12-31$172,983,041
Value of interest in common/collective trusts at end of year2019-12-31$19,537,657,903
Value of interest in common/collective trusts at beginning of year2019-12-31$16,121,859,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,265,849,909
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,687,104,062
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,687,104,062
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$20,863,187
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$1,155,249,818
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$990,329,876
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$4,021,356
Asset value of US Government securities at end of year2019-12-31$8,309,908,887
Asset value of US Government securities at beginning of year2019-12-31$7,457,118,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,121,208,003
Net investment gain/loss from pooled separate accounts2019-12-31$41,882,419
Net investment gain or loss from common/collective trusts2019-12-31$4,671,732,761
Net gain/loss from 103.12 investment entities2019-12-31$195,817,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$1,063,653,342
Assets. Invements in employer securities at beginning of year2019-12-31$971,670,611
Contributions received in cash from employer2019-12-31$576,607,173
Income. Dividends from preferred stock2019-12-31$2,374,188
Income. Dividends from common stock2019-12-31$319,416,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,802,963,020
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$2,386,547,387
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$2,233,820,121
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$2,522,157,929
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$2,259,581,762
Contract administrator fees2019-12-31$1,142,711
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$10,368,000,379
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$8,677,892,063
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$43,743,509,763
Aggregate carrying amount (costs) on sale of assets2019-12-31$43,362,027,471
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2019-12-31134008324
2018 : IBM 401 (K) PLUS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-1,834,341,910
Total unrealized appreciation/depreciation of assets2018-12-31$-1,834,341,910
Total transfer of assets to this plan2018-12-31$16,989,341
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,661,376,085
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,910,038,908
Total income from all sources (including contributions)2018-12-31$-1,149,547,777
Total loss/gain on sale of assets2018-12-31$-88,614,513
Total of all expenses incurred2018-12-31$3,804,817,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,764,470,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,641,922,689
Value of total assets at end of year2018-12-31$50,422,333,969
Value of total assets at beginning of year2018-12-31$55,608,373,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$40,347,656
Total interest from all sources2018-12-31$438,017,947
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$787,079,655
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$436,544,784
Administrative expenses professional fees incurred2018-12-31$1,536,831
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$48,008,488
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$51,348,536
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$150,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,052,061,287
Participant contributions at end of year2018-12-31$220,043,531
Participant contributions at beginning of year2018-12-31$232,133,839
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,959,763,957
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$2,090,991,496
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$577,072,794
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$979,775,467
Assets. Loans (other than to participants) at end of year2018-12-31$519,266,837
Assets. Loans (other than to participants) at beginning of year2018-12-31$554,175,099
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$1,661,376,085
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$1,910,038,908
Other income not declared elsewhere2018-12-31$-247,347,439
Administrative expenses (other) incurred2018-12-31$14,336,936
Total non interest bearing cash at end of year2018-12-31$1,867,152
Total non interest bearing cash at beginning of year2018-12-31$164,978,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,954,365,751
Value of net assets at end of year (total assets less liabilities)2018-12-31$48,760,957,884
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$53,698,334,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$27,634,503
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$22,504,553
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,274,154,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,879,537,255
Value of interest in pooled separate accounts at end of year2018-12-31$422,780,659
Value of interest in pooled separate accounts at beginning of year2018-12-31$471,015,406
Interest on participant loans2018-12-31$10,504,298
Income. Interest from loans (other than to participants)2018-12-31$18,175,517
Interest earned on other investments2018-12-31$70,741,152
Income. Interest from US Government securities2018-12-31$148,862,061
Income. Interest from corporate debt instruments2018-12-31$169,693,903
Value of interest in common/collective trusts at end of year2018-12-31$16,121,859,079
Value of interest in common/collective trusts at beginning of year2018-12-31$18,319,670,808
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,687,104,062
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,570,478,104
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,570,478,104
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$20,041,016
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$990,329,876
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$842,350,183
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$3,856,728
Asset value of US Government securities at end of year2018-12-31$7,457,118,560
Asset value of US Government securities at beginning of year2018-12-31$7,743,351,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-850,711,339
Net investment gain/loss from pooled separate accounts2018-12-31$2,845,751
Net investment gain or loss from common/collective trusts2018-12-31$-928,809,166
Net gain/loss from 103.12 investment entities2018-12-31$-69,589,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$971,670,611
Assets. Invements in employer securities at beginning of year2018-12-31$1,278,769,508
Contributions received in cash from employer2018-12-31$589,861,402
Income. Dividends from preferred stock2018-12-31$1,982,547
Income. Dividends from common stock2018-12-31$348,552,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,760,613,590
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$2,233,820,121
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$2,101,120,272
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$2,259,581,762
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$2,378,571,280
Contract administrator fees2018-12-31$1,969,336
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$8,677,892,063
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$9,950,105,314
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$32,472,070,596
Aggregate carrying amount (costs) on sale of assets2018-12-31$32,560,685,109
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2018-12-31134008324
2017 : IBM 401 (K) PLUS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,357,842,573
Total unrealized appreciation/depreciation of assets2017-12-31$1,357,842,573
Total transfer of assets to this plan2017-12-31$322,379,270
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,910,038,908
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,769,686,815
Total income from all sources (including contributions)2017-12-31$8,359,475,177
Total loss/gain on sale of assets2017-12-31$174,019,573
Total of all expenses incurred2017-12-31$3,414,649,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,371,276,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,707,872,775
Value of total assets at end of year2017-12-31$55,608,373,202
Value of total assets at beginning of year2017-12-31$50,200,816,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$43,372,893
Total interest from all sources2017-12-31$406,712,103
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$605,346,469
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$318,803,815
Administrative expenses professional fees incurred2017-12-31$1,986,541
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$51,348,536
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$42,066,817
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$150,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,089,324,581
Participant contributions at end of year2017-12-31$232,133,839
Participant contributions at beginning of year2017-12-31$250,068,415
Assets. Other investments not covered elsewhere at end of year2017-12-31$2,090,991,496
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,010,568,420
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$979,775,467
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$928,076,959
Assets. Loans (other than to participants) at end of year2017-12-31$554,175,099
Assets. Loans (other than to participants) at beginning of year2017-12-31$552,182,669
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$1,910,038,908
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$1,769,686,815
Other income not declared elsewhere2017-12-31$-11,623,595
Administrative expenses (other) incurred2017-12-31$15,891,221
Total non interest bearing cash at end of year2017-12-31$164,978,646
Total non interest bearing cash at beginning of year2017-12-31$21,760,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,944,825,816
Value of net assets at end of year (total assets less liabilities)2017-12-31$53,698,334,294
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$48,431,129,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$27,533,176
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$21,860,058
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,879,537,255
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,718,659,566
Value of interest in pooled separate accounts at end of year2017-12-31$471,015,406
Value of interest in pooled separate accounts at beginning of year2017-12-31$614,176,791
Interest on participant loans2017-12-31$10,174,979
Income. Interest from loans (other than to participants)2017-12-31$19,997,914
Interest earned on other investments2017-12-31$64,527,841
Income. Interest from US Government securities2017-12-31$143,951,288
Income. Interest from corporate debt instruments2017-12-31$159,826,410
Value of interest in common/collective trusts at end of year2017-12-31$18,319,670,808
Value of interest in common/collective trusts at beginning of year2017-12-31$15,818,948,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,570,478,104
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,319,595,158
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,319,595,158
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$8,233,671
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$842,350,183
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$693,737,927
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$6,296,873
Asset value of US Government securities at end of year2017-12-31$7,743,351,989
Asset value of US Government securities at beginning of year2017-12-31$7,811,708,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$736,225,894
Net investment gain/loss from pooled separate accounts2017-12-31$28,932,583
Net investment gain or loss from common/collective trusts2017-12-31$3,257,593,718
Net gain/loss from 103.12 investment entities2017-12-31$96,553,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$1,278,769,508
Assets. Invements in employer securities at beginning of year2017-12-31$1,460,288,062
Contributions received in cash from employer2017-12-31$618,548,194
Income. Dividends from preferred stock2017-12-31$1,220,589
Income. Dividends from common stock2017-12-31$285,322,065
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,364,979,595
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$2,101,120,272
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$2,010,744,265
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$2,378,571,280
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$2,358,558,409
Contract administrator fees2017-12-31$3,635,073
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$9,950,105,314
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$8,589,674,856
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$33,824,853,810
Aggregate carrying amount (costs) on sale of assets2017-12-31$33,650,834,237
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2017-12-31134008324
2016 : IBM 401 (K) PLUS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$897,021,887
Total unrealized appreciation/depreciation of assets2016-12-31$897,021,887
Total transfer of assets to this plan2016-12-31$89,972,173
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,769,686,815
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,496,053,924
Total income from all sources (including contributions)2016-12-31$5,643,632,465
Total loss/gain on sale of assets2016-12-31$110,336,315
Total of all expenses incurred2016-12-31$3,231,176,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,184,311,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,714,487,575
Value of total assets at end of year2016-12-31$50,200,816,023
Value of total assets at beginning of year2016-12-31$47,424,755,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$46,865,563
Total interest from all sources2016-12-31$389,147,371
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$497,464,577
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$202,009,062
Administrative expenses professional fees incurred2016-12-31$1,901,434
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$42,066,817
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$33,028,932
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$150,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,088,419,530
Participant contributions at end of year2016-12-31$250,068,415
Participant contributions at beginning of year2016-12-31$272,452,196
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,010,568,420
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$2,003,744,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$928,076,959
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$617,117,132
Assets. Loans (other than to participants) at end of year2016-12-31$552,182,669
Assets. Loans (other than to participants) at beginning of year2016-12-31$735,865,035
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,769,686,815
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,496,053,924
Other income not declared elsewhere2016-12-31$-47,204,858
Administrative expenses (other) incurred2016-12-31$15,657,159
Total non interest bearing cash at end of year2016-12-31$21,760,650
Total non interest bearing cash at beginning of year2016-12-31$9,298,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,412,455,843
Value of net assets at end of year (total assets less liabilities)2016-12-31$48,431,129,208
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$45,928,701,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$17,104,732
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$24,376,451
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,718,659,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,506,076,300
Value of interest in pooled separate accounts at end of year2016-12-31$614,176,791
Value of interest in pooled separate accounts at beginning of year2016-12-31$589,234,274
Interest on participant loans2016-12-31$10,701,821
Income. Interest from loans (other than to participants)2016-12-31$33,601,545
Interest earned on other investments2016-12-31$57,725,699
Income. Interest from US Government securities2016-12-31$132,074,788
Income. Interest from corporate debt instruments2016-12-31$153,018,748
Value of interest in common/collective trusts at end of year2016-12-31$15,818,948,221
Value of interest in common/collective trusts at beginning of year2016-12-31$14,835,497,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,319,595,158
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,154,582,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,154,582,610
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,024,770
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$693,737,927
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$643,317,527
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$7,146,546
Asset value of US Government securities at end of year2016-12-31$7,811,708,838
Asset value of US Government securities at beginning of year2016-12-31$7,472,713,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$191,172,926
Net investment gain/loss from pooled separate accounts2016-12-31$26,500,379
Net investment gain or loss from common/collective trusts2016-12-31$1,782,278,583
Net gain/loss from 103.12 investment entities2016-12-31$82,427,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$1,460,288,062
Assets. Invements in employer securities at beginning of year2016-12-31$1,321,956,664
Contributions received in cash from employer2016-12-31$626,068,045
Income. Dividends from preferred stock2016-12-31$1,029,454
Income. Dividends from common stock2016-12-31$294,426,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,177,164,513
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$2,010,744,265
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$1,797,865,199
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$2,358,558,409
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$2,199,384,769
Contract administrator fees2016-12-31$4,930,519
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$8,589,674,856
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$8,232,620,232
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$35,239,547,647
Aggregate carrying amount (costs) on sale of assets2016-12-31$35,129,211,332
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : IBM 401 (K) PLUS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-806,837,466
Total unrealized appreciation/depreciation of assets2015-12-31$-806,837,466
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,496,053,924
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,321,812,079
Total income from all sources (including contributions)2015-12-31$1,338,496,665
Total loss/gain on sale of assets2015-12-31$-2,369,038
Total of all expenses incurred2015-12-31$3,426,931,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,383,337,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,811,453,770
Value of total assets at end of year2015-12-31$47,424,755,116
Value of total assets at beginning of year2015-12-31$50,338,947,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$43,593,227
Total interest from all sources2015-12-31$354,818,985
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$566,606,227
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$298,115,612
Administrative expenses professional fees incurred2015-12-31$2,190,740
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$33,028,932
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$60,310,480
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$150,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,135,700,791
Participant contributions at end of year2015-12-31$272,452,196
Participant contributions at beginning of year2015-12-31$302,031,278
Assets. Other investments not covered elsewhere at end of year2015-12-31$2,003,744,000
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,752,331,840
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$617,117,132
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,556,231,310
Assets. Loans (other than to participants) at end of year2015-12-31$735,865,035
Assets. Loans (other than to participants) at beginning of year2015-12-31$677,470,143
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,496,053,924
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$2,321,812,079
Other income not declared elsewhere2015-12-31$-177,481,086
Administrative expenses (other) incurred2015-12-31$13,813,528
Total non interest bearing cash at end of year2015-12-31$9,298,304
Total non interest bearing cash at beginning of year2015-12-31$16,006,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,088,434,517
Value of net assets at end of year (total assets less liabilities)2015-12-31$45,928,701,192
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$48,017,135,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$17,704,559
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$34,474
Investment advisory and management fees2015-12-31$17,086,849
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,506,076,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,831,570,302
Value of interest in pooled separate accounts at end of year2015-12-31$589,234,274
Value of interest in pooled separate accounts at beginning of year2015-12-31$579,088,549
Interest on participant loans2015-12-31$11,687,924
Income. Interest from loans (other than to participants)2015-12-31$37,045,070
Interest earned on other investments2015-12-31$37,814,622
Income. Interest from US Government securities2015-12-31$127,636,731
Income. Interest from corporate debt instruments2015-12-31$140,325,575
Value of interest in common/collective trusts at end of year2015-12-31$14,835,497,966
Value of interest in common/collective trusts at beginning of year2015-12-31$15,349,481,515
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,154,582,610
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,167,594,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,167,594,990
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$309,063
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$643,317,527
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$683,234,750
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$6,971,524
Asset value of US Government securities at end of year2015-12-31$7,472,713,976
Asset value of US Government securities at beginning of year2015-12-31$7,316,866,190
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-343,260,613
Net investment gain/loss from pooled separate accounts2015-12-31$11,675,923
Net investment gain or loss from common/collective trusts2015-12-31$-39,197,444
Net gain/loss from 103.12 investment entities2015-12-31$-36,912,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$1,321,956,664
Assets. Invements in employer securities at beginning of year2015-12-31$1,652,776,992
Contributions received in cash from employer2015-12-31$675,752,979
Income. Dividends from preferred stock2015-12-31$1,978,020
Income. Dividends from common stock2015-12-31$266,512,595
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,376,366,431
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$1,797,865,199
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$1,852,255,777
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$2,199,384,769
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$1,767,407,600
Contract administrator fees2015-12-31$10,502,110
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$8,232,620,232
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$8,774,255,323
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$56,890,817,844
Aggregate carrying amount (costs) on sale of assets2015-12-31$56,893,186,882
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : IBM 401 (K) PLUS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-55,720,039
Total unrealized appreciation/depreciation of assets2014-12-31$-55,720,039
Total transfer of assets to this plan2014-12-31$59,347,164
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,321,812,079
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,572,246,226
Total income from all sources (including contributions)2014-12-31$4,664,436,153
Total loss/gain on sale of assets2014-12-31$135,476,965
Total of all expenses incurred2014-12-31$3,285,398,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,238,587,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,846,452,232
Value of total assets at end of year2014-12-31$50,338,947,788
Value of total assets at beginning of year2014-12-31$48,150,997,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$46,811,473
Total interest from all sources2014-12-31$392,325,221
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$630,252,143
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$350,469,716
Administrative expenses professional fees incurred2014-12-31$3,401,426
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$60,310,480
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$68,160,664
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$150,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,133,472,766
Participant contributions at end of year2014-12-31$302,031,278
Participant contributions at beginning of year2014-12-31$315,263,823
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,752,331,840
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,096,404,865
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,556,231,310
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,044,073,271
Assets. Loans (other than to participants) at end of year2014-12-31$677,470,143
Assets. Loans (other than to participants) at beginning of year2014-12-31$699,575,203
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$2,321,812,079
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,572,246,226
Other income not declared elsewhere2014-12-31$157,145,358
Administrative expenses (other) incurred2014-12-31$13,920,861
Total non interest bearing cash at end of year2014-12-31$16,006,275
Total non interest bearing cash at beginning of year2014-12-31$33,020,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,379,037,380
Value of net assets at end of year (total assets less liabilities)2014-12-31$48,017,135,709
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$46,578,751,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$16,816,954
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$34,474
Assets. partnership/joint venture interests at beginning of year2014-12-31$5,547,168
Investment advisory and management fees2014-12-31$18,673,103
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,831,570,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,305,351,287
Value of interest in pooled separate accounts at end of year2014-12-31$579,088,549
Value of interest in pooled separate accounts at beginning of year2014-12-31$539,572,959
Interest on participant loans2014-12-31$12,735,865
Income. Interest from loans (other than to participants)2014-12-31$39,993,316
Interest earned on other investments2014-12-31$60,707,667
Income. Interest from US Government securities2014-12-31$142,705,396
Income. Interest from corporate debt instruments2014-12-31$135,894,707
Value of interest in common/collective trusts at end of year2014-12-31$15,349,481,515
Value of interest in common/collective trusts at beginning of year2014-12-31$14,375,319,786
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,167,594,990
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,668,536,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,668,536,091
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$288,270
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$683,234,750
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$627,478,761
Asset value of US Government securities at end of year2014-12-31$7,316,866,190
Asset value of US Government securities at beginning of year2014-12-31$8,009,527,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$33,739,900
Net investment gain/loss from pooled separate accounts2014-12-31$41,269,132
Net investment gain or loss from common/collective trusts2014-12-31$1,430,789,279
Net gain/loss from 103.12 investment entities2014-12-31$52,705,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$1,652,776,992
Assets. Invements in employer securities at beginning of year2014-12-31$2,209,213,715
Contributions received in cash from employer2014-12-31$712,979,466
Income. Dividends from preferred stock2014-12-31$2,734,205
Income. Dividends from common stock2014-12-31$277,048,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,238,587,300
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$1,852,255,777
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$1,761,597,926
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$1,767,407,600
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$1,897,659,014
Contract administrator fees2014-12-31$10,816,083
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$8,774,255,323
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$8,494,695,142
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$60,240,301,813
Aggregate carrying amount (costs) on sale of assets2014-12-31$60,104,824,848
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : IBM 401 (K) PLUS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,211,404,136
Total unrealized appreciation/depreciation of assets2013-12-31$1,211,404,136
Total transfer of assets to this plan2013-12-31$94,928,484
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,572,246,226
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,058,686,838
Total income from all sources (including contributions)2013-12-31$7,553,200,509
Total loss/gain on sale of assets2013-12-31$-142,310,945
Total of all expenses incurred2013-12-31$2,673,047,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,620,018,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,988,978,245
Value of total assets at end of year2013-12-31$48,150,997,391
Value of total assets at beginning of year2013-12-31$43,662,356,901
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$53,028,906
Total interest from all sources2013-12-31$371,398,666
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$255,281,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,664,276
Administrative expenses professional fees incurred2013-12-31$3,319,915
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$68,160,664
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$77,011,907
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$150,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,197,051,198
Participant contributions at end of year2013-12-31$315,263,823
Participant contributions at beginning of year2013-12-31$323,820,152
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$24,052,840
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,096,404,865
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$479,839,861
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,044,073,271
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,292,053,850
Assets. Loans (other than to participants) at end of year2013-12-31$699,575,203
Assets. Loans (other than to participants) at beginning of year2013-12-31$685,628,038
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,572,246,226
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$2,058,686,838
Other income not declared elsewhere2013-12-31$-129,873,187
Administrative expenses (other) incurred2013-12-31$20,672,915
Total non interest bearing cash at end of year2013-12-31$33,020,065
Total non interest bearing cash at beginning of year2013-12-31$28,967,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,880,152,618
Value of net assets at end of year (total assets less liabilities)2013-12-31$46,578,751,165
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$41,603,670,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$15,904,881
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$5,547,168
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$19,068,959
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,305,351,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,604,170,068
Value of interest in pooled separate accounts at end of year2013-12-31$539,572,959
Value of interest in pooled separate accounts at beginning of year2013-12-31$539,332,061
Interest on participant loans2013-12-31$13,241,553
Income. Interest from loans (other than to participants)2013-12-31$35,625,228
Interest earned on other investments2013-12-31$15,316,441
Income. Interest from US Government securities2013-12-31$174,712,134
Income. Interest from corporate debt instruments2013-12-31$132,050,254
Value of interest in common/collective trusts at end of year2013-12-31$14,375,319,786
Value of interest in common/collective trusts at beginning of year2013-12-31$11,543,838,477
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,668,536,091
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,122,202,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,122,202,065
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$453,056
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$627,478,761
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$74,005
Asset value of US Government securities at end of year2013-12-31$8,009,527,651
Asset value of US Government securities at beginning of year2013-12-31$9,385,181,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$467,198,023
Net investment gain/loss from pooled separate accounts2013-12-31$1,268,714
Net investment gain or loss from common/collective trusts2013-12-31$3,551,187,270
Net gain/loss from 103.12 investment entities2013-12-31$-21,332,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$2,209,213,715
Assets. Invements in employer securities at beginning of year2013-12-31$2,504,526,977
Contributions received in cash from employer2013-12-31$791,927,047
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$35,661,741
Income. Dividends from preferred stock2013-12-31$3,188,561
Income. Dividends from common stock2013-12-31$249,429,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,620,018,985
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$1,761,597,926
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$2,109,021,930
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$1,897,659,014
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$1,692,724,340
Contract administrator fees2013-12-31$9,967,117
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$8,494,695,142
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$7,214,250,348
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$49,440,360,970
Aggregate carrying amount (costs) on sale of assets2013-12-31$49,582,671,915
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : IBM 401 (K) PLUS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,093,992,306
Total unrealized appreciation/depreciation of assets2012-12-31$1,093,992,306
Total transfer of assets to this plan2012-12-31$42,391,048
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,058,686,838
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,781,784,283
Total income from all sources (including contributions)2012-12-31$6,332,414,224
Total loss/gain on sale of assets2012-12-31$176,608,743
Total of all expenses incurred2012-12-31$2,138,863,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,090,493,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,050,430,204
Value of total assets at end of year2012-12-31$43,662,356,901
Value of total assets at beginning of year2012-12-31$40,149,512,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$48,369,551
Total interest from all sources2012-12-31$438,086,047
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$255,421,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,838,195
Administrative expenses professional fees incurred2012-12-31$3,329,537
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$77,011,907
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$75,084,528
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$150,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,193,776,877
Participant contributions at end of year2012-12-31$323,820,152
Participant contributions at beginning of year2012-12-31$326,585,904
Participant contributions at end of year2012-12-31$24,052,840
Participant contributions at beginning of year2012-12-31$25,517,990
Assets. Other investments not covered elsewhere at end of year2012-12-31$479,839,861
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$301,502,085
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,292,053,850
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2,480,365,710
Assets. Loans (other than to participants) at end of year2012-12-31$685,628,038
Assets. Loans (other than to participants) at beginning of year2012-12-31$713,395,786
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$2,058,686,838
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,781,784,283
Other income not declared elsewhere2012-12-31$334,678,182
Administrative expenses (other) incurred2012-12-31$17,997,270
Total non interest bearing cash at end of year2012-12-31$28,967,062
Total non interest bearing cash at beginning of year2012-12-31$13,434,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,193,551,188
Value of net assets at end of year (total assets less liabilities)2012-12-31$41,603,670,063
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$37,367,727,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$20,825,002
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$17,593,245
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,604,170,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,661,985,543
Value of interest in pooled separate accounts at end of year2012-12-31$539,332,061
Value of interest in pooled separate accounts at beginning of year2012-12-31$514,512,890
Interest on participant loans2012-12-31$13,515,059
Income. Interest from loans (other than to participants)2012-12-31$35,437,896
Interest earned on other investments2012-12-31$7,297,569
Income. Interest from US Government securities2012-12-31$240,699,159
Income. Interest from corporate debt instruments2012-12-31$140,085,247
Value of interest in common/collective trusts at end of year2012-12-31$11,543,838,477
Value of interest in common/collective trusts at beginning of year2012-12-31$10,224,447,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,122,202,065
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,300,807,114
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,300,807,114
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,051,117
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$74,005
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Asset value of US Government securities at end of year2012-12-31$9,385,181,179
Asset value of US Government securities at beginning of year2012-12-31$7,904,164,426
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$331,318,295
Net investment gain/loss from pooled separate accounts2012-12-31$26,167,861
Net investment gain or loss from common/collective trusts2012-12-31$1,625,711,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$2,504,526,977
Assets. Invements in employer securities at beginning of year2012-12-31$2,462,501,101
Contributions received in cash from employer2012-12-31$856,653,327
Employer contributions (assets) at end of year2012-12-31$35,661,741
Employer contributions (assets) at beginning of year2012-12-31$38,346,942
Income. Dividends from preferred stock2012-12-31$3,361,132
Income. Dividends from common stock2012-12-31$248,222,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,090,493,485
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$2,109,021,930
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$1,978,558,656
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$1,692,724,340
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$1,862,417,547
Contract administrator fees2012-12-31$9,449,499
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$7,214,250,348
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$6,265,883,686
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$49,886,826,105
Aggregate carrying amount (costs) on sale of assets2012-12-31$49,710,217,362
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : IBM 401 (K) PLUS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-216,478,278
Total unrealized appreciation/depreciation of assets2011-12-31$-216,478,278
Total transfer of assets to this plan2011-12-31$228,311,306
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,781,784,283
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,105,271,514
Total income from all sources (including contributions)2011-12-31$2,956,753,447
Total loss/gain on sale of assets2011-12-31$269,090,114
Total of all expenses incurred2011-12-31$1,819,285,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,787,756,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,075,975,668
Value of total assets at end of year2011-12-31$40,149,512,110
Value of total assets at beginning of year2011-12-31$39,107,220,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$31,529,695
Total interest from all sources2011-12-31$456,203,464
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$214,992,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$82,573,021
Administrative expenses professional fees incurred2011-12-31$2,487,017
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$75,084,528
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$90,968,348
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$150,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31Yes
Amount of non-exempt transactions with any party-in-interest2011-12-31$113,955,862
Contributions received from participants2011-12-31$1,200,992,695
Participant contributions at end of year2011-12-31$326,585,904
Participant contributions at beginning of year2011-12-31$315,054,887
Participant contributions at end of year2011-12-31$25,517,990
Participant contributions at beginning of year2011-12-31$25,618,036
Assets. Other investments not covered elsewhere at end of year2011-12-31$301,502,085
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$380,496,883
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$2,480,365,710
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,984,365,083
Assets. Loans (other than to participants) at end of year2011-12-31$713,395,786
Assets. Loans (other than to participants) at beginning of year2011-12-31$631,038,068
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,781,784,283
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$3,105,271,514
Other income not declared elsewhere2011-12-31$348,631,664
Administrative expenses (other) incurred2011-12-31$1,983,484
Total non interest bearing cash at end of year2011-12-31$13,434,341
Total non interest bearing cash at beginning of year2011-12-31$47,696,186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,137,467,750
Value of net assets at end of year (total assets less liabilities)2011-12-31$37,367,727,827
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$36,001,948,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$24,248,215
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$4,145,588
Investment advisory and management fees2011-12-31$17,196,023
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,661,985,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,428,740,287
Value of interest in pooled separate accounts at end of year2011-12-31$514,512,890
Value of interest in pooled separate accounts at beginning of year2011-12-31$462,267,586
Interest on participant loans2011-12-31$15,038,137
Income. Interest from loans (other than to participants)2011-12-31$1,573,927
Interest earned on other investments2011-12-31$4,299,420
Income. Interest from US Government securities2011-12-31$393,145,403
Income. Interest from corporate debt instruments2011-12-31$42,012,519
Value of interest in common/collective trusts at end of year2011-12-31$10,224,447,861
Value of interest in common/collective trusts at beginning of year2011-12-31$10,805,267,452
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,300,807,114
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,488,514,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,488,514,154
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$134,058
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$214,998
Asset value of US Government securities at end of year2011-12-31$7,904,164,426
Asset value of US Government securities at beginning of year2011-12-31$7,098,140,624
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-243,137,695
Net investment gain/loss from pooled separate accounts2011-12-31$53,492,895
Net investment gain or loss from common/collective trusts2011-12-31$-2,016,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$2,462,501,101
Assets. Invements in employer securities at beginning of year2011-12-31$1,944,980,488
Contributions received in cash from employer2011-12-31$874,982,973
Employer contributions (assets) at end of year2011-12-31$38,346,942
Employer contributions (assets) at beginning of year2011-12-31$40,593,324
Income. Dividends from preferred stock2011-12-31$2,557,920
Income. Dividends from common stock2011-12-31$129,861,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,787,756,002
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$1,978,558,656
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$2,214,776,649
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$1,862,417,547
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$1,382,301,700
Contract administrator fees2011-12-31$9,863,171
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$6,265,883,686
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$6,762,039,944
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$45,755,432,733
Aggregate carrying amount (costs) on sale of assets2011-12-31$45,486,342,619
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : IBM 401 (K) PLUS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,041,720,924
Total unrealized appreciation/depreciation of assets2010-12-31$1,041,720,924
Total transfer of assets to this plan2010-12-31$84,180,010
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$3,105,271,514
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$945,353,943
Total income from all sources (including contributions)2010-12-31$6,217,497,932
Total loss/gain on sale of assets2010-12-31$271,097,524
Total of all expenses incurred2010-12-31$1,837,908,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,806,971,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,058,711,645
Value of total assets at end of year2010-12-31$39,107,220,285
Value of total assets at beginning of year2010-12-31$32,483,533,589
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$30,937,316
Total interest from all sources2010-12-31$408,884,319
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$185,653,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$6,482,931
Administrative expenses professional fees incurred2010-12-31$133,825
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$90,968,348
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$19,219,791
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$110,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31Yes
Amount of non-exempt transactions with any party-in-interest2010-12-31$113,955,862
Contributions received from participants2010-12-31$1,167,378,348
Participant contributions at end of year2010-12-31$315,054,887
Participant contributions at beginning of year2010-12-31$300,929,272
Participant contributions at end of year2010-12-31$25,618,036
Participant contributions at beginning of year2010-12-31$24,284,259
Assets. Other investments not covered elsewhere at end of year2010-12-31$380,496,883
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$606,751,332
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,984,365,083
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$807,428,389
Assets. Loans (other than to participants) at end of year2010-12-31$631,038,068
Assets. Loans (other than to participants) at beginning of year2010-12-31$701,355,619
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$3,105,271,514
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$945,353,943
Other income not declared elsewhere2010-12-31$361,801,342
Administrative expenses (other) incurred2010-12-31$2,637,045
Total non interest bearing cash at end of year2010-12-31$47,696,186
Total non interest bearing cash at beginning of year2010-12-31$59,400,032
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,379,589,115
Value of net assets at end of year (total assets less liabilities)2010-12-31$36,001,948,771
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$31,538,179,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$16,568,125
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$4,145,588
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$12,643,675
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,428,740,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,748,968,808
Value of interest in pooled separate accounts at end of year2010-12-31$462,267,586
Value of interest in pooled separate accounts at beginning of year2010-12-31$415,934,148
Interest on participant loans2010-12-31$14,268,419
Income. Interest from loans (other than to participants)2010-12-31$34,313,145
Interest earned on other investments2010-12-31$14,469,857
Income. Interest from US Government securities2010-12-31$187,013,764
Income. Interest from corporate debt instruments2010-12-31$156,643,572
Value of interest in common/collective trusts at end of year2010-12-31$10,805,267,452
Value of interest in common/collective trusts at beginning of year2010-12-31$9,301,961,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,488,514,154
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,273,406,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,273,406,315
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,175,562
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$214,998
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$7,098,140,624
Asset value of US Government securities at beginning of year2010-12-31$5,369,079,423
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$309,438,659
Net investment gain/loss from pooled separate accounts2010-12-31$47,486,318
Net investment gain or loss from common/collective trusts2010-12-31$1,532,703,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$1,944,980,488
Assets. Invements in employer securities at beginning of year2010-12-31$1,881,745,096
Contributions received in cash from employer2010-12-31$891,333,297
Employer contributions (assets) at end of year2010-12-31$40,593,324
Employer contributions (assets) at beginning of year2010-12-31$33,503,290
Income. Dividends from preferred stock2010-12-31$3,110,871
Income. Dividends from common stock2010-12-31$176,059,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,806,971,501
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$2,214,776,649
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$2,159,268,819
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$1,382,301,700
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$1,127,139,115
Contract administrator fees2010-12-31$15,522,771
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$6,762,039,944
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$5,653,158,710
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$43,642,396,133
Aggregate carrying amount (costs) on sale of assets2010-12-31$43,371,298,609
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2010-12-31134008324
2009 : IBM 401 (K) PLUS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for IBM 401 (K) PLUS PLAN

2022: IBM 401 (K) PLUS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: IBM 401 (K) PLUS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: IBM 401 (K) PLUS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: IBM 401 (K) PLUS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: IBM 401 (K) PLUS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: IBM 401 (K) PLUS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: IBM 401 (K) PLUS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: IBM 401 (K) PLUS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: IBM 401 (K) PLUS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: IBM 401 (K) PLUS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: IBM 401 (K) PLUS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: IBM 401 (K) PLUS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: IBM 401 (K) PLUS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: IBM 401 (K) PLUS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32810
Policy instance 3
Insurance contract or identification number32810
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number030345
Policy instance 2
Insurance contract or identification number030345
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0233641
Policy instance 1
Insurance contract or identification number0233641
Number of Individuals Covered5154
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $38
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $3,649,717
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees38
Additional information about fees paid to insurance brokerNON-MONETARY COMPENSATION
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32810
Policy instance 3
Insurance contract or identification number32810
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number030345
Policy instance 2
Insurance contract or identification number030345
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0233641
Policy instance 1
Insurance contract or identification number0233641
Number of Individuals Covered5440
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $3,931,273
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32810
Policy instance 3
Insurance contract or identification number32810
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number030345
Policy instance 2
Insurance contract or identification number030345
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0117479
Policy instance 1
Insurance contract or identification number0117479
Number of Individuals Covered6467
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $4,129,125
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32810
Policy instance 3
Insurance contract or identification number32810
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number030345
Policy instance 2
Insurance contract or identification number030345
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0117479
Policy instance 1
Insurance contract or identification number0117479
Number of Individuals Covered6812
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $5,645,788
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32810
Policy instance 3
Insurance contract or identification number32810
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number030345
Policy instance 2
Insurance contract or identification number030345
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0117479
Policy instance 1
Insurance contract or identification number0117479
Number of Individuals Covered7129
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $5,558,415
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number32810
Policy instance 3
Insurance contract or identification number32810
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number030345
Policy instance 2
Insurance contract or identification number030345
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0117479
Policy instance 1
Insurance contract or identification number0117479
Number of Individuals Covered7097
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitYes
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $5,392,462
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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