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PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 401k Plan overview

Plan NamePENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC.
Plan identification number 001

PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Code section 401(h) arrangement - Plan contains separate accounts under Code section 401(h) to provide employee health benefits.
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARL ZEISS, INC. has sponsored the creation of one or more 401k plans.

Company Name:CARL ZEISS, INC.
Employer identification number (EIN):131495820
NAIC Classification:339110

Additional information about CARL ZEISS, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1925-12-11
Company Identification Number: 21606
Legal Registered Office Address: 80 STATE STREET
Westchester
ALBANY
United States of America (USA)
12207

More information about CARL ZEISS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SANDRA ARGENSON
0012017-01-01SANDRA ARGENSON
0012016-01-01SANDRA ARGENSON
0012016-01-01
0012016-01-01
0012015-01-01MEG DONOHUE NELYA MUSHIYEVA2016-10-14
0012014-01-01MEG DONOHUE JAMES A. OLIVO2015-10-15
0012013-01-01MEG DONOHUE JAMES A. OLIVO2015-10-15
0012012-01-01MEG DONOHUE JAMES A. OLIVO2014-10-15
0012011-01-01MEG DONOHUE JAMES A. OLIVO2012-10-15
0012009-01-01JAMES A. OLIVO

Plan Statistics for PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC.

401k plan membership statisitcs for PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC.

Measure Date Value
2022: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2022 401k membership
Market value of plan assets2022-12-31120,459,992
Acturial value of plan assets2022-12-31120,253,576
Funding target for retired participants and beneficiaries receiving payment2022-12-3141,543,239
Number of terminated vested participants2022-12-31312
Fundng target for terminated vested participants2022-12-3123,732,652
Active participant vested funding target2022-12-3117,864,742
Number of active participants2022-12-31129
Total funding liabilities for active participants2022-12-3117,922,302
Total participant count2022-12-31894
Total funding target for all participants2022-12-3183,198,193
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-3127,915,883
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-31326,535
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-3127,589,348
Present value of excess contributions2022-12-31326,535
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-31328,462
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-31328,462
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-3128,080,587
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-31278,885
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-01881
Total number of active participants reported on line 7a of the Form 55002022-01-01114
Number of retired or separated participants receiving benefits2022-01-01378
Number of other retired or separated participants entitled to future benefits2022-01-01292
Total of all active and inactive participants2022-01-01784
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0165
Total participants2022-01-01849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2021 401k membership
Market value of plan assets2021-12-31127,414,126
Acturial value of plan assets2021-12-31114,672,714
Funding target for retired participants and beneficiaries receiving payment2021-12-3142,176,825
Number of terminated vested participants2021-12-31336
Fundng target for terminated vested participants2021-12-3124,202,499
Active participant vested funding target2021-12-3118,073,882
Number of active participants2021-12-31133
Total funding liabilities for active participants2021-12-3118,152,282
Total participant count2021-12-31931
Total funding target for all participants2021-12-3184,531,606
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-3124,856,158
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-31667,714
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-3124,188,444
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-3127,915,883
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-31248,129
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-31326,535
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-01918
Total number of active participants reported on line 7a of the Form 55002021-01-01129
Number of retired or separated participants receiving benefits2021-01-01382
Number of other retired or separated participants entitled to future benefits2021-01-01309
Total of all active and inactive participants2021-01-01820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0161
Total participants2021-01-01881
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2020 401k membership
Market value of plan assets2020-12-31117,854,788
Acturial value of plan assets2020-12-31110,283,222
Funding target for retired participants and beneficiaries receiving payment2020-12-3143,963,330
Number of terminated vested participants2020-12-31335
Fundng target for terminated vested participants2020-12-3123,131,860
Active participant vested funding target2020-12-3121,348,687
Number of active participants2020-12-31158
Total funding liabilities for active participants2020-12-3121,437,352
Total participant count2020-12-31963
Total funding target for all participants2020-12-3188,532,542
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-3120,885,749
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-31659,402
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-3120,226,347
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-3124,856,158
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31335,158
Net shortfall amortization installment of oustanding balance2020-12-313,105,478
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-31667,714
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-31667,714
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-01949
Total number of active participants reported on line 7a of the Form 55002020-01-01133
Number of retired or separated participants receiving benefits2020-01-01393
Number of other retired or separated participants entitled to future benefits2020-01-01333
Total of all active and inactive participants2020-01-01859
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0159
Total participants2020-01-01918
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2019 401k membership
Market value of plan assets2019-12-31101,874,671
Acturial value of plan assets2019-12-31107,192,609
Funding target for retired participants and beneficiaries receiving payment2019-12-3142,089,556
Number of terminated vested participants2019-12-31364
Fundng target for terminated vested participants2019-12-3123,580,085
Active participant vested funding target2019-12-3123,582,904
Number of active participants2019-12-31167
Total funding liabilities for active participants2019-12-3123,680,221
Total participant count2019-12-31999
Total funding target for all participants2019-12-3189,349,862
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-3122,442,822
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-311,112,612
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-3121,330,210
Present value of excess contributions2019-12-31569,496
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-31543,128
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-31543,128
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-3120,885,749
Total employer contributions2019-12-310
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-310
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-3185,545
Net shortfall amortization installment of oustanding balance2019-12-313,043,002
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31659,402
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-31659,402
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-01984
Total number of active participants reported on line 7a of the Form 55002019-01-01158
Number of retired or separated participants receiving benefits2019-01-01405
Number of other retired or separated participants entitled to future benefits2019-01-01331
Total of all active and inactive participants2019-01-01894
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0155
Total participants2019-01-01949
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2018 401k membership
Market value of plan assets2018-12-31113,712,278
Acturial value of plan assets2018-12-31108,732,190
Funding target for retired participants and beneficiaries receiving payment2018-12-3141,191,739
Number of terminated vested participants2018-12-31378
Fundng target for terminated vested participants2018-12-3124,026,024
Active participant vested funding target2018-12-3122,483,821
Number of active participants2018-12-31182
Total funding liabilities for active participants2018-12-3122,606,002
Total participant count2018-12-311,050
Total funding target for all participants2018-12-3187,823,765
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-314,367,992
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-311,190,114
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-313,177,878
Present value of excess contributions2018-12-3117,702,444
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-3118,838,155
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-3118,838,155
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-3122,442,822
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31543,116
Net shortfall amortization installment of oustanding balance2018-12-311,534,397
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31543,116
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-311,112,612
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-011,037
Total number of active participants reported on line 7a of the Form 55002018-01-01167
Number of retired or separated participants receiving benefits2018-01-01404
Number of other retired or separated participants entitled to future benefits2018-01-01359
Total of all active and inactive participants2018-01-01930
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0154
Total participants2018-01-01984
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2017 401k membership
Market value of plan assets2017-12-3189,187,374
Acturial value of plan assets2017-12-3190,476,449
Funding target for retired participants and beneficiaries receiving payment2017-12-3141,231,191
Number of terminated vested participants2017-12-31394
Fundng target for terminated vested participants2017-12-3122,817,323
Active participant vested funding target2017-12-3123,112,420
Number of active participants2017-12-31199
Total funding liabilities for active participants2017-12-3123,259,655
Total participant count2017-12-311,087
Total funding target for all participants2017-12-3187,308,169
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-317,393,046
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-312,008,226
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-315,384,820
Present value of excess contributions2017-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-311,476,692
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-314,367,992
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-3118,788,599
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31978,260
Net shortfall amortization installment of oustanding balance2017-12-311,199,712
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-312,276,269
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-311,190,114
Additional cash requirement2017-12-311,086,155
Contributions allocatedtoward minimum required contributions for current year2017-12-3118,788,599
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-011,074
Total number of active participants reported on line 7a of the Form 55002017-01-01182
Number of retired or separated participants receiving benefits2017-01-01424
Number of other retired or separated participants entitled to future benefits2017-01-01376
Total of all active and inactive participants2017-01-01982
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0155
Total participants2017-01-011,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2016 401k membership
Market value of plan assets2016-12-3189,892,966
Acturial value of plan assets2016-12-3192,821,611
Funding target for retired participants and beneficiaries receiving payment2016-12-3140,775,828
Number of terminated vested participants2016-12-31459
Fundng target for terminated vested participants2016-12-3124,481,880
Active participant vested funding target2016-12-3121,461,115
Number of active participants2016-12-31206
Total funding liabilities for active participants2016-12-3121,461,115
Total participant count2016-12-311,158
Total funding target for all participants2016-12-3186,718,823
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-317,752,471
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-318,241,652
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-317,393,046
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-317,393,046
Total employer contributions2016-12-31430,322
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31428,582
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-311,304,157
Net shortfall amortization installment of oustanding balance2016-12-311,290,258
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-312,436,808
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-312,008,226
Additional cash requirement2016-12-31428,582
Contributions allocatedtoward minimum required contributions for current year2016-12-31428,582
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-011,145
Total number of active participants reported on line 7a of the Form 55002016-01-01199
Number of retired or separated participants receiving benefits2016-01-01431
Number of other retired or separated participants entitled to future benefits2016-01-01390
Total of all active and inactive participants2016-01-011,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0154
Total participants2016-01-011,074
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-011,185
Total number of active participants reported on line 7a of the Form 55002015-01-01206
Number of retired or separated participants receiving benefits2015-01-01427
Number of other retired or separated participants entitled to future benefits2015-01-01452
Total of all active and inactive participants2015-01-011,085
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0160
Total participants2015-01-011,145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-011,208
Total number of active participants reported on line 7a of the Form 55002014-01-01220
Number of retired or separated participants receiving benefits2014-01-01418
Number of other retired or separated participants entitled to future benefits2014-01-01491
Total of all active and inactive participants2014-01-011,129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0156
Total participants2014-01-011,185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-011,229
Total number of active participants reported on line 7a of the Form 55002013-01-01241
Number of retired or separated participants receiving benefits2013-01-01401
Number of other retired or separated participants entitled to future benefits2013-01-01511
Total of all active and inactive participants2013-01-011,153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0155
Total participants2013-01-011,208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-011,264
Total number of active participants reported on line 7a of the Form 55002012-01-01256
Number of retired or separated participants receiving benefits2012-01-01399
Number of other retired or separated participants entitled to future benefits2012-01-01526
Total of all active and inactive participants2012-01-011,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0148
Total participants2012-01-011,229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-011,275
Total number of active participants reported on line 7a of the Form 55002011-01-01268
Number of retired or separated participants receiving benefits2011-01-01401
Number of other retired or separated participants entitled to future benefits2011-01-01554
Total of all active and inactive participants2011-01-011,223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0141
Total participants2011-01-011,264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-011,304
Total number of active participants reported on line 7a of the Form 55002009-01-01288
Number of retired or separated participants receiving benefits2009-01-01381
Number of other retired or separated participants entitled to future benefits2009-01-01576
Total of all active and inactive participants2009-01-011,245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0141
Total participants2009-01-011,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC.

Measure Date Value
2022 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$18,208
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-25,109,247
Total loss/gain on sale of assets2022-12-31$9,829,578
Total of all expenses incurred2022-12-31$11,764,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,235,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$83,726,691
Value of total assets at beginning of year2022-12-31$120,582,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$528,817
Total interest from all sources2022-12-31$8,565
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$157,116
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,887
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$64
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$18,208
Administrative expenses (other) incurred2022-12-31$77,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-36,873,664
Value of net assets at end of year (total assets less liabilities)2022-12-31$83,708,483
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$120,582,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$20,632
Assets. partnership/joint venture interests at beginning of year2022-12-31$29,897
Investment advisory and management fees2022-12-31$294,173
Value of interest in common/collective trusts at end of year2022-12-31$83,668,183
Value of interest in common/collective trusts at beginning of year2022-12-31$120,514,947
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$8,565
Net investment gain or loss from common/collective trusts2022-12-31$-34,947,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,235,600
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$35,989
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$37,239
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$9,829,578
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2022-12-31271728945
2021 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,143,443
Total loss/gain on sale of assets2021-12-31$4,665,952
Total of all expenses incurred2021-12-31$8,097,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,405,852
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$120,582,147
Value of total assets at beginning of year2021-12-31$127,536,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$691,577
Total interest from all sources2021-12-31$913
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$612,629
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$64
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$85
Administrative expenses (other) incurred2021-12-31$78,948
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-6,953,986
Value of net assets at end of year (total assets less liabilities)2021-12-31$120,582,147
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$127,536,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$37,239
Assets. partnership/joint venture interests at beginning of year2021-12-31$33,906
Value of interest in common/collective trusts at end of year2021-12-31$120,514,947
Value of interest in common/collective trusts at beginning of year2021-12-31$127,472,709
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$913
Net investment gain or loss from common/collective trusts2021-12-31$-3,523,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,405,852
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$29,897
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$29,433
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$4,665,952
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2021-12-31271728945
2020 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$17,926,832
Total loss/gain on sale of assets2020-12-31$11,853,303
Total of all expenses incurred2020-12-31$8,366,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,740,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$127,536,133
Value of total assets at beginning of year2020-12-31$117,976,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$626,670
Total interest from all sources2020-12-31$4,076
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$547,903
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$85
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$970
Administrative expenses (other) incurred2020-12-31$78,767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$9,560,078
Value of net assets at end of year (total assets less liabilities)2020-12-31$127,536,133
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$117,976,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$33,906
Assets. partnership/joint venture interests at beginning of year2020-12-31$70,542
Value of interest in common/collective trusts at end of year2020-12-31$127,472,709
Value of interest in common/collective trusts at beginning of year2020-12-31$117,874,722
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$4,076
Net investment gain or loss from common/collective trusts2020-12-31$6,069,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,740,084
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$29,433
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$29,821
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$11,853,303
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2020-12-31271728945
2019 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$18,042
Total income from all sources (including contributions)2019-12-31$22,898,854
Total loss/gain on sale of assets2019-12-31$5,141,233
Total of all expenses incurred2019-12-31$6,898,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,245,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$117,976,055
Value of total assets at beginning of year2019-12-31$101,993,738
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$653,407
Total interest from all sources2019-12-31$13,699
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,843
Administrative expenses professional fees incurred2019-12-31$516,126
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$970
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$801,432
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$18,042
Administrative expenses (other) incurred2019-12-31$78,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$16,000,359
Value of net assets at end of year (total assets less liabilities)2019-12-31$117,976,055
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$101,975,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$70,542
Assets. partnership/joint venture interests at beginning of year2019-12-31$66,352
Investment advisory and management fees2019-12-31$58,561
Value of interest in common/collective trusts at end of year2019-12-31$117,874,722
Value of interest in common/collective trusts at beginning of year2019-12-31$101,096,967
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$13,699
Net investment gain or loss from common/collective trusts2019-12-31$17,741,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,245,088
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$29,821
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$28,987
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$5,141,233
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PKF O'CONNORDAVIES LLP
Accountancy firm EIN2019-12-31271728945
2018 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-11,380
Total unrealized appreciation/depreciation of assets2018-12-31$-11,380
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$18,042
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-4,617,321
Total loss/gain on sale of assets2018-12-31$-5,472
Total of all expenses incurred2018-12-31$7,488,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,101,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$101,993,738
Value of total assets at beginning of year2018-12-31$114,081,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$386,941
Total interest from all sources2018-12-31$46,987
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$801,432
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$922
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$18,042
Administrative expenses (other) incurred2018-12-31$85,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-12,105,726
Value of net assets at end of year (total assets less liabilities)2018-12-31$101,975,696
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$114,081,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$66,352
Assets. partnership/joint venture interests at beginning of year2018-12-31$94,211
Investment advisory and management fees2018-12-31$301,396
Interest earned on other investments2018-12-31$46,115
Income. Interest from corporate debt instruments2018-12-31$876
Value of interest in common/collective trusts at end of year2018-12-31$101,096,967
Value of interest in common/collective trusts at beginning of year2018-12-31$103,732,584
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$-4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$225,454
Net investment gain or loss from common/collective trusts2018-12-31$-4,647,456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at beginning of year2018-12-31$10,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,101,464
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$28,987
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$28,251
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$10,271
Aggregate carrying amount (costs) on sale of assets2018-12-31$15,743
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2018-12-31271728945
2017 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-40,756
Total unrealized appreciation/depreciation of assets2017-12-31$-40,756
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$256,590
Total income from all sources (including contributions)2017-12-31$32,645,048
Total loss/gain on sale of assets2017-12-31$40,145
Total of all expenses incurred2017-12-31$8,228,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,899,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$20,100,000
Value of total assets at end of year2017-12-31$114,081,422
Value of total assets at beginning of year2017-12-31$89,921,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,329,175
Total interest from all sources2017-12-31$47,341
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$123,462
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$922
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$220
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$256,590
Other income not declared elsewhere2017-12-31$256,590
Administrative expenses (other) incurred2017-12-31$623,206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$24,416,303
Value of net assets at end of year (total assets less liabilities)2017-12-31$114,081,422
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$89,665,119
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$94,211
Assets. partnership/joint venture interests at beginning of year2017-12-31$172,755
Investment advisory and management fees2017-12-31$578,196
Interest earned on other investments2017-12-31$46,164
Value of interest in common/collective trusts at end of year2017-12-31$103,732,584
Value of interest in common/collective trusts at beginning of year2017-12-31$89,241,551
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$225,454
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$484,720
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$399,517
Net investment gain or loss from common/collective trusts2017-12-31$12,241,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$20,100,000
Employer contributions (assets) at end of year2017-12-31$10,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,500,053
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$28,251
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$22,463
Contract administrator fees2017-12-31$4,311
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$40,145
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$33,562
Total unrealized appreciation/depreciation of assets2016-12-31$33,562
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$75,970
Total income from all sources (including contributions)2016-12-31$9,286,372
Total loss/gain on sale of assets2016-12-31$6,263
Total of all expenses incurred2016-12-31$9,533,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$9,068,192
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,845,029
Value of total assets at end of year2016-12-31$89,921,708
Value of total assets at beginning of year2016-12-31$90,244,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$465,023
Total interest from all sources2016-12-31$388
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$227,145
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$601
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$98
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$256,590
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$75,970
Other income not declared elsewhere2016-12-31$7,326,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-246,843
Value of net assets at end of year (total assets less liabilities)2016-12-31$89,921,708
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$90,168,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$172,755
Assets. partnership/joint venture interests at beginning of year2016-12-31$232,255
Investment advisory and management fees2016-12-31$4,535
Income. Interest from corporate debt instruments2016-12-31$383
Value of interest in common/collective trusts at end of year2016-12-31$89,241,169
Value of interest in common/collective trusts at beginning of year2016-12-31$81,146,993
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$484,720
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$765,191
Net investment gain or loss from common/collective trusts2016-12-31$74,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,845,029
Employer contributions (assets) at beginning of year2016-12-31$8,083,011
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$9,068,192
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$22,463
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$16,973
Contract administrator fees2016-12-31$233,343
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$6,263
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$17,519
Total unrealized appreciation/depreciation of assets2015-12-31$17,519
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$75,970
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$74,877
Total income from all sources (including contributions)2015-12-31$8,720,932
Total loss/gain on sale of assets2015-12-31$3,393,906
Total of all expenses incurred2015-12-31$7,071,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,617,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$10,584,948
Value of total assets at end of year2015-12-31$90,244,521
Value of total assets at beginning of year2015-12-31$88,593,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,453,614
Total interest from all sources2015-12-31$1,107
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$401,724
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$98
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$38
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$75,970
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$74,877
Administrative expenses (other) incurred2015-12-31$568,866
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,649,481
Value of net assets at end of year (total assets less liabilities)2015-12-31$90,168,551
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$88,519,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$232,255
Assets. partnership/joint venture interests at beginning of year2015-12-31$360,432
Investment advisory and management fees2015-12-31$258,689
Income. Interest from corporate debt instruments2015-12-31$322
Value of interest in common/collective trusts at end of year2015-12-31$81,146,993
Value of interest in common/collective trusts at beginning of year2015-12-31$87,090,238
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$785
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$765,191
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,093,885
Net investment gain or loss from common/collective trusts2015-12-31$-5,276,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$10,584,948
Employer contributions (assets) at end of year2015-12-31$8,083,011
Employer contributions (assets) at beginning of year2015-12-31$31,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,617,837
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$16,973
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$18,170
Contract administrator fees2015-12-31$224,335
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$3,393,906
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$140,132
Total unrealized appreciation/depreciation of assets2014-12-31$140,132
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$74,877
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$48,208
Total income from all sources (including contributions)2014-12-31$13,466,236
Total loss/gain on sale of assets2014-12-31$1,818,763
Total of all expenses incurred2014-12-31$5,254,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,318,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,503,797
Value of total assets at end of year2014-12-31$88,593,947
Value of total assets at beginning of year2014-12-31$80,355,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$936,401
Total interest from all sources2014-12-31$29,143
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$214,447
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$150,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$38
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$536
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$74,877
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$48,208
Administrative expenses (other) incurred2014-12-31$317,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,211,415
Value of net assets at end of year (total assets less liabilities)2014-12-31$88,519,070
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$80,307,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$360,432
Assets. partnership/joint venture interests at beginning of year2014-12-31$431,992
Investment advisory and management fees2014-12-31$325,118
Interest earned on other investments2014-12-31$27,506
Income. Interest from corporate debt instruments2014-12-31$1,051
Value of interest in common/collective trusts at end of year2014-12-31$87,090,238
Value of interest in common/collective trusts at beginning of year2014-12-31$77,986,743
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$586
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,093,885
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,431,138
Net investment gain or loss from common/collective trusts2014-12-31$9,974,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,503,797
Employer contributions (assets) at end of year2014-12-31$31,184
Employer contributions (assets) at beginning of year2014-12-31$314,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,318,420
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$18,170
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$40,994
Contract administrator fees2014-12-31$78,840
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,818,763
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$10,754
Total unrealized appreciation/depreciation of assets2013-12-31$10,754
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$48,208
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$183,432
Total income from all sources (including contributions)2013-12-31$4,364,520
Total loss/gain on sale of assets2013-12-31$2,452,814
Total of all expenses incurred2013-12-31$4,651,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,933,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$514,460
Value of total assets at end of year2013-12-31$80,355,863
Value of total assets at beginning of year2013-12-31$80,778,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$718,680
Total interest from all sources2013-12-31$61,269
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$168,542
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$150,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$536
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$583
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$48,208
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$183,432
Administrative expenses (other) incurred2013-12-31$192,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-287,310
Value of net assets at end of year (total assets less liabilities)2013-12-31$80,307,655
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$80,594,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$431,992
Assets. partnership/joint venture interests at beginning of year2013-12-31$523,005
Investment advisory and management fees2013-12-31$283,782
Interest earned on other investments2013-12-31$41,212
Income. Interest from corporate debt instruments2013-12-31$19,459
Value of interest in common/collective trusts at end of year2013-12-31$77,986,743
Value of interest in common/collective trusts at beginning of year2013-12-31$78,417,310
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$598
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,431,138
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,794,647
Net investment gain or loss from common/collective trusts2013-12-31$1,325,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$514,460
Employer contributions (assets) at end of year2013-12-31$314,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,933,150
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$40,994
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$42,852
Contract administrator fees2013-12-31$74,248
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$2,452,814
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-97,771
Total unrealized appreciation/depreciation of assets2012-12-31$-97,771
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$183,432
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$26,625
Total income from all sources (including contributions)2012-12-31$9,636,417
Total loss/gain on sale of assets2012-12-31$2,207,237
Total of all expenses incurred2012-12-31$4,474,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,743,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$980,000
Value of total assets at end of year2012-12-31$80,778,397
Value of total assets at beginning of year2012-12-31$75,459,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$731,328
Total interest from all sources2012-12-31$50,797
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$188,646
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$583
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$642
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$183,432
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$26,625
Administrative expenses (other) incurred2012-12-31$159,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,161,684
Value of net assets at end of year (total assets less liabilities)2012-12-31$80,594,965
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$75,433,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$523,005
Assets. partnership/joint venture interests at beginning of year2012-12-31$670,951
Investment advisory and management fees2012-12-31$308,326
Interest earned on other investments2012-12-31$45,229
Income. Interest from corporate debt instruments2012-12-31$4,148
Value of interest in common/collective trusts at end of year2012-12-31$78,417,310
Value of interest in common/collective trusts at beginning of year2012-12-31$72,585,489
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,794,647
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,156,313
Net investment gain or loss from common/collective trusts2012-12-31$6,496,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$980,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,743,405
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$42,852
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$46,511
Contract administrator fees2012-12-31$74,754
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,207,237
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY LLP
Accountancy firm EIN2012-12-31420714325
2011 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$26,399
Total unrealized appreciation/depreciation of assets2011-12-31$26,399
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$26,625
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$53,161
Total income from all sources (including contributions)2011-12-31$8,674,644
Total loss/gain on sale of assets2011-12-31$2,103,994
Total of all expenses incurred2011-12-31$4,148,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,476,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$100,000
Value of total assets at end of year2011-12-31$75,459,906
Value of total assets at beginning of year2011-12-31$70,960,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$671,977
Total interest from all sources2011-12-31$65,994
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$244,380
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$642
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,563
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$26,625
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$53,161
Administrative expenses (other) incurred2011-12-31$113,016
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,526,268
Value of net assets at end of year (total assets less liabilities)2011-12-31$75,433,281
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$70,907,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$670,951
Assets. partnership/joint venture interests at beginning of year2011-12-31$970,302
Investment advisory and management fees2011-12-31$242,252
Interest earned on other investments2011-12-31$54,229
Income. Interest from corporate debt instruments2011-12-31$10,645
Value of interest in common/collective trusts at end of year2011-12-31$72,585,489
Value of interest in common/collective trusts at beginning of year2011-12-31$67,248,847
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,120
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,156,313
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,538,827
Net investment gain or loss from common/collective trusts2011-12-31$6,378,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$100,000
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,476,399
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$46,511
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$200,619
Contract administrator fees2011-12-31$72,329
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$16
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$2,103,994
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY LLP
Accountancy firm EIN2011-12-31420714325
2010 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$33,536
Total unrealized appreciation/depreciation of assets2010-12-31$33,536
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$53,161
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$34,000
Total income from all sources (including contributions)2010-12-31$8,246,357
Total loss/gain on sale of assets2010-12-31$590,287
Total of all expenses incurred2010-12-31$3,841,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,251,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$200,000
Value of total assets at end of year2010-12-31$70,960,174
Value of total assets at beginning of year2010-12-31$66,536,499
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$590,013
Total interest from all sources2010-12-31$91,881
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$130,982
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,563
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1,718
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$53,161
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$34,000
Administrative expenses (other) incurred2010-12-31$100,087
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,404,514
Value of net assets at end of year (total assets less liabilities)2010-12-31$70,907,013
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$66,502,499
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$970,302
Assets. partnership/joint venture interests at beginning of year2010-12-31$1,124,729
Investment advisory and management fees2010-12-31$293,388
Interest earned on other investments2010-12-31$78,243
Income. Interest from corporate debt instruments2010-12-31$11,938
Value of interest in common/collective trusts at end of year2010-12-31$67,248,847
Value of interest in common/collective trusts at beginning of year2010-12-31$60,749,969
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,700
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,538,827
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,897,982
Net investment gain or loss from common/collective trusts2010-12-31$7,330,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$200,000
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$1,564,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,251,830
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$200,619
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$197,394
Contract administrator fees2010-12-31$65,556
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$16
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$26
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$590,287
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY & FULLEN, LLP
Accountancy firm EIN2010-12-31420714325
2009 : PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC.

2022: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PENSION PLAN FOR EMPLOYEES OF CARL ZEISS, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC-2067
Policy instance 1
Insurance contract or identification numberAC-2067
Number of Individuals Covered984
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC-2067
Policy instance 1
Insurance contract or identification numberAC-2067
Number of Individuals Covered1037
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC-2067
Policy instance 1
Insurance contract or identification numberAC-2067
Number of Individuals Covered1145
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC-2067
Policy instance 1
Insurance contract or identification numberAC-2067
Number of Individuals Covered1185
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC-2067
Policy instance 1
Insurance contract or identification numberAC-2067
Number of Individuals Covered1208
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC-2067
Policy instance 1
Insurance contract or identification numberAC-2067
Number of Individuals Covered1229
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC-2067
Policy instance 1
Insurance contract or identification numberAC-2067
Number of Individuals Covered1264
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberAC-2067
Policy instance 1
Insurance contract or identification numberAC-2067
Number of Individuals Covered1275
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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