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AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES 401k Plan overview

Plan NameAMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES
Plan identification number 520

AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Life insurance
  • Death benefits (include travel accident but not life insurance)
  • Other welfare benefit cover
  • Unfunded, fully insured, or combination unfunded/insured welfare plan that will not file a Form 5500 for next plan year pursuant to 29 CFR 2520.104-20.

401k Sponsoring company profile

AMERICAN AIRLINES, INC. has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN AIRLINES, INC.
Employer identification number (EIN):131502798
NAIC Classification:481000
NAIC Description: Air Transportation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5202018-01-01
5202017-01-01PATRICK OKEEFFE

Plan Statistics for AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES

401k plan membership statisitcs for AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES

Measure Date Value
2018: AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES 2018 401k membership
Total participants, beginning-of-year2018-01-012,765
Total number of active participants reported on line 7a of the Form 55002018-01-012,504
Total of all active and inactive participants2018-01-012,504
Total participants2018-01-012,504
2017: AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES 2017 401k membership
Total participants, beginning-of-year2017-01-013,000
Total number of active participants reported on line 7a of the Form 55002017-01-012,765
Total of all active and inactive participants2017-01-012,765
Total participants2017-01-012,765

Financial Data on AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES

Measure Date Value
2017 : AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$4,141
Total unrealized appreciation/depreciation of assets2017-12-31$4,141
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$840
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,813
Total income from all sources (including contributions)2017-12-31$3,468,955
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,360,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,327,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,452,139
Value of total assets at end of year2017-12-31$755,799
Value of total assets at beginning of year2017-12-31$648,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$33,732
Total interest from all sources2017-12-31$46
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$12,629
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$12,629
Administrative expenses professional fees incurred2017-12-31$23,412
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$754,959
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,278
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$840
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$1,813
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$108,079
Value of net assets at end of year (total assets less liabilities)2017-12-31$754,959
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$646,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$646,535
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$46
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,783,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,452,139
Employer contributions (assets) at end of year2017-12-31$840
Employer contributions (assets) at beginning of year2017-12-31$880
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$543,232
Contract administrator fees2017-12-31$10,320
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN, PC
Accountancy firm EIN2017-12-31431947695

Form 5500 Responses for AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES

2018: AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – General assets of the sponsorYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – General assets of the sponsorYes
2017: AMERICAN AIRLINES, INC PILOT DEPENDENT SURVIVOR WELFARE PLAN FOR CERTAIN LEGACY EMPLOYEES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan funding arrangement – General assets of the sponsorYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2017-01-01Plan benefit arrangement – General assets of the sponsorYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number154540
Policy instance 1
Insurance contract or identification number154540
Number of Individuals Covered2483
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,844
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedDEATH BENEFITS
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $1,980,723
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees6827
Additional information about fees paid to insurance brokerSUPPLEMENTAL AND NON-MONETARY COMPENSATION
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0154540
Policy instance 1
Insurance contract or identification number0154540
Number of Individuals Covered2744
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,777
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $3,538,871
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees7770
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION
Insurance broker organization code?3
Insurance broker nameNFP NATIONAL ACCOUNT SERVICES INC

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