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RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC.
Plan identification number 001

RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNITED CEREBRAL PALSY ASSOCIATIONS OF NEW YORK STATE, INC. DBA CONSTRU has sponsored the creation of one or more 401k plans.

Company Name:UNITED CEREBRAL PALSY ASSOCIATIONS OF NEW YORK STATE, INC. DBA CONSTRU
Employer identification number (EIN):131623856
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01THOMAS MANDELKOW2021-10-13
0012019-01-01THOMAS MANDELKOW2019-10-14
0012018-01-01THOMAS MANDELKOW2019-10-10
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01THOMAS MANDELKOW
0012013-01-01THOMAS MANDELKOW
0012012-01-01THOMAS MANDELKOW
0012011-01-01THOMAS MANDELKOW
0012009-01-01THOMAS MANDELKOW
0012009-01-01THOMAS MANDELKOW

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC.

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC.

Measure Date Value
2020: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2020 401k membership
Total participants, beginning-of-year2020-01-01119
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2019 401k membership
Total participants, beginning-of-year2019-01-01341
Total number of active participants reported on line 7a of the Form 55002019-01-0113
Number of retired or separated participants receiving benefits2019-01-0110
Number of other retired or separated participants entitled to future benefits2019-01-0194
Total of all active and inactive participants2019-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01119
Number of participants with account balances2019-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2018 401k membership
Total participants, beginning-of-year2018-01-01359
Total number of active participants reported on line 7a of the Form 55002018-01-01204
Number of retired or separated participants receiving benefits2018-01-0113
Number of other retired or separated participants entitled to future benefits2018-01-01121
Total of all active and inactive participants2018-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01341
Number of participants with account balances2018-01-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-01382
Total number of active participants reported on line 7a of the Form 55002017-01-01234
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-01110
Total of all active and inactive participants2017-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-01359
Number of participants with account balances2017-01-01359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2016 401k membership
Total participants, beginning-of-year2016-01-01406
Total number of active participants reported on line 7a of the Form 55002016-01-01266
Number of retired or separated participants receiving benefits2016-01-0110
Number of other retired or separated participants entitled to future benefits2016-01-01101
Total of all active and inactive participants2016-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-01382
Number of participants with account balances2016-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-01428
Total number of active participants reported on line 7a of the Form 55002015-01-01293
Number of retired or separated participants receiving benefits2015-01-0113
Number of other retired or separated participants entitled to future benefits2015-01-0198
Total of all active and inactive participants2015-01-01404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01406
Number of participants with account balances2015-01-01406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-01449
Total number of active participants reported on line 7a of the Form 55002014-01-01315
Number of retired or separated participants receiving benefits2014-01-0111
Number of other retired or separated participants entitled to future benefits2014-01-01100
Total of all active and inactive participants2014-01-01426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01428
Number of participants with account balances2014-01-01428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-01475
Total number of active participants reported on line 7a of the Form 55002013-01-01333
Number of retired or separated participants receiving benefits2013-01-0110
Number of other retired or separated participants entitled to future benefits2013-01-01103
Total of all active and inactive participants2013-01-01446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01449
Number of participants with account balances2013-01-01449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-01597
Total number of active participants reported on line 7a of the Form 55002012-01-01365
Number of retired or separated participants receiving benefits2012-01-019
Number of other retired or separated participants entitled to future benefits2012-01-0199
Total of all active and inactive participants2012-01-01473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01475
Number of participants with account balances2012-01-01475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-01640
Total number of active participants reported on line 7a of the Form 55002011-01-01392
Number of retired or separated participants receiving benefits2011-01-018
Number of other retired or separated participants entitled to future benefits2011-01-01194
Total of all active and inactive participants2011-01-01594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01597
Number of participants with account balances2011-01-01597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-01651
Total number of active participants reported on line 7a of the Form 55002009-01-01416
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-01241
Total of all active and inactive participants2009-01-01663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01664
Number of participants with account balances2009-01-01664
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC.

Measure Date Value
2020 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-11$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-11$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-11$0
Total income from all sources (including contributions)2020-12-11$-32,418
Total loss/gain on sale of assets2020-12-11$0
Total of all expenses incurred2020-12-11$2,686,794
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-11$2,676,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-11$0
Value of total assets at end of year2020-12-11$0
Value of total assets at beginning of year2020-12-11$2,719,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-11$9,881
Total interest from all sources2020-12-11$6,940
Total dividends received (eg from common stock, registered investment company shares)2020-12-11$1,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-11Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-11$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-11$1,875
Administrative expenses professional fees incurred2020-12-11$7,167
Was this plan covered by a fidelity bond2020-12-11Yes
Value of fidelity bond cover2020-12-11$500,000
If this is an individual account plan, was there a blackout period2020-12-11No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-11$0
Funding deficiency by the employer to the plan for this plan year2020-12-11$0
Minimum employer required contribution for this plan year2020-12-11$0
Amount contributed by the employer to the plan for this plan year2020-12-11$0
Were there any nonexempt tranactions with any party-in-interest2020-12-11No
Administrative expenses (other) incurred2020-12-11$980
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-11No
Value of net income/loss2020-12-11$-2,719,212
Value of net assets at end of year (total assets less liabilities)2020-12-11$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-11$2,719,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-11No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-11No
Were any leases to which the plan was party in default or uncollectible2020-12-11No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-11$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-11$1,664,430
Interest earned on other investments2020-12-11$6,940
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-11$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-11$1,054,782
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-11$-41,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-11No
Was there a failure to transmit to the plan any participant contributions2020-12-11No
Has the plan failed to provide any benefit when due under the plan2020-12-11No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-11$2,676,913
Contract administrator fees2020-12-11$1,734
Did the plan have assets held for investment2020-12-11No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-11No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-11Yes
Opinion of an independent qualified public accountant for this plan2020-12-11Disclaimer
Accountancy firm name2020-12-11BDO USA, LLP
Accountancy firm EIN2020-12-11135381590
2019 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,635,260
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$11,252,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,196,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$2,719,212
Value of total assets at beginning of year2019-12-31$12,336,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$55,733
Total interest from all sources2019-12-31$109,341
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$113,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$113,661
Administrative expenses professional fees incurred2019-12-31$25,236
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$0
Amount contributed by the employer to the plan for this plan year2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-9,617,340
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,719,212
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,336,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,664,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,072,413
Interest earned on other investments2019-12-31$109,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,054,782
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,264,139
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,412,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,196,867
Contract administrator fees2019-12-31$30,497
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
2018 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-465,442
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$792,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$735,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$12,336,552
Value of total assets at beginning of year2018-12-31$13,594,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$56,827
Total interest from all sources2018-12-31$128,214
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$194,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$194,821
Administrative expenses professional fees incurred2018-12-31$6,766
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$0
Amount contributed by the employer to the plan for this plan year2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Administrative expenses (other) incurred2018-12-31$30,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,257,510
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,336,552
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,594,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$19,935
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,072,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,246,769
Interest earned on other investments2018-12-31$128,214
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,264,139
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,347,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-788,477
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$735,241
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,456,517
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$935,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$881,925
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$13,594,062
Value of total assets at beginning of year2017-12-31$13,073,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$53,933
Total interest from all sources2017-12-31$137,340
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$170,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$170,984
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$27,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$520,659
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,594,062
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,073,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$26,084
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,246,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,326,256
Interest earned on other investments2017-12-31$137,340
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,347,293
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,747,147
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,148,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$881,925
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$718,382
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$821,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$773,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$13,073,403
Value of total assets at beginning of year2016-12-31$13,176,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$47,878
Total interest from all sources2016-12-31$141,982
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$122,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$122,281
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Administrative expenses (other) incurred2016-12-31$22,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-102,732
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,073,403
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,176,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$25,040
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,326,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,305,097
Interest earned on other investments2016-12-31$141,982
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,747,147
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,871,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$454,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$773,236
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$-66,847
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,004,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$953,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$13,176,135
Value of total assets at beginning of year2015-12-31$14,247,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$50,381
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$145,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$145,554
Administrative expenses professional fees incurred2015-12-31$7,460
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other income not declared elsewhere2015-12-31$-170,031
Administrative expenses (other) incurred2015-12-31$23,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,070,885
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,176,135
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,247,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$19,794
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$8,305,097
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,857,334
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,871,038
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,389,686
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-42,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$953,657
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$747,391
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$962,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$917,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$14,247,020
Value of total assets at beginning of year2014-12-31$14,462,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$44,649
Total interest from all sources2014-12-31$133,731
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$173,087
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$173,087
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other income not declared elsewhere2014-12-31$4,093
Administrative expenses (other) incurred2014-12-31$25,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-215,061
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,247,020
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$14,462,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$19,194
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,857,334
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,694,509
Interest earned on other investments2014-12-31$133,731
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,389,686
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,767,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$436,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$917,803
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,392,244
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,068,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,027,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$17
Value of total assets at end of year2013-12-31$14,272,728
Value of total assets at beginning of year2013-12-31$13,949,233
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$40,867
Total interest from all sources2013-12-31$168,293
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$129,144
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$129,144
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$22,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$323,495
Value of net assets at end of year (total assets less liabilities)2013-12-31$14,272,728
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,949,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$18,344
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,694,509
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,155,761
Interest earned on other investments2013-12-31$168,293
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$5,578,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$5,793,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,094,790
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$17
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,027,882
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BDO USA, LLP
Accountancy firm EIN2013-12-31135381590
2012 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,286,220
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,214,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,199,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$13,949,233
Value of total assets at beginning of year2012-12-31$13,877,471
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$14,768
Total interest from all sources2012-12-31$175,592
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$160,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$160,450
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$14,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$71,762
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,949,233
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,877,471
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,155,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,570,289
Interest earned on other investments2012-12-31$175,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$5,793,472
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$6,307,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$950,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,199,690
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BDO USA, LLP
Accountancy firm EIN2012-12-31135381590
2011 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,787
Total income from all sources (including contributions)2011-12-31$132,544
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$700,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$700,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$13,877,471
Value of total assets at beginning of year2011-12-31$14,449,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$183,475
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$131,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$131,882
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-567,607
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,877,471
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,445,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,570,289
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,139,205
Interest earned on other investments2011-12-31$183,475
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$6,307,182
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$6,310,660
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-182,813
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$700,151
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$4,787
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDO USA, LLP
Accountancy firm EIN2011-12-31135381590
2010 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,787
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,125,866
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$463,623
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$445,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$14,449,865
Value of total assets at beginning of year2010-12-31$13,782,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$18,054
Total interest from all sources2010-12-31$340,628
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$568,397
Amount contributed by the employer to the plan for this plan year2010-12-31$568,397
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Other income not declared elsewhere2010-12-31$785,238
Administrative expenses (other) incurred2010-12-31$18,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$662,243
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,445,078
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,782,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,139,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,046,814
Interest earned on other investments2010-12-31$340,628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$6,310,660
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$6,191,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at beginning of year2010-12-31$544,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$445,569
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Liabilities. Value of benefit claims payable at end of year2010-12-31$4,787
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BDO USA LLP
Accountancy firm EIN2010-12-31135381590
2009 : RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$544,269
Amount contributed by the employer to the plan for this plan year2009-12-31$544,269

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC.

2020: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR EMPLOYEES OF UNITED CEREBRAL PALSY ASSOCIATION OF NEW YORK STATE, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP60017
Policy instance 1
Insurance contract or identification numberMP60017
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-11
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP60017
Policy instance 1
Insurance contract or identification numberMP60017
Number of Individuals Covered119
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP60017
Policy instance 1
Insurance contract or identification numberMP60017
Number of Individuals Covered341
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberMP60017
Policy instance 1
Insurance contract or identification numberMP60017
Number of Individuals Covered359
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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